401k Plan data: THE 401(K) SAVINGS PLAN plan

THE 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	THE 401(K) SAVINGS PLAN
Plan identification number	003

THE 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE GOLDMAN SACHS GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE GOLDMAN SACHS GROUP, INC.

Employer identification number (EIN): 134019460

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Additional information about THE GOLDMAN SACHS GROUP, INC.

Jurisdiction of Incorporation: Delaware Department of State

Incorporation Date: 1998-07-21

Company Identification Number: 2923466

Legal Registered Office Address: CORPORATION TRUST CENTER 1209 ORANGE ST

WILMINGTON
United States of America (USA)
19801

More information about THE GOLDMAN SACHS GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2021-12-01 NITA BIRLA 2023-09-12
003 2020-12-01 NITA BIRLA 2022-09-14
003 2019-12-01 NITA BIRLA 2021-09-14
003 2018-12-01 EDINA JUNG 2020-09-11
003 2017-12-01 EDINA JUNG 2019-09-12
003 2016-12-01
003 2015-12-01
003 2014-12-01
003 2013-12-01
003 2012-12-01 DAWN ROBINS-HALL
003 2011-12-01 MICHAEL PERLOFF
003 2009-12-01 PETER JOHNSON
003 2008-12-01
003 2007-12-01 EDINA JUNG EDINA JUNG 2010-11-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2021-12-01	NITA BIRLA	2023-09-12
003	2020-12-01	NITA BIRLA	2022-09-14
003	2019-12-01	NITA BIRLA	2021-09-14
003	2018-12-01	EDINA JUNG	2020-09-11
003	2017-12-01	EDINA JUNG	2019-09-12
003	2016-12-01
003	2015-12-01
003	2014-12-01
003	2013-12-01
003	2012-12-01	DAWN ROBINS-HALL
003	2011-12-01	MICHAEL PERLOFF
003	2009-12-01	PETER JOHNSON
003	2008-12-01
003	2007-12-01	EDINA JUNG		EDINA JUNG	2010-11-15

Plan Statistics for THE 401(K) SAVINGS PLAN

401k plan membership statisitcs for THE 401(K) SAVINGS PLAN

Measure Date Value
2021: THE 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year 2021-12-01 223
Total number of active participants reported on line 7a of the Form 5500 2021-12-01 0
Number of other retired or separated participants entitled to future benefits 2021-12-01 99
Total of all active and inactive participants 2021-12-01 99
Total participants 2021-12-01 99
Number of participants with account balances 2021-12-01 99
2020: THE 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-12-01 224
Total number of active participants reported on line 7a of the Form 5500 2020-12-01 174
Number of other retired or separated participants entitled to future benefits 2020-12-01 49
Total of all active and inactive participants 2020-12-01 223
Total participants 2020-12-01 223
Number of participants with account balances 2020-12-01 142
2019: THE 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-12-01 224
Total number of active participants reported on line 7a of the Form 5500 2019-12-01 178
Number of retired or separated participants receiving benefits 2019-12-01 0
Number of other retired or separated participants entitled to future benefits 2019-12-01 46
Total of all active and inactive participants 2019-12-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-12-01 0
Total participants 2019-12-01 224
Number of participants with account balances 2019-12-01 139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-12-01 0
2018: THE 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-12-01 176
Total number of active participants reported on line 7a of the Form 5500 2018-12-01 185
Number of retired or separated participants receiving benefits 2018-12-01 0
Number of other retired or separated participants entitled to future benefits 2018-12-01 39
Total of all active and inactive participants 2018-12-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-12-01 0
Total participants 2018-12-01 224
Number of participants with account balances 2018-12-01 121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-12-01 0
2017: THE 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-12-01 39
Total number of active participants reported on line 7a of the Form 5500 2017-12-01 137
Number of other retired or separated participants entitled to future benefits 2017-12-01 39
Total of all active and inactive participants 2017-12-01 176
Total participants 2017-12-01 176
Number of participants with account balances 2017-12-01 69
2016: THE 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-12-01 39
Number of other retired or separated participants entitled to future benefits 2016-12-01 39
Total of all active and inactive participants 2016-12-01 39
Total participants 2016-12-01 39
Number of participants with account balances 2016-12-01 39
2015: THE 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-12-01 56
Number of other retired or separated participants entitled to future benefits 2015-12-01 39
Total of all active and inactive participants 2015-12-01 39
Total participants 2015-12-01 39
Number of participants with account balances 2015-12-01 39
2014: THE 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-12-01 285
Total number of active participants reported on line 7a of the Form 5500 2014-12-01 10
Number of other retired or separated participants entitled to future benefits 2014-12-01 46
Total of all active and inactive participants 2014-12-01 56
Total participants 2014-12-01 56
Number of participants with account balances 2014-12-01 53
2013: THE 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-12-01 190
Total number of active participants reported on line 7a of the Form 5500 2013-12-01 170
Number of other retired or separated participants entitled to future benefits 2013-12-01 115
Total of all active and inactive participants 2013-12-01 285
Total participants 2013-12-01 285
Number of participants with account balances 2013-12-01 186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-12-01 1
2012: THE 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-12-01 309
Total number of active participants reported on line 7a of the Form 5500 2012-12-01 183
Number of other retired or separated participants entitled to future benefits 2012-12-01 118
Total of all active and inactive participants 2012-12-01 301
Total participants 2012-12-01 301
Number of participants with account balances 2012-12-01 190
2011: THE 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-12-01 244
Total number of active participants reported on line 7a of the Form 5500 2011-12-01 220
Number of other retired or separated participants entitled to future benefits 2011-12-01 89
Total of all active and inactive participants 2011-12-01 309
Total participants 2011-12-01 309
Number of participants with account balances 2011-12-01 204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-12-01 1
2009: THE 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-12-01 548
Total number of active participants reported on line 7a of the Form 5500 2009-12-01 145
Number of other retired or separated participants entitled to future benefits 2009-12-01 111
Total of all active and inactive participants 2009-12-01 256
Total participants 2009-12-01 256
Number of participants with account balances 2009-12-01 174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-12-01 13
2007: THE 401(K) SAVINGS PLAN 2007 401k membership
Total participants, beginning-of-year 2007-12-01 429
Total number of active participants reported on line 7a of the Form 5500 2007-12-01 443
Number of retired or separated participants receiving benefits 2007-12-01 0
Number of other retired or separated participants entitled to future benefits 2007-12-01 74
Total of all active and inactive participants 2007-12-01 517
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-12-01 0
Total participants 2007-12-01 517
Number of participants with account balances 2007-12-01 338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-12-01 12

Measure	Date	Value
2021: THE 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year	2021-12-01	223
Total number of active participants reported on line 7a of the Form 5500	2021-12-01	0
Number of other retired or separated participants entitled to future benefits	2021-12-01	99
Total of all active and inactive participants	2021-12-01	99
Total participants	2021-12-01	99
Number of participants with account balances	2021-12-01	99
2020: THE 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-12-01	224
Total number of active participants reported on line 7a of the Form 5500	2020-12-01	174
Number of other retired or separated participants entitled to future benefits	2020-12-01	49
Total of all active and inactive participants	2020-12-01	223
Total participants	2020-12-01	223
Number of participants with account balances	2020-12-01	142
2019: THE 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-12-01	224
Total number of active participants reported on line 7a of the Form 5500	2019-12-01	178
Number of retired or separated participants receiving benefits	2019-12-01	0
Number of other retired or separated participants entitled to future benefits	2019-12-01	46
Total of all active and inactive participants	2019-12-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-12-01	0
Total participants	2019-12-01	224
Number of participants with account balances	2019-12-01	139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-12-01	0
2018: THE 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-12-01	176
Total number of active participants reported on line 7a of the Form 5500	2018-12-01	185
Number of retired or separated participants receiving benefits	2018-12-01	0
Number of other retired or separated participants entitled to future benefits	2018-12-01	39
Total of all active and inactive participants	2018-12-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-12-01	0
Total participants	2018-12-01	224
Number of participants with account balances	2018-12-01	121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-12-01	0
2017: THE 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-12-01	39
Total number of active participants reported on line 7a of the Form 5500	2017-12-01	137
Number of other retired or separated participants entitled to future benefits	2017-12-01	39
Total of all active and inactive participants	2017-12-01	176
Total participants	2017-12-01	176
Number of participants with account balances	2017-12-01	69
2016: THE 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-12-01	39
Number of other retired or separated participants entitled to future benefits	2016-12-01	39
Total of all active and inactive participants	2016-12-01	39
Total participants	2016-12-01	39
Number of participants with account balances	2016-12-01	39
2015: THE 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-12-01	56
Number of other retired or separated participants entitled to future benefits	2015-12-01	39
Total of all active and inactive participants	2015-12-01	39
Total participants	2015-12-01	39
Number of participants with account balances	2015-12-01	39
2014: THE 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-12-01	285
Total number of active participants reported on line 7a of the Form 5500	2014-12-01	10
Number of other retired or separated participants entitled to future benefits	2014-12-01	46
Total of all active and inactive participants	2014-12-01	56
Total participants	2014-12-01	56
Number of participants with account balances	2014-12-01	53
2013: THE 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-12-01	190
Total number of active participants reported on line 7a of the Form 5500	2013-12-01	170
Number of other retired or separated participants entitled to future benefits	2013-12-01	115
Total of all active and inactive participants	2013-12-01	285
Total participants	2013-12-01	285
Number of participants with account balances	2013-12-01	186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-12-01	1
2012: THE 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-12-01	309
Total number of active participants reported on line 7a of the Form 5500	2012-12-01	183
Number of other retired or separated participants entitled to future benefits	2012-12-01	118
Total of all active and inactive participants	2012-12-01	301
Total participants	2012-12-01	301
Number of participants with account balances	2012-12-01	190
2011: THE 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-12-01	244
Total number of active participants reported on line 7a of the Form 5500	2011-12-01	220
Number of other retired or separated participants entitled to future benefits	2011-12-01	89
Total of all active and inactive participants	2011-12-01	309
Total participants	2011-12-01	309
Number of participants with account balances	2011-12-01	204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-12-01	1
2009: THE 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-12-01	548
Total number of active participants reported on line 7a of the Form 5500	2009-12-01	145
Number of other retired or separated participants entitled to future benefits	2009-12-01	111
Total of all active and inactive participants	2009-12-01	256
Total participants	2009-12-01	256
Number of participants with account balances	2009-12-01	174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-12-01	13
2007: THE 401(K) SAVINGS PLAN 2007 401k membership
Total participants, beginning-of-year	2007-12-01	429
Total number of active participants reported on line 7a of the Form 5500	2007-12-01	443
Number of retired or separated participants receiving benefits	2007-12-01	0
Number of other retired or separated participants entitled to future benefits	2007-12-01	74
Total of all active and inactive participants	2007-12-01	517
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-12-01	0
Total participants	2007-12-01	517
Number of participants with account balances	2007-12-01	338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-12-01	12

Financial Data on THE 401(K) SAVINGS PLAN

Measure	Date	Value
2022 : THE 401(K) SAVINGS PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-11-30	$-712,229
Total of all expenses incurred	2022-11-30	$2,140,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-11-30	$2,023,837
Expenses. Certain deemed distributions of participant loans	2022-11-30	$116,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-11-30	$25,447
Value of total assets at end of year	2022-11-30	$4,343,280
Value of total assets at beginning of year	2022-11-30	$7,195,830
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-11-30	$482
Total interest from all sources	2022-11-30	$1,426
Total dividends received (eg from common stock, registered investment company shares)	2022-11-30	$280,326
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-11-30	$280,326
Was this plan covered by a fidelity bond	2022-11-30	Yes
Value of fidelity bond cover	2022-11-30	$200,000,000
If this is an individual account plan, was there a blackout period	2022-11-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-11-30	No
Contributions received from participants	2022-11-30	$25,447
Participant contributions at beginning of year	2022-11-30	$124,297
Participant contributions at end of year	2022-11-30	$0
Participant contributions at beginning of year	2022-11-30	$25,432
Administrative expenses (other) incurred	2022-11-30	$482
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-11-30	No
Value of net income/loss	2022-11-30	$-2,852,550
Value of net assets at end of year (total assets less liabilities)	2022-11-30	$4,343,280
Value of net assets at beginning of year (total assets less liabilities)	2022-11-30	$7,195,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-11-30	No
Were any leases to which the plan was party in default or uncollectible	2022-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-11-30	$4,343,280
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-11-30	$7,046,101
Interest on participant loans	2022-11-30	$1,426
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-11-30	$-1,019,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-11-30	No
Was there a failure to transmit to the plan any participant contributions	2022-11-30	No
Has the plan failed to provide any benefit when due under the plan	2022-11-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-11-30	$2,023,837
Did the plan have assets held for investment	2022-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-11-30	No
Opinion of an independent qualified public accountant for this plan	2022-11-30	Unqualified
Accountancy firm name	2022-11-30	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2022-11-30	134008324
2021 : THE 401(K) SAVINGS PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-11-30	$2,405,374
Total of all expenses incurred	2021-11-30	$390,141
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-11-30	$379,483
Expenses. Certain deemed distributions of participant loans	2021-11-30	$8,105
Value of total corrective distributions	2021-11-30	$1,553
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-11-30	$1,340,426
Value of total assets at end of year	2021-11-30	$7,195,830
Value of total assets at beginning of year	2021-11-30	$5,180,597
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-11-30	$1,000
Total interest from all sources	2021-11-30	$4,974
Total dividends received (eg from common stock, registered investment company shares)	2021-11-30	$164,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-11-30	$164,386
Was this plan covered by a fidelity bond	2021-11-30	Yes
Value of fidelity bond cover	2021-11-30	$200,000,000
If this is an individual account plan, was there a blackout period	2021-11-30	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2021-11-30	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-11-30	$0
Minimum employer required contribution for this plan year	2021-11-30	$0
Amount contributed by the employer to the plan for this plan year	2021-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2021-11-30	No
Contributions received from participants	2021-11-30	$1,242,887
Participant contributions at end of year	2021-11-30	$124,297
Participant contributions at beginning of year	2021-11-30	$83,141
Participant contributions at end of year	2021-11-30	$25,432
Participant contributions at beginning of year	2021-11-30	$35,608
Income. Received or receivable in cash from other sources (including rollovers)	2021-11-30	$97,539
Administrative expenses (other) incurred	2021-11-30	$1,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-11-30	No
Value of net income/loss	2021-11-30	$2,015,233
Value of net assets at end of year (total assets less liabilities)	2021-11-30	$7,195,830
Value of net assets at beginning of year (total assets less liabilities)	2021-11-30	$5,180,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-11-30	No
Were any leases to which the plan was party in default or uncollectible	2021-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-11-30	$7,046,101
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-11-30	$5,061,848
Interest on participant loans	2021-11-30	$4,974
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-11-30	$895,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-11-30	No
Was there a failure to transmit to the plan any participant contributions	2021-11-30	No
Has the plan failed to provide any benefit when due under the plan	2021-11-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-11-30	$379,483
Did the plan have assets held for investment	2021-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-11-30	No
Opinion of an independent qualified public accountant for this plan	2021-11-30	Unqualified
Accountancy firm name	2021-11-30	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2021-11-30	134008324
2020 : THE 401(K) SAVINGS PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-11-30	$2,347,265
Total of all expenses incurred	2020-11-30	$358,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-11-30	$334,813
Expenses. Certain deemed distributions of participant loans	2020-11-30	$9,319
Value of total corrective distributions	2020-11-30	$13,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-11-30	$1,615,881
Value of total assets at end of year	2020-11-30	$5,180,597
Value of total assets at beginning of year	2020-11-30	$3,191,747
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-11-30	$873
Total interest from all sources	2020-11-30	$2,099
Total dividends received (eg from common stock, registered investment company shares)	2020-11-30	$194,145
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-11-30	$194,145
Was this plan covered by a fidelity bond	2020-11-30	Yes
Value of fidelity bond cover	2020-11-30	$200,000,000
If this is an individual account plan, was there a blackout period	2020-11-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-11-30	No
Contributions received from participants	2020-11-30	$1,168,042
Participant contributions at end of year	2020-11-30	$83,141
Participant contributions at beginning of year	2020-11-30	$32,708
Participant contributions at end of year	2020-11-30	$35,608
Participant contributions at beginning of year	2020-11-30	$33,050
Income. Received or receivable in cash from other sources (including rollovers)	2020-11-30	$447,839
Administrative expenses (other) incurred	2020-11-30	$873
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-11-30	No
Value of net income/loss	2020-11-30	$1,988,850
Value of net assets at end of year (total assets less liabilities)	2020-11-30	$5,180,597
Value of net assets at beginning of year (total assets less liabilities)	2020-11-30	$3,191,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-11-30	No
Were any leases to which the plan was party in default or uncollectible	2020-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-11-30	$5,061,848
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-11-30	$3,125,989
Interest on participant loans	2020-11-30	$2,099
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-11-30	$535,140
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-11-30	No
Was there a failure to transmit to the plan any participant contributions	2020-11-30	No
Has the plan failed to provide any benefit when due under the plan	2020-11-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-11-30	$334,813
Did the plan have assets held for investment	2020-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-11-30	Disclaimer
Accountancy firm name	2020-11-30	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2020-11-30	134008324
2019 : THE 401(K) SAVINGS PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-11-30	$1,740,169
Total of all expenses incurred	2019-11-30	$52,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-11-30	$24,529
Value of total corrective distributions	2019-11-30	$27,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-11-30	$1,450,804
Value of total assets at end of year	2019-11-30	$3,191,747
Value of total assets at beginning of year	2019-11-30	$1,504,036
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-11-30	$131
Total interest from all sources	2019-11-30	$1,178
Total dividends received (eg from common stock, registered investment company shares)	2019-11-30	$114,446
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-11-30	$114,446
Was this plan covered by a fidelity bond	2019-11-30	Yes
Value of fidelity bond cover	2019-11-30	$200,000,000
If this is an individual account plan, was there a blackout period	2019-11-30	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2019-11-30	0
Minimum employer required contribution for this plan year	2019-11-30	$0
Amount contributed by the employer to the plan for this plan year	2019-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2019-11-30	No
Contributions received from participants	2019-11-30	$740,659
Participant contributions at end of year	2019-11-30	$32,708
Participant contributions at beginning of year	2019-11-30	$23,405
Participant contributions at end of year	2019-11-30	$33,050
Participant contributions at beginning of year	2019-11-30	$17,944
Income. Received or receivable in cash from other sources (including rollovers)	2019-11-30	$710,145
Administrative expenses (other) incurred	2019-11-30	$131
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-11-30	No
Value of net income/loss	2019-11-30	$1,687,711
Value of net assets at end of year (total assets less liabilities)	2019-11-30	$3,191,747
Value of net assets at beginning of year (total assets less liabilities)	2019-11-30	$1,504,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-11-30	No
Were any leases to which the plan was party in default or uncollectible	2019-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-11-30	$3,125,989
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-11-30	$1,462,687
Interest on participant loans	2019-11-30	$1,178
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-11-30	$173,741
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-11-30	No
Was there a failure to transmit to the plan any participant contributions	2019-11-30	No
Has the plan failed to provide any benefit when due under the plan	2019-11-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-11-30	$24,529
Did the plan have assets held for investment	2019-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-11-30	Disclaimer
Accountancy firm name	2019-11-30	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2019-11-30	134008324
2018 : THE 401(K) SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-11-30	$403,602
Total of all expenses incurred	2018-11-30	$8,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-11-30	$7,933
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-11-30	$390,551
Value of total assets at end of year	2018-11-30	$1,504,036
Value of total assets at beginning of year	2018-11-30	$1,108,988
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-11-30	$621
Total interest from all sources	2018-11-30	$305
Total dividends received (eg from common stock, registered investment company shares)	2018-11-30	$82,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-11-30	$82,676
Was this plan covered by a fidelity bond	2018-11-30	Yes
Value of fidelity bond cover	2018-11-30	$200,000,000
If this is an individual account plan, was there a blackout period	2018-11-30	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2018-11-30	0
Minimum employer required contribution for this plan year	2018-11-30	$0
Amount contributed by the employer to the plan for this plan year	2018-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-11-30	No
Contributions received from participants	2018-11-30	$271,101
Participant contributions at end of year	2018-11-30	$23,405
Participant contributions at beginning of year	2018-11-30	$0
Participant contributions at end of year	2018-11-30	$17,944
Participant contributions at beginning of year	2018-11-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-11-30	$119,450
Administrative expenses (other) incurred	2018-11-30	$621
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-11-30	No
Value of net income/loss	2018-11-30	$395,048
Value of net assets at end of year (total assets less liabilities)	2018-11-30	$1,504,036
Value of net assets at beginning of year (total assets less liabilities)	2018-11-30	$1,108,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-11-30	No
Were any leases to which the plan was party in default or uncollectible	2018-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-11-30	$1,462,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-11-30	$1,108,988
Interest on participant loans	2018-11-30	$305
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-11-30	$-69,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-11-30	No
Was there a failure to transmit to the plan any participant contributions	2018-11-30	No
Has the plan failed to provide any benefit when due under the plan	2018-11-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-11-30	$7,933
Did the plan have assets held for investment	2018-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-11-30	Disclaimer
Accountancy firm name	2018-11-30	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2018-11-30	134008324
2017 : THE 401(K) SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-11-30	$183,981
Total of all expenses incurred	2017-11-30	$410,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-11-30	$398,442
Value of total assets at end of year	2017-11-30	$1,108,988
Value of total assets at beginning of year	2017-11-30	$1,335,914
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-11-30	$12,465
Total dividends received (eg from common stock, registered investment company shares)	2017-11-30	$54,596
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-11-30	$54,596
Was this plan covered by a fidelity bond	2017-11-30	Yes
Value of fidelity bond cover	2017-11-30	$200,000,000
If this is an individual account plan, was there a blackout period	2017-11-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-11-30	No
Participant contributions at beginning of year	2017-11-30	$4,101
Administrative expenses (other) incurred	2017-11-30	$12,465
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-30	No
Value of net income/loss	2017-11-30	$-226,926
Value of net assets at end of year (total assets less liabilities)	2017-11-30	$1,108,988
Value of net assets at beginning of year (total assets less liabilities)	2017-11-30	$1,335,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-11-30	No
Were any leases to which the plan was party in default or uncollectible	2017-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-11-30	$1,108,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-11-30	$1,331,813
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-11-30	$129,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-11-30	No
Was there a failure to transmit to the plan any participant contributions	2017-11-30	Yes
Has the plan failed to provide any benefit when due under the plan	2017-11-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-11-30	$398,442
Did the plan have assets held for investment	2017-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-11-30	Disclaimer
Accountancy firm name	2017-11-30	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2017-11-30	134008324
2016 : THE 401(K) SAVINGS PLAN 2016 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-11-30	$5,617
Total income from all sources (including contributions)	2016-11-30	$139,678
Total of all expenses incurred	2016-11-30	$1,047,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-11-30	$1,032,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-11-30	$46,815
Value of total assets at end of year	2016-11-30	$1,335,914
Value of total assets at beginning of year	2016-11-30	$2,249,581
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-11-30	$15,328
Total interest from all sources	2016-11-30	$920
Total dividends received (eg from common stock, registered investment company shares)	2016-11-30	$98,361
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-11-30	$98,361
Was this plan covered by a fidelity bond	2016-11-30	Yes
Value of fidelity bond cover	2016-11-30	$200,000,000
If this is an individual account plan, was there a blackout period	2016-11-30	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2016-11-30	0
Minimum employer required contribution for this plan year	2016-11-30	$0
Amount contributed by the employer to the plan for this plan year	2016-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-11-30	No
Contributions received from participants	2016-11-30	$46,815
Participant contributions at end of year	2016-11-30	$4,101
Participant contributions at beginning of year	2016-11-30	$2,024
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-11-30	$5,617
Administrative expenses (other) incurred	2016-11-30	$15,328
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-11-30	No
Value of net income/loss	2016-11-30	$-908,050
Value of net assets at end of year (total assets less liabilities)	2016-11-30	$1,335,914
Value of net assets at beginning of year (total assets less liabilities)	2016-11-30	$2,243,964
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-11-30	No
Were any leases to which the plan was party in default or uncollectible	2016-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-11-30	$1,331,813
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-11-30	$2,247,557
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-11-30	$920
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-11-30	$-6,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-11-30	No
Was there a failure to transmit to the plan any participant contributions	2016-11-30	Yes
Has the plan failed to provide any benefit when due under the plan	2016-11-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-11-30	$1,032,400
Did the plan have assets held for investment	2016-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-11-30	Disclaimer
Accountancy firm name	2016-11-30	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2016-11-30	134008324
2015 : THE 401(K) SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-11-30	$-141,024
Total unrealized appreciation/depreciation of assets	2015-11-30	$-141,024
Total transfer of assets from this plan	2015-11-30	$4,305,544
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-11-30	$5,617
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-11-30	$0
Total income from all sources (including contributions)	2015-11-30	$292,823
Total of all expenses incurred	2015-11-30	$684,425
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-11-30	$673,940
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-11-30	$140,410
Value of total assets at end of year	2015-11-30	$2,249,581
Value of total assets at beginning of year	2015-11-30	$6,941,110
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-11-30	$10,485
Total interest from all sources	2015-11-30	$-2,323
Total dividends received (eg from common stock, registered investment company shares)	2015-11-30	$295,760
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-11-30	$295,760
Was this plan covered by a fidelity bond	2015-11-30	Yes
Value of fidelity bond cover	2015-11-30	$200,000,000
If this is an individual account plan, was there a blackout period	2015-11-30	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2015-11-30	0
Minimum employer required contribution for this plan year	2015-11-30	$0
Amount contributed by the employer to the plan for this plan year	2015-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-11-30	No
Contributions received from participants	2015-11-30	$131,188
Participant contributions at end of year	2015-11-30	$0
Participant contributions at beginning of year	2015-11-30	$67,363
Participant contributions at end of year	2015-11-30	$2,024
Participant contributions at beginning of year	2015-11-30	$24,667
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-11-30	$5,617
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-11-30	$0
Administrative expenses (other) incurred	2015-11-30	$10,485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-11-30	No
Value of net income/loss	2015-11-30	$-391,602
Value of net assets at end of year (total assets less liabilities)	2015-11-30	$2,243,964
Value of net assets at beginning of year (total assets less liabilities)	2015-11-30	$6,941,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-11-30	No
Were any leases to which the plan was party in default or uncollectible	2015-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-11-30	$2,247,557
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-11-30	$6,834,988
Interest on participant loans	2015-11-30	$960
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-11-30	$-3,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-11-30	No
Was there a failure to transmit to the plan any participant contributions	2015-11-30	Yes
Has the plan failed to provide any benefit when due under the plan	2015-11-30	No
Contributions received in cash from employer	2015-11-30	$9,222
Employer contributions (assets) at end of year	2015-11-30	$0
Employer contributions (assets) at beginning of year	2015-11-30	$14,092
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-11-30	$673,940
Did the plan have assets held for investment	2015-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-11-30	Disclaimer
Accountancy firm name	2015-11-30	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2015-11-30	134008324
2014 : THE 401(K) SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-11-30	$432,113
Total unrealized appreciation/depreciation of assets	2014-11-30	$432,113
Total income from all sources (including contributions)	2014-11-30	$1,194,673
Total of all expenses incurred	2014-11-30	$423,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-11-30	$423,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-11-30	$578,381
Value of total assets at end of year	2014-11-30	$6,941,110
Value of total assets at beginning of year	2014-11-30	$6,170,402
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-11-30	$743
Total interest from all sources	2014-11-30	$3,402
Total dividends received (eg from common stock, registered investment company shares)	2014-11-30	$180,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-11-30	$180,777
Was this plan covered by a fidelity bond	2014-11-30	Yes
Value of fidelity bond cover	2014-11-30	$200,000,000
If this is an individual account plan, was there a blackout period	2014-11-30	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2014-11-30	0
Minimum employer required contribution for this plan year	2014-11-30	$0
Amount contributed by the employer to the plan for this plan year	2014-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-11-30	No
Contributions received from participants	2014-11-30	$516,313
Participant contributions at end of year	2014-11-30	$67,363
Participant contributions at beginning of year	2014-11-30	$85,631
Participant contributions at end of year	2014-11-30	$24,667
Administrative expenses (other) incurred	2014-11-30	$743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-11-30	No
Value of net income/loss	2014-11-30	$770,708
Value of net assets at end of year (total assets less liabilities)	2014-11-30	$6,941,110
Value of net assets at beginning of year (total assets less liabilities)	2014-11-30	$6,170,402
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-11-30	No
Were any leases to which the plan was party in default or uncollectible	2014-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-11-30	$6,834,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-11-30	$6,059,263
Interest on participant loans	2014-11-30	$3,386
Value of interest in common/collective trusts at end of year	2014-11-30	$0
Value of interest in common/collective trusts at beginning of year	2014-11-30	$17,663
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-11-30	$16
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-11-30	No
Was there a failure to transmit to the plan any participant contributions	2014-11-30	No
Has the plan failed to provide any benefit when due under the plan	2014-11-30	No
Contributions received in cash from employer	2014-11-30	$62,068
Employer contributions (assets) at end of year	2014-11-30	$14,092
Employer contributions (assets) at beginning of year	2014-11-30	$7,845
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-11-30	$423,222
Did the plan have assets held for investment	2014-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-11-30	Disclaimer
Accountancy firm name	2014-11-30	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2014-11-30	134008324
2013 : THE 401(K) SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-11-30	$920,925
Total unrealized appreciation/depreciation of assets	2013-11-30	$920,925
Total income from all sources (including contributions)	2013-11-30	$1,580,873
Total of all expenses incurred	2013-11-30	$215,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-11-30	$213,940
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-11-30	$496,082
Value of total assets at end of year	2013-11-30	$6,170,402
Value of total assets at beginning of year	2013-11-30	$4,804,877
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-11-30	$1,408
Total interest from all sources	2013-11-30	$3,279
Total dividends received (eg from common stock, registered investment company shares)	2013-11-30	$160,587
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-11-30	$160,587
Was this plan covered by a fidelity bond	2013-11-30	Yes
Value of fidelity bond cover	2013-11-30	$200,000,000
If this is an individual account plan, was there a blackout period	2013-11-30	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2013-11-30	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-11-30	$0
Minimum employer required contribution for this plan year	2013-11-30	$0
Amount contributed by the employer to the plan for this plan year	2013-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-11-30	No
Contributions received from participants	2013-11-30	$441,255
Participant contributions at end of year	2013-11-30	$85,631
Participant contributions at beginning of year	2013-11-30	$53,468
Participant contributions at end of year	2013-11-30	$0
Participant contributions at beginning of year	2013-11-30	$1,717
Administrative expenses (other) incurred	2013-11-30	$1,408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-11-30	No
Value of net income/loss	2013-11-30	$1,365,525
Value of net assets at end of year (total assets less liabilities)	2013-11-30	$6,170,402
Value of net assets at beginning of year (total assets less liabilities)	2013-11-30	$4,804,877
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-11-30	No
Were any leases to which the plan was party in default or uncollectible	2013-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-11-30	$6,059,263
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-11-30	$4,722,948
Interest on participant loans	2013-11-30	$3,077
Value of interest in common/collective trusts at end of year	2013-11-30	$17,663
Value of interest in common/collective trusts at beginning of year	2013-11-30	$19,755
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-11-30	$202
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-11-30	No
Was there a failure to transmit to the plan any participant contributions	2013-11-30	Yes
Has the plan failed to provide any benefit when due under the plan	2013-11-30	No
Contributions received in cash from employer	2013-11-30	$54,827
Employer contributions (assets) at end of year	2013-11-30	$7,845
Employer contributions (assets) at beginning of year	2013-11-30	$6,989
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-11-30	$213,940
Did the plan have assets held for investment	2013-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-11-30	Disclaimer
Accountancy firm name	2013-11-30	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2013-11-30	134008324
2012 : THE 401(K) SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-11-30	$428,135
Total unrealized appreciation/depreciation of assets	2012-11-30	$428,135
Total income from all sources (including contributions)	2012-11-30	$1,028,039
Total of all expenses incurred	2012-11-30	$199,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-11-30	$199,486
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-11-30	$498,487
Value of total assets at end of year	2012-11-30	$4,804,877
Value of total assets at beginning of year	2012-11-30	$3,976,635
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-11-30	$311
Total interest from all sources	2012-11-30	$1,362
Total dividends received (eg from common stock, registered investment company shares)	2012-11-30	$100,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-11-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-11-30	$100,055
Was this plan covered by a fidelity bond	2012-11-30	Yes
Value of fidelity bond cover	2012-11-30	$200,000,000
If this is an individual account plan, was there a blackout period	2012-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-11-30	$0
Minimum employer required contribution for this plan year	2012-11-30	$0
Amount contributed by the employer to the plan for this plan year	2012-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-11-30	No
Contributions received from participants	2012-11-30	$444,732
Participant contributions at end of year	2012-11-30	$53,468
Participant contributions at beginning of year	2012-11-30	$27,462
Participant contributions at end of year	2012-11-30	$1,717
Administrative expenses (other) incurred	2012-11-30	$311
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-11-30	No
Value of net income/loss	2012-11-30	$828,242
Value of net assets at end of year (total assets less liabilities)	2012-11-30	$4,804,877
Value of net assets at beginning of year (total assets less liabilities)	2012-11-30	$3,976,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-11-30	No
Were any leases to which the plan was party in default or uncollectible	2012-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-11-30	$4,722,948
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-11-30	$3,735,684
Interest on participant loans	2012-11-30	$1,111
Value of interest in common/collective trusts at end of year	2012-11-30	$19,755
Value of interest in common/collective trusts at beginning of year	2012-11-30	$17,496
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-11-30	$149,535
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-11-30	$149,535
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-11-30	$251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-11-30	No
Was there a failure to transmit to the plan any participant contributions	2012-11-30	Yes
Has the plan failed to provide any benefit when due under the plan	2012-11-30	No
Contributions received in cash from employer	2012-11-30	$53,755
Employer contributions (assets) at end of year	2012-11-30	$6,989
Employer contributions (assets) at beginning of year	2012-11-30	$46,458
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-11-30	$199,486
Did the plan have assets held for investment	2012-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-11-30	Disclaimer
Accountancy firm name	2012-11-30	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2012-11-30	134008324
2011 : THE 401(K) SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-11-30	$-8,350
Total unrealized appreciation/depreciation of assets	2011-11-30	$-8,350
Total income from all sources (including contributions)	2011-11-30	$710,124
Total of all expenses incurred	2011-11-30	$676,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-11-30	$673,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-11-30	$639,451
Value of total assets at end of year	2011-11-30	$3,976,635
Value of total assets at beginning of year	2011-11-30	$3,942,517
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-11-30	$2,999
Total interest from all sources	2011-11-30	$79,023
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-11-30	No
Was this plan covered by a fidelity bond	2011-11-30	Yes
Value of fidelity bond cover	2011-11-30	$200,000,000
If this is an individual account plan, was there a blackout period	2011-11-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-11-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-11-30	No
Contributions received from participants	2011-11-30	$540,275
Participant contributions at end of year	2011-11-30	$27,462
Participant contributions at beginning of year	2011-11-30	$33,085
Administrative expenses (other) incurred	2011-11-30	$2,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-11-30	No
Value of net income/loss	2011-11-30	$34,118
Value of net assets at end of year (total assets less liabilities)	2011-11-30	$3,976,635
Value of net assets at beginning of year (total assets less liabilities)	2011-11-30	$3,942,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-11-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-11-30	No
Were any leases to which the plan was party in default or uncollectible	2011-11-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-11-30	$3,735,684
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-11-30	$3,552,556
Interest on participant loans	2011-11-30	$1,967
Value of interest in common/collective trusts at end of year	2011-11-30	$17,496
Value of interest in common/collective trusts at beginning of year	2011-11-30	$2,816
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-11-30	$149,535
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-11-30	$252,423
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-11-30	$252,423
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-11-30	$77,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-11-30	No
Was there a failure to transmit to the plan any participant contributions	2011-11-30	Yes
Has the plan failed to provide any benefit when due under the plan	2011-11-30	No
Contributions received in cash from employer	2011-11-30	$99,176
Employer contributions (assets) at end of year	2011-11-30	$46,458
Employer contributions (assets) at beginning of year	2011-11-30	$101,637
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-11-30	$673,007
Did the plan have assets held for investment	2011-11-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-11-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-11-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-11-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-11-30	Disclaimer
Accountancy firm name	2011-11-30	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2011-11-30	134008324
2010 : THE 401(K) SAVINGS PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-11-30	$0

Form 5500 Responses for THE 401(K) SAVINGS PLAN

2021: THE 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-12-01	Type of plan entity	Single employer plan
2021-12-01	Plan funding arrangement – Trust	Yes
2021-12-01	Plan benefit arrangement - Trust	Yes
2020: THE 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-12-01	Type of plan entity	Single employer plan
2020-12-01	Plan funding arrangement – Trust	Yes
2020-12-01	Plan benefit arrangement - Trust	Yes
2019: THE 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-12-01	Type of plan entity	Single employer plan
2019-12-01	Plan funding arrangement – Trust	Yes
2019-12-01	Plan benefit arrangement - Trust	Yes
2018: THE 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-12-01	Type of plan entity	Single employer plan
2018-12-01	Plan funding arrangement – Trust	Yes
2018-12-01	Plan benefit arrangement - Trust	Yes
2017: THE 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-12-01	Type of plan entity	Single employer plan
2017-12-01	Plan funding arrangement – Trust	Yes
2017-12-01	Plan benefit arrangement - Trust	Yes
2016: THE 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-12-01	Type of plan entity	Single employer plan
2016-12-01	Plan funding arrangement – Trust	Yes
2016-12-01	Plan benefit arrangement - Trust	Yes
2015: THE 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-12-01	Type of plan entity	Single employer plan
2015-12-01	Plan funding arrangement – Trust	Yes
2015-12-01	Plan benefit arrangement - Trust	Yes
2014: THE 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-12-01	Type of plan entity	Single employer plan
2014-12-01	Plan funding arrangement – Trust	Yes
2014-12-01	Plan benefit arrangement - Trust	Yes
2013: THE 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-12-01	Type of plan entity	Single employer plan
2013-12-01	Plan funding arrangement – Trust	Yes
2013-12-01	Plan benefit arrangement - Trust	Yes
2012: THE 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-12-01	Type of plan entity	Single employer plan
2012-12-01	Plan funding arrangement – Trust	Yes
2012-12-01	Plan benefit arrangement - Trust	Yes
2011: THE 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-12-01	Type of plan entity	Single employer plan
2011-12-01	Plan funding arrangement – Trust	Yes
2011-12-01	Plan benefit arrangement - Trust	Yes
2009: THE 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-12-01	Type of plan entity	Single employer plan
2009-12-01	Plan funding arrangement – Trust	Yes
2009-12-01	Plan benefit arrangement - Trust	Yes
2008: THE 401(K) SAVINGS PLAN 2008 form 5500 responses
2008-12-01	Type of plan entity	Single employer plan
2008-12-01	Submission has been amended	No
2008-12-01	This submission is the final filing	No
2008-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-12-01	Plan is a collectively bargained plan	No
2007: THE 401(K) SAVINGS PLAN 2007 form 5500 responses
2007-12-01	Type of plan entity	Single employer plan
2007-12-01	Submission has been amended	Yes
2007-12-01	This submission is the final filing	No
2007-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-12-01	Plan is a collectively bargained plan	No
2007-12-01	Plan funding arrangement – Trust	Yes
2007-12-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE GOLDMAN SACHS GROUP, INC.
Employer identification number (EIN):	134019460
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing

Jurisdiction of Incorporation:	Delaware Department of State
Incorporation Date:	1998-07-21
Company Identification Number:	2923466
Legal Registered Office Address:	CORPORATION TRUST CENTER 1209 ORANGE ST WILMINGTON United States of America (USA) 19801