SCHULTE ROTH & ZABEL LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN
401k plan membership statisitcs for SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2014: SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 137 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 140 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
| Total of all active and inactive participants | 2014-01-01 | 140 |
| 2013: SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 141 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 137 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 0 |
| Total of all active and inactive participants | 2013-01-01 | 137 |
| 2012: SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 143 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 127 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 2 |
| Total of all active and inactive participants | 2012-01-01 | 129 |
| 2011: SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 142 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 128 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 7 |
| Total of all active and inactive participants | 2011-01-01 | 135 |
| Measure | Date | Value |
|---|
| 2014 : SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $18,421,836 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $6,030,749 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $2,237,615 |
| Total plan assets at end of year | 2014-12-31 | $102,730,542 |
| Total plan assets at beginning of year | 2014-12-31 | $90,339,455 |
| Value of fidelity bond covering the plan | 2014-12-31 | $50,000,000 |
| Expenses. Other expenses not covered elsewhere | 2014-12-31 | $3,793,134 |
| Other income received | 2014-12-31 | $7,614,264 |
| Net income (gross income less expenses) | 2014-12-31 | $12,391,087 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $102,730,542 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $90,339,455 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $10,807,572 |
| 2013 : SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $19,649,195 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $6,582,298 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $3,910,637 |
| Total plan assets at end of year | 2013-12-31 | $90,339,455 |
| Total plan assets at beginning of year | 2013-12-31 | $77,272,558 |
| Value of fidelity bond covering the plan | 2013-12-31 | $50,000,000 |
| Expenses. Other expenses not covered elsewhere | 2013-12-31 | $2,671,661 |
| Other income received | 2013-12-31 | $10,358,621 |
| Net income (gross income less expenses) | 2013-12-31 | $13,066,897 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $90,339,455 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $77,272,558 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $9,290,574 |
| 2012 : SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $14,181,185 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $4,844,342 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $2,994,008 |
| Total plan assets at end of year | 2012-12-31 | $77,272,558 |
| Total plan assets at beginning of year | 2012-12-31 | $67,935,715 |
| Value of fidelity bond covering the plan | 2012-12-31 | $20,000,000 |
| Expenses. Other expenses not covered elsewhere | 2012-12-31 | $1,850,334 |
| Other income received | 2012-12-31 | $6,102,571 |
| Net income (gross income less expenses) | 2012-12-31 | $9,336,843 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $77,272,558 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $67,935,715 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $8,078,614 |
| 2011 : SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $6,766,930 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $3,755,691 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $1,467,725 |
| Total plan assets at end of year | 2011-12-31 | $67,935,715 |
| Total plan assets at beginning of year | 2011-12-31 | $64,924,476 |
| Value of fidelity bond covering the plan | 2011-12-31 | $20,000,000 |
| Expenses. Other expenses not covered elsewhere | 2011-12-31 | $2,287,966 |
| Other income received | 2011-12-31 | $-1,766,540 |
| Net income (gross income less expenses) | 2011-12-31 | $3,011,239 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $67,935,715 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $64,924,476 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $8,533,470 |
| 2010 : SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $15,091,146 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $2,441,226 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $113,721 |
| Total plan assets at end of year | 2010-12-31 | $64,924,476 |
| Total plan assets at beginning of year | 2010-12-31 | $52,274,556 |
| Value of fidelity bond covering the plan | 2010-12-31 | $20,000,000 |
| Expenses. Other expenses not covered elsewhere | 2010-12-31 | $2,327,505 |
| Other income received | 2010-12-31 | $6,021,023 |
| Net income (gross income less expenses) | 2010-12-31 | $12,649,920 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $64,924,476 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $52,274,556 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $9,070,123 |
| 2014: SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013: SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012: SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011: SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
