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CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan NameCHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN
Plan identification number 001

CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CHARTER OAK ENVIRONMENTAL SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name:CHARTER OAK ENVIRONMENTAL SERVICES, INC.
Employer identification number (EIN):061497480
NAIC Classification:562000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01KIMBERLY EWALT
0012015-01-01KIMBERLY EWALT
0012014-01-01KIMBERLY EWALT
0012013-01-01KIMBERLY EWALT
0012011-01-01KIMBERLY EWALT
0012010-01-01KIMBERLY EWALT
0012009-03-16KIMBERLY EWALT
0012009-01-01KIMBERLY EWALT

Financial Data on CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN

Measure Date Value
2016 : CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Transfers to/from the plan2016-05-24$0
Total plan liabilities at end of year2016-05-24$0
Total plan liabilities at beginning of year2016-05-24$0
Total income from all sources2016-05-24$4,443
Expenses. Total of all expenses incurred2016-05-24$792,493
Benefits paid (including direct rollovers)2016-05-24$792,453
Total plan assets at end of year2016-05-24$0
Total plan assets at beginning of year2016-05-24$788,050
Value of fidelity bond covering the plan2016-05-24$100,000
Total contributions received or receivable from participants2016-05-24$3,105
Expenses. Other expenses not covered elsewhere2016-05-24$0
Contributions received from other sources (not participants or employers)2016-05-24$0
Other income received2016-05-24$1,338
Noncash contributions received2016-05-24$0
Net income (gross income less expenses)2016-05-24$-788,050
Net plan assets at end of year (total assets less liabilities)2016-05-24$0
Net plan assets at beginning of year (total assets less liabilities)2016-05-24$788,050
Total contributions received or receivable from employer(s)2016-05-24$0
Value of certain deemed distributions of participant loans2016-05-24$0
Value of corrective distributions2016-05-24$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-05-24$40
2015 : CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$61,965
Expenses. Total of all expenses incurred2015-12-31$558,962
Benefits paid (including direct rollovers)2015-12-31$558,822
Total plan assets at end of year2015-12-31$788,050
Total plan assets at beginning of year2015-12-31$1,285,047
Value of fidelity bond covering the plan2015-12-31$100,000
Total contributions received or receivable from participants2015-12-31$41,810
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$20,155
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-496,997
Net plan assets at end of year (total assets less liabilities)2015-12-31$788,050
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,285,047
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$8,742
Total contributions received or receivable from employer(s)2015-12-31$0
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$140
2014 : CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$66,128
Expenses. Total of all expenses incurred2014-12-31$80
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$1,285,047
Total plan assets at beginning of year2014-12-31$1,218,999
Value of fidelity bond covering the plan2014-12-31$100,000
Total contributions received or receivable from participants2014-12-31$0
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$66,128
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$66,048
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,285,047
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,218,999
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-12-31$8,742
Total contributions received or receivable from employer(s)2014-12-31$0
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$80
2013 : CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$242,260
Expenses. Total of all expenses incurred2013-12-31$173,259
Benefits paid (including direct rollovers)2013-12-31$172,464
Total plan assets at end of year2013-12-31$1,218,999
Total plan assets at beginning of year2013-12-31$1,149,998
Value of fidelity bond covering the plan2013-12-31$100,000
Total contributions received or receivable from participants2013-12-31$0
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$242,260
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$69,001
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,218,999
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,149,998
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022013-12-31$12,345
Total contributions received or receivable from employer(s)2013-12-31$0
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$795
2011 : CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN 2011 401k financial data
Total income from all sources2011-12-31$-18,797
Expenses. Total of all expenses incurred2011-12-31$51,309
Benefits paid (including direct rollovers)2011-12-31$50,499
Total plan assets at end of year2011-12-31$1,161,365
Total plan assets at beginning of year2011-12-31$1,231,471
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$15,454
Other income received2011-12-31$-34,251
Net income (gross income less expenses)2011-12-31$-70,106
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,161,365
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,231,471
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$810
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN 2010 401k financial data
Total income from all sources2010-12-31$173,517
Expenses. Total of all expenses incurred2010-12-31$157,704
Benefits paid (including direct rollovers)2010-12-31$157,614
Total plan assets at end of year2010-12-31$1,231,471
Total plan assets at beginning of year2010-12-31$1,215,658
Value of fidelity bond covering the plan2010-12-31$1,000,000
Total contributions received or receivable from participants2010-12-31$27,124
Other income received2010-12-31$141,977
Net income (gross income less expenses)2010-12-31$15,813
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,231,471
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,215,658
Total contributions received or receivable from employer(s)2010-12-31$4,416
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$90
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN

2016: CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2011: CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CHARTER OAK ENVIRONMENTAL SERVICES, INC. SAVINGS AND RETIREMENT PLAN 2009 form 5500 responses
2009-03-16Type of plan entitySingle employer plan
2009-03-16Submission has been amendedNo
2009-03-16This submission is the final filingNo
2009-03-16This return/report is a short plan year return/report (less than 12 months)No
2009-03-16Plan funding arrangement – InsuranceYes
2009-03-16Plan funding arrangement – TrustYes
2009-03-16Plan benefit arrangement – InsuranceYes
2009-03-16Plan benefit arrangement - TrustYes
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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