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NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 401k Plan overview

Plan NameNORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN
Plan identification number 004

NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC has sponsored the creation of one or more 401k plans.

Company Name:NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC
Employer identification number (EIN):112419534
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1977-04-01
Company Identification Number: 429488
Legal Registered Office Address: c/o 507 Plum Street
STE 310
SYRACUSE
United States of America (USA)
132041469

More information about NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042015-04-01TODD OCONNELL TODD OCONNELL2017-01-17
0042014-04-01MARK LEVINE MARK LEVINE2016-01-12
0042013-04-01MARK LEVINE MARK LEVINE2014-12-04
0042012-04-01EDWARD SAMUEL EDWARD SAMUEL2013-10-08
0042011-04-01EDWARD SAMUEL EDWARD SAMUEL2013-01-08
0042010-04-01EDWARD SAMUEL EDWARD SAMUEL2012-01-13
0042009-04-01EDWARD SAMUEL EDWARD SAMUEL2011-01-15
0042009-04-01EDWARD SAMUEL EDWARD SAMUEL2011-03-23
0042009-04-01EDWARD SAMUEL EDWARD SAMUEL2011-01-15
0042008-04-01EDWARD SAMUEL EDWARD SAMUEL2011-01-14

Plan Statistics for NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN

401k plan membership statisitcs for NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN

Measure Date Value
2015: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-04-01244
Total number of active participants reported on line 7a of the Form 55002015-04-01201
Number of retired or separated participants receiving benefits2015-04-010
Number of other retired or separated participants entitled to future benefits2015-04-0166
Total of all active and inactive participants2015-04-01267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-010
Total participants2015-04-01267
Number of participants with account balances2015-04-01267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-04-013
2014: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-04-01218
Total number of active participants reported on line 7a of the Form 55002014-04-01137
Number of retired or separated participants receiving benefits2014-04-010
Number of other retired or separated participants entitled to future benefits2014-04-0170
Total of all active and inactive participants2014-04-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-010
Total participants2014-04-01207
Number of participants with account balances2014-04-01207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-0112
2013: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-01205
Total number of active participants reported on line 7a of the Form 55002013-04-01131
Number of retired or separated participants receiving benefits2013-04-010
Number of other retired or separated participants entitled to future benefits2013-04-0161
Total of all active and inactive participants2013-04-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-010
Total participants2013-04-01192
Number of participants with account balances2013-04-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-015
2012: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-01203
Total number of active participants reported on line 7a of the Form 55002012-04-01123
Number of retired or separated participants receiving benefits2012-04-010
Number of other retired or separated participants entitled to future benefits2012-04-0161
Total of all active and inactive participants2012-04-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-010
Total participants2012-04-01184
Number of participants with account balances2012-04-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-017
2011: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-01218
Total number of active participants reported on line 7a of the Form 55002011-04-01136
Number of retired or separated participants receiving benefits2011-04-010
Number of other retired or separated participants entitled to future benefits2011-04-0166
Total of all active and inactive participants2011-04-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-010
Total participants2011-04-01202
Number of participants with account balances2011-04-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-015
2010: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-04-01216
Total number of active participants reported on line 7a of the Form 55002010-04-01138
Number of retired or separated participants receiving benefits2010-04-010
Number of other retired or separated participants entitled to future benefits2010-04-0166
Total of all active and inactive participants2010-04-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-04-010
Total participants2010-04-01204
Number of participants with account balances2010-04-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-04-015
2009: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-01194
Total number of active participants reported on line 7a of the Form 55002009-04-01118
Number of retired or separated participants receiving benefits2009-04-010
Number of other retired or separated participants entitled to future benefits2009-04-0176
Total of all active and inactive participants2009-04-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-010
Total participants2009-04-01194
Number of participants with account balances2009-04-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-014
2008: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2008 401k membership
Total participants, beginning-of-year2008-04-01194
Total number of active participants reported on line 7a of the Form 55002008-04-01106
Number of retired or separated participants receiving benefits2008-04-010
Number of other retired or separated participants entitled to future benefits2008-04-0186
Total of all active and inactive participants2008-04-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-04-010
Total participants2008-04-01192
Number of participants with account balances2008-04-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-04-010

Financial Data on NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN

Measure Date Value
2016 : NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-03-31$-398,042
Total unrealized appreciation/depreciation of assets2016-03-31$-398,042
Total transfer of assets to this plan2016-03-31$0
Total transfer of assets from this plan2016-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total income from all sources (including contributions)2016-03-31$1,173,615
Total loss/gain on sale of assets2016-03-31$142,665
Total of all expenses incurred2016-03-31$247,299
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$212,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$1,545,213
Value of total assets at end of year2016-03-31$15,760,385
Value of total assets at beginning of year2016-03-31$14,834,069
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$34,397
Total interest from all sources2016-03-31$14,946
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$219,738
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-03-31$211,725
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$1,000,000
If this is an individual account plan, was there a blackout period2016-03-31No
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Contributions received from participants2016-03-31$0
Participant contributions at end of year2016-03-31$183,976
Participant contributions at beginning of year2016-03-31$164,076
Assets. Other investments not covered elsewhere at end of year2016-03-31$1,014,820
Assets. Other investments not covered elsewhere at beginning of year2016-03-31$1,085,391
Income. Received or receivable in cash from other sources (including rollovers)2016-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-03-31$1,109
Other income not declared elsewhere2016-03-31$11,598
Administrative expenses (other) incurred2016-03-31$0
Total non interest bearing cash at end of year2016-03-31$6,074
Total non interest bearing cash at beginning of year2016-03-31$5,447
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$926,316
Value of net assets at end of year (total assets less liabilities)2016-03-31$15,760,385
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$14,834,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Assets. partnership/joint venture interests at end of year2016-03-31$189,866
Assets. partnership/joint venture interests at beginning of year2016-03-31$128,336
Investment advisory and management fees2016-03-31$26,699
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-03-31$8,361,777
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-03-31$6,885,840
Interest on participant loans2016-03-31$7,163
Income. Interest from corporate debt instruments2016-03-31$4,537
Value of interest in common/collective trusts at end of year2016-03-31$1,355,980
Value of interest in common/collective trusts at beginning of year2016-03-31$1,157,089
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-03-31$1,251,081
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-03-31$1,307,931
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-03-31$1,307,931
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-03-31$3,246
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-03-31$-369,688
Net investment gain or loss from common/collective trusts2016-03-31$7,185
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31Yes
Was there a failure to transmit to the plan any participant contributions2016-03-31No
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Contributions received in cash from employer2016-03-31$1,545,213
Employer contributions (assets) at end of year2016-03-31$1,545,213
Employer contributions (assets) at beginning of year2016-03-31$1,224,082
Income. Dividends from common stock2016-03-31$8,013
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$212,902
Asset. Corporate debt instrument debt (other) at end of year2016-03-31$84,203
Asset. Corporate debt instrument debt (other) at beginning of year2016-03-31$109,817
Contract administrator fees2016-03-31$7,698
Assets. Corporate common stocks other than exployer securities at end of year2016-03-31$1,767,395
Assets. Corporate common stocks other than exployer securities at beginning of year2016-03-31$2,764,951
Did the plan have assets held for investment2016-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31No
Aggregate proceeds on sale of assets2016-03-31$142,665
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31Yes
Opinion of an independent qualified public accountant for this plan2016-03-31Disclaimer
Accountancy firm name2016-03-31SILVERMAN NEU, LLP
Accountancy firm EIN2016-03-31113531208
2015 : NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-03-31$189,819
Total unrealized appreciation/depreciation of assets2015-03-31$189,819
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total income from all sources (including contributions)2015-03-31$2,162,716
Total loss/gain on sale of assets2015-03-31$37,217
Total of all expenses incurred2015-03-31$333,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$275,764
Expenses. Certain deemed distributions of participant loans2015-03-31$11,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$1,224,710
Value of total assets at end of year2015-03-31$14,834,069
Value of total assets at beginning of year2015-03-31$13,004,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$45,831
Total interest from all sources2015-03-31$76,539
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$335,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-03-31$260,122
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$1,000,000
If this is an individual account plan, was there a blackout period2015-03-31No
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Contributions received from participants2015-03-31$0
Participant contributions at end of year2015-03-31$164,076
Participant contributions at beginning of year2015-03-31$189,953
Assets. Other investments not covered elsewhere at end of year2015-03-31$1,085,391
Assets. Other investments not covered elsewhere at beginning of year2015-03-31$1,031,637
Income. Received or receivable in cash from other sources (including rollovers)2015-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-03-31$1,109
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-03-31$3,877
Other income not declared elsewhere2015-03-31$818
Administrative expenses (other) incurred2015-03-31$45,831
Total non interest bearing cash at end of year2015-03-31$5,447
Total non interest bearing cash at beginning of year2015-03-31$5,612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Value of net income/loss2015-03-31$1,829,338
Value of net assets at end of year (total assets less liabilities)2015-03-31$14,834,069
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$13,004,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Assets. partnership/joint venture interests at end of year2015-03-31$128,336
Assets. partnership/joint venture interests at beginning of year2015-03-31$127,418
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-03-31$6,885,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-03-31$5,444,651
Interest on participant loans2015-03-31$7,284
Interest earned on other investments2015-03-31$57,159
Income. Interest from corporate debt instruments2015-03-31$7,075
Value of interest in common/collective trusts at end of year2015-03-31$1,157,089
Value of interest in common/collective trusts at beginning of year2015-03-31$959,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-03-31$1,307,931
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-03-31$2,003,556
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-03-31$2,003,556
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-03-31$5,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-03-31$291,331
Net investment gain or loss from common/collective trusts2015-03-31$6,896
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31Yes
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Contributions received in cash from employer2015-03-31$1,224,710
Employer contributions (assets) at end of year2015-03-31$1,224,082
Employer contributions (assets) at beginning of year2015-03-31$629,506
Income. Dividends from preferred stock2015-03-31$0
Income. Dividends from common stock2015-03-31$75,264
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$275,764
Asset. Corporate debt instrument debt (other) at end of year2015-03-31$109,817
Asset. Corporate debt instrument debt (other) at beginning of year2015-03-31$154,819
Assets. Corporate common stocks other than exployer securities at end of year2015-03-31$2,764,951
Assets. Corporate common stocks other than exployer securities at beginning of year2015-03-31$2,453,852
Did the plan have assets held for investment2015-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31No
Aggregate proceeds on sale of assets2015-03-31$737,527
Aggregate carrying amount (costs) on sale of assets2015-03-31$700,310
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31Yes
Opinion of an independent qualified public accountant for this plan2015-03-31Disclaimer
Accountancy firm name2015-03-31JERROLD G. SILVERMAN, CPA
Accountancy firm EIN2015-03-31113531208
2014 : NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-03-31$358,508
Total unrealized appreciation/depreciation of assets2014-03-31$358,508
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$1,000
Total income from all sources (including contributions)2014-03-31$2,291,342
Total loss/gain on sale of assets2014-03-31$133,169
Total of all expenses incurred2014-03-31$239,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$220,630
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$1,148,202
Value of total assets at end of year2014-03-31$13,004,731
Value of total assets at beginning of year2014-03-31$10,953,617
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$18,598
Total interest from all sources2014-03-31$147,535
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$221,437
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$1,000,000
If this is an individual account plan, was there a blackout period2014-03-31Yes
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Contributions received from participants2014-03-31$0
Participant contributions at end of year2014-03-31$189,953
Participant contributions at beginning of year2014-03-31$196,223
Assets. Other investments not covered elsewhere at end of year2014-03-31$1,031,637
Assets. Other investments not covered elsewhere at beginning of year2014-03-31$397,896
Income. Received or receivable in cash from other sources (including rollovers)2014-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-03-31$3,877
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-03-31$1,817
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-03-31$1,000
Other income not declared elsewhere2014-03-31$6,670
Administrative expenses (other) incurred2014-03-31$18,598
Total non interest bearing cash at end of year2014-03-31$5,612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$2,052,114
Value of net assets at end of year (total assets less liabilities)2014-03-31$13,004,731
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$10,952,617
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Assets. partnership/joint venture interests at end of year2014-03-31$127,418
Assets. partnership/joint venture interests at beginning of year2014-03-31$3,866
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-03-31$5,444,651
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-03-31$2,310,616
Interest on participant loans2014-03-31$8,280
Interest earned on other investments2014-03-31$120,656
Income. Interest from corporate debt instruments2014-03-31$8,921
Value of interest in common/collective trusts at end of year2014-03-31$959,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-03-31$2,003,556
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-03-31$5,086,116
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-03-31$5,086,116
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-03-31$9,678
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-03-31$264,648
Net investment gain or loss from common/collective trusts2014-03-31$11,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31Yes
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Contributions received in cash from employer2014-03-31$1,148,202
Employer contributions (assets) at end of year2014-03-31$629,506
Employer contributions (assets) at beginning of year2014-03-31$381,304
Income. Dividends from preferred stock2014-03-31$69,981
Income. Dividends from common stock2014-03-31$151,456
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$220,630
Asset. Corporate debt instrument debt (other) at end of year2014-03-31$154,819
Asset. Corporate debt instrument debt (other) at beginning of year2014-03-31$196,986
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-03-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2014-03-31$2,453,852
Assets. Corporate common stocks other than exployer securities at beginning of year2014-03-31$2,378,793
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Aggregate proceeds on sale of assets2014-03-31$1,044,989
Aggregate carrying amount (costs) on sale of assets2014-03-31$911,820
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31Yes
Opinion of an independent qualified public accountant for this plan2014-03-31Disclaimer
Accountancy firm name2014-03-31SILVERMAN NEU, LLP
Accountancy firm EIN2014-03-31113531208
2013 : NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-03-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-03-31$351,323
Total unrealized appreciation/depreciation of assets2013-03-31$351,323
Total transfer of assets to this plan2013-03-31$0
Total transfer of assets from this plan2013-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$1,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Expenses. Interest paid2013-03-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-03-31$0
Total income from all sources (including contributions)2013-03-31$1,483,480
Total loss/gain on sale of assets2013-03-31$19,666
Total of all expenses incurred2013-03-31$414,823
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$409,251
Expenses. Certain deemed distributions of participant loans2013-03-31$0
Value of total corrective distributions2013-03-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$998,065
Value of total assets at end of year2013-03-31$10,953,617
Value of total assets at beginning of year2013-03-31$9,883,960
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$5,572
Total income from rents2013-03-31$0
Total interest from all sources2013-03-31$33,198
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$81,162
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-03-31$0
Assets. Real estate other than employer real property at end of year2013-03-31$0
Assets. Real estate other than employer real property at beginning of year2013-03-31$0
Administrative expenses professional fees incurred2013-03-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-03-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-03-31$0
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$500,000
If this is an individual account plan, was there a blackout period2013-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Contributions received from participants2013-03-31$0
Participant contributions at end of year2013-03-31$196,223
Participant contributions at beginning of year2013-03-31$154,926
Participant contributions at end of year2013-03-31$0
Participant contributions at beginning of year2013-03-31$0
Assets. Other investments not covered elsewhere at end of year2013-03-31$397,896
Assets. Other investments not covered elsewhere at beginning of year2013-03-31$358,895
Income. Received or receivable in cash from other sources (including rollovers)2013-03-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-03-31$1,817
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-03-31$20,236
Assets. Loans (other than to participants) at end of year2013-03-31$0
Assets. Loans (other than to participants) at beginning of year2013-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-03-31$1,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-03-31$0
Other income not declared elsewhere2013-03-31$66
Administrative expenses (other) incurred2013-03-31$73
Liabilities. Value of operating payables at end of year2013-03-31$0
Liabilities. Value of operating payables at beginning of year2013-03-31$0
Total non interest bearing cash at end of year2013-03-31$0
Total non interest bearing cash at beginning of year2013-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Income. Non cash contributions2013-03-31$0
Value of net income/loss2013-03-31$1,068,657
Value of net assets at end of year (total assets less liabilities)2013-03-31$10,952,617
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$9,883,960
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Assets. partnership/joint venture interests at end of year2013-03-31$3,866
Assets. partnership/joint venture interests at beginning of year2013-03-31$121,557
Investment advisory and management fees2013-03-31$5,499
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-03-31$2,310,616
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-03-31$2,106,470
Value of interest in pooled separate accounts at end of year2013-03-31$0
Value of interest in pooled separate accounts at beginning of year2013-03-31$0
Interest on participant loans2013-03-31$7,060
Income. Interest from loans (other than to participants)2013-03-31$0
Interest earned on other investments2013-03-31$0
Income. Interest from US Government securities2013-03-31$0
Income. Interest from corporate debt instruments2013-03-31$9,705
Value of interest in master investment trust accounts at end of year2013-03-31$0
Value of interest in master investment trust accounts at beginning of year2013-03-31$0
Value of interest in common/collective trusts at end of year2013-03-31$0
Value of interest in common/collective trusts at beginning of year2013-03-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-03-31$5,086,116
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-03-31$5,010,827
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-03-31$5,010,827
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-03-31$16,433
Assets. Value of investments in 103.12 investment entities at end of year2013-03-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-03-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-03-31$0
Asset value of US Government securities at end of year2013-03-31$0
Asset value of US Government securities at beginning of year2013-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-03-31$0
Net investment gain/loss from pooled separate accounts2013-03-31$0
Net investment gain or loss from common/collective trusts2013-03-31$0
Net gain/loss from 103.12 investment entities2013-03-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31No
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Assets. Invements in employer securities at end of year2013-03-31$0
Assets. Invements in employer securities at beginning of year2013-03-31$0
Assets. Value of employer real property at end of year2013-03-31$0
Assets. Value of employer real property at beginning of year2013-03-31$0
Contributions received in cash from employer2013-03-31$998,065
Employer contributions (assets) at end of year2013-03-31$381,304
Employer contributions (assets) at beginning of year2013-03-31$283,239
Income. Dividends from preferred stock2013-03-31$0
Income. Dividends from common stock2013-03-31$81,162
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$409,251
Asset. Corporate debt instrument preferred debt at end of year2013-03-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-03-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-03-31$196,986
Asset. Corporate debt instrument debt (other) at beginning of year2013-03-31$197,948
Contract administrator fees2013-03-31$0
Assets. Corporate common stocks other than exployer securities at end of year2013-03-31$2,378,793
Assets. Corporate common stocks other than exployer securities at beginning of year2013-03-31$1,629,862
Liabilities. Value of benefit claims payable at end of year2013-03-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-03-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-03-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-03-31$0
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Aggregate proceeds on sale of assets2013-03-31$520,807
Aggregate carrying amount (costs) on sale of assets2013-03-31$501,141
Liabilities. Value of acquisition indebtedness at end of year2013-03-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-03-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31No
Opinion of an independent qualified public accountant for this plan2013-03-31Unqualified
Accountancy firm name2013-03-31JERROLD G. SILVERMAN, CPA'S
Accountancy firm EIN2013-03-31113531208
2012 : NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-03-31$38,156
Total unrealized appreciation/depreciation of assets2012-03-31$38,156
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$458
Total income from all sources (including contributions)2012-03-31$1,081,703
Total loss/gain on sale of assets2012-03-31$-27,001
Total of all expenses incurred2012-03-31$647,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$643,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$960,365
Value of total assets at end of year2012-03-31$9,883,960
Value of total assets at beginning of year2012-03-31$9,449,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$3,410
Total interest from all sources2012-03-31$36,940
Total dividends received (eg from common stock, registered investment company shares)2012-03-31$68,159
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$500,000
If this is an individual account plan, was there a blackout period2012-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-31$0
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Participant contributions at end of year2012-03-31$154,926
Participant contributions at beginning of year2012-03-31$74,233
Assets. Other investments not covered elsewhere at end of year2012-03-31$358,895
Assets. Other investments not covered elsewhere at beginning of year2012-03-31$170,437
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-03-31$20,236
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-03-31$18,246
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-03-31$458
Other income not declared elsewhere2012-03-31$5,084
Administrative expenses (other) incurred2012-03-31$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$434,435
Value of net assets at end of year (total assets less liabilities)2012-03-31$9,883,960
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$9,449,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Assets. partnership/joint venture interests at end of year2012-03-31$121,557
Assets. partnership/joint venture interests at beginning of year2012-03-31$117,625
Investment advisory and management fees2012-03-31$3,404
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-03-31$2,106,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-03-31$1,673,136
Interest on participant loans2012-03-31$5,540
Income. Interest from US Government securities2012-03-31$9,935
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-03-31$5,010,827
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-03-31$5,448,941
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-03-31$5,448,941
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-03-31$21,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31No
Was there a failure to transmit to the plan any participant contributions2012-03-31No
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Contributions received in cash from employer2012-03-31$960,365
Employer contributions (assets) at end of year2012-03-31$283,239
Employer contributions (assets) at beginning of year2012-03-31$75,338
Income. Dividends from common stock2012-03-31$68,159
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$643,858
Asset. Corporate debt instrument debt (other) at end of year2012-03-31$197,948
Asset. Corporate debt instrument debt (other) at beginning of year2012-03-31$195,219
Assets. Corporate common stocks other than exployer securities at end of year2012-03-31$1,629,862
Assets. Corporate common stocks other than exployer securities at beginning of year2012-03-31$1,676,808
Did the plan have assets held for investment2012-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Aggregate proceeds on sale of assets2012-03-31$746,055
Aggregate carrying amount (costs) on sale of assets2012-03-31$773,056
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31No
Opinion of an independent qualified public accountant for this plan2012-03-31Unqualified
Accountancy firm name2012-03-31JERROLD G. SILVERMAN, CPA S
Accountancy firm EIN2012-03-31113531208
2011 : NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-03-31$457,493
Total unrealized appreciation/depreciation of assets2011-03-31$457,493
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$458
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total income from all sources (including contributions)2011-03-31$1,546,066
Total loss/gain on sale of assets2011-03-31$3,915
Total of all expenses incurred2011-03-31$176,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$176,144
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$982,127
Value of total assets at end of year2011-03-31$9,449,983
Value of total assets at beginning of year2011-03-31$8,079,756
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$153
Total interest from all sources2011-03-31$44,849
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$57,976
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$500,000
If this is an individual account plan, was there a blackout period2011-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Participant contributions at end of year2011-03-31$74,233
Participant contributions at beginning of year2011-03-31$61,529
Assets. Other investments not covered elsewhere at end of year2011-03-31$170,437
Assets. Other investments not covered elsewhere at beginning of year2011-03-31$138,975
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-03-31$18,246
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-03-31$483
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-03-31$458
Other income not declared elsewhere2011-03-31$-294
Administrative expenses (other) incurred2011-03-31$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$1,369,769
Value of net assets at end of year (total assets less liabilities)2011-03-31$9,449,525
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$8,079,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Assets. partnership/joint venture interests at end of year2011-03-31$117,625
Assets. partnership/joint venture interests at beginning of year2011-03-31$111,156
Investment advisory and management fees2011-03-31$146
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-03-31$1,673,136
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-03-31$1,514,867
Interest on participant loans2011-03-31$2,949
Income. Interest from US Government securities2011-03-31$11,834
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-03-31$5,448,941
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-03-31$4,386,105
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-03-31$4,386,105
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-03-31$30,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31No
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Contributions received in cash from employer2011-03-31$982,127
Employer contributions (assets) at end of year2011-03-31$75,338
Employer contributions (assets) at beginning of year2011-03-31$363,211
Income. Dividends from common stock2011-03-31$57,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$176,144
Asset. Corporate debt instrument debt (other) at end of year2011-03-31$195,219
Asset. Corporate debt instrument debt (other) at beginning of year2011-03-31$192,357
Assets. Corporate common stocks other than exployer securities at end of year2011-03-31$1,676,808
Assets. Corporate common stocks other than exployer securities at beginning of year2011-03-31$1,311,073
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Aggregate proceeds on sale of assets2011-03-31$594,863
Aggregate carrying amount (costs) on sale of assets2011-03-31$590,948
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31No
Opinion of an independent qualified public accountant for this plan2011-03-31Unqualified
Accountancy firm name2011-03-31JERROLD G. SILVERMAN, CPA S
Accountancy firm EIN2011-03-31113531208
2010 : NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-03-31$0

Form 5500 Responses for NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN

2015: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Submission has been amendedNo
2015-04-01This submission is the final filingNo
2015-04-01This return/report is a short plan year return/report (less than 12 months)No
2015-04-01Plan is a collectively bargained planNo
2015-04-01Plan funding arrangement – InsuranceYes
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement – InsuranceYes
2015-04-01Plan benefit arrangement - TrustYes
2014: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Submission has been amendedNo
2014-04-01This submission is the final filingNo
2014-04-01This return/report is a short plan year return/report (less than 12 months)No
2014-04-01Plan is a collectively bargained planNo
2014-04-01Plan funding arrangement – InsuranceYes
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement – InsuranceYes
2014-04-01Plan benefit arrangement - TrustYes
2013: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes
2012-04-01Plan benefit arrangement - TrustYes
2011: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedNo
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – InsuranceYes
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement – InsuranceYes
2011-04-01Plan benefit arrangement - TrustYes
2010: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2010 form 5500 responses
2010-04-01Type of plan entitySingle employer plan
2010-04-01Submission has been amendedNo
2010-04-01This submission is the final filingNo
2010-04-01This return/report is a short plan year return/report (less than 12 months)No
2010-04-01Plan is a collectively bargained planNo
2010-04-01Plan funding arrangement – InsuranceYes
2010-04-01Plan funding arrangement – TrustYes
2010-04-01Plan benefit arrangement – InsuranceYes
2010-04-01Plan benefit arrangement - TrustYes
2009: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedNo
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – InsuranceYes
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement – InsuranceYes
2009-04-01Plan benefit arrangement - TrustYes
2008: NORTH SHORE HEMATOLOGY/ONCOLOGY ASSOCIATES, PC PROFIT SHARING PLAN 2008 form 5500 responses
2008-04-01Type of plan entitySingle employer plan
2008-04-01Submission has been amendedYes
2008-04-01This submission is the final filingNo
2008-04-01This return/report is a short plan year return/report (less than 12 months)No
2008-04-01Plan is a collectively bargained planNo
2008-04-01Plan funding arrangement – InsuranceYes
2008-04-01Plan funding arrangement – TrustYes
2008-04-01Plan benefit arrangement – InsuranceYes
2008-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract numberFA10000490
Policy instance 11
Insurance contract or identification numberFA10000490
Number of Individuals Covered1
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract numberGAX25561
Policy instance 1
Insurance contract or identification numberGAX25561
Number of Individuals Covered1
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameNATIONAL PLANNING CO.
ALLIANZ LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 64190 )
Policy contract number90004036
Policy instance 2
Insurance contract or identification number90004036
Number of Individuals Covered1
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number016173536
Policy instance 3
Insurance contract or identification number016173536
Number of Individuals Covered1
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1323948
Policy instance 4
Insurance contract or identification numberE1323948
Number of Individuals Covered1
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009078
Policy instance 9
Insurance contract or identification number0DN15009078
Number of Individuals Covered1
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number8927539/5650
Policy instance 5
Insurance contract or identification number8927539/5650
Number of Individuals Covered1
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract numberFA10000491
Policy instance 6
Insurance contract or identification numberFA10000491
Number of Individuals Covered1
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009076
Policy instance 7
Insurance contract or identification number0DN15009076
Number of Individuals Covered1
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009077
Policy instance 8
Insurance contract or identification number0DN15009077
Number of Individuals Covered1
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009079
Policy instance 10
Insurance contract or identification number0DN15009079
Number of Individuals Covered1
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 64190 )
Policy contract number90004036
Policy instance 2
Insurance contract or identification number90004036
Number of Individuals Covered1
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number016173536
Policy instance 4
Insurance contract or identification number016173536
Number of Individuals Covered1
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1323948
Policy instance 5
Insurance contract or identification numberE1323948
Number of Individuals Covered1
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number8927539/5650
Policy instance 6
Insurance contract or identification number8927539/5650
Number of Individuals Covered1
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract numberFA10000491
Policy instance 7
Insurance contract or identification numberFA10000491
Number of Individuals Covered1
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009076
Policy instance 8
Insurance contract or identification number0DN15009076
Number of Individuals Covered1
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009078
Policy instance 10
Insurance contract or identification number0DN15009078
Number of Individuals Covered1
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009079
Policy instance 11
Insurance contract or identification number0DN15009079
Number of Individuals Covered1
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract numberFA10000490
Policy instance 12
Insurance contract or identification numberFA10000490
Number of Individuals Covered1
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract numberGAX25561
Policy instance 1
Insurance contract or identification numberGAX25561
Number of Individuals Covered1
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameNATIONAL PLANNING CO.
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009077
Policy instance 9
Insurance contract or identification number0DN15009077
Number of Individuals Covered1
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract numberFA10000490
Policy instance 12
Insurance contract or identification numberFA10000490
Number of Individuals Covered1
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract numberGAX25561
Policy instance 1
Insurance contract or identification numberGAX25561
Number of Individuals Covered1
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 64190 )
Policy contract number90004036
Policy instance 2
Insurance contract or identification number90004036
Number of Individuals Covered1
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number016173536
Policy instance 4
Insurance contract or identification number016173536
Number of Individuals Covered1
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009077
Policy instance 9
Insurance contract or identification number0DN15009077
Number of Individuals Covered1
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1323948
Policy instance 5
Insurance contract or identification numberE1323948
Number of Individuals Covered1
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract numberFA10000491
Policy instance 7
Insurance contract or identification numberFA10000491
Number of Individuals Covered1
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number8927539/5650
Policy instance 6
Insurance contract or identification number8927539/5650
Number of Individuals Covered1
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009076
Policy instance 8
Insurance contract or identification number0DN15009076
Number of Individuals Covered1
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009078
Policy instance 10
Insurance contract or identification number0DN15009078
Number of Individuals Covered1
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009079
Policy instance 11
Insurance contract or identification number0DN15009079
Number of Individuals Covered1
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 64190 )
Policy contract number90004035
Policy instance 13
Insurance contract or identification number90004035
Number of Individuals Covered1
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ALLIANZ LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 64190 )
Policy contract number90004035
Policy instance 4
Insurance contract or identification number90004035
Number of Individuals Covered1
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract numberFA10000490
Policy instance 3
Insurance contract or identification numberFA10000490
Number of Individuals Covered1
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009078
Policy instance 7
Insurance contract or identification number0DN15009078
Number of Individuals Covered1
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $360
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $360
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009077
Policy instance 2
Insurance contract or identification number0DN15009077
Number of Individuals Covered1
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
MONY LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 66370 )
Policy contract numberFA10000491
Policy instance 5
Insurance contract or identification numberFA10000491
Number of Individuals Covered1
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
ALLIANZ LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 64190 )
Policy contract number90004036
Policy instance 6
Insurance contract or identification number90004036
Number of Individuals Covered1
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009076
Policy instance 1
Insurance contract or identification number0DN15009076
Number of Individuals Covered1
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract numberGAX25561
Policy instance 11
Insurance contract or identification numberGAX25561
Number of Individuals Covered1
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $484
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $484
Insurance broker organization code?3
Insurance broker nameALLIANZ LIFE INSURANCE CO.OF NY
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1323948
Policy instance 10
Insurance contract or identification numberE1323948
Number of Individuals Covered1
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $1,096
Total amount of fees paid to insurance companyUSD $30
Commission paid to Insurance BrokerUSD $1,096
Amount paid for insurance broker fees30
Additional information about fees paid to insurance brokerBONUS
Insurance broker organization code?3
Insurance broker nameANGELA RENEE ZELAYA
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number01-6173536
Policy instance 9
Insurance contract or identification number01-6173536
Number of Individuals Covered1
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $30
Are there contracts with allocated funds for individual policies?Yes
Amount paid for insurance broker fees30
Insurance broker organization code?6
Insurance broker nameWELLS FARGO ADVISORS, LLC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009079
Policy instance 8
Insurance contract or identification number0DN15009079
Number of Individuals Covered1
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009076
Policy instance 1
Insurance contract or identification number0DN15009076
Number of Individuals Covered1
Insurance policy start date2011-04-01
Insurance policy end date2012-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009077
Policy instance 2
Insurance contract or identification number0DN15009077
Number of Individuals Covered1
Insurance policy start date2011-04-01
Insurance policy end date2012-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009078
Policy instance 7
Insurance contract or identification number0DN15009078
Number of Individuals Covered1
Insurance policy start date2011-04-01
Insurance policy end date2012-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number0DN15009079
Policy instance 8
Insurance contract or identification number0DN15009079
Number of Individuals Covered1
Insurance policy start date2011-04-01
Insurance policy end date2012-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes

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