401k Plan data: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN plan

NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN
Plan identification number	005

NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SIGHT MEDICAL DOCTORS, PLLC has sponsored the creation of one or more 401k plans.

Company Name: SIGHT MEDICAL DOCTORS, PLLC

Employer identification number (EIN): 464449523

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2022-01-01
005 2021-01-01
005 2020-01-01
005 2020-01-01
005 2019-01-01
005 2018-01-01
005 2017-01-01 JIM FRAZZETTA
005 2017-01-01
005 2016-01-01 SHAUN ANDERSON 2017-10-10 SHAUN ANDERSON 2017-10-10
005 2015-01-01 SHAUN ANDERSON 2016-10-06 SHAUN ANDERSON 2016-10-06
005 2015-01-01 WESLEY MELCHIORRE 2016-10-06 WESLEY MELCHIORRE 2016-10-06

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
005	2022-01-01
005	2021-01-01
005	2020-01-01
005	2020-01-01
005	2019-01-01
005	2018-01-01
005	2017-01-01	JIM FRAZZETTA
005	2017-01-01
005	2016-01-01	SHAUN ANDERSON	2017-10-10	SHAUN ANDERSON	2017-10-10
005	2015-01-01	SHAUN ANDERSON	2016-10-06	SHAUN ANDERSON	2016-10-06
005	2015-01-01	WESLEY MELCHIORRE	2016-10-06	WESLEY MELCHIORRE	2016-10-06

Plan Statistics for NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN

401k plan membership statisitcs for NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN

Measure Date Value
2022: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 1,058
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 986
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 127
Total of all active and inactive participants 2022-01-01 1,113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 1,113
Number of participants with account balances 2022-01-01 512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 13
2021: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 637
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 942
Number of retired or separated participants receiving benefits 2021-01-01 74
Total of all active and inactive participants 2021-01-01 1,016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 1,016
Number of participants with account balances 2021-01-01 433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 662
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 584
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 53
Total of all active and inactive participants 2020-01-01 637
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 637
Number of participants with account balances 2020-01-01 277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 3
2019: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 518
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 626
Number of other retired or separated participants entitled to future benefits 2019-01-01 30
Total of all active and inactive participants 2019-01-01 656
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 656
Number of participants with account balances 2019-01-01 264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 7
2018: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 231
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 487
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 31
Total of all active and inactive participants 2018-01-01 518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 518
Number of participants with account balances 2018-01-01 224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 13
2017: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 130
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 185
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 46
Total of all active and inactive participants 2017-01-01 231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 231
Number of participants with account balances 2017-01-01 132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 10

Measure	Date	Value
2022: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,058
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	986
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	127
Total of all active and inactive participants	2022-01-01	1,113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	1,113
Number of participants with account balances	2022-01-01	512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	13
2021: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	637
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	942
Number of retired or separated participants receiving benefits	2021-01-01	74
Total of all active and inactive participants	2021-01-01	1,016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	1,016
Number of participants with account balances	2021-01-01	433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	662
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	584
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	53
Total of all active and inactive participants	2020-01-01	637
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	637
Number of participants with account balances	2020-01-01	277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	3
2019: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	518
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	626
Number of other retired or separated participants entitled to future benefits	2019-01-01	30
Total of all active and inactive participants	2019-01-01	656
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	656
Number of participants with account balances	2019-01-01	264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	7
2018: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	231
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	487
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	31
Total of all active and inactive participants	2018-01-01	518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	518
Number of participants with account balances	2018-01-01	224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	13
2017: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	130
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	185
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	46
Total of all active and inactive participants	2017-01-01	231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	231
Number of participants with account balances	2017-01-01	132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	10

Financial Data on NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN

Measure	Date	Value
2022 : NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$38,123
Total of all expenses incurred	2022-12-31	$1,143,283
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,133,145
Value of total corrective distributions	2022-12-31	$5,538
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$3,762,745
Value of total assets at end of year	2022-12-31	$18,029,715
Value of total assets at beginning of year	2022-12-31	$19,134,875
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$4,600
Total interest from all sources	2022-12-31	$12,015
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$26,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$26,382
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,770,350
Participant contributions at end of year	2022-12-31	$155,172
Participant contributions at beginning of year	2022-12-31	$152,084
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$84,668
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$675,891
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,105,160
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$18,029,715
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$19,134,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$4,600
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$16,972,385
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$18,150,744
Interest on participant loans	2022-12-31	$12,015
Value of interest in common/collective trusts at beginning of year	2022-12-31	$20,395
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$585,651
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$471,376
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-3,763,019
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$316,504
Employer contributions (assets) at end of year	2022-12-31	$316,507
Employer contributions (assets) at beginning of year	2022-12-31	$255,608
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,133,145
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CLIFTRONLARSONALLEN, LLP
Accountancy firm EIN	2022-12-31	410746749
2021 : NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2021 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$1,808
Total income from all sources (including contributions)	2021-12-31	$7,159,824
Total of all expenses incurred	2021-12-31	$741,288
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$644,493
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$5,209,401
Value of total assets at end of year	2021-12-31	$19,134,875
Value of total assets at beginning of year	2021-12-31	$12,718,147
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$96,795
Total interest from all sources	2021-12-31	$23,437
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$165,465
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$165,465
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$2,211,180
Participant contributions at end of year	2021-12-31	$152,084
Participant contributions at beginning of year	2021-12-31	$161,399
Participant contributions at end of year	2021-12-31	$84,668
Participant contributions at beginning of year	2021-12-31	$248
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$2,742,613
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$1,808
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$6,418,536
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$19,134,875
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$12,716,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$96,795
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$18,150,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$12,061,941
Interest on participant loans	2021-12-31	$8,399
Interest earned on other investments	2021-12-31	$15,038
Value of interest in common/collective trusts at end of year	2021-12-31	$20,395
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$471,376
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$494,559
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,761,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$255,608
Employer contributions (assets) at end of year	2021-12-31	$255,608
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$644,493
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	SOBEL & CO., LLC
Accountancy firm EIN	2021-12-31	221430039
2020 : NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$1,808
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$1,808
Total income from all sources (including contributions)	2020-12-31	$3,066,837
Total of all expenses incurred	2020-12-31	$1,625,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,543,291
Expenses. Certain deemed distributions of participant loans	2020-12-31	$26,545
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,412,802
Value of total assets at end of year	2020-12-31	$12,718,147
Value of total assets at beginning of year	2020-12-31	$11,277,028
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$55,882
Total interest from all sources	2020-12-31	$9,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,353,820
Participant contributions at end of year	2020-12-31	$161,399
Participant contributions at beginning of year	2020-12-31	$172,571
Participant contributions at end of year	2020-12-31	$248
Participant contributions at beginning of year	2020-12-31	$248
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$58,982
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$1,808
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$1,808
Other income not declared elsewhere	2020-12-31	$1,644,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,441,119
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$12,716,339
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$11,275,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$55,882
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$12,061,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$10,506,096
Interest on participant loans	2020-12-31	$9,083
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$494,559
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$598,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,543,291
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	MARCUM, LLP
Accountancy firm EIN	2020-12-31	111986323
2019 : NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,808
Total income from all sources (including contributions)	2019-12-31	$3,218,671
Total of all expenses incurred	2019-12-31	$511,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$444,946
Expenses. Certain deemed distributions of participant loans	2019-12-31	$10,892
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,663,574
Value of total assets at end of year	2019-12-31	$11,277,028
Value of total assets at beginning of year	2019-12-31	$8,567,919
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$55,532
Total interest from all sources	2019-12-31	$10,056
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,244,322
Participant contributions at end of year	2019-12-31	$172,571
Participant contributions at beginning of year	2019-12-31	$146,295
Participant contributions at end of year	2019-12-31	$248
Participant contributions at beginning of year	2019-12-31	$3,060
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$419,252
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$1,808
Other income not declared elsewhere	2019-12-31	$1,545,041
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,707,301
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$11,275,220
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$8,567,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$55,532
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$10,506,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$7,766,084
Interest on participant loans	2019-12-31	$10,056
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$598,113
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$650,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Employer contributions (assets) at beginning of year	2019-12-31	$1,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$444,946
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MARCUM, LLP
Accountancy firm EIN	2019-12-31	111986323
2018 : NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2018 401k financial data
Total transfer of assets to this plan	2018-12-31	$2,914,312
Total income from all sources (including contributions)	2018-12-31	$1,115,164
Total of all expenses incurred	2018-12-31	$304,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$269,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,623,943
Value of total assets at end of year	2018-12-31	$8,567,919
Value of total assets at beginning of year	2018-12-31	$4,842,739
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$35,060
Total interest from all sources	2018-12-31	$7,720
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$6,760
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$6,760
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$220,000
If this is an individual account plan, was there a blackout period	2018-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$987,999
Participant contributions at end of year	2018-12-31	$146,295
Participant contributions at beginning of year	2018-12-31	$35,003
Participant contributions at end of year	2018-12-31	$3,060
Participant contributions at beginning of year	2018-12-31	$25,236
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$635,944
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$810,868
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$8,567,919
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,842,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$35,060
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$7,766,084
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,908,924
Interest on participant loans	2018-12-31	$7,720
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$650,724
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$594,598
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-523,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Employer contributions (assets) at end of year	2018-12-31	$1,756
Employer contributions (assets) at beginning of year	2018-12-31	$278,978
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$269,236
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	Yes
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MARCUM, LLP
Accountancy firm EIN	2018-12-31	111986323
2017 : NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2017 401k financial data
Total transfer of assets to this plan	2017-12-31	$538,426
Total income from all sources (including contributions)	2017-12-31	$1,810,923
Total of all expenses incurred	2017-12-31	$61,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$59,741
Expenses. Certain deemed distributions of participant loans	2017-12-31	$1,117
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,165,657
Value of total assets at end of year	2017-12-31	$4,830,404
Value of total assets at beginning of year	2017-12-31	$3,081,300
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$2,078
Total interest from all sources	2017-12-31	$668
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$24,115
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$24,115
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$220,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$499,494
Participant contributions at end of year	2017-12-31	$35,003
Participant contributions at beginning of year	2017-12-31	$15,163
Participant contributions at end of year	2017-12-31	$13,818
Participant contributions at beginning of year	2017-12-31	$6,055
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$388,102
Administrative expenses (other) incurred	2017-12-31	$2,078
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,749,104
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,830,404
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,081,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$4,503,522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,837,423
Interest on participant loans	2017-12-31	$668
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$594,598
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$468,865
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$620,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$278,061
Employer contributions (assets) at end of year	2017-12-31	$278,061
Employer contributions (assets) at beginning of year	2017-12-31	$222,659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$59,741
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BDO USA, LLP
Accountancy firm EIN	2017-12-31	135381590

Form 5500 Responses for NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN

2022: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Mulitple employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	Yes
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NORTH SHORE MEDICAL AND SURGICAL EYE GROUP PLLC 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

590129-01

Policy instance

Insurance contract or identification number	590129-01
Number of Individuals Covered	0
Total amount of commissions paid to insurance broker	USD $1,072
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $536
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

81J043

Policy instance

Insurance contract or identification number	81J043
Number of Individuals Covered	518
Insurance policy start date	2022-12-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $33,935
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $33,935
Insurance broker organization code?	3

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

590129-01

Policy instance

Insurance contract or identification number	590129-01
Number of Individuals Covered	109
Total amount of commissions paid to insurance broker	USD $37,054
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $17,961
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

81J043

Policy instance

Insurance contract or identification number	81J043
Number of Individuals Covered	394
Insurance policy start date	2022-12-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

590129-01

Policy instance

Insurance contract or identification number	590129-01
Number of Individuals Covered	83
Total amount of commissions paid to insurance broker	USD $1,086
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $517
Insurance broker organization code?	3

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

590129-01

Policy instance

Insurance contract or identification number	590129-01
Total amount of commissions paid to insurance broker	USD $1,298
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $607
Insurance broker organization code?	3

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )

Policy contract number

590129-01

Policy instance

Insurance contract or identification number	590129-01
Number of Individuals Covered	34
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $1,464
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $650
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	KEVIN PETERS

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SIGHT MEDICAL DOCTORS, PLLC
Employer identification number (EIN):	464449523
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)