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SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 401k Plan overview

Plan NameSCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN
Plan identification number 002

SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

SCHULTE ROTH & ZABEL LLP has sponsored the creation of one or more 401k plans.

Company Name:SCHULTE ROTH & ZABEL LLP
Employer identification number (EIN):132633996
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about SCHULTE ROTH & ZABEL LLP

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1996-08-23
Company Identification Number: 2060069
Legal Registered Office Address: ATTN MANAGING CLERK
919 THIRD AVENUE
NEW YORK
United States of America (USA)
10022

More information about SCHULTE ROTH & ZABEL LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01DAVID COHEN
0022016-01-01DAVID M. COHEN DAVID M. COHEN2017-10-11
0022015-01-01DAVID COHEN DAVID COHEN2016-10-16
0022014-01-01DAVID COHEN DAVID COHEN2015-10-12
0022013-01-01DAVID COHEN DAVID COHEN2014-10-14
0022012-01-01DAVID M COHEN
0022011-01-01DAVID M. COHEN DAVID M. COHEN2012-10-15
0022010-01-01DAVID M. COHEN DAVID M. COHEN2011-10-17
0022009-01-01DAVID COHEN DAVID COHEN2010-10-14

Plan Statistics for SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN

401k plan membership statisitcs for SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN

Measure Date Value
2022: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01550
Total number of active participants reported on line 7a of the Form 55002022-01-01203
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01357
Total of all active and inactive participants2022-01-01560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01560
Number of participants with account balances2022-01-01515
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01507
Total number of active participants reported on line 7a of the Form 55002021-01-01194
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01357
Total of all active and inactive participants2021-01-01551
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01551
Number of participants with account balances2021-01-01512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01548
Total number of active participants reported on line 7a of the Form 55002020-01-01166
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01338
Total of all active and inactive participants2020-01-01504
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01505
Number of participants with account balances2020-01-01473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01516
Total number of active participants reported on line 7a of the Form 55002019-01-01207
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01337
Total of all active and inactive participants2019-01-01544
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01544
Number of participants with account balances2019-01-01496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01554
Total number of active participants reported on line 7a of the Form 55002018-01-01235
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01311
Total of all active and inactive participants2018-01-01546
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01546
Number of participants with account balances2018-01-01494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01548
Total number of active participants reported on line 7a of the Form 55002017-01-01244
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01310
Total of all active and inactive participants2017-01-01554
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01554
Number of participants with account balances2017-01-01469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01542
Total number of active participants reported on line 7a of the Form 55002016-01-01215
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01333
Total of all active and inactive participants2016-01-01548
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01548
Number of participants with account balances2016-01-01462
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01524
Total number of active participants reported on line 7a of the Form 55002015-01-01205
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01336
Total of all active and inactive participants2015-01-01541
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01541
Number of participants with account balances2015-01-01464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01551
Total number of active participants reported on line 7a of the Form 55002014-01-01194
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01330
Total of all active and inactive participants2014-01-01524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01524
Number of participants with account balances2014-01-01460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01575
Total number of active participants reported on line 7a of the Form 55002013-01-01211
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01335
Total of all active and inactive participants2013-01-01546
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01546
Number of participants with account balances2013-01-01471
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01588
Total number of active participants reported on line 7a of the Form 55002012-01-01226
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01349
Total of all active and inactive participants2012-01-01575
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01575
Number of participants with account balances2012-01-01501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01601
Total number of active participants reported on line 7a of the Form 55002011-01-01249
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01337
Total of all active and inactive participants2011-01-01586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01586
Number of participants with account balances2011-01-01512
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01580
Total number of active participants reported on line 7a of the Form 55002010-01-01284
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01317
Total of all active and inactive participants2010-01-01601
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01601
Number of participants with account balances2010-01-01529
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01616
Total number of active participants reported on line 7a of the Form 55002009-01-01276
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01304
Total of all active and inactive participants2009-01-01580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01580
Number of participants with account balances2009-01-01518
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN

Measure Date Value
2022 : SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$1,141,488
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-5,773,295
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,645,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,636,996
Value of total corrective distributions2022-12-31$3,860
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,599,187
Value of total assets at end of year2022-12-31$53,275,057
Value of total assets at beginning of year2022-12-31$62,835,466
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$4,770
Total interest from all sources2022-12-31$1,022
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,186,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,186,761
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$50,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,998,610
Participant contributions at end of year2022-12-31$14,963
Participant contributions at beginning of year2022-12-31$52,668
Assets. Other investments not covered elsewhere at end of year2022-12-31$2,718,285
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$2,913,078
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,600,577
Other income not declared elsewhere2022-12-31$-61,484
Administrative expenses (other) incurred2022-12-31$4,770
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-8,418,921
Value of net assets at end of year (total assets less liabilities)2022-12-31$53,275,057
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$62,835,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$48,996,603
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$58,974,743
Interest on participant loans2022-12-31$1,022
Value of interest in common/collective trusts at end of year2022-12-31$1,545,206
Value of interest in common/collective trusts at beginning of year2022-12-31$894,977
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-12,414,941
Net investment gain or loss from common/collective trusts2022-12-31$-83,840
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,636,996
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EISNERAMPER LLP
Accountancy firm EIN2022-12-31871363769
2021 : SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$1,573
Total transfer of assets from this plan2021-12-31$1,572,949
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$13,097,078
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$5,811,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,806,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,235,307
Value of total assets at end of year2021-12-31$62,835,466
Value of total assets at beginning of year2021-12-31$57,121,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$4,997
Total interest from all sources2021-12-31$3,567
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$712,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$712,215
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$50,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,949,135
Participant contributions at end of year2021-12-31$52,668
Participant contributions at beginning of year2021-12-31$102,340
Assets. Other investments not covered elsewhere at end of year2021-12-31$2,913,078
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$2,981,378
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$286,172
Other income not declared elsewhere2021-12-31$334,609
Administrative expenses (other) incurred2021-12-31$4,997
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,285,556
Value of net assets at end of year (total assets less liabilities)2021-12-31$62,835,466
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$57,121,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$58,974,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$53,227,239
Interest on participant loans2021-12-31$3,567
Value of interest in common/collective trusts at end of year2021-12-31$894,977
Value of interest in common/collective trusts at beginning of year2021-12-31$810,329
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$8,817,045
Net investment gain or loss from common/collective trusts2021-12-31$-5,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,806,525
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EISNERAMPER LLP
Accountancy firm EIN2021-12-31871363769
2020 : SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$1,159,867
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$635,124
Total income from all sources (including contributions)2020-12-31$10,313,208
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,433,589
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,432,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,836,049
Value of total assets at end of year2020-12-31$57,121,286
Value of total assets at beginning of year2020-12-31$52,036,658
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$967
Total interest from all sources2020-12-31$6,541
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$647,167
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$647,167
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$50,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,580,186
Participant contributions at end of year2020-12-31$102,340
Participant contributions at beginning of year2020-12-31$92,068
Assets. Other investments not covered elsewhere at end of year2020-12-31$2,981,378
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$3,315,399
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$255,863
Other income not declared elsewhere2020-12-31$205,267
Administrative expenses (other) incurred2020-12-31$967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,879,619
Value of net assets at end of year (total assets less liabilities)2020-12-31$57,121,286
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$51,401,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$53,227,239
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$47,923,498
Interest on participant loans2020-12-31$6,541
Value of interest in common/collective trusts at end of year2020-12-31$810,329
Value of interest in common/collective trusts at beginning of year2020-12-31$705,693
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,579,501
Net investment gain or loss from common/collective trusts2020-12-31$38,683
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,432,622
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$635,124
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31EISNERAMPER LLP
Accountancy firm EIN2020-12-31131639826
2019 : SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$7,298
Total transfer of assets from this plan2019-12-31$880,339
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$635,124
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$635,124
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$12,970,090
Total income from all sources (including contributions)2019-12-31$12,970,090
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,286,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,249,641
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,249,641
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,716,411
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,716,411
Value of total assets at end of year2019-12-31$52,036,658
Value of total assets at end of year2019-12-31$52,036,658
Value of total assets at beginning of year2019-12-31$43,591,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$37,280
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$37,280
Total interest from all sources2019-12-31$1,801,193
Total interest from all sources2019-12-31$1,801,193
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$37,280
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$50,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,699,809
Contributions received from participants2019-12-31$2,699,809
Participant contributions at end of year2019-12-31$92,068
Participant contributions at end of year2019-12-31$92,068
Participant contributions at beginning of year2019-12-31$115,220
Participant contributions at beginning of year2019-12-31$115,220
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,315,399
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,315,399
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,594,590
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,594,590
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$16,602
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$16,602
Other income not declared elsewhere2019-12-31$473,530
Other income not declared elsewhere2019-12-31$473,530
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$8,683,169
Value of net assets at end of year (total assets less liabilities)2019-12-31$51,401,534
Value of net assets at end of year (total assets less liabilities)2019-12-31$51,401,534
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$43,591,406
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$43,591,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$47,923,498
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$47,923,498
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$38,739,906
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$38,739,906
Interest on participant loans2019-12-31$6,657
Interest on participant loans2019-12-31$6,657
Interest earned on other investments2019-12-31$1,794,536
Interest earned on other investments2019-12-31$1,794,536
Value of interest in common/collective trusts at end of year2019-12-31$705,693
Value of interest in common/collective trusts at end of year2019-12-31$705,693
Value of interest in common/collective trusts at beginning of year2019-12-31$1,134,500
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$44
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$44
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$44
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$44
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,816,520
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,816,520
Net investment gain or loss from common/collective trusts2019-12-31$162,436
Net investment gain or loss from common/collective trusts2019-12-31$162,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,249,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,249,641
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$7,146
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$7,146
Liabilities. Value of benefit claims payable at end of year2019-12-31$635,124
Liabilities. Value of benefit claims payable at end of year2019-12-31$635,124
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EISNER AMPER LLP
Accountancy firm EIN2019-12-31131639826
2018 : SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$208
Total unrealized appreciation/depreciation of assets2018-12-31$208
Total transfer of assets to this plan2018-12-31$3,629
Total transfer of assets from this plan2018-12-31$719,160
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-227,298
Total loss/gain on sale of assets2018-12-31$555
Total of all expenses incurred2018-12-31$3,671,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,630,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,752,595
Value of total assets at end of year2018-12-31$43,591,406
Value of total assets at beginning of year2018-12-31$48,205,462
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$40,856
Total interest from all sources2018-12-31$8,037
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$696,187
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$696,110
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$50,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,482,428
Participant contributions at end of year2018-12-31$115,220
Participant contributions at beginning of year2018-12-31$156,906
Assets. Other investments not covered elsewhere at end of year2018-12-31$3,594,590
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$4,058,065
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$270,167
Other income not declared elsewhere2018-12-31$-169,688
Administrative expenses (other) incurred2018-12-31$40,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,898,525
Value of net assets at end of year (total assets less liabilities)2018-12-31$43,591,406
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$48,205,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$651
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$38,739,906
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$42,780,881
Interest on participant loans2018-12-31$8,037
Value of interest in common/collective trusts at end of year2018-12-31$1,134,500
Value of interest in common/collective trusts at beginning of year2018-12-31$1,192,279
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$44
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,393
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,393
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,471,019
Net investment gain or loss from common/collective trusts2018-12-31$-44,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Income. Dividends from common stock2018-12-31$77
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,630,371
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$7,146
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$15,938
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$5,963
Aggregate carrying amount (costs) on sale of assets2018-12-31$5,408
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EISNER AMPER LLP
Accountancy firm EIN2018-12-31131639826
2017 : SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$3,269
Total unrealized appreciation/depreciation of assets2017-12-31$3,269
Total transfer of assets to this plan2017-12-31$1,017
Total transfer of assets from this plan2017-12-31$494,742
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$10,145,224
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,527,454
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,482,745
Value of total corrective distributions2017-12-31$716
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,302,778
Value of total assets at end of year2017-12-31$48,205,462
Value of total assets at beginning of year2017-12-31$42,081,417
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$43,993
Total interest from all sources2017-12-31$8,770
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$588,211
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$588,158
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$50,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,162,451
Participant contributions at end of year2017-12-31$156,906
Participant contributions at beginning of year2017-12-31$192,646
Assets. Other investments not covered elsewhere at end of year2017-12-31$4,058,065
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$4,197,764
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$140,327
Other income not declared elsewhere2017-12-31$335,224
Administrative expenses (other) incurred2017-12-31$43,433
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$-245
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,617,770
Value of net assets at end of year (total assets less liabilities)2017-12-31$48,205,462
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$42,081,417
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$560
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$42,780,881
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$36,508,438
Interest on participant loans2017-12-31$8,770
Value of interest in common/collective trusts at end of year2017-12-31$1,192,279
Value of interest in common/collective trusts at beginning of year2017-12-31$1,169,480
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,393
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$665
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$665
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,800,645
Net investment gain or loss from common/collective trusts2017-12-31$106,327
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Income. Dividends from common stock2017-12-31$53
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,482,745
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$15,938
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$12,669
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$127,955
Aggregate carrying amount (costs) on sale of assets2017-12-31$127,955
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EISNER AMPER LLP
Accountancy firm EIN2017-12-31131639826
2016 : SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$488
Total unrealized appreciation/depreciation of assets2016-12-31$488
Total transfer of assets to this plan2016-12-31$109,673
Total transfer of assets from this plan2016-12-31$344,823
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,769,958
Total loss/gain on sale of assets2016-12-31$27
Total of all expenses incurred2016-12-31$2,970,014
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,940,394
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,321,306
Value of total assets at end of year2016-12-31$42,081,417
Value of total assets at beginning of year2016-12-31$39,516,623
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$29,620
Total interest from all sources2016-12-31$7,508
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$536,533
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$536,442
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,077,414
Participant contributions at end of year2016-12-31$192,646
Participant contributions at beginning of year2016-12-31$152,396
Assets. Other investments not covered elsewhere at end of year2016-12-31$4,197,764
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$4,328,745
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$243,892
Other income not declared elsewhere2016-12-31$29,008
Administrative expenses (other) incurred2016-12-31$29,620
Total non interest bearing cash at end of year2016-12-31$-245
Total non interest bearing cash at beginning of year2016-12-31$104,458
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,799,944
Value of net assets at end of year (total assets less liabilities)2016-12-31$42,081,417
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$39,516,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$36,508,438
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$33,957,750
Interest on participant loans2016-12-31$7,508
Value of interest in common/collective trusts at end of year2016-12-31$1,169,480
Value of interest in common/collective trusts at beginning of year2016-12-31$958,619
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$665
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,474
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,474
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,812,762
Net investment gain or loss from common/collective trusts2016-12-31$62,326
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Income. Dividends from common stock2016-12-31$91
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,940,394
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$12,669
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$12,181
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$106,430
Aggregate carrying amount (costs) on sale of assets2016-12-31$106,403
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31EISNER AMPER LLP
Accountancy firm EIN2016-12-31131639826
2015 : SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$507
Total unrealized appreciation/depreciation of assets2015-12-31$507
Total transfer of assets from this plan2015-12-31$694,522
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,681,038
Total loss/gain on sale of assets2015-12-31$22
Total of all expenses incurred2015-12-31$2,749,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,707,265
Value of total corrective distributions2015-12-31$661
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,180,270
Value of total assets at end of year2015-12-31$39,516,623
Value of total assets at beginning of year2015-12-31$41,279,489
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$41,456
Total interest from all sources2015-12-31$9,725
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$520,568
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$520,333
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$50,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,998,734
Participant contributions at end of year2015-12-31$152,396
Participant contributions at beginning of year2015-12-31$258,589
Assets. Other investments not covered elsewhere at end of year2015-12-31$4,328,745
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$4,833,206
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$181,536
Other income not declared elsewhere2015-12-31$-61,244
Administrative expenses (other) incurred2015-12-31$41,456
Total non interest bearing cash at end of year2015-12-31$104,458
Total non interest bearing cash at beginning of year2015-12-31$1,896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,068,344
Value of net assets at end of year (total assets less liabilities)2015-12-31$39,516,623
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$41,279,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$33,957,750
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$35,060,910
Interest on participant loans2015-12-31$9,725
Value of interest in common/collective trusts at end of year2015-12-31$958,619
Value of interest in common/collective trusts at beginning of year2015-12-31$1,111,763
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,474
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,451
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,451
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-971,279
Net investment gain or loss from common/collective trusts2015-12-31$2,469
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Income. Dividends from common stock2015-12-31$235
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,707,265
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$12,181
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$11,674
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$105,314
Aggregate carrying amount (costs) on sale of assets2015-12-31$105,292
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31EISNER AMPER LLP
Accountancy firm EIN2015-12-31131639826
2014 : SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-348
Total unrealized appreciation/depreciation of assets2014-12-31$-348
Total transfer of assets from this plan2014-12-31$989,172
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,202,351
Total loss/gain on sale of assets2014-12-31$-6,176
Total of all expenses incurred2014-12-31$2,616,747
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,592,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,335,757
Value of total assets at end of year2014-12-31$41,279,489
Value of total assets at beginning of year2014-12-31$39,683,057
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$24,413
Total interest from all sources2014-12-31$11,147
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,173,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,172,610
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,013,221
Participant contributions at end of year2014-12-31$258,589
Participant contributions at beginning of year2014-12-31$147,420
Assets. Other investments not covered elsewhere at end of year2014-12-31$4,833,206
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$5,372,520
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$322,536
Other income not declared elsewhere2014-12-31$268,496
Administrative expenses (other) incurred2014-12-31$24,413
Total non interest bearing cash at end of year2014-12-31$1,896
Total non interest bearing cash at beginning of year2014-12-31$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,585,604
Value of net assets at end of year (total assets less liabilities)2014-12-31$41,279,489
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$39,683,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$35,060,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$33,022,971
Interest on participant loans2014-12-31$11,147
Value of interest in common/collective trusts at end of year2014-12-31$1,111,763
Value of interest in common/collective trusts at beginning of year2014-12-31$1,059,255
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,451
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$3,076
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$3,076
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$383,168
Net investment gain or loss from common/collective trusts2014-12-31$36,927
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Income. Dividends from common stock2014-12-31$770
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,592,334
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$11,674
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$77,812
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$126,709
Aggregate carrying amount (costs) on sale of assets2014-12-31$132,885
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31EISNER AMPER LLP
Accountancy firm EIN2014-12-31131639826
2013 : SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$6,534
Total unrealized appreciation/depreciation of assets2013-12-31$6,534
Total transfer of assets from this plan2013-12-31$646,225
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$9,962,237
Total loss/gain on sale of assets2013-12-31$8,577
Total of all expenses incurred2013-12-31$4,245,113
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,190,079
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,268,142
Value of total assets at end of year2013-12-31$39,683,057
Value of total assets at beginning of year2013-12-31$34,612,158
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$55,034
Total interest from all sources2013-12-31$7,722
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,219,285
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,215,341
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$50,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,258,981
Participant contributions at end of year2013-12-31$147,420
Participant contributions at beginning of year2013-12-31$127,031
Assets. Other investments not covered elsewhere at end of year2013-12-31$5,372,520
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$4,990,256
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$9,161
Other income not declared elsewhere2013-12-31$651,249
Administrative expenses (other) incurred2013-12-31$55,034
Total non interest bearing cash at end of year2013-12-31$3
Total non interest bearing cash at beginning of year2013-12-31$1,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,717,124
Value of net assets at end of year (total assets less liabilities)2013-12-31$39,683,057
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$34,612,158
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$33,022,971
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$28,654,989
Interest on participant loans2013-12-31$7,722
Value of interest in common/collective trusts at end of year2013-12-31$1,059,255
Value of interest in common/collective trusts at beginning of year2013-12-31$781,938
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$3,076
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,645,041
Net investment gain or loss from common/collective trusts2013-12-31$155,687
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Income. Dividends from common stock2013-12-31$3,944
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,190,079
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$77,812
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$56,840
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$29,648
Aggregate carrying amount (costs) on sale of assets2013-12-31$21,071
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31EISNER AMPER LLP
Accountancy firm EIN2013-12-31131639826
2012 : SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-6,984
Total unrealized appreciation/depreciation of assets2012-12-31$-6,984
Total transfer of assets to this plan2012-12-31$2,474
Total transfer of assets from this plan2012-12-31$687,294
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,535,036
Total loss/gain on sale of assets2012-12-31$3,318
Total of all expenses incurred2012-12-31$2,654,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,610,869
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,758,220
Value of total assets at end of year2012-12-31$34,612,158
Value of total assets at beginning of year2012-12-31$31,416,715
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$43,904
Total interest from all sources2012-12-31$5,742
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$684,162
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$682,286
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,291,544
Participant contributions at end of year2012-12-31$127,031
Participant contributions at beginning of year2012-12-31$108,054
Assets. Other investments not covered elsewhere at end of year2012-12-31$4,990,256
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$4,862,150
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$466,676
Other income not declared elsewhere2012-12-31$327,104
Administrative expenses (other) incurred2012-12-31$43,904
Total non interest bearing cash at end of year2012-12-31$1,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,880,263
Value of net assets at end of year (total assets less liabilities)2012-12-31$34,612,158
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$31,416,715
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$28,654,989
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$26,168,269
Interest on participant loans2012-12-31$5,742
Value of interest in common/collective trusts at end of year2012-12-31$781,938
Value of interest in common/collective trusts at beginning of year2012-12-31$278,242
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,739,409
Net investment gain or loss from common/collective trusts2012-12-31$24,065
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Income. Dividends from common stock2012-12-31$1,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,610,869
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$56,840
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$699,588
Aggregate carrying amount (costs) on sale of assets2012-12-31$696,270
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31EISNERAMPER LLP
Accountancy firm EIN2012-12-31131639826
2011 : SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets from this plan2011-12-31$524,058
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,082,485
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,983,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,927,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,630,204
Value of total assets at end of year2011-12-31$31,416,715
Value of total assets at beginning of year2011-12-31$31,841,732
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$55,753
Total interest from all sources2011-12-31$7,692
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$317,154
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$317,154
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,630,204
Participant contributions at end of year2011-12-31$108,054
Participant contributions at beginning of year2011-12-31$164,298
Assets. Other investments not covered elsewhere at end of year2011-12-31$4,862,150
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$4,921,418
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Other income not declared elsewhere2011-12-31$-109,481
Administrative expenses (other) incurred2011-12-31$55,753
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$99,041
Value of net assets at end of year (total assets less liabilities)2011-12-31$31,416,715
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$31,841,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$26,168,269
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$26,340,762
Interest on participant loans2011-12-31$7,660
Value of interest in common/collective trusts at end of year2011-12-31$278,242
Value of interest in common/collective trusts at beginning of year2011-12-31$415,254
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$32
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-776,350
Net investment gain or loss from common/collective trusts2011-12-31$13,266
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,927,691
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31EISNERAMPER LLP
Accountancy firm EIN2011-12-31131639826
2010 : SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets from this plan2010-12-31$42,673
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,999,783
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,950,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,910,610
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,383,079
Value of total assets at end of year2010-12-31$31,841,732
Value of total assets at beginning of year2010-12-31$26,834,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$39,751
Total interest from all sources2010-12-31$12,841
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$270,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$270,357
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,948,810
Participant contributions at end of year2010-12-31$164,298
Participant contributions at beginning of year2010-12-31$237,807
Assets. Other investments not covered elsewhere at end of year2010-12-31$4,921,418
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$4,500,144
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$434,269
Other income not declared elsewhere2010-12-31$363,856
Administrative expenses (other) incurred2010-12-31$39,751
Total non interest bearing cash at beginning of year2010-12-31$3,423
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$5,049,422
Value of net assets at end of year (total assets less liabilities)2010-12-31$31,841,732
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$26,834,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$26,340,762
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$21,933,031
Interest on participant loans2010-12-31$12,841
Value of interest in common/collective trusts at end of year2010-12-31$415,254
Value of interest in common/collective trusts at beginning of year2010-12-31$160,578
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,958,298
Net investment gain or loss from common/collective trusts2010-12-31$11,352
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,910,610
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31EISNERAMPER LLC
Accountancy firm EIN2010-12-31131639826
2009 : SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN

2022: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SCHULTE ROTH & ZABEL LLP ASSOCIATES SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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