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SCHULTE ROTH & ZABEL LLP THRIFT PLAN 401k Plan overview

Plan NameSCHULTE ROTH & ZABEL LLP THRIFT PLAN
Plan identification number 030

SCHULTE ROTH & ZABEL LLP THRIFT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

SCHULTE ROTH & ZABEL LLP has sponsored the creation of one or more 401k plans.

Company Name:SCHULTE ROTH & ZABEL LLP
Employer identification number (EIN):132633996
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about SCHULTE ROTH & ZABEL LLP

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1996-08-23
Company Identification Number: 2060069
Legal Registered Office Address: ATTN MANAGING CLERK
919 THIRD AVENUE
NEW YORK
United States of America (USA)
10022

More information about SCHULTE ROTH & ZABEL LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCHULTE ROTH & ZABEL LLP THRIFT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0302022-01-01
0302021-01-01
0302020-01-01
0302019-01-01
0302018-01-01
0302017-01-01DAVID COHEN
0302016-01-01DAVID M. COHEN DAVID M. COHEN2017-10-11
0302015-01-01DAVID COHEN DAVID COHEN2016-10-16
0302014-01-01DAVID COHEN DAVID COHEN2015-10-12
0302013-01-01DAVID COHEN DAVID COHEN2014-10-14
0302012-01-01DAVID M. COHEN
0302011-01-01DAVID M. COHEN
0302009-01-01DAVID COHEN DAVID COHEN2010-10-14

Plan Statistics for SCHULTE ROTH & ZABEL LLP THRIFT PLAN

401k plan membership statisitcs for SCHULTE ROTH & ZABEL LLP THRIFT PLAN

Measure Date Value
2022: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01290
Total number of active participants reported on line 7a of the Form 55002022-01-01238
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0154
Total of all active and inactive participants2022-01-01292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01292
Number of participants with account balances2022-01-01275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01283
Total number of active participants reported on line 7a of the Form 55002021-01-01216
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0160
Total of all active and inactive participants2021-01-01276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01276
Number of participants with account balances2021-01-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01296
Total number of active participants reported on line 7a of the Form 55002020-01-01222
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0153
Total of all active and inactive participants2020-01-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01275
Number of participants with account balances2020-01-01273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01293
Total number of active participants reported on line 7a of the Form 55002019-01-01235
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0158
Total of all active and inactive participants2019-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01293
Number of participants with account balances2019-01-01285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01304
Total number of active participants reported on line 7a of the Form 55002018-01-01236
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0162
Total of all active and inactive participants2018-01-01298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01300
Number of participants with account balances2018-01-01296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01323
Total number of active participants reported on line 7a of the Form 55002017-01-01245
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0156
Total of all active and inactive participants2017-01-01301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01304
Number of participants with account balances2017-01-01297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01347
Total number of active participants reported on line 7a of the Form 55002016-01-01255
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0166
Total of all active and inactive participants2016-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01322
Number of participants with account balances2016-01-01312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01351
Total number of active participants reported on line 7a of the Form 55002015-01-01289
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0158
Total of all active and inactive participants2015-01-01347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01347
Number of participants with account balances2015-01-01337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01355
Total number of active participants reported on line 7a of the Form 55002014-01-01294
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0156
Total of all active and inactive participants2014-01-01350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01350
Number of participants with account balances2014-01-01343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01350
Total number of active participants reported on line 7a of the Form 55002013-01-01305
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0150
Total of all active and inactive participants2013-01-01355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01355
Number of participants with account balances2013-01-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01345
Total number of active participants reported on line 7a of the Form 55002012-01-01302
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0147
Total of all active and inactive participants2012-01-01349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01350
Number of participants with account balances2012-01-01328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01346
Total number of active participants reported on line 7a of the Form 55002011-01-01290
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0152
Total of all active and inactive participants2011-01-01342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01343
Number of participants with account balances2011-01-01332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01343
Total number of active participants reported on line 7a of the Form 55002009-01-01305
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0139
Total of all active and inactive participants2009-01-01344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01344
Number of participants with account balances2009-01-01339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SCHULTE ROTH & ZABEL LLP THRIFT PLAN

Measure Date Value
2022 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-11,268,982
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$18,797,319
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$18,771,790
Expenses. Certain deemed distributions of participant loans2022-12-31$25,091
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,090,768
Value of total assets at end of year2022-12-31$106,962,129
Value of total assets at beginning of year2022-12-31$137,028,430
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$438
Total interest from all sources2022-12-31$60,112
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,604,625
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,604,625
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$50,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,582,890
Participant contributions at end of year2022-12-31$1,146,796
Participant contributions at beginning of year2022-12-31$933,992
Assets. Other investments not covered elsewhere at end of year2022-12-31$16,889,722
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$27,072,395
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$136,858
Other income not declared elsewhere2022-12-31$-1,030,104
Administrative expenses (other) incurred2022-12-31$438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-30,066,301
Value of net assets at end of year (total assets less liabilities)2022-12-31$106,962,129
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$137,028,430
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$82,538,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$105,762,575
Interest on participant loans2022-12-31$60,112
Value of interest in common/collective trusts at end of year2022-12-31$6,386,734
Value of interest in common/collective trusts at beginning of year2022-12-31$3,259,468
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-22,644,472
Net investment gain or loss from common/collective trusts2022-12-31$2,650,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,371,020
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$18,771,790
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EISNERAMPER LLP
Accountancy firm EIN2022-12-31871363769
2021 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$22,623,171
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$15,664,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$15,663,471
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,200,213
Value of total assets at end of year2021-12-31$137,028,430
Value of total assets at beginning of year2021-12-31$130,069,818
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,088
Total interest from all sources2021-12-31$57,822
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,193,355
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,193,355
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$50,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,248,805
Participant contributions at end of year2021-12-31$933,992
Participant contributions at beginning of year2021-12-31$927,774
Assets. Other investments not covered elsewhere at end of year2021-12-31$27,072,395
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$30,816,522
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$607,374
Other income not declared elsewhere2021-12-31$2,915,259
Administrative expenses (other) incurred2021-12-31$1,088
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,958,612
Value of net assets at end of year (total assets less liabilities)2021-12-31$137,028,430
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$130,069,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$105,762,575
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$94,829,380
Interest on participant loans2021-12-31$57,822
Value of interest in common/collective trusts at end of year2021-12-31$3,259,468
Value of interest in common/collective trusts at beginning of year2021-12-31$3,496,142
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$12,287,408
Net investment gain or loss from common/collective trusts2021-12-31$-30,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,344,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$15,663,471
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EISNERAMPER LLP
Accountancy firm EIN2021-12-31871363769
2020 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$23,801,605
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$17,865,541
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$17,862,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$11,978,228
Value of total assets at end of year2020-12-31$130,069,818
Value of total assets at beginning of year2020-12-31$124,133,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,881
Total interest from all sources2020-12-31$61,595
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,132,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,132,998
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$50,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,324,475
Participant contributions at end of year2020-12-31$927,774
Participant contributions at beginning of year2020-12-31$1,063,790
Assets. Other investments not covered elsewhere at end of year2020-12-31$30,816,522
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$23,308,731
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$6,225,691
Other income not declared elsewhere2020-12-31$2,014,750
Administrative expenses (other) incurred2020-12-31$2,881
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,936,064
Value of net assets at end of year (total assets less liabilities)2020-12-31$130,069,818
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$124,133,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$94,829,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$97,165,802
Interest on participant loans2020-12-31$61,595
Value of interest in common/collective trusts at end of year2020-12-31$3,496,142
Value of interest in common/collective trusts at beginning of year2020-12-31$2,595,431
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,419,063
Net investment gain or loss from common/collective trusts2020-12-31$194,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,428,062
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$17,862,660
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31EISNERAMPER LLP
Accountancy firm EIN2020-12-31131639826
2019 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$42,517
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$31,847,887
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$7,077,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,007,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$12,066,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$12,066,397
Value of total assets at end of year2019-12-31$124,133,754
Value of total assets at end of year2019-12-31$124,133,754
Value of total assets at beginning of year2019-12-31$99,320,497
Value of total assets at beginning of year2019-12-31$99,320,497
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$70,078
Total interest from all sources2019-12-31$3,561,981
Total interest from all sources2019-12-31$3,561,981
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$70,078
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$50,000,000
Value of fidelity bond cover2019-12-31$50,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,234,104
Contributions received from participants2019-12-31$3,234,104
Participant contributions at end of year2019-12-31$1,063,790
Participant contributions at end of year2019-12-31$1,063,790
Participant contributions at beginning of year2019-12-31$1,121,211
Participant contributions at beginning of year2019-12-31$1,121,211
Assets. Other investments not covered elsewhere at end of year2019-12-31$23,308,731
Assets. Other investments not covered elsewhere at end of year2019-12-31$23,308,731
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$14,546,667
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$14,546,667
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$6,389,198
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$6,389,198
Other income not declared elsewhere2019-12-31$2,285,007
Other income not declared elsewhere2019-12-31$2,285,007
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$-1
Total non interest bearing cash at beginning of year2019-12-31$-1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$24,770,740
Value of net assets at end of year (total assets less liabilities)2019-12-31$124,133,754
Value of net assets at end of year (total assets less liabilities)2019-12-31$124,133,754
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$99,320,497
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$99,320,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$97,165,802
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$97,165,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$76,706,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$76,706,607
Interest on participant loans2019-12-31$70,310
Interest on participant loans2019-12-31$70,310
Interest earned on other investments2019-12-31$3,491,671
Interest earned on other investments2019-12-31$3,491,671
Value of interest in common/collective trusts at end of year2019-12-31$2,595,431
Value of interest in common/collective trusts at end of year2019-12-31$2,595,431
Value of interest in common/collective trusts at beginning of year2019-12-31$6,257,780
Value of interest in common/collective trusts at beginning of year2019-12-31$6,257,780
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$22,193
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$22,193
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$22,193
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$22,193
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$13,453,319
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$13,453,319
Net investment gain or loss from common/collective trusts2019-12-31$481,183
Net investment gain or loss from common/collective trusts2019-12-31$481,183
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,443,095
Contributions received in cash from employer2019-12-31$2,443,095
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,007,069
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$666,040
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$666,040
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EISNER AMPER LLP
Accountancy firm EIN2019-12-31131639826
Accountancy firm EIN2019-12-31131639826
2018 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-49,148
Total unrealized appreciation/depreciation of assets2018-12-31$-49,148
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$4,345,569
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,953,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,867,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$9,566,363
Value of total assets at end of year2018-12-31$99,320,497
Value of total assets at beginning of year2018-12-31$100,927,964
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$85,608
Total interest from all sources2018-12-31$66,980
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,382,715
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,378,665
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$50,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,159,541
Participant contributions at end of year2018-12-31$1,121,211
Participant contributions at beginning of year2018-12-31$1,165,277
Assets. Other investments not covered elsewhere at end of year2018-12-31$14,546,667
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$15,585,600
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,057,365
Other income not declared elsewhere2018-12-31$-736,916
Administrative expenses (other) incurred2018-12-31$83,939
Total non interest bearing cash at end of year2018-12-31$-1
Total non interest bearing cash at beginning of year2018-12-31$-1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,607,467
Value of net assets at end of year (total assets less liabilities)2018-12-31$99,320,497
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$100,927,964
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$1,669
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$76,706,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$79,709,120
Interest on participant loans2018-12-31$66,927
Value of interest in common/collective trusts at end of year2018-12-31$6,257,780
Value of interest in common/collective trusts at beginning of year2018-12-31$4,070,207
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$22,193
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$16,669
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$16,669
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$53
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,801,777
Net investment gain or loss from common/collective trusts2018-12-31$-82,648
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,349,457
Income. Dividends from common stock2018-12-31$4,050
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,867,428
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$666,040
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$381,092
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$334,099
Aggregate carrying amount (costs) on sale of assets2018-12-31$334,099
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EISNER AMPER LLP
Accountancy firm EIN2018-12-31131639826
2017 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$129,692
Total unrealized appreciation/depreciation of assets2017-12-31$129,692
Total transfer of assets to this plan2017-12-31$41,271
Total transfer of assets from this plan2017-12-31$5,162,964
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$18,923,044
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,903,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,805,200
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,822,187
Value of total assets at end of year2017-12-31$100,927,964
Value of total assets at beginning of year2017-12-31$91,029,977
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$98,164
Total interest from all sources2017-12-31$58,530
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,058,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,054,894
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$50,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,113,949
Participant contributions at end of year2017-12-31$1,165,277
Participant contributions at beginning of year2017-12-31$1,109,044
Assets. Other investments not covered elsewhere at end of year2017-12-31$15,585,600
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$18,317,837
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$437,412
Other income not declared elsewhere2017-12-31$1,324,422
Administrative expenses (other) incurred2017-12-31$96,508
Total non interest bearing cash at end of year2017-12-31$-1
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$15,019,680
Value of net assets at end of year (total assets less liabilities)2017-12-31$100,927,964
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$91,029,977
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$1,656
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$79,709,120
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$66,180,694
Interest on participant loans2017-12-31$58,518
Interest earned on other investments2017-12-31$1
Value of interest in common/collective trusts at end of year2017-12-31$4,070,207
Value of interest in common/collective trusts at beginning of year2017-12-31$5,152,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$16,669
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$18,042
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$18,042
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$11
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$10,234,207
Net investment gain or loss from common/collective trusts2017-12-31$295,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,270,826
Income. Dividends from common stock2017-12-31$3,533
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,805,200
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$381,092
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$251,400
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EISNER AMPER LLP
Accountancy firm EIN2017-12-31131639826
2016 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$21,963
Total unrealized appreciation/depreciation of assets2016-12-31$21,963
Total transfer of assets to this plan2016-12-31$611,979
Total transfer of assets from this plan2016-12-31$474,124
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$13,627,216
Total loss/gain on sale of assets2016-12-31$20
Total of all expenses incurred2016-12-31$5,967,084
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,911,551
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$8,185,149
Value of total assets at end of year2016-12-31$91,029,977
Value of total assets at beginning of year2016-12-31$83,231,990
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$55,533
Total interest from all sources2016-12-31$68,984
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$902,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$900,229
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,994,843
Participant contributions at end of year2016-12-31$1,109,044
Participant contributions at beginning of year2016-12-31$1,357,601
Assets. Other investments not covered elsewhere at end of year2016-12-31$18,317,837
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$16,136,248
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,923,833
Other income not declared elsewhere2016-12-31$217,728
Administrative expenses (other) incurred2016-12-31$55,533
Total non interest bearing cash at beginning of year2016-12-31$-5
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$7,660,132
Value of net assets at end of year (total assets less liabilities)2016-12-31$91,029,977
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$83,231,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$66,180,694
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$61,592,830
Interest on participant loans2016-12-31$68,983
Value of interest in common/collective trusts at end of year2016-12-31$5,152,960
Value of interest in common/collective trusts at beginning of year2016-12-31$3,906,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$18,042
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$8,955
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$8,955
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,010,680
Net investment gain or loss from common/collective trusts2016-12-31$220,076
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,266,473
Income. Dividends from common stock2016-12-31$2,387
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,911,551
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$251,400
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$230,337
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$104,854
Aggregate carrying amount (costs) on sale of assets2016-12-31$104,834
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31EISNER AMPER LLP
Accountancy firm EIN2016-12-31131639826
2015 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-10,387
Total unrealized appreciation/depreciation of assets2015-12-31$-10,387
Total transfer of assets from this plan2015-12-31$211,656
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$11,930,157
Total loss/gain on sale of assets2015-12-31$-62,379
Total of all expenses incurred2015-12-31$4,773,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,697,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$13,096,211
Value of total assets at end of year2015-12-31$83,231,990
Value of total assets at beginning of year2015-12-31$76,286,859
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$75,882
Total interest from all sources2015-12-31$76,485
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$849,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$846,722
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$50,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,078,401
Participant contributions at end of year2015-12-31$1,357,601
Participant contributions at beginning of year2015-12-31$1,607,089
Assets. Other investments not covered elsewhere at end of year2015-12-31$16,136,248
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$9,597,137
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$7,740,089
Other income not declared elsewhere2015-12-31$-587,384
Administrative expenses (other) incurred2015-12-31$75,882
Total non interest bearing cash at end of year2015-12-31$-5
Total non interest bearing cash at beginning of year2015-12-31$2,166
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$7,156,787
Value of net assets at end of year (total assets less liabilities)2015-12-31$83,231,990
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$76,286,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$61,592,830
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$62,146,197
Interest on participant loans2015-12-31$76,484
Value of interest in common/collective trusts at end of year2015-12-31$3,906,024
Value of interest in common/collective trusts at beginning of year2015-12-31$2,624,205
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$8,955
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$8,222
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$8,222
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,449,422
Net investment gain or loss from common/collective trusts2015-12-31$17,272
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,277,721
Income. Dividends from common stock2015-12-31$3,039
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,697,488
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$230,337
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$301,843
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$323,985
Aggregate carrying amount (costs) on sale of assets2015-12-31$386,364
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31EISNER AMPER LLP
Accountancy firm EIN2015-12-31131639826
2014 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-24,259
Total unrealized appreciation/depreciation of assets2014-12-31$-24,259
Total transfer of assets from this plan2014-12-31$189,060
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$9,764,093
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,743,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,722,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,175,303
Value of total assets at end of year2014-12-31$76,286,859
Value of total assets at beginning of year2014-12-31$70,455,041
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$20,937
Total interest from all sources2014-12-31$85,268
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,181,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,181,470
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,883,418
Participant contributions at end of year2014-12-31$1,607,089
Participant contributions at beginning of year2014-12-31$1,448,224
Assets. Other investments not covered elsewhere at end of year2014-12-31$9,597,137
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$9,018,637
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$46,467
Other income not declared elsewhere2014-12-31$514,333
Administrative expenses (other) incurred2014-12-31$20,937
Total non interest bearing cash at end of year2014-12-31$2,166
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,020,878
Value of net assets at end of year (total assets less liabilities)2014-12-31$76,286,859
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$70,455,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$62,146,197
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$57,012,569
Interest on participant loans2014-12-31$85,267
Value of interest in common/collective trusts at end of year2014-12-31$2,624,205
Value of interest in common/collective trusts at beginning of year2014-12-31$2,967,541
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$8,222
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$8,070
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$8,070
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$759,582
Net investment gain or loss from common/collective trusts2014-12-31$72,143
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,245,418
Income. Dividends from common stock2014-12-31$253
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,722,278
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$301,843
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31EISNER AMPER LLP
Accountancy firm EIN2014-12-31131639826
2013 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-1,320
Total unrealized appreciation/depreciation of assets2013-12-31$-1,320
Total transfer of assets to this plan2013-12-31$347,141
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$16,596,336
Total loss/gain on sale of assets2013-12-31$-266
Total of all expenses incurred2013-12-31$3,157,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,074,603
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,175,553
Value of total assets at end of year2013-12-31$70,455,041
Value of total assets at beginning of year2013-12-31$56,668,990
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$82,823
Total interest from all sources2013-12-31$79,460
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,802,292
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,802,292
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$50,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,795,368
Participant contributions at end of year2013-12-31$1,448,224
Participant contributions at beginning of year2013-12-31$1,330,829
Assets. Other investments not covered elsewhere at end of year2013-12-31$9,018,637
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$9,054,075
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$294,644
Other income not declared elsewhere2013-12-31$1,117,190
Administrative expenses (other) incurred2013-12-31$82,823
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$43
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$13,438,910
Value of net assets at end of year (total assets less liabilities)2013-12-31$70,455,041
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$56,668,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$57,012,569
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$43,777,488
Interest on participant loans2013-12-31$79,460
Value of interest in common/collective trusts at end of year2013-12-31$2,967,541
Value of interest in common/collective trusts at beginning of year2013-12-31$2,506,555
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$8,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$7,220,700
Net investment gain or loss from common/collective trusts2013-12-31$202,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,085,541
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,074,603
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$9,453
Aggregate carrying amount (costs) on sale of assets2013-12-31$9,719
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31EISNER AMPER LLP
Accountancy firm EIN2013-12-31131639826
2012 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$35,517
Total transfer of assets from this plan2012-12-31$2,474
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$8,856,682
Total loss/gain on sale of assets2012-12-31$831
Total of all expenses incurred2012-12-31$2,026,960
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,974,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,200,567
Value of total assets at end of year2012-12-31$56,668,990
Value of total assets at beginning of year2012-12-31$49,806,225
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$52,899
Total interest from all sources2012-12-31$77,846
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$858,653
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$858,653
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,673,720
Participant contributions at end of year2012-12-31$1,330,829
Participant contributions at beginning of year2012-12-31$1,348,591
Assets. Other investments not covered elsewhere at end of year2012-12-31$9,054,075
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$9,147,516
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$280,194
Other income not declared elsewhere2012-12-31$589,844
Administrative expenses (other) incurred2012-12-31$52,899
Total non interest bearing cash at end of year2012-12-31$43
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,829,722
Value of net assets at end of year (total assets less liabilities)2012-12-31$56,668,990
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$49,806,225
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$43,777,488
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$38,003,108
Interest on participant loans2012-12-31$77,846
Value of interest in common/collective trusts at end of year2012-12-31$2,506,555
Value of interest in common/collective trusts at beginning of year2012-12-31$1,307,010
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,078,574
Net investment gain or loss from common/collective trusts2012-12-31$50,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,246,653
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,974,061
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$1,916,016
Aggregate carrying amount (costs) on sale of assets2012-12-31$1,915,185
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31EISNERAMPER LLP
Accountancy firm EIN2012-12-31131639826
2011 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$128,965
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,588,850
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,952,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,890,992
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,999,247
Value of total assets at end of year2011-12-31$49,806,225
Value of total assets at beginning of year2011-12-31$48,040,862
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$61,460
Total interest from all sources2011-12-31$85,331
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$336,962
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$336,962
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,701,202
Participant contributions at end of year2011-12-31$1,348,591
Participant contributions at beginning of year2011-12-31$1,510,155
Assets. Other investments not covered elsewhere at end of year2011-12-31$9,147,516
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$8,541,376
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$748
Other income not declared elsewhere2011-12-31$-203,659
Administrative expenses (other) incurred2011-12-31$61,460
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,636,398
Value of net assets at end of year (total assets less liabilities)2011-12-31$49,806,225
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$48,040,862
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$38,003,108
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$36,733,372
Interest on participant loans2011-12-31$85,325
Value of interest in common/collective trusts at end of year2011-12-31$1,307,010
Value of interest in common/collective trusts at beginning of year2011-12-31$1,255,959
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-678,857
Net investment gain or loss from common/collective trusts2011-12-31$49,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,297,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,890,992
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31EISNERAMPER LLP
Accountancy firm EIN2011-12-31131639826
2010 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$9,187,797
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$968,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$925,613
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,240,093
Value of total assets at end of year2010-12-31$48,040,862
Value of total assets at beginning of year2010-12-31$39,821,071
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$42,393
Total interest from all sources2010-12-31$95,731
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$253,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$253,016
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,739,636
Participant contributions at end of year2010-12-31$1,510,155
Participant contributions at beginning of year2010-12-31$1,257,410
Assets. Other investments not covered elsewhere at end of year2010-12-31$8,541,376
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$7,584,128
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$235,028
Other income not declared elsewhere2010-12-31$909,395
Administrative expenses (other) incurred2010-12-31$42,393
Total non interest bearing cash at beginning of year2010-12-31$655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,219,791
Value of net assets at end of year (total assets less liabilities)2010-12-31$48,040,862
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$39,821,071
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$36,733,372
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$30,012,123
Interest on participant loans2010-12-31$95,731
Value of interest in common/collective trusts at end of year2010-12-31$1,255,959
Value of interest in common/collective trusts at beginning of year2010-12-31$966,755
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,659,461
Net investment gain or loss from common/collective trusts2010-12-31$30,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,265,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$925,613
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31EISNERAMPER LLC
Accountancy firm EIN2010-12-31131639826
2009 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SCHULTE ROTH & ZABEL LLP THRIFT PLAN

2022: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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