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Plan Name | WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | WALL STREET ASSOCIATES, LLC |
Employer identification number (EIN): | 371536872 |
NAIC Classification: | 523900 |
Additional information about WALL STREET ASSOCIATES, LLC
Jurisdiction of Incorporation: | Washington Secretary of State Corporations Division |
Incorporation Date: | 2010-05-27 |
Company Identification Number: | 603021074 |
Legal Registered Office Address: |
3434 PERKINS LN W SEATTLE United States of America (USA) 981991859 |
More information about WALL STREET ASSOCIATES, LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2015-01-01 | TED C. SMITH | |||
001 | 2014-01-01 | TED SMITH | |||
001 | 2013-01-01 | DENISE VANDEMERWE | |||
001 | 2012-01-01 | TED SMITH | |||
001 | 2011-01-01 | TED SMITH | TED SMITH | 2012-08-09 | |
001 | 2009-01-01 | TED SMITH | |||
001 | 2008-01-01 | TED SMITH |
Measure | Date | Value |
---|---|---|
2015: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 21 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 17 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 3 |
Total of all active and inactive participants | 2015-01-01 | 20 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 20 |
Number of participants with account balances | 2015-01-01 | 19 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 2 |
2014: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 22 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 18 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 3 |
Total of all active and inactive participants | 2014-01-01 | 21 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 21 |
Number of participants with account balances | 2014-01-01 | 21 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2013: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 23 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 20 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 2 |
Total of all active and inactive participants | 2013-01-01 | 22 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 22 |
Number of participants with account balances | 2013-01-01 | 22 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 23 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 21 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 2 |
Total of all active and inactive participants | 2012-01-01 | 23 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 23 |
Number of participants with account balances | 2012-01-01 | 22 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
2011: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 24 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 23 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
Total of all active and inactive participants | 2011-01-01 | 23 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 23 |
Number of participants with account balances | 2011-01-01 | 23 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2009: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 21 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 21 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 0 |
Total of all active and inactive participants | 2009-01-01 | 21 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 21 |
Number of participants with account balances | 2009-01-01 | 21 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
2008: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2008 401k membership | ||
Total participants, beginning-of-year | 2008-01-01 | 21 |
Total number of active participants reported on line 7a of the Form 5500 | 2008-01-01 | 21 |
Number of retired or separated participants receiving benefits | 2008-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2008-01-01 | 0 |
Total of all active and inactive participants | 2008-01-01 | 21 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2008-01-01 | 0 |
Total participants | 2008-01-01 | 21 |
Number of participants with account balances | 2008-01-01 | 21 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2008-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2015 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2015 401k financial data | ||
Transfers to/from the plan | 2015-12-31 | $0 |
Total plan liabilities at end of year | 2015-12-31 | $0 |
Total plan liabilities at beginning of year | 2015-12-31 | $0 |
Total income from all sources | 2015-12-31 | $198,973 |
Expenses. Total of all expenses incurred | 2015-12-31 | $34,589 |
Benefits paid (including direct rollovers) | 2015-12-31 | $28,366 |
Total plan assets at end of year | 2015-12-31 | $9,158,265 |
Total plan assets at beginning of year | 2015-12-31 | $8,993,881 |
Value of fidelity bond covering the plan | 2015-12-31 | $500,000 |
Total contributions received or receivable from participants | 2015-12-31 | $181,898 |
Expenses. Other expenses not covered elsewhere | 2015-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2015-12-31 | $0 |
Other income received | 2015-12-31 | $17,075 |
Noncash contributions received | 2015-12-31 | $0 |
Net income (gross income less expenses) | 2015-12-31 | $164,384 |
Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $9,158,265 |
Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $8,993,881 |
Assets. Value of participant loans | 2015-12-31 | $68,398 |
Total contributions received or receivable from employer(s) | 2015-12-31 | $0 |
Value of certain deemed distributions of participant loans | 2015-12-31 | $0 |
Value of corrective distributions | 2015-12-31 | $5,331 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $892 |
2014 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2014 401k financial data | ||
Transfers to/from the plan | 2014-12-31 | $0 |
Total plan liabilities at end of year | 2014-12-31 | $0 |
Total plan liabilities at beginning of year | 2014-12-31 | $0 |
Total income from all sources | 2014-12-31 | $841,865 |
Expenses. Total of all expenses incurred | 2014-12-31 | $2,844,880 |
Benefits paid (including direct rollovers) | 2014-12-31 | $2,844,180 |
Total plan assets at end of year | 2014-12-31 | $8,993,881 |
Total plan assets at beginning of year | 2014-12-31 | $10,996,896 |
Value of fidelity bond covering the plan | 2014-12-31 | $500,000 |
Total contributions received or receivable from participants | 2014-12-31 | $175,498 |
Expenses. Other expenses not covered elsewhere | 2014-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2014-12-31 | $0 |
Other income received | 2014-12-31 | $492,011 |
Noncash contributions received | 2014-12-31 | $0 |
Net income (gross income less expenses) | 2014-12-31 | $-2,003,015 |
Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $8,993,881 |
Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $10,996,896 |
Assets. Value of participant loans | 2014-12-31 | $56,436 |
Total contributions received or receivable from employer(s) | 2014-12-31 | $174,356 |
Value of certain deemed distributions of participant loans | 2014-12-31 | $0 |
Value of corrective distributions | 2014-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $700 |
2013 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2013 401k financial data | ||
Transfers to/from the plan | 2013-12-31 | $0 |
Total plan liabilities at end of year | 2013-12-31 | $0 |
Total income from all sources | 2013-12-31 | $2,335,706 |
Expenses. Total of all expenses incurred | 2013-12-31 | $842,029 |
Benefits paid (including direct rollovers) | 2013-12-31 | $808,631 |
Total plan assets at end of year | 2013-12-31 | $10,996,896 |
Total plan assets at beginning of year | 2013-12-31 | $9,503,219 |
Value of fidelity bond covering the plan | 2013-12-31 | $500,000 |
Total contributions received or receivable from participants | 2013-12-31 | $216,788 |
Expenses. Other expenses not covered elsewhere | 2013-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2013-12-31 | $19,828 |
Other income received | 2013-12-31 | $1,751,646 |
Noncash contributions received | 2013-12-31 | $0 |
Net income (gross income less expenses) | 2013-12-31 | $1,493,677 |
Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $10,996,896 |
Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $9,503,219 |
Assets. Value of participant loans | 2013-12-31 | $80,983 |
Total contributions received or receivable from employer(s) | 2013-12-31 | $347,444 |
Value of certain deemed distributions of participant loans | 2013-12-31 | $0 |
Value of corrective distributions | 2013-12-31 | $32,915 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $483 |
2012 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2012 401k financial data | ||
Total income from all sources | 2012-12-31 | $1,109,639 |
Expenses. Total of all expenses incurred | 2012-12-31 | $814 |
Total plan assets at end of year | 2012-12-31 | $9,503,219 |
Total plan assets at beginning of year | 2012-12-31 | $8,394,394 |
Value of fidelity bond covering the plan | 2012-12-31 | $500,000 |
Total contributions received or receivable from participants | 2012-12-31 | $224,582 |
Other income received | 2012-12-31 | $849,511 |
Net income (gross income less expenses) | 2012-12-31 | $1,108,825 |
Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $9,503,219 |
Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $8,394,394 |
Assets. Value of participant loans | 2012-12-31 | $105,112 |
Total contributions received or receivable from employer(s) | 2012-12-31 | $35,546 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $814 |
2011 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2011 401k financial data | ||
Total income from all sources | 2011-12-31 | $39,631 |
Expenses. Total of all expenses incurred | 2011-12-31 | $170,206 |
Benefits paid (including direct rollovers) | 2011-12-31 | $168,702 |
Total plan assets at end of year | 2011-12-31 | $8,394,394 |
Total plan assets at beginning of year | 2011-12-31 | $8,524,969 |
Value of fidelity bond covering the plan | 2011-12-31 | $500,000 |
Total contributions received or receivable from participants | 2011-12-31 | $207,607 |
Other income received | 2011-12-31 | $-419,991 |
Net income (gross income less expenses) | 2011-12-31 | $-130,575 |
Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $8,394,394 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $8,524,969 |
Assets. Value of participant loans | 2011-12-31 | $165,677 |
Total contributions received or receivable from employer(s) | 2011-12-31 | $252,015 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $1,504 |
2010 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2010 401k financial data | ||
Total income from all sources | 2010-12-31 | $1,511,097 |
Expenses. Total of all expenses incurred | 2010-12-31 | $2,023 |
Total plan assets at end of year | 2010-12-31 | $8,524,969 |
Total plan assets at beginning of year | 2010-12-31 | $7,015,895 |
Value of fidelity bond covering the plan | 2010-12-31 | $500,000 |
Total contributions received or receivable from participants | 2010-12-31 | $224,161 |
Other income received | 2010-12-31 | $961,932 |
Net income (gross income less expenses) | 2010-12-31 | $1,509,074 |
Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $8,524,969 |
Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $7,015,895 |
Assets. Value of participant loans | 2010-12-31 | $35,915 |
Total contributions received or receivable from employer(s) | 2010-12-31 | $325,004 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $2,023 |
2009 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2008 : WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2008 401k financial data | ||
Transfers to/from the plan | 2008-12-31 | $6,979,886 |
Total income from all sources | 2008-12-31 | $-1,756,933 |
Expenses. Total of all expenses incurred | 2008-12-31 | $47 |
Total plan assets at end of year | 2008-12-31 | $5,222,906 |
Total plan assets at beginning of year | 2008-12-31 | $0 |
Value of fidelity bond covering the plan | 2008-12-31 | $600,000 |
Total contributions received or receivable from participants | 2008-12-31 | $237,054 |
Contributions received from other sources (not participants or employers) | 2008-12-31 | $110,934 |
Other income received | 2008-12-31 | $-2,446,429 |
Net income (gross income less expenses) | 2008-12-31 | $-1,756,980 |
Net plan assets at end of year (total assets less liabilities) | 2008-12-31 | $5,222,906 |
Net plan assets at beginning of year (total assets less liabilities) | 2008-12-31 | $0 |
Assets. Value of participant loans | 2008-12-31 | $4,964 |
Total contributions received or receivable from employer(s) | 2008-12-31 | $341,508 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2008-12-31 | $47 |
2015: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2015 form 5500 responses | ||
---|---|---|
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | Yes |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |
2008: WALL STREET ASSOCIATES 401(K) PROFIT SHARING PLAN 2008 form 5500 responses | ||
2008-01-01 | Type of plan entity | Single employer plan |
2008-01-01 | First time form 5500 has been submitted | Yes |
2008-01-01 | Submission has been amended | Yes |
2008-01-01 | This submission is the final filing | No |
2008-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2008-01-01 | Plan is a collectively bargained plan | No |
2008-01-01 | Plan funding arrangement – Trust | Yes |
2008-01-01 | Plan benefit arrangement - Trust | Yes |