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AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN 401k Plan overview

Plan NameAMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN
Plan identification number 001

AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS
Employer identification number (EIN):131677290
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012013-10-01SUSAN B. LUBERT SUSAN B. LUBERT2015-07-07
0012012-10-01SUSAN B. LUBERT SUSAN B. LUBERT2014-07-10
0012011-10-01SUSAN B. LUBERT SUSAN B. LUBERT2013-07-05
0012009-10-01SUSAN B LUBERT SUSAN B LUBERT2011-07-14
0012008-10-01

Plan Statistics for AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN

401k plan membership statisitcs for AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN

Measure Date Value
2013: AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01151
Total number of active participants reported on line 7a of the Form 55002013-10-010
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-010
Total of all active and inactive participants2013-10-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01240
Total number of active participants reported on line 7a of the Form 55002012-10-0158
Number of retired or separated participants receiving benefits2012-10-011
Number of other retired or separated participants entitled to future benefits2012-10-0192
Total of all active and inactive participants2012-10-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01245
Total number of active participants reported on line 7a of the Form 55002011-10-0172
Number of retired or separated participants receiving benefits2011-10-0174
Number of other retired or separated participants entitled to future benefits2011-10-0190
Total of all active and inactive participants2011-10-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-014
Total participants2011-10-01240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-011
2009: AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01253
Total number of active participants reported on line 7a of the Form 55002009-10-0182
Number of retired or separated participants receiving benefits2009-10-0176
Number of other retired or separated participants entitled to future benefits2009-10-0189
Total of all active and inactive participants2009-10-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-012
Total participants2009-10-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-012

Financial Data on AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN

Measure Date Value
2014 : AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$946,661
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$9,684,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$9,684,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$941,908
Value of total assets at end of year2014-09-30$0
Value of total assets at beginning of year2014-09-30$8,737,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$102
Total interest from all sources2014-09-30$4,625
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-09-30$0
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-09-30$91,342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$-8,737,850
Value of net assets at end of year (total assets less liabilities)2014-09-30$0
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$8,737,850
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in pooled separate accounts at beginning of year2014-09-30$5,645,400
Interest earned on other investments2014-09-30$4,625
Expenses. Payments to insurance carriers foe the provision of benefits2014-09-30$3,323,038
Net investment gain/loss from pooled separate accounts2014-09-30$128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30Yes
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$941,908
Employer contributions (assets) at beginning of year2014-09-30$3,001,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$6,361,371
Contract administrator fees2014-09-30$102
Did the plan have assets held for investment2014-09-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30JOHNSON LAMBERT LLP
Accountancy firm EIN2014-09-30521446779
2013 : AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$5,410,881
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$8,220,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$8,220,354
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$3,412,610
Value of total assets at end of year2013-09-30$8,737,850
Value of total assets at beginning of year2013-09-30$11,547,323
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$0
Total interest from all sources2013-09-30$597,434
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2013-09-30$0
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-09-30$91,342
Other income not declared elsewhere2013-09-30$415,212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$-2,809,473
Value of net assets at end of year (total assets less liabilities)2013-09-30$8,737,850
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$11,547,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in pooled separate accounts at end of year2013-09-30$5,645,400
Value of interest in pooled separate accounts at beginning of year2013-09-30$5,778,447
Interest earned on other investments2013-09-30$597,434
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-09-30$5,768,876
Expenses. Payments to insurance carriers foe the provision of benefits2013-09-30$7,404,031
Net investment gain/loss from pooled separate accounts2013-09-30$985,625
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30Yes
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$3,412,610
Employer contributions (assets) at end of year2013-09-30$3,001,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$816,323
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30JOHNSON LAMBERT LLP
Accountancy firm EIN2013-09-30521446779
2012 : AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$3,027,031
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$733,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$733,473
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$1,555,064
Value of total assets at end of year2012-09-30$11,547,323
Value of total assets at beginning of year2012-09-30$9,253,765
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$0
Total interest from all sources2012-09-30$253,426
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$2,293,558
Value of net assets at end of year (total assets less liabilities)2012-09-30$11,547,323
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$9,253,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in pooled separate accounts at end of year2012-09-30$5,778,447
Value of interest in pooled separate accounts at beginning of year2012-09-30$4,342,625
Interest earned on other investments2012-09-30$253,426
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-09-30$5,768,876
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-09-30$4,911,140
Net investment gain/loss from pooled separate accounts2012-09-30$1,218,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30Yes
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$1,555,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$733,473
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30JOHNSON LAMBERT LLP
Accountancy firm EIN2012-09-30521446779
2011 : AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$626,170
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$690,169
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$690,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$455,328
Value of total assets at end of year2011-09-30$9,253,765
Value of total assets at beginning of year2011-09-30$9,317,764
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$0
Total interest from all sources2011-09-30$227,059
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$-63,999
Value of net assets at end of year (total assets less liabilities)2011-09-30$9,253,765
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$9,317,764
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in pooled separate accounts at end of year2011-09-30$4,342,625
Value of interest in pooled separate accounts at beginning of year2011-09-30$4,943,841
Interest earned on other investments2011-09-30$227,059
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-09-30$4,911,140
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-09-30$4,373,923
Net investment gain/loss from pooled separate accounts2011-09-30$-56,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30Yes
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$455,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$690,169
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30JOHNSON LAMBERT LLP
Accountancy firm EIN2011-09-30521446779
2010 : AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN

2013: AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingYes
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2009: AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes
2008: AMERICAN INSTITUTE OF AERONAUTICS AND ASTRONAUTICS, INC. EMPLOYEE PENSION PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

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