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Plan Name | SCHULTE ROTH & ZABEL LLP THRIFT PLAN |
Plan identification number | 030 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | SCHULTE ROTH & ZABEL LLP |
Employer identification number (EIN): | 132633996 |
NAIC Classification: | 541110 |
NAIC Description: | Offices of Lawyers |
Additional information about SCHULTE ROTH & ZABEL LLP
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1996-08-23 |
Company Identification Number: | 2060069 |
Legal Registered Office Address: |
ATTN MANAGING CLERK 919 THIRD AVENUE NEW YORK United States of America (USA) 10022 |
More information about SCHULTE ROTH & ZABEL LLP
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
030 | 2022-01-01 | ||||
030 | 2021-01-01 | ||||
030 | 2020-01-01 | ||||
030 | 2019-01-01 | ||||
030 | 2018-01-01 | ||||
030 | 2017-01-01 | DAVID COHEN | |||
030 | 2016-01-01 | DAVID M. COHEN | DAVID M. COHEN | 2017-10-11 | |
030 | 2015-01-01 | DAVID COHEN | DAVID COHEN | 2016-10-16 | |
030 | 2014-01-01 | DAVID COHEN | DAVID COHEN | 2015-10-12 | |
030 | 2013-01-01 | DAVID COHEN | DAVID COHEN | 2014-10-14 | |
030 | 2012-01-01 | DAVID M. COHEN | |||
030 | 2011-01-01 | DAVID M. COHEN | |||
030 | 2009-01-01 | DAVID COHEN | DAVID COHEN | 2010-10-14 |
Measure | Date | Value |
---|---|---|
2022: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 290 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 238 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 54 |
Total of all active and inactive participants | 2022-01-01 | 292 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 292 |
Number of participants with account balances | 2022-01-01 | 275 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 283 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 216 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 60 |
Total of all active and inactive participants | 2021-01-01 | 276 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 276 |
Number of participants with account balances | 2021-01-01 | 269 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 296 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 222 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 53 |
Total of all active and inactive participants | 2020-01-01 | 275 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 275 |
Number of participants with account balances | 2020-01-01 | 273 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
2019: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 293 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 235 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 58 |
Total of all active and inactive participants | 2019-01-01 | 293 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 293 |
Number of participants with account balances | 2019-01-01 | 285 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 304 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 236 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 62 |
Total of all active and inactive participants | 2018-01-01 | 298 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 2 |
Total participants | 2018-01-01 | 300 |
Number of participants with account balances | 2018-01-01 | 296 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 323 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 245 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 56 |
Total of all active and inactive participants | 2017-01-01 | 301 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 3 |
Total participants | 2017-01-01 | 304 |
Number of participants with account balances | 2017-01-01 | 297 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
2016: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 347 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 255 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 66 |
Total of all active and inactive participants | 2016-01-01 | 321 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 1 |
Total participants | 2016-01-01 | 322 |
Number of participants with account balances | 2016-01-01 | 312 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 351 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 289 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 58 |
Total of all active and inactive participants | 2015-01-01 | 347 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 347 |
Number of participants with account balances | 2015-01-01 | 337 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 355 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 294 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 56 |
Total of all active and inactive participants | 2014-01-01 | 350 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 350 |
Number of participants with account balances | 2014-01-01 | 343 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2013: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 350 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 305 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 50 |
Total of all active and inactive participants | 2013-01-01 | 355 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 355 |
Number of participants with account balances | 2013-01-01 | 342 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 345 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 302 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 47 |
Total of all active and inactive participants | 2012-01-01 | 349 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 1 |
Total participants | 2012-01-01 | 350 |
Number of participants with account balances | 2012-01-01 | 328 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 346 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 290 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 52 |
Total of all active and inactive participants | 2011-01-01 | 342 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 1 |
Total participants | 2011-01-01 | 343 |
Number of participants with account balances | 2011-01-01 | 332 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2009: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 343 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 305 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 39 |
Total of all active and inactive participants | 2009-01-01 | 344 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 344 |
Number of participants with account balances | 2009-01-01 | 339 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2022 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-11,268,982 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $18,797,319 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $18,771,790 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $25,091 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $6,090,768 |
Value of total assets at end of year | 2022-12-31 | $106,962,129 |
Value of total assets at beginning of year | 2022-12-31 | $137,028,430 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $438 |
Total interest from all sources | 2022-12-31 | $60,112 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $3,604,625 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $3,604,625 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $3,582,890 |
Participant contributions at end of year | 2022-12-31 | $1,146,796 |
Participant contributions at beginning of year | 2022-12-31 | $933,992 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $16,889,722 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $27,072,395 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $136,858 |
Other income not declared elsewhere | 2022-12-31 | $-1,030,104 |
Administrative expenses (other) incurred | 2022-12-31 | $438 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-30,066,301 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $106,962,129 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $137,028,430 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $82,538,877 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $105,762,575 |
Interest on participant loans | 2022-12-31 | $60,112 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $6,386,734 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $3,259,468 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-22,644,472 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $2,650,089 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $2,371,020 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $18,771,790 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2022-12-31 | 871363769 |
2021 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $22,623,171 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $15,664,559 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $15,663,471 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $6,200,213 |
Value of total assets at end of year | 2021-12-31 | $137,028,430 |
Value of total assets at beginning of year | 2021-12-31 | $130,069,818 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $1,088 |
Total interest from all sources | 2021-12-31 | $57,822 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,193,355 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,193,355 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $3,248,805 |
Participant contributions at end of year | 2021-12-31 | $933,992 |
Participant contributions at beginning of year | 2021-12-31 | $927,774 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $27,072,395 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $30,816,522 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $607,374 |
Other income not declared elsewhere | 2021-12-31 | $2,915,259 |
Administrative expenses (other) incurred | 2021-12-31 | $1,088 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $6,958,612 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $137,028,430 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $130,069,818 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $105,762,575 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $94,829,380 |
Interest on participant loans | 2021-12-31 | $57,822 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $3,259,468 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $3,496,142 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $12,287,408 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $-30,886 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $2,344,034 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $15,663,471 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2021-12-31 | 871363769 |
2020 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $23,801,605 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $17,865,541 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $17,862,660 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $11,978,228 |
Value of total assets at end of year | 2020-12-31 | $130,069,818 |
Value of total assets at beginning of year | 2020-12-31 | $124,133,754 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $2,881 |
Total interest from all sources | 2020-12-31 | $61,595 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,132,998 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,132,998 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $3,324,475 |
Participant contributions at end of year | 2020-12-31 | $927,774 |
Participant contributions at beginning of year | 2020-12-31 | $1,063,790 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $30,816,522 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $23,308,731 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $6,225,691 |
Other income not declared elsewhere | 2020-12-31 | $2,014,750 |
Administrative expenses (other) incurred | 2020-12-31 | $2,881 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $5,936,064 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $130,069,818 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $124,133,754 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $94,829,380 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $97,165,802 |
Interest on participant loans | 2020-12-31 | $61,595 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $3,496,142 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $2,595,431 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $8,419,063 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $194,971 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $2,428,062 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $17,862,660 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2020-12-31 | 131639826 |
2019 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $42,517 |
Total transfer of assets from this plan | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $31,847,887 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $7,077,147 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $7,007,069 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $12,066,397 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $12,066,397 |
Value of total assets at end of year | 2019-12-31 | $124,133,754 |
Value of total assets at end of year | 2019-12-31 | $124,133,754 |
Value of total assets at beginning of year | 2019-12-31 | $99,320,497 |
Value of total assets at beginning of year | 2019-12-31 | $99,320,497 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $70,078 |
Total interest from all sources | 2019-12-31 | $3,561,981 |
Total interest from all sources | 2019-12-31 | $3,561,981 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Administrative expenses professional fees incurred | 2019-12-31 | $70,078 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $50,000,000 |
Value of fidelity bond cover | 2019-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $3,234,104 |
Contributions received from participants | 2019-12-31 | $3,234,104 |
Participant contributions at end of year | 2019-12-31 | $1,063,790 |
Participant contributions at end of year | 2019-12-31 | $1,063,790 |
Participant contributions at beginning of year | 2019-12-31 | $1,121,211 |
Participant contributions at beginning of year | 2019-12-31 | $1,121,211 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $23,308,731 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $23,308,731 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $14,546,667 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $14,546,667 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $6,389,198 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $6,389,198 |
Other income not declared elsewhere | 2019-12-31 | $2,285,007 |
Other income not declared elsewhere | 2019-12-31 | $2,285,007 |
Total non interest bearing cash at end of year | 2019-12-31 | $0 |
Total non interest bearing cash at end of year | 2019-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $-1 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $-1 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $24,770,740 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $124,133,754 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $124,133,754 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $99,320,497 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $99,320,497 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $97,165,802 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $97,165,802 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $76,706,607 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $76,706,607 |
Interest on participant loans | 2019-12-31 | $70,310 |
Interest on participant loans | 2019-12-31 | $70,310 |
Interest earned on other investments | 2019-12-31 | $3,491,671 |
Interest earned on other investments | 2019-12-31 | $3,491,671 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $2,595,431 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $2,595,431 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $6,257,780 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $6,257,780 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $22,193 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $22,193 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $22,193 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $22,193 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $13,453,319 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $13,453,319 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $481,183 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $481,183 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $2,443,095 |
Contributions received in cash from employer | 2019-12-31 | $2,443,095 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $7,007,069 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $666,040 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $666,040 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | EISNER AMPER LLP |
Accountancy firm EIN | 2019-12-31 | 131639826 |
Accountancy firm EIN | 2019-12-31 | 131639826 |
2018 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2018 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-49,148 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-49,148 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $4,345,569 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $5,953,036 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $5,867,428 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $9,566,363 |
Value of total assets at end of year | 2018-12-31 | $99,320,497 |
Value of total assets at beginning of year | 2018-12-31 | $100,927,964 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $85,608 |
Total interest from all sources | 2018-12-31 | $66,980 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,382,715 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,378,665 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $3,159,541 |
Participant contributions at end of year | 2018-12-31 | $1,121,211 |
Participant contributions at beginning of year | 2018-12-31 | $1,165,277 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $14,546,667 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $15,585,600 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $4,057,365 |
Other income not declared elsewhere | 2018-12-31 | $-736,916 |
Administrative expenses (other) incurred | 2018-12-31 | $83,939 |
Total non interest bearing cash at end of year | 2018-12-31 | $-1 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $-1 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-1,607,467 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $99,320,497 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $100,927,964 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $1,669 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $76,706,607 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $79,709,120 |
Interest on participant loans | 2018-12-31 | $66,927 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $6,257,780 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $4,070,207 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $22,193 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $16,669 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $16,669 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $53 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-5,801,777 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-82,648 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $2,349,457 |
Income. Dividends from common stock | 2018-12-31 | $4,050 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $5,867,428 |
Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $666,040 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $381,092 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Aggregate proceeds on sale of assets | 2018-12-31 | $334,099 |
Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $334,099 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | EISNER AMPER LLP |
Accountancy firm EIN | 2018-12-31 | 131639826 |
2017 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2017 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $129,692 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $129,692 |
Total transfer of assets to this plan | 2017-12-31 | $41,271 |
Total transfer of assets from this plan | 2017-12-31 | $5,162,964 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $18,923,044 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $3,903,364 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $3,805,200 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $5,822,187 |
Value of total assets at end of year | 2017-12-31 | $100,927,964 |
Value of total assets at beginning of year | 2017-12-31 | $91,029,977 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $98,164 |
Total interest from all sources | 2017-12-31 | $58,530 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,058,427 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,054,894 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $3,113,949 |
Participant contributions at end of year | 2017-12-31 | $1,165,277 |
Participant contributions at beginning of year | 2017-12-31 | $1,109,044 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $15,585,600 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $18,317,837 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $437,412 |
Other income not declared elsewhere | 2017-12-31 | $1,324,422 |
Administrative expenses (other) incurred | 2017-12-31 | $96,508 |
Total non interest bearing cash at end of year | 2017-12-31 | $-1 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $15,019,680 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $100,927,964 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $91,029,977 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $1,656 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $79,709,120 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $66,180,694 |
Interest on participant loans | 2017-12-31 | $58,518 |
Interest earned on other investments | 2017-12-31 | $1 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $4,070,207 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $5,152,960 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $16,669 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $18,042 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $18,042 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $11 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $10,234,207 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $295,579 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $2,270,826 |
Income. Dividends from common stock | 2017-12-31 | $3,533 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $3,805,200 |
Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $381,092 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $251,400 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | EISNER AMPER LLP |
Accountancy firm EIN | 2017-12-31 | 131639826 |
2016 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2016 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $21,963 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $21,963 |
Total transfer of assets to this plan | 2016-12-31 | $611,979 |
Total transfer of assets from this plan | 2016-12-31 | $474,124 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $13,627,216 |
Total loss/gain on sale of assets | 2016-12-31 | $20 |
Total of all expenses incurred | 2016-12-31 | $5,967,084 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $5,911,551 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $8,185,149 |
Value of total assets at end of year | 2016-12-31 | $91,029,977 |
Value of total assets at beginning of year | 2016-12-31 | $83,231,990 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $55,533 |
Total interest from all sources | 2016-12-31 | $68,984 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $902,616 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $900,229 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $2,994,843 |
Participant contributions at end of year | 2016-12-31 | $1,109,044 |
Participant contributions at beginning of year | 2016-12-31 | $1,357,601 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $18,317,837 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $16,136,248 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $2,923,833 |
Other income not declared elsewhere | 2016-12-31 | $217,728 |
Administrative expenses (other) incurred | 2016-12-31 | $55,533 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $-5 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $7,660,132 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $91,029,977 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $83,231,990 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $66,180,694 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $61,592,830 |
Interest on participant loans | 2016-12-31 | $68,983 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $5,152,960 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $3,906,024 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $18,042 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $8,955 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $8,955 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $1 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $4,010,680 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $220,076 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $2,266,473 |
Income. Dividends from common stock | 2016-12-31 | $2,387 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $5,911,551 |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $251,400 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $230,337 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $104,854 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $104,834 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | EISNER AMPER LLP |
Accountancy firm EIN | 2016-12-31 | 131639826 |
2015 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2015 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-10,387 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-10,387 |
Total transfer of assets from this plan | 2015-12-31 | $211,656 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $11,930,157 |
Total loss/gain on sale of assets | 2015-12-31 | $-62,379 |
Total of all expenses incurred | 2015-12-31 | $4,773,370 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $4,697,488 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $13,096,211 |
Value of total assets at end of year | 2015-12-31 | $83,231,990 |
Value of total assets at beginning of year | 2015-12-31 | $76,286,859 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $75,882 |
Total interest from all sources | 2015-12-31 | $76,485 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $849,761 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $846,722 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $3,078,401 |
Participant contributions at end of year | 2015-12-31 | $1,357,601 |
Participant contributions at beginning of year | 2015-12-31 | $1,607,089 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $16,136,248 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $9,597,137 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $7,740,089 |
Other income not declared elsewhere | 2015-12-31 | $-587,384 |
Administrative expenses (other) incurred | 2015-12-31 | $75,882 |
Total non interest bearing cash at end of year | 2015-12-31 | $-5 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $2,166 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $7,156,787 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $83,231,990 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $76,286,859 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $61,592,830 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $62,146,197 |
Interest on participant loans | 2015-12-31 | $76,484 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $3,906,024 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $2,624,205 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $8,955 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $8,222 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $8,222 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $1 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,449,422 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $17,272 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $2,277,721 |
Income. Dividends from common stock | 2015-12-31 | $3,039 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $4,697,488 |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $230,337 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $301,843 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $323,985 |
Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $386,364 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | EISNER AMPER LLP |
Accountancy firm EIN | 2015-12-31 | 131639826 |
2014 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2014 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $-24,259 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-24,259 |
Total transfer of assets from this plan | 2014-12-31 | $189,060 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $9,764,093 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $3,743,215 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,722,278 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $5,175,303 |
Value of total assets at end of year | 2014-12-31 | $76,286,859 |
Value of total assets at beginning of year | 2014-12-31 | $70,455,041 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $20,937 |
Total interest from all sources | 2014-12-31 | $85,268 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $3,181,723 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $3,181,470 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $2,883,418 |
Participant contributions at end of year | 2014-12-31 | $1,607,089 |
Participant contributions at beginning of year | 2014-12-31 | $1,448,224 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $9,597,137 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $9,018,637 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $46,467 |
Other income not declared elsewhere | 2014-12-31 | $514,333 |
Administrative expenses (other) incurred | 2014-12-31 | $20,937 |
Total non interest bearing cash at end of year | 2014-12-31 | $2,166 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $6,020,878 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $76,286,859 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $70,455,041 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $62,146,197 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $57,012,569 |
Interest on participant loans | 2014-12-31 | $85,267 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $2,624,205 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $2,967,541 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $8,222 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $8,070 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $8,070 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $1 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $759,582 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $72,143 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $2,245,418 |
Income. Dividends from common stock | 2014-12-31 | $253 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,722,278 |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $301,843 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | EISNER AMPER LLP |
Accountancy firm EIN | 2014-12-31 | 131639826 |
2013 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2013 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $-1,320 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $-1,320 |
Total transfer of assets to this plan | 2013-12-31 | $347,141 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $16,596,336 |
Total loss/gain on sale of assets | 2013-12-31 | $-266 |
Total of all expenses incurred | 2013-12-31 | $3,157,426 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $3,074,603 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $6,175,553 |
Value of total assets at end of year | 2013-12-31 | $70,455,041 |
Value of total assets at beginning of year | 2013-12-31 | $56,668,990 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $82,823 |
Total interest from all sources | 2013-12-31 | $79,460 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,802,292 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,802,292 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $2,795,368 |
Participant contributions at end of year | 2013-12-31 | $1,448,224 |
Participant contributions at beginning of year | 2013-12-31 | $1,330,829 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $9,018,637 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $9,054,075 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $294,644 |
Other income not declared elsewhere | 2013-12-31 | $1,117,190 |
Administrative expenses (other) incurred | 2013-12-31 | $82,823 |
Total non interest bearing cash at end of year | 2013-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $43 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $13,438,910 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $70,455,041 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $56,668,990 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $57,012,569 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $43,777,488 |
Interest on participant loans | 2013-12-31 | $79,460 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $2,967,541 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $2,506,555 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $8,070 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $7,220,700 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $202,727 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $3,085,541 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $3,074,603 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $9,453 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $9,719 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | EISNER AMPER LLP |
Accountancy firm EIN | 2013-12-31 | 131639826 |
2012 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total transfer of assets to this plan | 2012-12-31 | $35,517 |
Total transfer of assets from this plan | 2012-12-31 | $2,474 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $8,856,682 |
Total loss/gain on sale of assets | 2012-12-31 | $831 |
Total of all expenses incurred | 2012-12-31 | $2,026,960 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,974,061 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,200,567 |
Value of total assets at end of year | 2012-12-31 | $56,668,990 |
Value of total assets at beginning of year | 2012-12-31 | $49,806,225 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $52,899 |
Total interest from all sources | 2012-12-31 | $77,846 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $858,653 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $858,653 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,673,720 |
Participant contributions at end of year | 2012-12-31 | $1,330,829 |
Participant contributions at beginning of year | 2012-12-31 | $1,348,591 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $9,054,075 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $9,147,516 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $280,194 |
Other income not declared elsewhere | 2012-12-31 | $589,844 |
Administrative expenses (other) incurred | 2012-12-31 | $52,899 |
Total non interest bearing cash at end of year | 2012-12-31 | $43 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $6,829,722 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $56,668,990 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $49,806,225 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $43,777,488 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $38,003,108 |
Interest on participant loans | 2012-12-31 | $77,846 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $2,506,555 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $1,307,010 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $3,078,574 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $50,367 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,246,653 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,974,061 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Aggregate proceeds on sale of assets | 2012-12-31 | $1,916,016 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $1,915,185 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2012-12-31 | 131639826 |
2011 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets to this plan | 2011-12-31 | $128,965 |
Total transfer of assets from this plan | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $4,588,850 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $2,952,452 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,890,992 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,999,247 |
Value of total assets at end of year | 2011-12-31 | $49,806,225 |
Value of total assets at beginning of year | 2011-12-31 | $48,040,862 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $61,460 |
Total interest from all sources | 2011-12-31 | $85,331 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $336,962 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $336,962 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,701,202 |
Participant contributions at end of year | 2011-12-31 | $1,348,591 |
Participant contributions at beginning of year | 2011-12-31 | $1,510,155 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $9,147,516 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $8,541,376 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $748 |
Other income not declared elsewhere | 2011-12-31 | $-203,659 |
Administrative expenses (other) incurred | 2011-12-31 | $61,460 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $1,636,398 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $49,806,225 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $48,040,862 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $38,003,108 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $36,733,372 |
Interest on participant loans | 2011-12-31 | $85,325 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,307,010 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $1,255,959 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $6 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-678,857 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $49,826 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $2,297,297 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,890,992 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | EISNERAMPER LLP |
Accountancy firm EIN | 2011-12-31 | 131639826 |
2010 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $9,187,797 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $968,006 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $925,613 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $5,240,093 |
Value of total assets at end of year | 2010-12-31 | $48,040,862 |
Value of total assets at beginning of year | 2010-12-31 | $39,821,071 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $42,393 |
Total interest from all sources | 2010-12-31 | $95,731 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $253,016 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $253,016 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,739,636 |
Participant contributions at end of year | 2010-12-31 | $1,510,155 |
Participant contributions at beginning of year | 2010-12-31 | $1,257,410 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $8,541,376 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $7,584,128 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $235,028 |
Other income not declared elsewhere | 2010-12-31 | $909,395 |
Administrative expenses (other) incurred | 2010-12-31 | $42,393 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $655 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $8,219,791 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $48,040,862 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $39,821,071 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $36,733,372 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $30,012,123 |
Interest on participant loans | 2010-12-31 | $95,731 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $1,255,959 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $966,755 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,659,461 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $30,101 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $2,265,429 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $925,613 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | EISNERAMPER LLC |
Accountancy firm EIN | 2010-12-31 | 131639826 |
2009 : SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2022: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: SCHULTE ROTH & ZABEL LLP THRIFT PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |