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CHARTER OAK CAPITAL MANAGEMENT 401(K) PLAN 401k Plan overview

Plan NameCHARTER OAK CAPITAL MANAGEMENT 401(K) PLAN
Plan identification number 001

CHARTER OAK CAPITAL MANAGEMENT 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CHARTER OAK CAPITAL MANAGEMENT LLC has sponsored the creation of one or more 401k plans.

Company Name:CHARTER OAK CAPITAL MANAGEMENT LLC
Employer identification number (EIN):263694779
NAIC Classification:523120
NAIC Description:Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CHARTER OAK CAPITAL MANAGEMENT 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01LENA WYAND2024-10-08
0012022-01-01LENA WYAND2023-05-08
0012021-01-01LENA WYAND2022-09-01
0012020-01-01LENA WYAND2021-08-18
0012019-01-01LENA WYAND2020-10-12
0012018-01-01LENA WYAND2019-09-10
0012017-01-01LENA WYAND2018-10-05
0012016-01-01LENA WYAND2017-10-10

Plan Statistics for CHARTER OAK CAPITAL MANAGEMENT 401(K) PLAN

401k plan membership statisitcs for CHARTER OAK CAPITAL MANAGEMENT 401(K) PLAN

Measure Date Value
2025: CHARTER OAK CAPITAL MANAGEMENT 401(K) PLAN 2025 401k membership
Total number of particpants at beginning of year2025-03-2724
Total number of particpants at end of year2025-03-2729
Number of Participants With Account Balances2025-03-2729
2024: CHARTER OAK CAPITAL MANAGEMENT 401(K) PLAN 2024 401k membership
Total number of particpants at beginning of year2024-10-0824
Total number of particpants at end of year2024-10-0824
Number of Participants With Account Balances2024-10-0824
2022: CHARTER OAK CAPITAL MANAGEMENT 401(K) PLAN 2022 401k membership
Total number of particpants at beginning of year2022-09-0124
Total number of particpants at end of year2022-09-0122
Number of Participants With Account Balances2022-09-0122

Financial Data on CHARTER OAK CAPITAL MANAGEMENT 401(K) PLAN

Measure Date Value
2025 : CHARTER OAK CAPITAL MANAGEMENT 401(K) PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year2025-03-270
Net assets as of the end of the plan year2025-03-279731806
Total assets as of the beginning of the plan year2025-03-277307231
Value of plan covered by a fidelity bond2025-03-27500000
Participant contributions to plan in this plan year2025-03-27420843
Other contributions to plan in this plan year2025-03-27165006
Other income to plan in this plan year2025-03-271667639
Plan net income in this plan year2025-03-272424575
Net assets as of the end of the plan year2025-03-279731806
Net assets as of the beginning of the plan year2025-03-277307231
Employer contributions to plan in this plan year2025-03-27171087
2024 : CHARTER OAK CAPITAL MANAGEMENT 401(K) PLAN 2024 401k financial data
Total expenses incurred by plan in this plan year2024-10-0872623
Net assets as of the end of the plan year2024-10-087307231
Total assets as of the beginning of the plan year2024-10-085460637
Value of plan covered by a fidelity bond2024-10-08500000
Participant contributions to plan in this plan year2024-10-08396699
Other income to plan in this plan year2024-10-081374086
Plan net income in this plan year2024-10-081846594
Net assets as of the end of the plan year2024-10-087307231
Net assets as of the beginning of the plan year2024-10-085460637
Employer contributions to plan in this plan year2024-10-08148432
2022 : CHARTER OAK CAPITAL MANAGEMENT 401(K) PLAN 2022 401k financial data
Total expenses incurred by plan in this plan year2022-09-018143
Net assets as of the end of the plan year2022-09-016036795
Total assets as of the beginning of the plan year2022-09-014760327
Value of plan covered by a fidelity bond2022-09-01477000
Participant contributions to plan in this plan year2022-09-01329996
Other contributions to plan in this plan year2022-09-012417
Other income to plan in this plan year2022-09-01826683
Plan net income in this plan year2022-09-011276468
Net assets as of the end of the plan year2022-09-016036795
Net assets as of the beginning of the plan year2022-09-014760327
Employer contributions to plan in this plan year2022-09-01125515
Expensese paid to adminstrative service provicers from plan in this plan year2022-09-0115

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