401k Plan data: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN plan

RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN
Plan identification number	005

RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Life insurance

401k Sponsoring company profile

RUBIN & ROTHMAN, LLC has sponsored the creation of one or more 401k plans.

Company Name: RUBIN & ROTHMAN, LLC

Employer identification number (EIN): 113477525

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Additional information about RUBIN & ROTHMAN, LLC

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1999-04-12

Company Identification Number: 2366327

Legal Registered Office Address: 1787 VETERANS HWY
Suffolk
ISLANDIA
United States of America (USA)
11722

More information about RUBIN & ROTHMAN, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2019-01-01
005 2018-01-01
005 2017-01-01 KEITH ROTHMAN
005 2016-01-01
005 2015-01-01
005 2014-01-01 KEITH ROTHMAN
005 2013-01-01 KEITH ROTHMAN
005 2012-01-01 KEITH ROTHMAN
005 2011-01-01 KEITH ROTHMAN
005 2010-01-01 KEITH ROTHMAN
005 2009-01-01 KEITH H. ROTHMAN KEITH H. ROTHMAN 2010-10-11

Plan Statistics for RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2019: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 142
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 0
Number of participants with account balances 2019-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 5
2018: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 119
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 18
Total of all active and inactive participants 2018-01-01 137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 137
Number of participants with account balances 2018-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 3
2017: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 138
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 115
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 17
Total of all active and inactive participants 2017-01-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 132
Number of participants with account balances 2017-01-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2
2016: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 108
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 30
Total of all active and inactive participants 2016-01-01 138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 138
Number of participants with account balances 2016-01-01 115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1
2015: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 112
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 32
Total of all active and inactive participants 2015-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 144
Number of participants with account balances 2015-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 167
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 121
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 30
Total of all active and inactive participants 2014-01-01 151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 151
Number of participants with account balances 2014-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 191
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 137
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 29
Total of all active and inactive participants 2013-01-01 166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 166
Number of participants with account balances 2013-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 5
2012: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 222
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 162
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 29
Total of all active and inactive participants 2012-01-01 192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 192
Number of participants with account balances 2012-01-01 144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 11
2011: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 204
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 191
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 23
Total of all active and inactive participants 2011-01-01 215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 215
Number of participants with account balances 2011-01-01 155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 8
2010: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 194
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 179
Number of retired or separated participants receiving benefits 2010-01-01 1
Number of other retired or separated participants entitled to future benefits 2010-01-01 15
Total of all active and inactive participants 2010-01-01 195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 195
Number of participants with account balances 2010-01-01 131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 7
2009: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 189
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 169
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 15
Total of all active and inactive participants 2009-01-01 186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 186
Number of participants with account balances 2009-01-01 133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 11

Measure	Date	Value
2019: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	142
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	0
Number of participants with account balances	2019-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	5
2018: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	119
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	18
Total of all active and inactive participants	2018-01-01	137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	137
Number of participants with account balances	2018-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	3
2017: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	138
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	115
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	17
Total of all active and inactive participants	2017-01-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	132
Number of participants with account balances	2017-01-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2
2016: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	108
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	30
Total of all active and inactive participants	2016-01-01	138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	138
Number of participants with account balances	2016-01-01	115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1
2015: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	112
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	32
Total of all active and inactive participants	2015-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	144
Number of participants with account balances	2015-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	167
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	121
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	30
Total of all active and inactive participants	2014-01-01	151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	151
Number of participants with account balances	2014-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	191
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	137
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	29
Total of all active and inactive participants	2013-01-01	166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	166
Number of participants with account balances	2013-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	5
2012: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	222
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	162
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	29
Total of all active and inactive participants	2012-01-01	192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	192
Number of participants with account balances	2012-01-01	144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	11
2011: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	204
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	191
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	23
Total of all active and inactive participants	2011-01-01	215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	215
Number of participants with account balances	2011-01-01	155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	8
2010: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	194
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	179
Number of retired or separated participants receiving benefits	2010-01-01	1
Number of other retired or separated participants entitled to future benefits	2010-01-01	15
Total of all active and inactive participants	2010-01-01	195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	195
Number of participants with account balances	2010-01-01	131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	7
2009: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	189
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	169
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	15
Total of all active and inactive participants	2009-01-01	186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	186
Number of participants with account balances	2009-01-01	133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	11

Financial Data on RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2019 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets	2019-11-07	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2019-11-07	$0
Total unrealized appreciation/depreciation of assets	2019-11-07	$0
Total transfer of assets to this plan	2019-11-07	$0
Total transfer of assets from this plan	2019-11-07	$7,850,834
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-11-07	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-11-07	$0
Expenses. Interest paid	2019-11-07	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2019-11-07	$0
Total income from all sources (including contributions)	2019-11-07	$1,364,751
Total loss/gain on sale of assets	2019-11-07	$0
Total of all expenses incurred	2019-11-07	$398,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-11-07	$315,110
Expenses. Certain deemed distributions of participant loans	2019-11-07	$16,271
Value of total corrective distributions	2019-11-07	$7,143
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-11-07	$389,918
Value of total assets at end of year	2019-11-07	$0
Value of total assets at beginning of year	2019-11-07	$6,884,128
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-11-07	$59,521
Total income from rents	2019-11-07	$0
Total interest from all sources	2019-11-07	$89,172
Total dividends received (eg from common stock, registered investment company shares)	2019-11-07	$72,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-11-07	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-11-07	$72,636
Administrative expenses professional fees incurred	2019-11-07	$9,830
Was this plan covered by a fidelity bond	2019-11-07	Yes
Value of fidelity bond cover	2019-11-07	$500,000
If this is an individual account plan, was there a blackout period	2019-11-07	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-11-07	$0
Were there any nonexempt tranactions with any party-in-interest	2019-11-07	No
Contributions received from participants	2019-11-07	$290,912
Participant contributions at end of year	2019-11-07	$0
Participant contributions at beginning of year	2019-11-07	$204,582
Income. Received or receivable in cash from other sources (including rollovers)	2019-11-07	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-11-07	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-11-07	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-11-07	$0
Other income not declared elsewhere	2019-11-07	$0
Administrative expenses (other) incurred	2019-11-07	$0
Total non interest bearing cash at end of year	2019-11-07	$0
Total non interest bearing cash at beginning of year	2019-11-07	$10,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-11-07	No
Income. Non cash contributions	2019-11-07	$0
Value of net income/loss	2019-11-07	$966,706
Value of net assets at end of year (total assets less liabilities)	2019-11-07	$0
Value of net assets at beginning of year (total assets less liabilities)	2019-11-07	$6,884,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-11-07	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-11-07	No
Were any leases to which the plan was party in default or uncollectible	2019-11-07	No
Investment advisory and management fees	2019-11-07	$46,481
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-11-07	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-11-07	$4,062,504
Interest on participant loans	2019-11-07	$8,820
Income. Interest from loans (other than to participants)	2019-11-07	$0
Interest earned on other investments	2019-11-07	$80,352
Income. Interest from US Government securities	2019-11-07	$0
Income. Interest from corporate debt instruments	2019-11-07	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-11-07	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-11-07	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-11-07	$2,607,041
Expenses. Payments to insurance carriers foe the provision of benefits	2019-11-07	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-11-07	$813,025
Net investment gain/loss from pooled separate accounts	2019-11-07	$0
Net investment gain or loss from common/collective trusts	2019-11-07	$0
Net gain/loss from 103.12 investment entities	2019-11-07	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-11-07	No
Was there a failure to transmit to the plan any participant contributions	2019-11-07	No
Has the plan failed to provide any benefit when due under the plan	2019-11-07	No
Contributions received in cash from employer	2019-11-07	$99,006
Income. Dividends from preferred stock	2019-11-07	$0
Income. Dividends from common stock	2019-11-07	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-11-07	$315,110
Contract administrator fees	2019-11-07	$3,210
Did the plan have assets held for investment	2019-11-07	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-11-07	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-11-07	Yes
Aggregate proceeds on sale of assets	2019-11-07	$0
Aggregate carrying amount (costs) on sale of assets	2019-11-07	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-11-07	Yes
Opinion of an independent qualified public accountant for this plan	2019-11-07	Disclaimer
Accountancy firm name	2019-11-07	BERDON LLP
Accountancy firm EIN	2019-11-07	130485070
2018 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Expenses. Interest paid	2018-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$134,868
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$467,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$402,459
Expenses. Certain deemed distributions of participant loans	2018-12-31	$1,064
Value of total corrective distributions	2018-12-31	$13,001
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$550,128
Value of total assets at end of year	2018-12-31	$6,884,128
Value of total assets at beginning of year	2018-12-31	$7,216,925
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$51,141
Total interest from all sources	2018-12-31	$84,942
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$131,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$131,543
Administrative expenses professional fees incurred	2018-12-31	$1,101
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$411,604
Participant contributions at end of year	2018-12-31	$204,582
Participant contributions at beginning of year	2018-12-31	$206,063
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Other income not declared elsewhere	2018-12-31	$0
Administrative expenses (other) incurred	2018-12-31	$0
Total non interest bearing cash at end of year	2018-12-31	$10,001
Total non interest bearing cash at beginning of year	2018-12-31	$3,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$-332,797
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$6,884,128
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$7,216,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$46,992
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$4,062,504
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$5,351,306
Interest on participant loans	2018-12-31	$9,649
Interest earned on other investments	2018-12-31	$75,293
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$2,607,041
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$1,656,029
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-631,745
Net investment gain/loss from pooled separate accounts	2018-12-31	$0
Net investment gain or loss from common/collective trusts	2018-12-31	$0
Net gain/loss from 103.12 investment entities	2018-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$138,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$402,459
Contract administrator fees	2018-12-31	$3,048
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	BERDON LLP
Accountancy firm EIN	2018-12-31	130485070
2017 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$5,686
Total income from all sources (including contributions)	2017-12-31	$1,527,424
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$592,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$526,428
Value of total corrective distributions	2017-12-31	$14,951
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$598,086
Value of total assets at end of year	2017-12-31	$7,216,925
Value of total assets at beginning of year	2017-12-31	$6,287,834
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$51,268
Total interest from all sources	2017-12-31	$38,275
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$115,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$115,142
Administrative expenses professional fees incurred	2017-12-31	$10,900
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$373,438
Participant contributions at end of year	2017-12-31	$206,063
Participant contributions at beginning of year	2017-12-31	$183,640
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$100,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$4,175
Liabilities. Value of operating payables at end of year	2017-12-31	$0
Liabilities. Value of operating payables at beginning of year	2017-12-31	$1,511
Total non interest bearing cash at end of year	2017-12-31	$3,527
Total non interest bearing cash at beginning of year	2017-12-31	$18,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$934,777
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$7,216,925
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$6,282,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$24,657
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$5,351,306
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$4,336,161
Interest on participant loans	2017-12-31	$9,179
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$29,096
Value of interest in common/collective trusts at end of year	2017-12-31	$0
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,749,741
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$1,656,029
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$775,921
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$124,648
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$526,428
Contract administrator fees	2017-12-31	$15,711
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	BERDON LLP
Accountancy firm EIN	2017-12-31	130485070
2016 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$5,686
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$192
Total income from all sources (including contributions)	2016-12-31	$970,901
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$328,623
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$275,007
Value of total corrective distributions	2016-12-31	$12,074
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$451,977
Value of total assets at end of year	2016-12-31	$6,287,834
Value of total assets at beginning of year	2016-12-31	$5,640,062
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$41,542
Total interest from all sources	2016-12-31	$8,333
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$131,849
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$131,849
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$333,696
Participant contributions at end of year	2016-12-31	$183,640
Participant contributions at beginning of year	2016-12-31	$199,453
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$90
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$4,175
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$192
Administrative expenses (other) incurred	2016-12-31	$4,825
Liabilities. Value of operating payables at end of year	2016-12-31	$1,511
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$18,292
Total non interest bearing cash at beginning of year	2016-12-31	$35,119
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$642,278
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$6,282,148
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$5,639,870
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$36,717
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,336,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,860,535
Interest on participant loans	2016-12-31	$8,333
Value of interest in common/collective trusts at end of year	2016-12-31	$1,749,741
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,544,865
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$355,657
Net investment gain or loss from common/collective trusts	2016-12-31	$23,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	Yes
Contributions received in cash from employer	2016-12-31	$118,281
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$275,007
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BERDON LLP
Accountancy firm EIN	2016-12-31	130485070
2015 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$192
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$949
Total income from all sources (including contributions)	2015-12-31	$316,386
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$412,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$359,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$430,765
Value of total assets at end of year	2015-12-31	$5,640,062
Value of total assets at beginning of year	2015-12-31	$5,736,955
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$53,062
Total interest from all sources	2015-12-31	$7,232
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$128,808
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$128,808
Administrative expenses professional fees incurred	2015-12-31	$11,640
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$314,331
Participant contributions at end of year	2015-12-31	$199,453
Participant contributions at beginning of year	2015-12-31	$188,614
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$90
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$192
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$949
Administrative expenses (other) incurred	2015-12-31	$8,168
Total non interest bearing cash at end of year	2015-12-31	$35,119
Total non interest bearing cash at beginning of year	2015-12-31	$948
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-96,136
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$5,639,870
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$5,736,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$33,254
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,860,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$4,083,534
Interest on participant loans	2015-12-31	$7,232
Value of interest in common/collective trusts at end of year	2015-12-31	$1,544,865
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,463,859
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-271,008
Net investment gain or loss from common/collective trusts	2015-12-31	$20,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$116,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$359,460
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BERDON LLP
Accountancy firm EIN	2015-12-31	130485070
2014 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$949
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$43,473
Total income from all sources (including contributions)	2014-12-31	$662,401
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,309,706
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,225,845
Value of total corrective distributions	2014-12-31	$24,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$425,091
Value of total assets at end of year	2014-12-31	$5,736,955
Value of total assets at beginning of year	2014-12-31	$6,426,784
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$59,454
Total interest from all sources	2014-12-31	$8,652
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$128,828
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$128,828
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$290,552
Participant contributions at end of year	2014-12-31	$188,614
Participant contributions at beginning of year	2014-12-31	$226,578
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$20,828
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$949
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$42,650
Administrative expenses (other) incurred	2014-12-31	$21,493
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-647,305
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$5,736,006
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$6,383,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$37,961
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$4,083,534
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$4,660,665
Interest on participant loans	2014-12-31	$8,652
Value of interest in common/collective trusts at end of year	2014-12-31	$1,463,859
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,537,191
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$948
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$2,350
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$2,350
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$85,423
Net investment gain or loss from common/collective trusts	2014-12-31	$14,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	Yes
Contributions received in cash from employer	2014-12-31	$113,711
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,225,845
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$545
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BERDON LLP
Accountancy firm EIN	2014-12-31	130485070
2013 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$43,473
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$47,779
Total income from all sources (including contributions)	2013-12-31	$1,456,447
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$832,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$751,132
Value of total corrective distributions	2013-12-31	$24,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$490,472
Value of total assets at end of year	2013-12-31	$6,426,784
Value of total assets at beginning of year	2013-12-31	$5,807,388
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$57,206
Total interest from all sources	2013-12-31	$10,828
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$114,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$114,082
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$355,128
Participant contributions at end of year	2013-12-31	$226,578
Participant contributions at beginning of year	2013-12-31	$275,106
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$42,650
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$47,779
Administrative expenses (other) incurred	2013-12-31	$19,802
Liabilities. Value of operating payables at end of year	2013-12-31	$278
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$623,702
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,383,311
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,759,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$37,404
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$4,660,665
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$3,917,041
Interest on participant loans	2013-12-31	$10,828
Value of interest in common/collective trusts at end of year	2013-12-31	$1,537,191
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,607,693
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$2,350
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$48
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$48
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$825,282
Net investment gain or loss from common/collective trusts	2013-12-31	$15,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	Yes
Contributions received in cash from employer	2013-12-31	$135,344
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$7,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$751,132
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$545
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BERDON LLP
Accountancy firm EIN	2013-12-31	130485070
2012 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$47,779
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,213,400
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$499,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$406,549
Expenses. Certain deemed distributions of participant loans	2012-12-31	$42,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$574,721
Value of total assets at end of year	2012-12-31	$5,807,388
Value of total assets at beginning of year	2012-12-31	$5,045,311
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$49,806
Total interest from all sources	2012-12-31	$9,736
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$104,641
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$104,641
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$387,134
Participant contributions at end of year	2012-12-31	$275,106
Participant contributions at beginning of year	2012-12-31	$240,289
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$36,926
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$714,298
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,759,609
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,045,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$34,039
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,917,041
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,139,920
Interest on participant loans	2012-12-31	$9,736
Value of interest in common/collective trusts at end of year	2012-12-31	$1,607,693
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,664,979
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$48
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$123
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$123
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$524,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$150,661
Employer contributions (assets) at end of year	2012-12-31	$7,500
Employer contributions (assets) at beginning of year	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$406,549
Contract administrator fees	2012-12-31	$15,767
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$47,779
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BERDON LLP
Accountancy firm EIN	2012-12-31	130485070
2011 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$310,840
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$251,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$212,770
Expenses. Certain deemed distributions of participant loans	2011-12-31	$1,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$549,574
Value of total assets at end of year	2011-12-31	$5,045,311
Value of total assets at beginning of year	2011-12-31	$4,986,259
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$37,347
Total interest from all sources	2011-12-31	$9,280
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$50,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$50,595
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$426,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$412,171
Participant contributions at end of year	2011-12-31	$240,289
Participant contributions at beginning of year	2011-12-31	$189,847
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$-2,988
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$59,052
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,045,311
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,986,259
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$32,409
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,139,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$4,775,093
Interest on participant loans	2011-12-31	$9,280
Value of interest in common/collective trusts at end of year	2011-12-31	$1,664,979
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$123
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$21,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$21,319
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-298,609
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$140,391
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$212,770
Contract administrator fees	2011-12-31	$4,938
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BERDON LLP
Accountancy firm EIN	2011-12-31	130485070
2010 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$9,321
Total income from all sources (including contributions)	2010-12-31	$1,120,475
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$385,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$342,942
Value of total corrective distributions	2010-12-31	$2,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$509,159
Value of total assets at end of year	2010-12-31	$4,986,259
Value of total assets at beginning of year	2010-12-31	$4,260,370
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$40,064
Total interest from all sources	2010-12-31	$8,118
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$66,423
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$66,423
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$380,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$370,456
Participant contributions at end of year	2010-12-31	$189,847
Participant contributions at beginning of year	2010-12-31	$127,527
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$22,500
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$3,800
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$9,321
Administrative expenses (other) incurred	2010-12-31	$2,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$735,210
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,986,259
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,251,049
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$22,963
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$4,775,093
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,819,231
Income. Interest from loans (other than to participants)	2010-12-31	$8,118
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$21,319
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$283,762
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$283,762
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$536,775
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$134,903
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$7,350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$342,942
Contract administrator fees	2010-12-31	$14,321
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BERDON LLP
Accountancy firm EIN	2010-12-31	130485070
2009 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN

2019: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	Yes
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR62560-1

Policy instance

Insurance contract or identification number	MR62560-1
Number of Individuals Covered	0
Insurance policy start date	2019-01-01
Insurance policy end date	2019-11-07
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR62560-1

Policy instance

Insurance contract or identification number	MR62560-1
Number of Individuals Covered	118
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

MR62560-1

Policy instance

Insurance contract or identification number	MR62560-1
Number of Individuals Covered	117
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $1,158
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,158
Insurance broker organization code?	4
Insurance broker name	MORGAN STANLEY INS SERVICES INC

Potentially related plans

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Company Name:	RUBIN & ROTHMAN, LLC
Employer identification number (EIN):	113477525
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1999-04-12
Company Identification Number:	2366327
Legal Registered Office Address:	1787 VETERANS HWY Suffolk ISLANDIA United States of America (USA) 11722