UTILITIES & INDUSTRIES MANAGEMENT CORP. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES
| Measure | Date | Value |
|---|
| 2023 : 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $3,503,642 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $720,373 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $657,420 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $10,363 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $1,554,202 |
| Value of total assets at end of year | 2023-12-31 | $15,399,809 |
| Value of total assets at beginning of year | 2023-12-31 | $12,616,540 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $52,590 |
| Total interest from all sources | 2023-12-31 | $13,025 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $51,518 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $51,518 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $556,744 |
| Participant contributions at end of year | 2023-12-31 | $251,688 |
| Participant contributions at beginning of year | 2023-12-31 | $205,901 |
| Participant contributions at end of year | 2023-12-31 | $7,416 |
| Participant contributions at beginning of year | 2023-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $491,011 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $2,783,269 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $15,399,809 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $12,616,540 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $3,665,080 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $2,915,150 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $192,817 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $244,821 |
| Interest on participant loans | 2023-12-31 | $13,025 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $9,610,801 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $8,922,993 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $1,291,358 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $570,301 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $26,568 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $1,288,028 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $506,447 |
| Employer contributions (assets) at end of year | 2023-12-31 | $380,649 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $327,675 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $657,420 |
| Contract administrator fees | 2023-12-31 | $52,590 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | CITRIN COOPERMAN & COMPANY LLP |
| Accountancy firm EIN | 2023-12-31 | 222428965 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $3,503,642 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $720,373 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $657,420 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $10,363 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $1,554,202 |
| Value of total assets at end of year | 2023-01-01 | $15,399,809 |
| Value of total assets at beginning of year | 2023-01-01 | $12,616,540 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $52,590 |
| Total interest from all sources | 2023-01-01 | $13,025 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $51,518 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $51,518 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $556,744 |
| Participant contributions at end of year | 2023-01-01 | $251,688 |
| Participant contributions at beginning of year | 2023-01-01 | $205,901 |
| Participant contributions at end of year | 2023-01-01 | $7,416 |
| Participant contributions at beginning of year | 2023-01-01 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $491,011 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $2,783,269 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $15,399,809 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $12,616,540 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $3,665,080 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $2,915,150 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $192,817 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $244,821 |
| Interest on participant loans | 2023-01-01 | $13,025 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $9,610,801 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $8,922,993 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $1,291,358 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $570,301 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $26,568 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $1,288,028 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $506,447 |
| Employer contributions (assets) at end of year | 2023-01-01 | $380,649 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $327,675 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $657,420 |
| Contract administrator fees | 2023-01-01 | $52,590 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | CITRIN COOPERMAN & COMPANY LLP |
| Accountancy firm EIN | 2023-01-01 | 222428965 |
| 2022 : 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-1,139,202 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $1,022,220 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $948,614 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $24,769 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,146,304 |
| Value of total assets at end of year | 2022-12-31 | $12,616,540 |
| Value of total assets at beginning of year | 2022-12-31 | $14,777,962 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $48,837 |
| Total interest from all sources | 2022-12-31 | $11,441 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $43,817 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $43,817 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $480,465 |
| Participant contributions at end of year | 2022-12-31 | $205,901 |
| Participant contributions at beginning of year | 2022-12-31 | $261,667 |
| Participant contributions at end of year | 2022-12-31 | $0 |
| Participant contributions at beginning of year | 2022-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $225,855 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-2,161,422 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $12,616,540 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $14,777,962 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $2,915,150 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $2,870,462 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $244,821 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $351,434 |
| Interest on participant loans | 2022-12-31 | $11,441 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $8,922,993 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $10,976,113 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-679,762 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-50,225 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-1,610,777 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $439,984 |
| Employer contributions (assets) at end of year | 2022-12-31 | $327,675 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $318,286 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $948,614 |
| Contract administrator fees | 2022-12-31 | $48,837 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | BERDON LLP |
| Accountancy firm EIN | 2022-12-31 | 130485070 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-1,139,202 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $1,022,220 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $948,614 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $24,769 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $1,146,304 |
| Value of total assets at end of year | 2022-01-01 | $12,616,540 |
| Value of total assets at beginning of year | 2022-01-01 | $14,777,962 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $48,837 |
| Total interest from all sources | 2022-01-01 | $11,441 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $43,817 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $43,817 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $480,465 |
| Participant contributions at end of year | 2022-01-01 | $205,901 |
| Participant contributions at beginning of year | 2022-01-01 | $261,667 |
| Participant contributions at end of year | 2022-01-01 | $0 |
| Participant contributions at beginning of year | 2022-01-01 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $225,855 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-2,161,422 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $12,616,540 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $14,777,962 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $2,915,150 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $2,870,462 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $244,821 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $351,434 |
| Interest on participant loans | 2022-01-01 | $11,441 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $8,922,993 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $10,976,113 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-679,762 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-50,225 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $-1,610,777 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $439,984 |
| Employer contributions (assets) at end of year | 2022-01-01 | $327,675 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $318,286 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $948,614 |
| Contract administrator fees | 2022-01-01 | $48,837 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | BERDON LLP |
| Accountancy firm EIN | 2022-01-01 | 130485070 |
| 2021 : 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $2,635,112 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $381,002 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $317,185 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $898,405 |
| Value of total assets at end of year | 2021-12-31 | $14,777,962 |
| Value of total assets at beginning of year | 2021-12-31 | $12,523,852 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $63,817 |
| Total interest from all sources | 2021-12-31 | $12,155 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $41,786 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $41,786 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $446,462 |
| Participant contributions at end of year | 2021-12-31 | $261,667 |
| Participant contributions at beginning of year | 2021-12-31 | $237,666 |
| Participant contributions at end of year | 2021-12-31 | $0 |
| Participant contributions at beginning of year | 2021-12-31 | $1,650 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $42,995 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $2,254,110 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $14,777,962 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $12,523,852 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $2,870,462 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $3,057,274 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $351,434 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $222,458 |
| Interest on participant loans | 2021-12-31 | $12,155 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $10,976,113 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $8,727,919 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $464,871 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $100,848 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $1,117,047 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $408,948 |
| Employer contributions (assets) at end of year | 2021-12-31 | $318,286 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $276,885 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $317,185 |
| Contract administrator fees | 2021-12-31 | $63,817 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BERDON LLP |
| Accountancy firm EIN | 2021-12-31 | 130485070 |
| 2020 : 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $8,457 |
| Total income from all sources (including contributions) | 2020-12-31 | $2,214,510 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $110,709 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $61,534 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $775,150 |
| Value of total assets at end of year | 2020-12-31 | $12,523,852 |
| Value of total assets at beginning of year | 2020-12-31 | $10,428,508 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $49,175 |
| Total interest from all sources | 2020-12-31 | $12,080 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $35,484 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $35,484 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $407,786 |
| Participant contributions at end of year | 2020-12-31 | $237,666 |
| Participant contributions at beginning of year | 2020-12-31 | $126,568 |
| Participant contributions at end of year | 2020-12-31 | $1,650 |
| Participant contributions at beginning of year | 2020-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $2,103,801 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $12,523,852 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $10,420,051 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $3,057,274 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $2,321,615 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $222,458 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $226,299 |
| Interest on participant loans | 2020-12-31 | $12,080 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $8,727,919 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $7,456,963 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $427,624 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $29,051 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $935,121 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $367,364 |
| Employer contributions (assets) at end of year | 2020-12-31 | $276,885 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $297,063 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $61,534 |
| Contract administrator fees | 2020-12-31 | $49,175 |
| Liabilities. Value of benefit claims payable at end of year | 2020-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $8,457 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | BERDON LLP |
| Accountancy firm EIN | 2020-12-31 | 130485070 |
| 2019 : 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $8,457 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $14,498 |
| Total income from all sources (including contributions) | 2019-12-31 | $2,462,181 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $611,565 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $558,210 |
| Value of total corrective distributions | 2019-12-31 | $8,457 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $845,946 |
| Value of total assets at end of year | 2019-12-31 | $10,428,508 |
| Value of total assets at beginning of year | 2019-12-31 | $8,583,933 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $44,898 |
| Total interest from all sources | 2019-12-31 | $8,302 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $40,861 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $40,861 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $448,982 |
| Participant contributions at end of year | 2019-12-31 | $126,568 |
| Participant contributions at beginning of year | 2019-12-31 | $135,160 |
| Other income not declared elsewhere | 2019-12-31 | $35 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $1,850,616 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $10,420,051 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $8,569,435 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $2,321,615 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $1,513,591 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $226,299 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $178,086 |
| Interest on participant loans | 2019-12-31 | $8,302 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $7,456,963 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $6,480,825 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $409,020 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $45,976 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $1,112,041 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $396,964 |
| Employer contributions (assets) at end of year | 2019-12-31 | $297,063 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $276,271 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $558,210 |
| Contract administrator fees | 2019-12-31 | $44,898 |
| Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $8,457 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $14,498 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | EISNERAMPER LLP |
| Accountancy firm EIN | 2019-12-31 | 131639826 |
| 2018 : 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $14,498 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $730,523 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $228,298 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $176,030 |
| Value of total corrective distributions | 2018-12-31 | $14,498 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $843,102 |
| Value of total assets at end of year | 2018-12-31 | $8,583,933 |
| Value of total assets at beginning of year | 2018-12-31 | $8,067,210 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $37,770 |
| Total interest from all sources | 2018-12-31 | $4,213 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $28,703 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $28,703 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $466,015 |
| Participant contributions at end of year | 2018-12-31 | $135,160 |
| Participant contributions at beginning of year | 2018-12-31 | $88,777 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $502,225 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $8,569,435 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $8,067,210 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $1,513,591 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $6,518,389 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $178,086 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $0 |
| Interest on participant loans | 2018-12-31 | $4,073 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $6,480,825 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $151,564 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $1,053,912 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $1,053,912 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $140 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $121,297 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $13,801 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $-280,593 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $377,087 |
| Employer contributions (assets) at end of year | 2018-12-31 | $276,271 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $254,568 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $176,030 |
| Contract administrator fees | 2018-12-31 | $37,770 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | Yes |
| Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $14,498 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $0 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | IMOWITZ KOENIG & COMPANY LLC |
| Accountancy firm EIN | 2018-12-31 | 132963250 |
| 2017 : 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $1,719,515 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $889,357 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $888,132 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $761,700 |
| Value of total assets at end of year | 2017-12-31 | $8,067,210 |
| Value of total assets at beginning of year | 2017-12-31 | $7,237,052 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $1,225 |
| Total interest from all sources | 2017-12-31 | $5,883 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $341,888 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $341,888 |
| Administrative expenses professional fees incurred | 2017-12-31 | $1,225 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $410,942 |
| Participant contributions at end of year | 2017-12-31 | $88,777 |
| Participant contributions at beginning of year | 2017-12-31 | $140,130 |
| Participant contributions at end of year | 2017-12-31 | $0 |
| Participant contributions at beginning of year | 2017-12-31 | $1,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $830,158 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $8,067,210 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $7,237,052 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $6,518,389 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $5,397,245 |
| Interest on participant loans | 2017-12-31 | $5,230 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $151,564 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $234,364 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $1,053,912 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $1,229,474 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $1,229,474 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $653 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $607,317 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $2,727 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $350,758 |
| Employer contributions (assets) at end of year | 2017-12-31 | $254,568 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $234,839 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $888,132 |
| Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $0 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | IMOWITZ KOENIG & COMPANY |
| Accountancy firm EIN | 2017-12-31 | 132963250 |
| 2016 : 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $878 |
| Total income from all sources (including contributions) | 2016-12-31 | $1,036,043 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $1,013,083 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,011,233 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $622,703 |
| Value of total assets at end of year | 2016-12-31 | $7,237,052 |
| Value of total assets at beginning of year | 2016-12-31 | $7,214,970 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,850 |
| Total interest from all sources | 2016-12-31 | $4,957 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $199,146 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $199,146 |
| Administrative expenses professional fees incurred | 2016-12-31 | $1,850 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $311,003 |
| Participant contributions at end of year | 2016-12-31 | $140,130 |
| Participant contributions at beginning of year | 2016-12-31 | $103,087 |
| Participant contributions at end of year | 2016-12-31 | $1,000 |
| Participant contributions at beginning of year | 2016-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $22,960 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $7,237,052 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $7,214,092 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $5,397,245 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $5,274,510 |
| Interest on participant loans | 2016-12-31 | $4,818 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $234,364 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $208,570 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $1,229,474 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $1,392,085 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $1,392,085 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $139 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $207,130 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $2,107 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $311,700 |
| Employer contributions (assets) at end of year | 2016-12-31 | $234,839 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $236,718 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,011,233 |
| Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $878 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | IMOWITZ KOENIG & COMPANY |
| Accountancy firm EIN | 2016-12-31 | 132963250 |
| 2015 : 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $878 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $1,741 |
| Total income from all sources (including contributions) | 2015-12-31 | $669,916 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $500,054 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $497,876 |
| Value of total corrective distributions | 2015-12-31 | $878 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $678,876 |
| Value of total assets at end of year | 2015-12-31 | $7,214,970 |
| Value of total assets at beginning of year | 2015-12-31 | $7,045,971 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,300 |
| Total interest from all sources | 2015-12-31 | $4,810 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $375,436 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $375,436 |
| Administrative expenses professional fees incurred | 2015-12-31 | $1,300 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $354,694 |
| Participant contributions at end of year | 2015-12-31 | $103,087 |
| Participant contributions at beginning of year | 2015-12-31 | $120,384 |
| Participant contributions at end of year | 2015-12-31 | $0 |
| Participant contributions at beginning of year | 2015-12-31 | $-4,383 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $11,929 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $-546 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $169,862 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $7,214,092 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $7,044,230 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $5,274,510 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $5,056,805 |
| Interest on participant loans | 2015-12-31 | $4,674 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $208,570 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $297,021 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $1,392,085 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $1,345,745 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $1,345,745 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $136 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-391,138 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $1,932 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $312,253 |
| Employer contributions (assets) at end of year | 2015-12-31 | $236,718 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $230,945 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $497,876 |
| Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $878 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $1,741 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | IMOWITZ KOENIG & COMPANY |
| Accountancy firm EIN | 2015-12-31 | 132963250 |
| 2014 : 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $1,741 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $977,384 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $786,043 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $782,263 |
| Value of total corrective distributions | 2014-12-31 | $2,265 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $673,337 |
| Value of total assets at end of year | 2014-12-31 | $7,045,971 |
| Value of total assets at beginning of year | 2014-12-31 | $6,852,889 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,515 |
| Total interest from all sources | 2014-12-31 | $5,286 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $551,263 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $551,263 |
| Administrative expenses professional fees incurred | 2014-12-31 | $1,500 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $359,153 |
| Participant contributions at end of year | 2014-12-31 | $120,384 |
| Participant contributions at beginning of year | 2014-12-31 | $119,455 |
| Participant contributions at end of year | 2014-12-31 | $-4,383 |
| Participant contributions at beginning of year | 2014-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $10,277 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $-546 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $191,341 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $7,044,230 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $6,852,889 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $5,056,805 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $5,065,775 |
| Interest on participant loans | 2014-12-31 | $5,157 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $297,021 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $238,129 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $1,345,745 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $1,199,218 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $1,199,218 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $129 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-253,916 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $1,414 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $303,907 |
| Employer contributions (assets) at end of year | 2014-12-31 | $230,945 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $230,312 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $782,263 |
| Contract administrator fees | 2014-12-31 | $15 |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $1,741 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $0 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | IMOWITZ KOENIG & COMPANY |
| Accountancy firm EIN | 2014-12-31 | 132963250 |
| 2013 : 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,415,600 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $104,843 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $102,493 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $666,770 |
| Value of total assets at end of year | 2013-12-31 | $6,852,889 |
| Value of total assets at beginning of year | 2013-12-31 | $5,542,132 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $2,350 |
| Total interest from all sources | 2013-12-31 | $6,944 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $235,054 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $235,054 |
| Administrative expenses professional fees incurred | 2013-12-31 | $2,350 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $360,141 |
| Participant contributions at end of year | 2013-12-31 | $119,455 |
| Participant contributions at beginning of year | 2013-12-31 | $110,916 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $1,310,757 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $6,852,889 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $5,542,132 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $5,065,775 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $3,927,858 |
| Interest on participant loans | 2013-12-31 | $4,942 |
| Interest earned on other investments | 2013-12-31 | $1,871 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $238,129 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $206,730 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $1,199,218 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $1,061,471 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $1,061,471 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $131 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $505,663 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $1,169 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $306,629 |
| Employer contributions (assets) at end of year | 2013-12-31 | $230,312 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $235,157 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $102,493 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | IMOWITZ KOENIG & COMPANY |
| Accountancy firm EIN | 2013-12-31 | 132963250 |
| 2012 : 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,165,007 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $432,787 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $431,587 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $666,131 |
| Value of total assets at end of year | 2012-12-31 | $5,542,132 |
| Value of total assets at beginning of year | 2012-12-31 | $4,809,912 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,200 |
| Total interest from all sources | 2012-12-31 | $3,549 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $117,340 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $117,340 |
| Administrative expenses professional fees incurred | 2012-12-31 | $1,200 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $361,755 |
| Participant contributions at end of year | 2012-12-31 | $110,916 |
| Participant contributions at beginning of year | 2012-12-31 | $78,102 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $732,220 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $5,542,132 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,809,912 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $3,927,858 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $3,376,535 |
| Interest on participant loans | 2012-12-31 | $3,335 |
| Interest earned on other investments | 2012-12-31 | $17 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $206,730 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $182,685 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $1,061,471 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $941,563 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $941,563 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $197 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $376,349 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $1,638 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $304,376 |
| Employer contributions (assets) at end of year | 2012-12-31 | $235,157 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $231,027 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $431,587 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | IMOWITZ KOENIG & COMPANY |
| Accountancy firm EIN | 2012-12-31 | 132963250 |
| 2011 : 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,422 |
| Total income from all sources (including contributions) | 2011-12-31 | $673,279 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $767,550 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $766,250 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $654,810 |
| Value of total assets at end of year | 2011-12-31 | $4,809,912 |
| Value of total assets at beginning of year | 2011-12-31 | $4,905,605 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,300 |
| Total interest from all sources | 2011-12-31 | $3,536 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $124,018 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $124,018 |
| Administrative expenses professional fees incurred | 2011-12-31 | $1,300 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $347,145 |
| Participant contributions at end of year | 2011-12-31 | $78,102 |
| Participant contributions at beginning of year | 2011-12-31 | $76,235 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $22,441 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-94,271 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,809,912 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,904,183 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $3,376,535 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,563,878 |
| Interest on participant loans | 2011-12-31 | $3,075 |
| Interest earned on other investments | 2011-12-31 | $59 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $182,685 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $223,378 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $941,563 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $793,292 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $793,292 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $402 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-112,484 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $3,399 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $307,665 |
| Employer contributions (assets) at end of year | 2011-12-31 | $231,027 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $226,381 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $766,250 |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $1,422 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | IMOWITZ KOENIG & CO., LLP |
| Accountancy firm EIN | 2011-12-31 | 132963250 |
| 2010 : 401(K) PLAN FOR EES OF UTILITIES & INDUSTRIES MGT. CORP. & AFFILIATES 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,422 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $972,093 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $681,243 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $680,143 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $583,531 |
| Value of total assets at end of year | 2010-12-31 | $4,905,605 |
| Value of total assets at beginning of year | 2010-12-31 | $4,613,333 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,100 |
| Total interest from all sources | 2010-12-31 | $4,646 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $73,661 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $73,661 |
| Administrative expenses professional fees incurred | 2010-12-31 | $1,100 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $293,723 |
| Participant contributions at end of year | 2010-12-31 | $76,235 |
| Participant contributions at beginning of year | 2010-12-31 | $67,551 |
| Participant contributions at beginning of year | 2010-12-31 | $1,657 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $22,441 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $387 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $100 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $290,850 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,904,183 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,613,333 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,563,878 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $3,344,380 |
| Interest on participant loans | 2010-12-31 | $4,096 |
| Interest earned on other investments | 2010-12-31 | $25 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $223,378 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $196,198 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $793,292 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $791,016 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $791,016 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $525 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $306,335 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $3,920 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $289,808 |
| Employer contributions (assets) at end of year | 2010-12-31 | $226,381 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $212,044 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $680,143 |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $1,422 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | IMOWITZ KOENIG & COMPANY |
| Accountancy firm EIN | 2010-12-31 | 132963250 |
