KEYCORP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EMPLOYEES' RETIREMENT PLAN OF NEWALLIANCE BANK
| Measure | Date | Value |
|---|
| 2016 : EMPLOYEES' RETIREMENT PLAN OF NEWALLIANCE BANK 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-09-30 | $2,920,339 |
| Total unrealized appreciation/depreciation of assets | 2016-09-30 | $2,920,339 |
| Total transfer of assets from this plan | 2016-09-30 | $175,039,786 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
| Total income from all sources (including contributions) | 2016-09-30 | $3,951,477 |
| Total loss/gain on sale of assets | 2016-09-30 | $93,758 |
| Total of all expenses incurred | 2016-09-30 | $1,747,554 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $1,659,029 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $0 |
| Value of total assets at end of year | 2016-09-30 | $0 |
| Value of total assets at beginning of year | 2016-09-30 | $172,835,863 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $88,525 |
| Total interest from all sources | 2016-09-30 | $16,393 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $914,548 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-09-30 | $0 |
| Administrative expenses professional fees incurred | 2016-09-30 | $88,358 |
| Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
| Value of fidelity bond cover | 2016-09-30 | $20,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
| Other income not declared elsewhere | 2016-09-30 | $6,439 |
| Administrative expenses (other) incurred | 2016-09-30 | $167 |
| Total non interest bearing cash at end of year | 2016-09-30 | $0 |
| Total non interest bearing cash at beginning of year | 2016-09-30 | $7,350 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Value of net income/loss | 2016-09-30 | $2,203,923 |
| Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $172,835,863 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $161,489,491 |
| Interest earned on other investments | 2016-09-30 | $16,393 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-09-30 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-09-30 | $8,659,387 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-09-30 | $8,659,387 |
| Asset value of US Government securities at end of year | 2016-09-30 | $0 |
| Asset value of US Government securities at beginning of year | 2016-09-30 | $406,444 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
| Income. Dividends from common stock | 2016-09-30 | $914,548 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $1,659,029 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-09-30 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-09-30 | $2,273,191 |
| Did the plan have assets held for investment | 2016-09-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | Yes |
| Aggregate proceeds on sale of assets | 2016-09-30 | $93,758 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Unqualified |
| Accountancy firm name | 2016-09-30 | INSERO & CO., CPAS, LLP |
| Accountancy firm EIN | 2016-09-30 | 475324570 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-06-30 | $-6,583,305 |
| Total unrealized appreciation/depreciation of assets | 2016-06-30 | $-6,583,305 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $0 |
| Total income from all sources (including contributions) | 2016-06-30 | $6,461,219 |
| Total loss/gain on sale of assets | 2016-06-30 | $8,672,125 |
| Total of all expenses incurred | 2016-06-30 | $7,097,685 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-06-30 | $6,814,458 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-06-30 | $0 |
| Value of total assets at end of year | 2016-06-30 | $172,835,863 |
| Value of total assets at beginning of year | 2016-06-30 | $173,472,329 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-06-30 | $283,227 |
| Total interest from all sources | 2016-06-30 | $150,109 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-06-30 | $4,031,553 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-06-30 | No |
| Administrative expenses professional fees incurred | 2016-06-30 | $197,841 |
| Was this plan covered by a fidelity bond | 2016-06-30 | Yes |
| Value of fidelity bond cover | 2016-06-30 | $20,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-06-30 | No |
| Other income not declared elsewhere | 2016-06-30 | $190,737 |
| Administrative expenses (other) incurred | 2016-06-30 | $85,386 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Value of net income/loss | 2016-06-30 | $-636,466 |
| Value of net assets at end of year (total assets less liabilities) | 2016-06-30 | $172,835,863 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-06-30 | $173,472,329 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-06-30 | $161,489,491 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-06-30 | $161,510,974 |
| Interest earned on other investments | 2016-06-30 | $150,109 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-06-30 | $8,666,737 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-06-30 | $8,891,910 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-06-30 | $8,891,910 |
| Asset value of US Government securities at end of year | 2016-06-30 | $406,444 |
| Asset value of US Government securities at beginning of year | 2016-06-30 | $421,916 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-06-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-06-30 | No |
| Income. Dividends from common stock | 2016-06-30 | $4,031,553 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-06-30 | $6,814,458 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-06-30 | $2,273,191 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-06-30 | $2,647,529 |
| Did the plan have assets held for investment | 2016-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-06-30 | No |
| Aggregate proceeds on sale of assets | 2016-06-30 | $157,445,677 |
| Aggregate carrying amount (costs) on sale of assets | 2016-06-30 | $148,773,552 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-06-30 | Disclaimer |
| Accountancy firm name | 2016-06-30 | INSERO & CO., CPAS, LLP |
| Accountancy firm EIN | 2016-06-30 | 475324570 |
