RUBIN & ROTHMAN, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2019 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2019-11-07 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-11-07 | $0 |
| Total unrealized appreciation/depreciation of assets | 2019-11-07 | $0 |
| Total transfer of assets to this plan | 2019-11-07 | $0 |
| Total transfer of assets from this plan | 2019-11-07 | $7,850,834 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-11-07 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-11-07 | $0 |
| Expenses. Interest paid | 2019-11-07 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2019-11-07 | $0 |
| Total income from all sources (including contributions) | 2019-11-07 | $1,364,751 |
| Total loss/gain on sale of assets | 2019-11-07 | $0 |
| Total of all expenses incurred | 2019-11-07 | $398,045 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-11-07 | $315,110 |
| Expenses. Certain deemed distributions of participant loans | 2019-11-07 | $16,271 |
| Value of total corrective distributions | 2019-11-07 | $7,143 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-11-07 | $389,918 |
| Value of total assets at end of year | 2019-11-07 | $0 |
| Value of total assets at beginning of year | 2019-11-07 | $6,884,128 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-11-07 | $59,521 |
| Total income from rents | 2019-11-07 | $0 |
| Total interest from all sources | 2019-11-07 | $89,172 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-11-07 | $72,636 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-11-07 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-11-07 | $72,636 |
| Administrative expenses professional fees incurred | 2019-11-07 | $9,830 |
| Was this plan covered by a fidelity bond | 2019-11-07 | Yes |
| Value of fidelity bond cover | 2019-11-07 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-11-07 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-11-07 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-11-07 | No |
| Contributions received from participants | 2019-11-07 | $290,912 |
| Participant contributions at end of year | 2019-11-07 | $0 |
| Participant contributions at beginning of year | 2019-11-07 | $204,582 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-11-07 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-11-07 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-11-07 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-11-07 | $0 |
| Other income not declared elsewhere | 2019-11-07 | $0 |
| Administrative expenses (other) incurred | 2019-11-07 | $0 |
| Total non interest bearing cash at end of year | 2019-11-07 | $0 |
| Total non interest bearing cash at beginning of year | 2019-11-07 | $10,001 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-11-07 | No |
| Income. Non cash contributions | 2019-11-07 | $0 |
| Value of net income/loss | 2019-11-07 | $966,706 |
| Value of net assets at end of year (total assets less liabilities) | 2019-11-07 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-11-07 | $6,884,128 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-11-07 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-11-07 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-11-07 | No |
| Investment advisory and management fees | 2019-11-07 | $46,481 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-11-07 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-11-07 | $4,062,504 |
| Interest on participant loans | 2019-11-07 | $8,820 |
| Income. Interest from loans (other than to participants) | 2019-11-07 | $0 |
| Interest earned on other investments | 2019-11-07 | $80,352 |
| Income. Interest from US Government securities | 2019-11-07 | $0 |
| Income. Interest from corporate debt instruments | 2019-11-07 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-11-07 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-11-07 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-11-07 | $2,607,041 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-11-07 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-11-07 | $813,025 |
| Net investment gain/loss from pooled separate accounts | 2019-11-07 | $0 |
| Net investment gain or loss from common/collective trusts | 2019-11-07 | $0 |
| Net gain/loss from 103.12 investment entities | 2019-11-07 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-11-07 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-11-07 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-11-07 | No |
| Contributions received in cash from employer | 2019-11-07 | $99,006 |
| Income. Dividends from preferred stock | 2019-11-07 | $0 |
| Income. Dividends from common stock | 2019-11-07 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-11-07 | $315,110 |
| Contract administrator fees | 2019-11-07 | $3,210 |
| Did the plan have assets held for investment | 2019-11-07 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-11-07 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-11-07 | Yes |
| Aggregate proceeds on sale of assets | 2019-11-07 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2019-11-07 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-11-07 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-11-07 | Disclaimer |
| Accountancy firm name | 2019-11-07 | BERDON LLP |
| Accountancy firm EIN | 2019-11-07 | 130485070 |
| 2018 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets to this plan | 2018-12-31 | $0 |
| Total transfer of assets from this plan | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Expenses. Interest paid | 2018-12-31 | $0 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $134,868 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $467,665 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $402,459 |
| Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $1,064 |
| Value of total corrective distributions | 2018-12-31 | $13,001 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $550,128 |
| Value of total assets at end of year | 2018-12-31 | $6,884,128 |
| Value of total assets at beginning of year | 2018-12-31 | $7,216,925 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $51,141 |
| Total interest from all sources | 2018-12-31 | $84,942 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $131,543 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $131,543 |
| Administrative expenses professional fees incurred | 2018-12-31 | $1,101 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $411,604 |
| Participant contributions at end of year | 2018-12-31 | $204,582 |
| Participant contributions at beginning of year | 2018-12-31 | $206,063 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $0 |
| Other income not declared elsewhere | 2018-12-31 | $0 |
| Administrative expenses (other) incurred | 2018-12-31 | $0 |
| Total non interest bearing cash at end of year | 2018-12-31 | $10,001 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $3,527 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Income. Non cash contributions | 2018-12-31 | $0 |
| Value of net income/loss | 2018-12-31 | $-332,797 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $6,884,128 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $7,216,925 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $46,992 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $4,062,504 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $5,351,306 |
| Interest on participant loans | 2018-12-31 | $9,649 |
| Interest earned on other investments | 2018-12-31 | $75,293 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $2,607,041 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $1,656,029 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-631,745 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $0 |
| Net gain/loss from 103.12 investment entities | 2018-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $138,524 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $402,459 |
| Contract administrator fees | 2018-12-31 | $3,048 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BERDON LLP |
| Accountancy firm EIN | 2018-12-31 | 130485070 |
| 2017 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $5,686 |
| Total income from all sources (including contributions) | 2017-12-31 | $1,527,424 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $592,647 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $526,428 |
| Value of total corrective distributions | 2017-12-31 | $14,951 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $598,086 |
| Value of total assets at end of year | 2017-12-31 | $7,216,925 |
| Value of total assets at beginning of year | 2017-12-31 | $6,287,834 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $51,268 |
| Total interest from all sources | 2017-12-31 | $38,275 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $115,142 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $115,142 |
| Administrative expenses professional fees incurred | 2017-12-31 | $10,900 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $373,438 |
| Participant contributions at end of year | 2017-12-31 | $206,063 |
| Participant contributions at beginning of year | 2017-12-31 | $183,640 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $100,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $4,175 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $1,511 |
| Total non interest bearing cash at end of year | 2017-12-31 | $3,527 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $18,292 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $934,777 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $7,216,925 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $6,282,148 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $24,657 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $5,351,306 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $4,336,161 |
| Interest on participant loans | 2017-12-31 | $9,179 |
| Income. Interest from loans (other than to participants) | 2017-12-31 | $0 |
| Interest earned on other investments | 2017-12-31 | $29,096 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $1,749,741 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $1,656,029 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $775,921 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $124,648 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $526,428 |
| Contract administrator fees | 2017-12-31 | $15,711 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BERDON LLP |
| Accountancy firm EIN | 2017-12-31 | 130485070 |
| 2016 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $5,686 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $192 |
| Total income from all sources (including contributions) | 2016-12-31 | $970,901 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $328,623 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $275,007 |
| Value of total corrective distributions | 2016-12-31 | $12,074 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $451,977 |
| Value of total assets at end of year | 2016-12-31 | $6,287,834 |
| Value of total assets at beginning of year | 2016-12-31 | $5,640,062 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $41,542 |
| Total interest from all sources | 2016-12-31 | $8,333 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $131,849 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $131,849 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $333,696 |
| Participant contributions at end of year | 2016-12-31 | $183,640 |
| Participant contributions at beginning of year | 2016-12-31 | $199,453 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $90 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $4,175 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $192 |
| Administrative expenses (other) incurred | 2016-12-31 | $4,825 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $1,511 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $0 |
| Total non interest bearing cash at end of year | 2016-12-31 | $18,292 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $35,119 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $642,278 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $6,282,148 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $5,639,870 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $36,717 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $4,336,161 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $3,860,535 |
| Interest on participant loans | 2016-12-31 | $8,333 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $1,749,741 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,544,865 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $355,657 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $23,085 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | Yes |
| Contributions received in cash from employer | 2016-12-31 | $118,281 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $275,007 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BERDON LLP |
| Accountancy firm EIN | 2016-12-31 | 130485070 |
| 2015 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $192 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $949 |
| Total income from all sources (including contributions) | 2015-12-31 | $316,386 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $412,522 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $359,460 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $430,765 |
| Value of total assets at end of year | 2015-12-31 | $5,640,062 |
| Value of total assets at beginning of year | 2015-12-31 | $5,736,955 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $53,062 |
| Total interest from all sources | 2015-12-31 | $7,232 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $128,808 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $128,808 |
| Administrative expenses professional fees incurred | 2015-12-31 | $11,640 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $314,331 |
| Participant contributions at end of year | 2015-12-31 | $199,453 |
| Participant contributions at beginning of year | 2015-12-31 | $188,614 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $90 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $192 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $949 |
| Administrative expenses (other) incurred | 2015-12-31 | $8,168 |
| Total non interest bearing cash at end of year | 2015-12-31 | $35,119 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $948 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-96,136 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $5,639,870 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $5,736,006 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $33,254 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $3,860,535 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $4,083,534 |
| Interest on participant loans | 2015-12-31 | $7,232 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,544,865 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $1,463,859 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-271,008 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $20,589 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $116,434 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $359,460 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | BERDON LLP |
| Accountancy firm EIN | 2015-12-31 | 130485070 |
| 2014 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $949 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $43,473 |
| Total income from all sources (including contributions) | 2014-12-31 | $662,401 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,309,706 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,225,845 |
| Value of total corrective distributions | 2014-12-31 | $24,407 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $425,091 |
| Value of total assets at end of year | 2014-12-31 | $5,736,955 |
| Value of total assets at beginning of year | 2014-12-31 | $6,426,784 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $59,454 |
| Total interest from all sources | 2014-12-31 | $8,652 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $128,828 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $128,828 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $290,552 |
| Participant contributions at end of year | 2014-12-31 | $188,614 |
| Participant contributions at beginning of year | 2014-12-31 | $226,578 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $20,828 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $949 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $42,650 |
| Administrative expenses (other) incurred | 2014-12-31 | $21,493 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $278 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-647,305 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $5,736,006 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $6,383,311 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $37,961 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $4,083,534 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $4,660,665 |
| Interest on participant loans | 2014-12-31 | $8,652 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $1,463,859 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $1,537,191 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $948 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $2,350 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $2,350 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $85,423 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $14,407 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | Yes |
| Contributions received in cash from employer | 2014-12-31 | $113,711 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,225,845 |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $545 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | BERDON LLP |
| Accountancy firm EIN | 2014-12-31 | 130485070 |
| 2013 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $43,473 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $47,779 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,456,447 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $832,745 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $751,132 |
| Value of total corrective distributions | 2013-12-31 | $24,407 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $490,472 |
| Value of total assets at end of year | 2013-12-31 | $6,426,784 |
| Value of total assets at beginning of year | 2013-12-31 | $5,807,388 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $57,206 |
| Total interest from all sources | 2013-12-31 | $10,828 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $114,082 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $114,082 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $355,128 |
| Participant contributions at end of year | 2013-12-31 | $226,578 |
| Participant contributions at beginning of year | 2013-12-31 | $275,106 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $42,650 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $47,779 |
| Administrative expenses (other) incurred | 2013-12-31 | $19,802 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $278 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $623,702 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $6,383,311 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $5,759,609 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $37,404 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $4,660,665 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $3,917,041 |
| Interest on participant loans | 2013-12-31 | $10,828 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $1,537,191 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $1,607,693 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $2,350 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $48 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $48 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $825,282 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $15,783 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | Yes |
| Contributions received in cash from employer | 2013-12-31 | $135,344 |
| Employer contributions (assets) at end of year | 2013-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $7,500 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $751,132 |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $545 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $0 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | BERDON LLP |
| Accountancy firm EIN | 2013-12-31 | 130485070 |
| 2012 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $47,779 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,213,400 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $499,102 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $406,549 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $42,747 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $574,721 |
| Value of total assets at end of year | 2012-12-31 | $5,807,388 |
| Value of total assets at beginning of year | 2012-12-31 | $5,045,311 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $49,806 |
| Total interest from all sources | 2012-12-31 | $9,736 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $104,641 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $104,641 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $387,134 |
| Participant contributions at end of year | 2012-12-31 | $275,106 |
| Participant contributions at beginning of year | 2012-12-31 | $240,289 |
| Participant contributions at end of year | 2012-12-31 | $0 |
| Participant contributions at beginning of year | 2012-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $36,926 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $714,298 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $5,759,609 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $5,045,311 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $34,039 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $3,917,041 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $3,139,920 |
| Interest on participant loans | 2012-12-31 | $9,736 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $1,607,693 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $1,664,979 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $48 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $123 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $123 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $524,302 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $150,661 |
| Employer contributions (assets) at end of year | 2012-12-31 | $7,500 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $406,549 |
| Contract administrator fees | 2012-12-31 | $15,767 |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $47,779 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $0 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | BERDON LLP |
| Accountancy firm EIN | 2012-12-31 | 130485070 |
| 2011 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $310,840 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $251,788 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $212,770 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $1,671 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $549,574 |
| Value of total assets at end of year | 2011-12-31 | $5,045,311 |
| Value of total assets at beginning of year | 2011-12-31 | $4,986,259 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $37,347 |
| Total interest from all sources | 2011-12-31 | $9,280 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $50,595 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $50,595 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $426,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $412,171 |
| Participant contributions at end of year | 2011-12-31 | $240,289 |
| Participant contributions at beginning of year | 2011-12-31 | $189,847 |
| Participant contributions at end of year | 2011-12-31 | $0 |
| Participant contributions at beginning of year | 2011-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $-2,988 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $59,052 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $5,045,311 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,986,259 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $32,409 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $3,139,920 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $4,775,093 |
| Interest on participant loans | 2011-12-31 | $9,280 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,664,979 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $123 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $21,319 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $21,319 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-298,609 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $140,391 |
| Employer contributions (assets) at end of year | 2011-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $212,770 |
| Contract administrator fees | 2011-12-31 | $4,938 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | BERDON LLP |
| Accountancy firm EIN | 2011-12-31 | 130485070 |
| 2010 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $9,321 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,120,475 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $385,265 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $342,942 |
| Value of total corrective distributions | 2010-12-31 | $2,259 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $509,159 |
| Value of total assets at end of year | 2010-12-31 | $4,986,259 |
| Value of total assets at beginning of year | 2010-12-31 | $4,260,370 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $40,064 |
| Total interest from all sources | 2010-12-31 | $8,118 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $66,423 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $66,423 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $380,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $370,456 |
| Participant contributions at end of year | 2010-12-31 | $189,847 |
| Participant contributions at beginning of year | 2010-12-31 | $127,527 |
| Participant contributions at end of year | 2010-12-31 | $0 |
| Participant contributions at beginning of year | 2010-12-31 | $22,500 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $3,800 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $9,321 |
| Administrative expenses (other) incurred | 2010-12-31 | $2,780 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $735,210 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,986,259 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,251,049 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $22,963 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $4,775,093 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $3,819,231 |
| Income. Interest from loans (other than to participants) | 2010-12-31 | $8,118 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $21,319 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $283,762 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $283,762 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $536,775 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $134,903 |
| Employer contributions (assets) at end of year | 2010-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $7,350 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $342,942 |
| Contract administrator fees | 2010-12-31 | $14,321 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | BERDON LLP |
| Accountancy firm EIN | 2010-12-31 | 130485070 |
| 2009 : RUBIN & ROTHMAN, LLC 401(K) PROFIT SHARING PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
