401(K) PLAN OF TOMS CAPITAL 401k Plan overview

401(K) PLAN OF TOMS CAPITAL Benefits

401k Sponsoring company profile

Company Name:	TOMS CAPITAL LLC
Employer identification number (EIN):	452042415
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing

Form 5500 Filing Information

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	ANTHONY LEE	2024-10-01	ANTHONY LEE	2024-10-01
001	2022-01-01	JAY YEE	2023-10-02
001	2021-01-01	ANTHONY LEE	2022-08-29
001	2020-01-01	ANTHONY LEE	2021-09-13
001	2019-01-01	JASON DOMENICO	2020-04-21	JASON DOMENICO	2020-04-21
001	2018-01-01	JASON DOMENICO	2019-04-22	JASON DOMENICO	2019-04-22
001	2017-01-01	ANTHONY LEE	2018-06-22	ANTHONY LEE	2018-06-22
001	2016-01-01	ANTHONY LEE	2017-07-10	ANTHONY LEE	2017-07-10
001	2013-01-01	FRANCESCA MILLER	2014-04-16	FRANCESCA MILLER	2014-04-16
001	2012-11-01	FRANCESCA MILLER	2013-06-04	FRANCESCA MILLER	2013-06-04

Plan Statistics for 401(K) PLAN OF TOMS CAPITAL

Measure	Date	Value
2025: 401(K) PLAN OF TOMS CAPITAL 2025 401k membership
Total number of particpants at beginning of year	2025-09-19	19
Total number of particpants at end of year	2025-09-19	13
Number of Participants With Account Balances	2025-09-19	13
2024: 401(K) PLAN OF TOMS CAPITAL 2024 401k membership
Total number of particpants at beginning of year	2024-10-01	20
Total number of particpants at end of year	2024-10-01	19
Number of Participants With Account Balances	2024-10-01	19

Financial Data on 401(K) PLAN OF TOMS CAPITAL

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