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EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 401k Plan overview

Plan NameEMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB
Plan identification number 333

EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Floor-offset plan - Plan benefits are subject to offset for retirement benefits provided by an employer-sponsored defined contribution plan.
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE JOCKEY CLUB has sponsored the creation of one or more 401k plans.

Company Name:THE JOCKEY CLUB
Employer identification number (EIN):130888345
NAIC Classification:115210
NAIC Description:Support Activities for Animal Production

Additional information about THE JOCKEY CLUB

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1894-02-09
Company Identification Number: 23639
Legal Registered Office Address: 80 STATE STREET
New York
ALBANY
United States of America (USA)
122072543

More information about THE JOCKEY CLUB

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
3332016-01-01LAURA BARILLARO LAURA BARILLARO2017-07-27
3332015-01-01LAURA BARILLARO LAURA BARILLARO2016-10-10
3332015-01-01LAURA BARILLARO LAURA BARILLARO2016-10-11
3332014-01-01LYNN SCHOLLER LAURA BARILLARO2015-07-31
3332013-01-01LYNN SCHOLLER LAURA BARILLARO2014-08-04
3332012-01-01LYNN SCHOLLER LAURA BARILLARO2013-07-19
3332011-01-01LYNN SCHOLLER LAURA BARILLARO2012-09-24
3332009-01-01LYNN SCHOLLER LAURA BARILLARO2010-10-07
3332009-01-01LYNN SCHOLLER LAURA BARILLARO2010-10-07

Plan Statistics for EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB

401k plan membership statisitcs for EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB

Measure Date Value
2016: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2016 401k membership
Total participants, beginning-of-year2016-01-0174
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2015 401k membership
Total participants, beginning-of-year2015-01-01228
Total number of active participants reported on line 7a of the Form 55002015-01-0174
Total of all active and inactive participants2015-01-0174
Total participants2015-01-0174
2014: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2014 401k membership
Total participants, beginning-of-year2014-01-01234
Total number of active participants reported on line 7a of the Form 55002014-01-01133
Number of retired or separated participants receiving benefits2014-01-0159
Number of other retired or separated participants entitled to future benefits2014-01-0128
Total of all active and inactive participants2014-01-01220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-018
Total participants2014-01-01228
2013: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2013 401k membership
Total participants, beginning-of-year2013-01-01253
Total number of active participants reported on line 7a of the Form 55002013-01-01137
Number of retired or separated participants receiving benefits2013-01-0159
Number of other retired or separated participants entitled to future benefits2013-01-0129
Total of all active and inactive participants2013-01-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-019
Total participants2013-01-01234
2012: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2012 401k membership
Total participants, beginning-of-year2012-01-01257
Total number of active participants reported on line 7a of the Form 55002012-01-01147
Number of retired or separated participants receiving benefits2012-01-0157
Number of other retired or separated participants entitled to future benefits2012-01-0139
Total of all active and inactive participants2012-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0110
Total participants2012-01-01253
2011: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2011 401k membership
Total participants, beginning-of-year2011-01-01261
Total number of active participants reported on line 7a of the Form 55002011-01-01153
Number of retired or separated participants receiving benefits2011-01-0152
Number of other retired or separated participants entitled to future benefits2011-01-0142
Total of all active and inactive participants2011-01-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0110
Total participants2011-01-01257
2009: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2009 401k membership
Total participants, beginning-of-year2009-01-01266
Total number of active participants reported on line 7a of the Form 55002009-01-01178
Number of retired or separated participants receiving benefits2009-01-0142
Number of other retired or separated participants entitled to future benefits2009-01-0142
Total of all active and inactive participants2009-01-01262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB

Measure Date Value
2016 : EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2016 401k financial data
Transfers to/from the plan2016-12-31$-82,896
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$107
Expenses. Total of all expenses incurred2016-12-31$146,346
Benefits paid (including direct rollovers)2016-12-31$115,244
Total plan assets at end of year2016-12-31$0
Total plan assets at beginning of year2016-12-31$229,135
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$0
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$107
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$-146,239
Net plan assets at end of year (total assets less liabilities)2016-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$229,135
Total contributions received or receivable from employer(s)2016-12-31$0
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$31,102
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-845,191
Total unrealized appreciation/depreciation of assets2015-12-31$-845,191
Total transfer of assets from this plan2015-12-31$-27,829,769
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$9,103,138
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$11,087,509
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$10,666,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$9,110,000
Value of total assets at end of year2015-12-31$229,135
Value of total assets at beginning of year2015-12-31$30,043,275
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$420,746
Total interest from all sources2015-12-31$838,329
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$261,155
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$532,809
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$14
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$331,761
Administrative expenses (other) incurred2015-12-31$46,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,984,371
Value of net assets at end of year (total assets less liabilities)2015-12-31$229,135
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$30,043,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$113,046
Interest earned on other investments2015-12-31$20,916
Income. Interest from US Government securities2015-12-31$212,096
Income. Interest from corporate debt instruments2015-12-31$604,688
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$229,121
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$166,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$166,049
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$629
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$27,829,769
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$8,375,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$9,110,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$10,666,763
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$20,637,423
Did the plan have assets held for investment2015-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CROWE HORWATH LLP
Accountancy firm EIN2015-12-31350921680
2014 : EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$1,336,694
Total unrealized appreciation/depreciation of assets2014-12-31$1,336,694
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,993,005
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,612,867
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,326,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$540,000
Value of total assets at end of year2014-12-31$30,043,275
Value of total assets at beginning of year2014-12-31$28,663,137
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$286,812
Total interest from all sources2014-12-31$560,295
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$43,415
Administrative expenses professional fees incurred2014-12-31$186,234
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$532,809
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$331,761
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$30,815
Administrative expenses (other) incurred2014-12-31$31,116
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,380,138
Value of net assets at end of year (total assets less liabilities)2014-12-31$30,043,275
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$28,663,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$69,462
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$15,597,517
Interest earned on other investments2014-12-31$11,652
Income. Interest from US Government securities2014-12-31$162,801
Income. Interest from corporate debt instruments2014-12-31$385,109
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$166,049
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$315,994
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$315,994
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$733
Asset value of US Government securities at end of year2014-12-31$8,375,233
Asset value of US Government securities at beginning of year2014-12-31$4,181,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$512,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$540,000
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$760,000
Income. Dividends from common stock2014-12-31$43,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,326,055
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$20,637,423
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$3,410,291
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$4,367,450
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH LLP
Accountancy firm EIN2014-12-31350921680
2013 : EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$896,823
Total unrealized appreciation/depreciation of assets2013-12-31$896,823
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,547,576
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,276,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,046,782
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,300,000
Value of total assets at end of year2013-12-31$28,663,137
Value of total assets at beginning of year2013-12-31$26,392,396
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$230,053
Total interest from all sources2013-12-31$149,998
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$628,204
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$554,722
Administrative expenses professional fees incurred2013-12-31$101,710
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$30,815
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$24,971
Administrative expenses (other) incurred2013-12-31$65,293
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,270,741
Value of net assets at end of year (total assets less liabilities)2013-12-31$28,663,137
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$26,392,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$63,050
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$15,597,517
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,070,786
Interest earned on other investments2013-12-31$164
Income. Interest from US Government securities2013-12-31$76,694
Income. Interest from corporate debt instruments2013-12-31$73,140
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$315,994
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$267,055
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$267,055
Asset value of US Government securities at end of year2013-12-31$4,181,070
Asset value of US Government securities at beginning of year2013-12-31$4,221,314
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,572,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,300,000
Employer contributions (assets) at end of year2013-12-31$760,000
Employer contributions (assets) at beginning of year2013-12-31$6,460,000
Income. Dividends from common stock2013-12-31$73,482
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,046,782
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$3,410,291
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$2,438,986
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$4,367,450
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$2,909,284
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH LLP
Accountancy firm EIN2013-12-31350921680
2012 : EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$103,353
Total unrealized appreciation/depreciation of assets2012-12-31$103,353
Total income from all sources (including contributions)2012-12-31$9,394,789
Total of all expenses incurred2012-12-31$1,412,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,164,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$7,560,000
Value of total assets at end of year2012-12-31$26,392,396
Value of total assets at beginning of year2012-12-31$18,410,251
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$248,343
Total interest from all sources2012-12-31$194,735
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$181,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$115,543
Administrative expenses professional fees incurred2012-12-31$109,555
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$24,971
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$42,763
Administrative expenses (other) incurred2012-12-31$99,158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$7,982,145
Value of net assets at end of year (total assets less liabilities)2012-12-31$26,392,396
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$18,410,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$39,630
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$10,070,786
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,600,121
Income. Interest from US Government securities2012-12-31$109,136
Income. Interest from corporate debt instruments2012-12-31$85,599
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$267,055
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$232,368
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$232,368
Asset value of US Government securities at end of year2012-12-31$4,221,314
Asset value of US Government securities at beginning of year2012-12-31$4,012,733
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,355,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$7,560,000
Employer contributions (assets) at end of year2012-12-31$6,460,000
Income. Dividends from common stock2012-12-31$66,036
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,164,301
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$2,438,986
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$2,798,596
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$2,909,284
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$2,723,670
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CROWE HORWATH LLP
Accountancy firm EIN2012-12-31350921680
2011 : EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-296,956
Total unrealized appreciation/depreciation of assets2011-12-31$-296,956
Total income from all sources (including contributions)2011-12-31$-770,920
Total loss/gain on sale of assets2011-12-31$-509,710
Total of all expenses incurred2011-12-31$1,253,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,072,950
Value of total assets at end of year2011-12-31$18,410,251
Value of total assets at beginning of year2011-12-31$20,434,615
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$180,494
Total interest from all sources2011-12-31$246,532
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$262,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$208,990
Administrative expenses professional fees incurred2011-12-31$96,117
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$42,763
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$57,847
Administrative expenses (other) incurred2011-12-31$45,253
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,024,364
Value of net assets at end of year (total assets less liabilities)2011-12-31$18,410,251
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$20,434,615
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$39,124
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,600,121
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$9,370,236
Income. Interest from US Government securities2011-12-31$136,116
Income. Interest from corporate debt instruments2011-12-31$110,416
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$232,368
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$42,731
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$42,731
Asset value of US Government securities at end of year2011-12-31$4,012,733
Asset value of US Government securities at beginning of year2011-12-31$4,412,042
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-473,457
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Employer contributions (assets) at beginning of year2011-12-31$1,000,000
Income. Dividends from common stock2011-12-31$53,681
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,072,950
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$2,798,596
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$2,614,033
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$2,723,670
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$2,937,726
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$10,510,208
Aggregate carrying amount (costs) on sale of assets2011-12-31$11,019,918
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CROWE HORWATH LLP
Accountancy firm EIN2011-12-31350921680
2010 : EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$286,224
Total unrealized appreciation/depreciation of assets2010-12-31$286,224
Total transfer of assets from this plan2010-12-31$38,677
Total income from all sources (including contributions)2010-12-31$2,861,507
Total loss/gain on sale of assets2010-12-31$-116,361
Total of all expenses incurred2010-12-31$1,030,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$791,014
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,000,000
Value of total assets at end of year2010-12-31$20,434,615
Value of total assets at beginning of year2010-12-31$18,603,901
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$239,779
Total interest from all sources2010-12-31$242,605
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$105,447
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$57,581
Administrative expenses professional fees incurred2010-12-31$155,249
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$57,847
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$98,520
Other income not declared elsewhere2010-12-31$3,274
Administrative expenses (other) incurred2010-12-31$38,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,830,714
Value of net assets at end of year (total assets less liabilities)2010-12-31$20,434,615
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$18,603,901
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at beginning of year2010-12-31$15,455
Investment advisory and management fees2010-12-31$45,853
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$9,370,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,351,848
Income. Interest from US Government securities2010-12-31$132,893
Income. Interest from corporate debt instruments2010-12-31$109,712
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$42,731
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$193,613
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$193,613
Asset value of US Government securities at end of year2010-12-31$4,412,042
Asset value of US Government securities at beginning of year2010-12-31$4,362,304
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,340,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,000,000
Employer contributions (assets) at end of year2010-12-31$1,000,000
Employer contributions (assets) at beginning of year2010-12-31$1,400,000
Income. Dividends from common stock2010-12-31$47,866
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$791,014
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$2,614,033
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$3,337,580
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$2,937,726
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$3,844,581
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$11,820,355
Aggregate carrying amount (costs) on sale of assets2010-12-31$11,936,716
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CROWE HORWATH LLP
Accountancy firm EIN2010-12-31350921680

Form 5500 Responses for EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB

2016: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2015: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: EMPLOYEES' RETIREMENT PLAN OF THE JOCKEY CLUB 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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