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WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameWALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN
Plan identification number 002

WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WALL STREET SYSTEMS DELAWARE, INC. has sponsored the creation of one or more 401k plans.

Company Name:WALL STREET SYSTEMS DELAWARE, INC.
Employer identification number (EIN):133381398
NAIC Classification:541511
NAIC Description:Custom Computer Programming Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01CHARLENE SUUMPTER
0022017-01-01CHARLENE SUUMPTER
0022016-01-01CHARLENE SUMPTER
0022016-01-01
0022015-01-01YADIRA PAYANO
0022014-01-01EDWARD TRIPLETT EDWARD TRIPLETT2015-10-14
0022013-01-01GARRY HODNETT
0022012-01-01MANUELA CORTEZ
0022011-01-01MANUELA CORTEZ
0022010-01-01KARL V. JAEGER
0022009-01-01
0022009-01-01KARL V. JAEGER KARL V. JAEGER2010-10-15

Plan Statistics for WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN

401k plan membership statisitcs for WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN

Measure Date Value
2017: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01198
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01206
Total number of active participants reported on line 7a of the Form 55002016-01-01127
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0170
Total of all active and inactive participants2016-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01198
Number of participants with account balances2016-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01201
Total number of active participants reported on line 7a of the Form 55002015-01-01139
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0166
Total of all active and inactive participants2015-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01206
Number of participants with account balances2015-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01199
Total number of active participants reported on line 7a of the Form 55002014-01-01132
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0169
Total of all active and inactive participants2014-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01201
Number of participants with account balances2014-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01186
Total number of active participants reported on line 7a of the Form 55002013-01-01130
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0167
Total of all active and inactive participants2013-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01197
Number of participants with account balances2013-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01179
Total number of active participants reported on line 7a of the Form 55002012-01-01126
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0160
Total of all active and inactive participants2012-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01186
Number of participants with account balances2012-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01189
Total number of active participants reported on line 7a of the Form 55002011-01-01120
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0159
Total of all active and inactive participants2011-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01179
Number of participants with account balances2011-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01177
Total number of active participants reported on line 7a of the Form 55002010-01-01121
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0168
Total of all active and inactive participants2010-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01189
Number of participants with account balances2010-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01155
Total number of active participants reported on line 7a of the Form 55002009-01-01118
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0158
Total of all active and inactive participants2009-01-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01177
Number of participants with account balances2009-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN

Measure Date Value
2017 : WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-04-03$0
Total transfer of assets from this plan2017-04-03$21,939,137
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-03$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-03$0
Total income from all sources (including contributions)2017-04-03$1,204,024
Total loss/gain on sale of assets2017-04-03$0
Total of all expenses incurred2017-04-03$739,136
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-04-03$736,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-04-03$192,694
Value of total assets at end of year2017-04-03$0
Value of total assets at beginning of year2017-04-03$21,474,249
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-04-03$2,275
Total interest from all sources2017-04-03$267,574
Total dividends received (eg from common stock, registered investment company shares)2017-04-03$18,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-04-03Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-04-03$0
Total dividends received from registered investment company shares (eg mutual funds)2017-04-03$18,427
Was this plan covered by a fidelity bond2017-04-03Yes
Value of fidelity bond cover2017-04-03$250,000
If this is an individual account plan, was there a blackout period2017-04-03Yes
Were there any nonexempt tranactions with any party-in-interest2017-04-03No
Contributions received from participants2017-04-03$192,694
Participant contributions at end of year2017-04-03$0
Participant contributions at beginning of year2017-04-03$141,836
Administrative expenses (other) incurred2017-04-03$2,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-03No
Value of net income/loss2017-04-03$464,888
Value of net assets at end of year (total assets less liabilities)2017-04-03$0
Value of net assets at beginning of year (total assets less liabilities)2017-04-03$21,474,249
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-04-03No
Were any loans by the plan or fixed income obligations due to the plan in default2017-04-03No
Were any leases to which the plan was party in default or uncollectible2017-04-03No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-04-03$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-04-03$14,269,194
Interest on participant loans2017-04-03$1,116
Interest earned on other investments2017-04-03$266,458
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-04-03$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-04-03$7,063,219
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-04-03$725,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-04-03No
Was there a failure to transmit to the plan any participant contributions2017-04-03Yes
Has the plan failed to provide any benefit when due under the plan2017-04-03No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-04-03$736,861
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-04-03Yes
Did the plan have assets held for investment2017-04-03No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-03No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-04-03Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-04-03Yes
Opinion of an independent qualified public accountant for this plan2017-04-03Disclaimer
Accountancy firm name2017-04-03WILKIN & GUTTENPLAN, PC
Accountancy firm EIN2017-04-03222612018
Total unrealized appreciation/depreciation of assets2017-03-31$0
Total transfer of assets from this plan2017-03-31$21,939,137
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total income from all sources (including contributions)2017-03-31$1,204,024
Total loss/gain on sale of assets2017-03-31$0
Total of all expenses incurred2017-03-31$739,136
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$736,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$192,694
Value of total assets at end of year2017-03-31$0
Value of total assets at beginning of year2017-03-31$21,474,249
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$2,275
Total interest from all sources2017-03-31$267,574
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$18,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-03-31$0
Total dividends received from registered investment company shares (eg mutual funds)2017-03-31$18,427
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$250,000
If this is an individual account plan, was there a blackout period2017-03-31No
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Contributions received from participants2017-03-31$192,694
Participant contributions at end of year2017-03-31$0
Participant contributions at beginning of year2017-03-31$141,836
Administrative expenses (other) incurred2017-03-31$2,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$464,888
Value of net assets at end of year (total assets less liabilities)2017-03-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$21,474,249
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-03-31$14,269,194
Interest on participant loans2017-03-31$1,116
Interest earned on other investments2017-03-31$266,458
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-03-31$7,063,219
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-03-31$725,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31No
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$736,861
Did the plan have assets held for investment2017-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31Yes
2016 : WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,668,313
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$967,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$966,681
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,244,148
Value of total assets at end of year2016-12-31$21,474,249
Value of total assets at beginning of year2016-12-31$19,773,817
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,200
Total interest from all sources2016-12-31$197,967
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$585,198
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$585,198
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$250,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,129,287
Participant contributions at end of year2016-12-31$141,836
Participant contributions at beginning of year2016-12-31$144,821
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$114,861
Other income not declared elsewhere2016-12-31$303
Administrative expenses (other) incurred2016-12-31$1,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,700,432
Value of net assets at end of year (total assets less liabilities)2016-12-31$21,474,249
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,773,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$14,269,194
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,357,277
Interest on participant loans2016-12-31$6,159
Interest earned on other investments2016-12-31$191,808
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$7,063,219
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$6,271,719
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$640,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$966,681
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MORGENSTERN, SVOBODA, BEAR CPA ' S
Accountancy firm EIN2016-12-31900003455
2015 : WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,366,171
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$543,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$542,050
Value of total corrective distributions2015-12-31$310
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,346,420
Value of total assets at end of year2015-12-31$19,773,817
Value of total assets at beginning of year2015-12-31$18,950,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$850
Total interest from all sources2015-12-31$181,521
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$944,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$944,380
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$250,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,346,363
Participant contributions at end of year2015-12-31$144,821
Participant contributions at beginning of year2015-12-31$157,641
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$57
Administrative expenses (other) incurred2015-12-31$850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$822,961
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,773,817
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,950,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,357,277
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$13,255,576
Interest on participant loans2015-12-31$7,228
Interest earned on other investments2015-12-31$174,293
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$6,271,719
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$5,537,639
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,106,150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$542,050
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MORGENSTERN, SVOBODA, BEAR CPA ' S
Accountancy firm EIN2015-12-31900003455
2014 : WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$338,042
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,288,518
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$784,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$783,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,272,518
Value of total assets at end of year2014-12-31$18,950,856
Value of total assets at beginning of year2014-12-31$17,108,660
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,000
Total interest from all sources2014-12-31$166,859
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$910,475
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$910,475
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$250,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,115,715
Participant contributions at end of year2014-12-31$157,641
Participant contributions at beginning of year2014-12-31$127,706
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$156,803
Other income not declared elsewhere2014-12-31$-1,403
Administrative expenses (other) incurred2014-12-31$1,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,504,154
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,950,856
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$17,108,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$13,255,576
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,178,946
Interest on participant loans2014-12-31$7,349
Interest earned on other investments2014-12-31$159,510
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$5,537,639
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$4,802,008
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-59,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$783,364
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MORGENSTERN, SVOBODA, BEAR CPA ' S
Accountancy firm EIN2014-12-31900003455
2013 : WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,048,721
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,036,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,032,428
Expenses. Certain deemed distributions of participant loans2013-12-31$3,452
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,582,743
Value of total assets at end of year2013-12-31$17,108,660
Value of total assets at beginning of year2013-12-31$14,096,319
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$500
Total interest from all sources2013-12-31$152,049
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$426,504
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$426,504
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,087,492
Participant contributions at end of year2013-12-31$127,706
Participant contributions at beginning of year2013-12-31$180,122
Other income not declared elsewhere2013-12-31$1,798
Administrative expenses (other) incurred2013-12-31$500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,012,341
Value of net assets at end of year (total assets less liabilities)2013-12-31$17,108,660
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$14,096,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,178,946
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,924,736
Interest on participant loans2013-12-31$7,304
Interest earned on other investments2013-12-31$144,745
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$4,802,008
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,991,461
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,885,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$495,251
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,032,428
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MORGENSTERN, SVOBODA, BEAR CPA ' S
Accountancy firm EIN2013-12-31900003455
2012 : WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,542,880
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$626,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$622,562
Expenses. Certain deemed distributions of participant loans2012-12-31$3,674
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,286,303
Value of total assets at end of year2012-12-31$14,096,319
Value of total assets at beginning of year2012-12-31$12,180,015
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$340
Total interest from all sources2012-12-31$147,032
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$218,424
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$218,424
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,286,303
Participant contributions at end of year2012-12-31$180,122
Participant contributions at beginning of year2012-12-31$132,701
Other income not declared elsewhere2012-12-31$40
Administrative expenses (other) incurred2012-12-31$340
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,916,304
Value of net assets at end of year (total assets less liabilities)2012-12-31$14,096,319
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$12,180,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,924,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,567,528
Interest on participant loans2012-12-31$6,930
Interest earned on other investments2012-12-31$140,102
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,991,461
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,479,786
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$891,081
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$622,562
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MORGENSTERN, SVOBODA, BEAR CPA ' S
Accountancy firm EIN2012-12-31900003455
2011 : WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,414,548
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$839,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$830,681
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,557,985
Value of total assets at end of year2011-12-31$12,180,015
Value of total assets at beginning of year2011-12-31$11,604,488
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,340
Total interest from all sources2011-12-31$137,759
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$204,835
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$204,835
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,225,059
Participant contributions at end of year2011-12-31$132,701
Participant contributions at beginning of year2011-12-31$125,916
Administrative expenses (other) incurred2011-12-31$8,340
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$575,527
Value of net assets at end of year (total assets less liabilities)2011-12-31$12,180,015
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,604,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,567,528
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,149,973
Interest on participant loans2011-12-31$8,950
Interest earned on other investments2011-12-31$128,809
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,479,786
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$4,328,599
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-486,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$332,926
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$830,681
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MORGENSTERN, SVOBODA, BEAR CPA'S
Accountancy firm EIN2011-12-31900003455
2010 : WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,472,162
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$161,888
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$161,523
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,432,195
Value of total assets at end of year2010-12-31$11,604,488
Value of total assets at beginning of year2010-12-31$9,294,214
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$365
Total interest from all sources2010-12-31$133,126
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$165,103
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$165,103
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,046,967
Participant contributions at end of year2010-12-31$125,916
Participant contributions at beginning of year2010-12-31$103,992
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$75,006
Other income not declared elsewhere2010-12-31$139
Administrative expenses (other) incurred2010-12-31$365
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,310,274
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,604,488
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,294,214
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,149,973
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,179,558
Interest on participant loans2010-12-31$6,293
Interest earned on other investments2010-12-31$126,833
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$4,328,599
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$4,010,664
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$741,599
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$310,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$161,523
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MORGENSTERN, SVOBODA, BEAR CPA'S
Accountancy firm EIN2010-12-31900003455

Form 5500 Responses for WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN

2017: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: WALL STREET SYSTEMS DELAWARE INC. 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ470
Policy instance 1
Insurance contract or identification numberPHZ470
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-03-31
Total amount of commissions paid to insurance brokerUSD $4,427
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,427
Insurance broker organization code?3
Insurance broker nameKESTRA INVESTMENT SERVICES LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ470
Policy instance 1
Insurance contract or identification numberPHZ470
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-03-31
Total amount of commissions paid to insurance brokerUSD $4,427
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,427
Insurance broker organization code?3
Insurance broker nameKESTRA INVESTMENT SERVICES LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ470
Policy instance 1
Insurance contract or identification numberPHZ470
Number of Individuals Covered208
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $15,261
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,261
Insurance broker organization code?3
Insurance broker nameNFP ADVISOR SERVICES, LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ470
Policy instance 1
Insurance contract or identification numberPHZ470
Number of Individuals Covered201
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $13,319
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,319
Insurance broker organization code?3
Insurance broker nameNFP ADVISOR SERVICES, LLC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ470
Policy instance 1
Insurance contract or identification numberPHZ470
Number of Individuals Covered197
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $12,627
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,627
Insurance broker organization code?3
Insurance broker nameNFP SECURITIES, INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ470
Policy instance 1
Insurance contract or identification numberPHZ470
Number of Individuals Covered186
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $12,638
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,638
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameNFP SECURITIES INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ470
Policy instance 1
Insurance contract or identification numberPHZ470
Number of Individuals Covered179
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $12,118
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ470
Policy instance 1
Insurance contract or identification numberPHZ470
Number of Individuals Covered189
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $11,063
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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