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BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 401k Plan overview

Plan NameBARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN
Plan identification number 002

BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

BARNES & NOBLE, INC. has sponsored the creation of one or more 401k plans.

Company Name:BARNES & NOBLE, INC.
Employer identification number (EIN):061196501
NAIC Classification:451211
NAIC Description:Book Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01DOROTHY SCHWESKA
0022015-01-01DOROTHY SCHWESKA
0022014-01-01DOROTHY SCHWESKA
0022013-01-01DOROTHY SCHWESKA
0022012-01-01DOROTHY SCHWESKA
0022011-01-01DOROTHY SCHWESKA
0022009-01-01DOROTHY SCHWESKA
0022009-01-01 DOROTHY SCHWESKA2010-10-15

Plan Statistics for BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN

401k plan membership statisitcs for BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN

Measure Date Value
2016: BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,141
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,286
Total number of active participants reported on line 7a of the Form 55002015-01-011,647
Number of retired or separated participants receiving benefits2015-01-01878
Number of other retired or separated participants entitled to future benefits2015-01-01562
Total of all active and inactive participants2015-01-013,087
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0154
Total participants2015-01-013,141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014,016
Total number of active participants reported on line 7a of the Form 55002014-01-011,824
Number of retired or separated participants receiving benefits2014-01-01869
Number of other retired or separated participants entitled to future benefits2014-01-01537
Total of all active and inactive participants2014-01-013,230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0156
Total participants2014-01-013,286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-019
2013: BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014,199
Total number of active participants reported on line 7a of the Form 55002013-01-011,993
Number of retired or separated participants receiving benefits2013-01-01788
Number of other retired or separated participants entitled to future benefits2013-01-011,187
Total of all active and inactive participants2013-01-013,968
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0148
Total participants2013-01-014,016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2012: BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,494
Total number of active participants reported on line 7a of the Form 55002012-01-012,211
Number of retired or separated participants receiving benefits2012-01-01735
Number of other retired or separated participants entitled to future benefits2012-01-011,208
Total of all active and inactive participants2012-01-014,154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0145
Total participants2012-01-014,199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-019
2011: BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014,888
Total number of active participants reported on line 7a of the Form 55002011-01-012,452
Number of retired or separated participants receiving benefits2011-01-01675
Number of other retired or separated participants entitled to future benefits2011-01-011,332
Total of all active and inactive participants2011-01-014,459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0135
Total participants2011-01-014,494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0118
2009: BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015,367
Total number of active participants reported on line 7a of the Form 55002009-01-013,264
Number of retired or separated participants receiving benefits2009-01-01567
Number of other retired or separated participants entitled to future benefits2009-01-011,277
Total of all active and inactive participants2009-01-015,108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0133
Total participants2009-01-015,141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0114

Financial Data on BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN

Measure Date Value
2016 : BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-11-08$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-08$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-08$32,118
Total income from all sources (including contributions)2016-11-08$145,409
Total loss/gain on sale of assets2016-11-08$0
Total of all expenses incurred2016-11-08$54,570,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-08$54,475,853
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-08$0
Value of total assets at end of year2016-11-08$0
Value of total assets at beginning of year2016-11-08$54,457,273
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-08$94,711
Total interest from all sources2016-11-08$0
Total dividends received (eg from common stock, registered investment company shares)2016-11-08$65,752
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-08Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-11-08$0
Total dividends received from registered investment company shares (eg mutual funds)2016-11-08$65,752
Was this plan covered by a fidelity bond2016-11-08Yes
Value of fidelity bond cover2016-11-08$10,000,000
Were there any nonexempt tranactions with any party-in-interest2016-11-08No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-11-08$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-11-08$821
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-11-08$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-11-08$32,118
Other income not declared elsewhere2016-11-08$6,991
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-08No
Value of net income/loss2016-11-08$-54,425,155
Value of net assets at end of year (total assets less liabilities)2016-11-08$0
Value of net assets at beginning of year (total assets less liabilities)2016-11-08$54,425,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-08No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-08No
Were any leases to which the plan was party in default or uncollectible2016-11-08No
Investment advisory and management fees2016-11-08$94,711
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-11-08$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-11-08$46,661,452
Expenses. Payments to insurance carriers foe the provision of benefits2016-11-08$34,500,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-11-08$72,666
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-08Yes
Was there a failure to transmit to the plan any participant contributions2016-11-08No
Has the plan failed to provide any benefit when due under the plan2016-11-08No
Contributions received in cash from employer2016-11-08$0
Employer contributions (assets) at end of year2016-11-08$0
Employer contributions (assets) at beginning of year2016-11-08$7,795,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-08$19,975,853
Did the plan have assets held for investment2016-11-08No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-08No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-08Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-08Yes
Opinion of an independent qualified public accountant for this plan2016-11-08Disclaimer
Accountancy firm name2016-11-08ERNST & YOUNG
Accountancy firm EIN2016-11-08346565596
2015 : BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$32,118
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$44,797
Total income from all sources (including contributions)2015-12-31$7,938,438
Total loss/gain on sale of assets2015-12-31$19,454
Total of all expenses incurred2015-12-31$2,303,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,178,232
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$7,795,000
Value of total assets at end of year2015-12-31$54,457,273
Value of total assets at beginning of year2015-12-31$48,834,698
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$124,952
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$253,037
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$253,037
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$821
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$233
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$32,118
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$44,797
Other income not declared elsewhere2015-12-31$284
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$5,635,254
Value of net assets at end of year (total assets less liabilities)2015-12-31$54,425,155
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$48,789,901
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$124,952
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$46,661,452
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$39,010,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-129,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$7,795,000
Employer contributions (assets) at end of year2015-12-31$7,795,000
Employer contributions (assets) at beginning of year2015-12-31$9,824,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,178,232
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$19,454
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG
Accountancy firm EIN2015-12-31346565596
2014 : BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$44,797
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$37,133
Total income from all sources (including contributions)2014-12-31$11,952,995
Total loss/gain on sale of assets2014-12-31$1,562,191
Total of all expenses incurred2014-12-31$17,195,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$17,033,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$9,824,000
Value of total assets at end of year2014-12-31$48,834,698
Value of total assets at beginning of year2014-12-31$54,069,978
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$162,103
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$607,242
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$607,242
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$2,269,943
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$233
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$2
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$44,797
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$37,133
Other income not declared elsewhere2014-12-31$13,604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-5,242,944
Value of net assets at end of year (total assets less liabilities)2014-12-31$48,789,901
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$54,032,845
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$162,103
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$39,010,465
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$41,976,192
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-54,042
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$9,824,000
Employer contributions (assets) at end of year2014-12-31$9,824,000
Employer contributions (assets) at beginning of year2014-12-31$9,823,841
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$17,033,836
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$1,562,191
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2014-12-31346565596
2013 : BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$37,133
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$35,251
Total income from all sources (including contributions)2013-12-31$17,250,050
Total loss/gain on sale of assets2013-12-31$2,235,852
Total of all expenses incurred2013-12-31$2,134,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,992,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$10,804,043
Value of total assets at end of year2013-12-31$54,069,978
Value of total assets at beginning of year2013-12-31$38,952,988
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$142,538
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$791,893
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$791,893
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$2,269,943
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,746,308
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$2
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$10,578
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$37,133
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$35,251
Other income not declared elsewhere2013-12-31$24,891
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$15,115,108
Value of net assets at end of year (total assets less liabilities)2013-12-31$54,032,845
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$38,917,737
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$142,538
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$41,976,192
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$36,720,515
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,393,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$10,804,043
Employer contributions (assets) at end of year2013-12-31$9,823,841
Employer contributions (assets) at beginning of year2013-12-31$475,587
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,992,404
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$2,235,852
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2013-12-31346565596
2012 : BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$35,251
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$54,590
Total income from all sources (including contributions)2012-12-31$5,689,606
Total loss/gain on sale of assets2012-12-31$477,904
Total of all expenses incurred2012-12-31$2,170,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,054,366
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,371,655
Value of total assets at end of year2012-12-31$38,952,988
Value of total assets at beginning of year2012-12-31$35,453,214
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$116,127
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$961,172
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$961,172
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,746,308
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$10,578
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$22,690
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$35,251
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$54,590
Other income not declared elsewhere2012-12-31$28,235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,519,113
Value of net assets at end of year (total assets less liabilities)2012-12-31$38,917,737
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$35,398,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$116,127
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$36,720,515
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$34,691,163
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,850,640
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,371,655
Employer contributions (assets) at end of year2012-12-31$475,587
Employer contributions (assets) at beginning of year2012-12-31$739,361
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,054,366
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$477,904
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2012-12-31346565596
2011 : BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$54,590
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$52,539
Total income from all sources (including contributions)2011-12-31$2,044,986
Total loss/gain on sale of assets2011-12-31$-434,437
Total of all expenses incurred2011-12-31$2,001,221
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,867,249
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,884,254
Value of total assets at end of year2011-12-31$35,453,214
Value of total assets at beginning of year2011-12-31$35,407,398
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$133,972
Total interest from all sources2011-12-31$22,400
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,015,878
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,015,878
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$22,690
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$32,370
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$54,590
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$52,539
Other income not declared elsewhere2011-12-31$41,557
Total non interest bearing cash at end of year2011-12-31$383,002
Total non interest bearing cash at beginning of year2011-12-31$746,591
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$43,765
Value of net assets at end of year (total assets less liabilities)2011-12-31$35,398,624
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$35,354,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$133,972
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$34,308,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$33,612,465
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$22,400
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-484,666
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,884,254
Employer contributions (assets) at end of year2011-12-31$739,361
Employer contributions (assets) at beginning of year2011-12-31$1,015,972
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,867,249
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$-434,437
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BDO USA, LLP
Accountancy firm EIN2011-12-31135381590
2010 : BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$52,539
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$45,668
Total income from all sources (including contributions)2010-12-31$5,293,467
Total loss/gain on sale of assets2010-12-31$935,138
Total of all expenses incurred2010-12-31$1,735,923
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,615,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,645,117
Value of total assets at end of year2010-12-31$35,407,398
Value of total assets at beginning of year2010-12-31$31,842,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$120,722
Total interest from all sources2010-12-31$57,686
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$645,471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$645,471
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$32,370
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$28,292
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$52,539
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$45,668
Other income not declared elsewhere2010-12-31$53,360
Total non interest bearing cash at end of year2010-12-31$746,591
Total non interest bearing cash at beginning of year2010-12-31$487,892
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,557,544
Value of net assets at end of year (total assets less liabilities)2010-12-31$35,354,859
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$31,797,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$120,722
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$33,612,465
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$26,757,224
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$993,569
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$7,786
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$7,786
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$57,686
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,956,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,645,117
Employer contributions (assets) at end of year2010-12-31$1,015,972
Employer contributions (assets) at beginning of year2010-12-31$3,568,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,615,201
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$935,138
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BDO USA, LLP
Accountancy firm EIN2010-12-31135381590

Form 5500 Responses for BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN

2016: BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: BARNES & NOBLE, INC. EMPLOYEES' RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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