ASARCO LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE 401(K) SAVINGS PLAN FOR ELIGIBLE HOURLY-RATED EMPLOYEES OF ASARCO LLC
| Measure | Date | Value |
|---|
| 2023 : THE 401(K) SAVINGS PLAN FOR ELIGIBLE HOURLY-RATED EMPLOYEES OF ASARCO LLC 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total transfer of assets to this plan | 2023-12-31 | $4,158 |
| Total transfer of assets from this plan | 2023-12-31 | $804,251 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $15,794,054 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $9,300,202 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $9,311,687 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $-21,564 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $4,684,711 |
| Value of total assets at end of year | 2023-12-31 | $68,284,351 |
| Value of total assets at beginning of year | 2023-12-31 | $62,590,592 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $10,079 |
| Total interest from all sources | 2023-12-31 | $66,391 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $1,896,501 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $1,896,501 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $2,817,715 |
| Participant contributions at end of year | 2023-12-31 | $1,431,885 |
| Participant contributions at beginning of year | 2023-12-31 | $1,363,568 |
| Participant contributions at end of year | 2023-12-31 | $103,971 |
| Participant contributions at beginning of year | 2023-12-31 | $89,945 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $53,297 |
| Other income not declared elsewhere | 2023-12-31 | $16,129 |
| Administrative expenses (other) incurred | 2023-12-31 | $10,079 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $6,493,852 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $68,284,351 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $62,590,592 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $66,667,898 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $61,056,426 |
| Interest on participant loans | 2023-12-31 | $66,391 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $9,130,322 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $1,813,699 |
| Employer contributions (assets) at end of year | 2023-12-31 | $80,597 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $80,653 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $9,311,687 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | BEACHFLEISCHMAN PLLC |
| Accountancy firm EIN | 2023-12-31 | 860683059 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total transfer of assets to this plan | 2023-01-01 | $4,158 |
| Total transfer of assets from this plan | 2023-01-01 | $804,251 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $15,794,054 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $9,300,202 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $9,311,687 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $-21,564 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $4,684,711 |
| Value of total assets at end of year | 2023-01-01 | $68,284,351 |
| Value of total assets at beginning of year | 2023-01-01 | $62,590,592 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $10,079 |
| Total interest from all sources | 2023-01-01 | $66,391 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $1,896,501 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $1,896,501 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $2,817,715 |
| Participant contributions at end of year | 2023-01-01 | $1,431,885 |
| Participant contributions at beginning of year | 2023-01-01 | $1,363,568 |
| Participant contributions at end of year | 2023-01-01 | $103,971 |
| Participant contributions at beginning of year | 2023-01-01 | $89,945 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $53,297 |
| Other income not declared elsewhere | 2023-01-01 | $16,129 |
| Administrative expenses (other) incurred | 2023-01-01 | $10,079 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $6,493,852 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $68,284,351 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $62,590,592 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $66,667,898 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $61,056,426 |
| Interest on participant loans | 2023-01-01 | $66,391 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $9,130,322 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $1,813,699 |
| Employer contributions (assets) at end of year | 2023-01-01 | $80,597 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $80,653 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $9,311,687 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | BEACHFLEISCHMAN PLLC |
| Accountancy firm EIN | 2023-01-01 | 860683059 |
| 2022 : THE 401(K) SAVINGS PLAN FOR ELIGIBLE HOURLY-RATED EMPLOYEES OF ASARCO LLC 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total transfer of assets to this plan | 2022-12-31 | $630 |
| Total transfer of assets from this plan | 2022-12-31 | $479,390 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-9,834,507 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $12,034,621 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $12,019,431 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $2,134 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,950,517 |
| Value of total assets at end of year | 2022-12-31 | $62,590,592 |
| Value of total assets at beginning of year | 2022-12-31 | $84,938,480 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $13,056 |
| Total interest from all sources | 2022-12-31 | $47,956 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,856,952 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,856,952 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $2,504,365 |
| Participant contributions at end of year | 2022-12-31 | $1,363,568 |
| Participant contributions at beginning of year | 2022-12-31 | $1,139,916 |
| Participant contributions at end of year | 2022-12-31 | $89,945 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $60,677 |
| Other income not declared elsewhere | 2022-12-31 | $2,912 |
| Administrative expenses (other) incurred | 2022-12-31 | $13,056 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-21,869,128 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $62,590,592 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $84,938,480 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $61,056,426 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $83,798,564 |
| Interest on participant loans | 2022-12-31 | $47,956 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-15,692,844 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $1,385,475 |
| Employer contributions (assets) at end of year | 2022-12-31 | $80,653 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $12,019,431 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | BEACHFLEISCHMAN PLLC |
| Accountancy firm EIN | 2022-12-31 | 860683059 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total transfer of assets to this plan | 2022-01-01 | $630 |
| Total transfer of assets from this plan | 2022-01-01 | $479,390 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-9,834,507 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $12,034,621 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $12,019,431 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $2,134 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $3,950,517 |
| Value of total assets at end of year | 2022-01-01 | $62,590,592 |
| Value of total assets at beginning of year | 2022-01-01 | $84,938,480 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $13,056 |
| Total interest from all sources | 2022-01-01 | $47,956 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $1,856,952 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $1,856,952 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $2,504,365 |
| Participant contributions at end of year | 2022-01-01 | $1,363,568 |
| Participant contributions at beginning of year | 2022-01-01 | $1,139,916 |
| Participant contributions at end of year | 2022-01-01 | $89,945 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $60,677 |
| Other income not declared elsewhere | 2022-01-01 | $2,912 |
| Administrative expenses (other) incurred | 2022-01-01 | $13,056 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-21,869,128 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $62,590,592 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $84,938,480 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $61,056,426 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $83,798,564 |
| Interest on participant loans | 2022-01-01 | $47,956 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-15,692,844 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $1,385,475 |
| Employer contributions (assets) at end of year | 2022-01-01 | $80,653 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $12,019,431 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | BEACHFLEISCHMAN PLLC |
| Accountancy firm EIN | 2022-01-01 | 860683059 |
| 2021 : THE 401(K) SAVINGS PLAN FOR ELIGIBLE HOURLY-RATED EMPLOYEES OF ASARCO LLC 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total transfer of assets from this plan | 2021-12-31 | $2,015,661 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $15,867,997 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $13,986,780 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $13,782,615 |
| Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $185,403 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,864,839 |
| Value of total assets at end of year | 2021-12-31 | $84,938,480 |
| Value of total assets at beginning of year | 2021-12-31 | $85,072,924 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $18,762 |
| Total interest from all sources | 2021-12-31 | $56,422 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $6,386,971 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $6,386,971 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $2,412,883 |
| Participant contributions at end of year | 2021-12-31 | $1,139,916 |
| Participant contributions at beginning of year | 2021-12-31 | $1,491,972 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $202,108 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $0 |
| Other income not declared elsewhere | 2021-12-31 | $12,505 |
| Administrative expenses (other) incurred | 2021-12-31 | $18,762 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $1,881,217 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $84,938,480 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $85,072,924 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $83,798,564 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $83,580,952 |
| Interest on participant loans | 2021-12-31 | $56,422 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $5,547,260 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $1,249,848 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $13,782,615 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BEACHFLEISCHMAN PLLC |
| Accountancy firm EIN | 2021-12-31 | 860683059 |
| 2020 : THE 401(K) SAVINGS PLAN FOR ELIGIBLE HOURLY-RATED EMPLOYEES OF ASARCO LLC 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total transfer of assets from this plan | 2020-12-31 | $238,215 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $15,912,416 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $20,500,465 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $17,988,005 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $2,496,628 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,997,566 |
| Value of total assets at end of year | 2020-12-31 | $85,072,924 |
| Value of total assets at beginning of year | 2020-12-31 | $89,899,188 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $15,832 |
| Total interest from all sources | 2020-12-31 | $86,722 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $2,424,958 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $2,424,958 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $2,141,247 |
| Participant contributions at end of year | 2020-12-31 | $1,491,972 |
| Participant contributions at beginning of year | 2020-12-31 | $4,916,295 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $568,760 |
| Other income not declared elsewhere | 2020-12-31 | $7,399 |
| Administrative expenses (other) incurred | 2020-12-31 | $15,832 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $-4,588,049 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $85,072,924 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $89,899,188 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $83,580,952 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $84,982,893 |
| Interest on participant loans | 2020-12-31 | $86,722 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $9,395,771 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $1,287,559 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $17,988,005 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | BEACHFLEISCHMAN PC |
| Accountancy firm EIN | 2020-12-31 | 860683059 |
| 2019 : THE 401(K) SAVINGS PLAN FOR ELIGIBLE HOURLY-RATED EMPLOYEES OF ASARCO LLC 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets from this plan | 2019-12-31 | $846,799 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $23,390,152 |
| Total income from all sources (including contributions) | 2019-12-31 | $23,390,152 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $14,071,394 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $14,026,384 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $29,145 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $6,561,427 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $6,561,427 |
| Value of total assets at end of year | 2019-12-31 | $89,899,188 |
| Value of total assets at end of year | 2019-12-31 | $89,899,188 |
| Value of total assets at beginning of year | 2019-12-31 | $81,427,229 |
| Value of total assets at beginning of year | 2019-12-31 | $81,427,229 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $15,865 |
| Total interest from all sources | 2019-12-31 | $181,778 |
| Total interest from all sources | 2019-12-31 | $181,778 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,638,119 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,638,119 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,638,119 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,638,119 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
| Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $4,225,647 |
| Contributions received from participants | 2019-12-31 | $4,225,647 |
| Participant contributions at end of year | 2019-12-31 | $4,916,295 |
| Participant contributions at end of year | 2019-12-31 | $4,916,295 |
| Participant contributions at beginning of year | 2019-12-31 | $5,191,234 |
| Participant contributions at beginning of year | 2019-12-31 | $5,191,234 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $87,493 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $87,493 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-12-31 | $727 |
| Other income not declared elsewhere | 2019-12-31 | $-77,454 |
| Other income not declared elsewhere | 2019-12-31 | $-77,454 |
| Administrative expenses (other) incurred | 2019-12-31 | $15,865 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $9,318,758 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $89,899,188 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $89,899,188 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $81,427,229 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $81,427,229 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $84,982,893 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $84,982,893 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $76,235,995 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $76,235,995 |
| Interest on participant loans | 2019-12-31 | $181,778 |
| Interest on participant loans | 2019-12-31 | $181,778 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $14,086,282 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $14,086,282 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $2,248,287 |
| Contributions received in cash from employer | 2019-12-31 | $2,248,287 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $14,025,657 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | BEACHFLEISCHMAN PC |
| Accountancy firm EIN | 2019-12-31 | 860683059 |
| Accountancy firm EIN | 2019-12-31 | 860683059 |
| 2018 : THE 401(K) SAVINGS PLAN FOR ELIGIBLE HOURLY-RATED EMPLOYEES OF ASARCO LLC 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total transfer of assets from this plan | 2018-12-31 | $613,533 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $4,437,261 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $6,802,545 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $6,779,893 |
| Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $13,452 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $7,747,530 |
| Value of total assets at end of year | 2018-12-31 | $81,427,229 |
| Value of total assets at beginning of year | 2018-12-31 | $84,406,046 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $9,200 |
| Total interest from all sources | 2018-12-31 | $190,447 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $3,195,843 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $3,195,843 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $4,822,362 |
| Participant contributions at end of year | 2018-12-31 | $5,191,234 |
| Participant contributions at beginning of year | 2018-12-31 | $5,055,133 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $231,890 |
| Other income not declared elsewhere | 2018-12-31 | $3,514 |
| Administrative expenses (other) incurred | 2018-12-31 | $9,200 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-2,365,284 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $81,427,229 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $84,406,046 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $76,235,995 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $79,350,913 |
| Interest on participant loans | 2018-12-31 | $190,447 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-6,700,073 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $2,693,278 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $6,779,893 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BEACHFLEISCHMAN PC |
| Accountancy firm EIN | 2018-12-31 | 860683059 |
| 2017 : THE 401(K) SAVINGS PLAN FOR ELIGIBLE HOURLY-RATED EMPLOYEES OF ASARCO LLC 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total transfer of assets from this plan | 2017-12-31 | $593,763 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $16,879,425 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $5,173,342 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $5,161,119 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $3,563 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $5,572,833 |
| Value of total assets at end of year | 2017-12-31 | $84,406,046 |
| Value of total assets at beginning of year | 2017-12-31 | $73,293,726 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $8,660 |
| Total interest from all sources | 2017-12-31 | $164,374 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $2,321,444 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $2,321,444 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $3,637,660 |
| Participant contributions at end of year | 2017-12-31 | $5,055,133 |
| Participant contributions at beginning of year | 2017-12-31 | $4,597,554 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $256,104 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-12-31 | $8,118 |
| Other income not declared elsewhere | 2017-12-31 | $11,065 |
| Administrative expenses (other) incurred | 2017-12-31 | $8,660 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $11,706,083 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $84,406,046 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $73,293,726 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $79,350,913 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $68,696,172 |
| Interest on participant loans | 2017-12-31 | $164,374 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $8,809,709 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $1,679,069 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $5,153,001 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BEACHFLEISCHMAN PC |
| Accountancy firm EIN | 2017-12-31 | 860683059 |
| 2016 : THE 401(K) SAVINGS PLAN FOR ELIGIBLE HOURLY-RATED EMPLOYEES OF ASARCO LLC 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total transfer of assets from this plan | 2016-12-31 | $242,850 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $10,722,981 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $12,826,461 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $12,787,396 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $30,747 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $5,505,079 |
| Value of total assets at end of year | 2016-12-31 | $73,293,726 |
| Value of total assets at beginning of year | 2016-12-31 | $75,640,056 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $8,318 |
| Total interest from all sources | 2016-12-31 | $140,686 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,789,433 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,789,433 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $3,640,392 |
| Participant contributions at end of year | 2016-12-31 | $4,597,554 |
| Participant contributions at beginning of year | 2016-12-31 | $4,613,069 |
| Participant contributions at end of year | 2016-12-31 | $0 |
| Participant contributions at beginning of year | 2016-12-31 | $19,761 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $300,990 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $211 |
| Other income not declared elsewhere | 2016-12-31 | $-1,547 |
| Administrative expenses (other) incurred | 2016-12-31 | $8,318 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-2,103,480 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $73,293,726 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $75,640,056 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $68,696,172 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $70,998,552 |
| Interest on participant loans | 2016-12-31 | $140,686 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $3,289,330 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $1,563,697 |
| Employer contributions (assets) at end of year | 2016-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $8,674 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $12,787,185 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BEACHFLEISCHMAN PC |
| Accountancy firm EIN | 2016-12-31 | 860683059 |
| 2015 : THE 401(K) SAVINGS PLAN FOR ELIGIBLE HOURLY-RATED EMPLOYEES OF ASARCO LLC 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets to this plan | 2015-12-31 | $917 |
| Total transfer of assets from this plan | 2015-12-31 | $706,158 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $6,051,929 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $12,152,304 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $12,100,085 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $43,579 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $5,840,739 |
| Value of total assets at end of year | 2015-12-31 | $75,640,056 |
| Value of total assets at beginning of year | 2015-12-31 | $82,445,672 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $8,640 |
| Total interest from all sources | 2015-12-31 | $148,711 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $2,434,285 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $2,434,285 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $4,148,843 |
| Participant contributions at end of year | 2015-12-31 | $4,613,069 |
| Participant contributions at beginning of year | 2015-12-31 | $4,677,839 |
| Participant contributions at end of year | 2015-12-31 | $19,761 |
| Participant contributions at beginning of year | 2015-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $49,983 |
| Other income not declared elsewhere | 2015-12-31 | $2,755 |
| Administrative expenses (other) incurred | 2015-12-31 | $8,640 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-6,100,375 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $75,640,056 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $82,445,672 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $70,998,552 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $77,767,833 |
| Interest on participant loans | 2015-12-31 | $148,711 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-2,374,561 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $1,641,913 |
| Employer contributions (assets) at end of year | 2015-12-31 | $8,674 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $12,100,085 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | BEACHFLEISCHMAN PC |
| Accountancy firm EIN | 2015-12-31 | 860683059 |
| 2014 : THE 401(K) SAVINGS PLAN FOR ELIGIBLE HOURLY-RATED EMPLOYEES OF ASARCO LLC 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $9,023 |
| Total transfer of assets from this plan | 2014-12-31 | $775,326 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $12,153,758 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $5,351,168 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $5,340,161 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $2,367 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $6,082,030 |
| Value of total assets at end of year | 2014-12-31 | $82,445,672 |
| Value of total assets at beginning of year | 2014-12-31 | $76,409,385 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $8,640 |
| Total interest from all sources | 2014-12-31 | $147,380 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $2,421,737 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $2,421,737 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $4,353,317 |
| Participant contributions at end of year | 2014-12-31 | $4,677,839 |
| Participant contributions at beginning of year | 2014-12-31 | $4,368,418 |
| Participant contributions at end of year | 2014-12-31 | $0 |
| Participant contributions at beginning of year | 2014-12-31 | $123,570 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $146,215 |
| Other income not declared elsewhere | 2014-12-31 | $-26,863 |
| Administrative expenses (other) incurred | 2014-12-31 | $8,640 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $6,802,590 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $82,445,672 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $76,409,385 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $77,767,833 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $71,870,420 |
| Interest on participant loans | 2014-12-31 | $147,380 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $3,529,474 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $1,582,498 |
| Employer contributions (assets) at end of year | 2014-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $46,977 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $5,340,161 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2014-12-31 | 410746749 |
| 2013 : THE 401(K) SAVINGS PLAN FOR ELIGIBLE HOURLY-RATED EMPLOYEES OF ASARCO LLC 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $86,505 |
| Total transfer of assets from this plan | 2013-12-31 | $861,637 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $18,591,004 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $7,944,923 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $7,921,813 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $15,076 |
| Value of total corrective distributions | 2013-12-31 | $54 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $5,976,315 |
| Value of total assets at end of year | 2013-12-31 | $76,409,385 |
| Value of total assets at beginning of year | 2013-12-31 | $66,538,436 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $7,980 |
| Total interest from all sources | 2013-12-31 | $135,228 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,570,587 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,570,587 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $4,296,335 |
| Participant contributions at end of year | 2013-12-31 | $4,368,418 |
| Participant contributions at beginning of year | 2013-12-31 | $4,246,072 |
| Participant contributions at end of year | 2013-12-31 | $123,570 |
| Participant contributions at beginning of year | 2013-12-31 | $125,368 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $115,577 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $10,184 |
| Other income not declared elsewhere | 2013-12-31 | $-800 |
| Administrative expenses (other) incurred | 2013-12-31 | $7,980 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $10,646,081 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $76,409,385 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $66,538,436 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $71,870,420 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $62,121,394 |
| Interest on participant loans | 2013-12-31 | $135,228 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $10,909,674 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $1,564,403 |
| Employer contributions (assets) at end of year | 2013-12-31 | $46,977 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $45,602 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $7,911,629 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2013-12-31 | 410746749 |
| 2012 : THE 401(K) SAVINGS PLAN FOR ELIGIBLE HOURLY-RATED EMPLOYEES OF ASARCO LLC 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total transfer of assets to this plan | 2012-12-31 | $88,158 |
| Total transfer of assets from this plan | 2012-12-31 | $211,023 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $12,442,706 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $6,092,714 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $6,064,337 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $21,377 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $5,990,941 |
| Value of total assets at end of year | 2012-12-31 | $66,538,436 |
| Value of total assets at beginning of year | 2012-12-31 | $60,311,309 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $7,000 |
| Total interest from all sources | 2012-12-31 | $124,335 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,188,069 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,188,069 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $4,400,423 |
| Participant contributions at end of year | 2012-12-31 | $4,246,072 |
| Participant contributions at beginning of year | 2012-12-31 | $3,579,305 |
| Participant contributions at end of year | 2012-12-31 | $125,368 |
| Participant contributions at beginning of year | 2012-12-31 | $167,389 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $83,428 |
| Administrative expenses (other) incurred | 2012-12-31 | $7,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $6,349,992 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $66,538,436 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $60,311,309 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $62,121,394 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $56,508,136 |
| Interest on participant loans | 2012-12-31 | $124,335 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $5,139,361 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $1,507,090 |
| Employer contributions (assets) at end of year | 2012-12-31 | $45,602 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $56,479 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $6,064,337 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2012-12-31 | 410746749 |
| 2011 : THE 401(K) SAVINGS PLAN FOR ELIGIBLE HOURLY-RATED EMPLOYEES OF ASARCO LLC 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total transfer of assets to this plan | 2011-12-31 | $41,983 |
| Total transfer of assets from this plan | 2011-12-31 | $510,494 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $6,780,859 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $6,519,113 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $6,497,825 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $13,407 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $6,074,194 |
| Value of total assets at end of year | 2011-12-31 | $60,311,309 |
| Value of total assets at beginning of year | 2011-12-31 | $60,518,074 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $7,881 |
| Total interest from all sources | 2011-12-31 | $121,271 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $976,407 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $976,407 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $4,443,319 |
| Participant contributions at end of year | 2011-12-31 | $3,579,305 |
| Participant contributions at beginning of year | 2011-12-31 | $3,483,931 |
| Participant contributions at end of year | 2011-12-31 | $167,389 |
| Participant contributions at beginning of year | 2011-12-31 | $114,387 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $178,192 |
| Administrative expenses (other) incurred | 2011-12-31 | $7,881 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $261,746 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $60,311,309 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $60,518,074 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $56,508,136 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $56,882,460 |
| Interest on participant loans | 2011-12-31 | $121,271 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-391,013 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $1,452,683 |
| Employer contributions (assets) at end of year | 2011-12-31 | $56,479 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $37,296 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $6,497,825 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | CLIFTONLARSONALLEN |
| Accountancy firm EIN | 2011-12-31 | 041074674 |
| 2010 : THE 401(K) SAVINGS PLAN FOR ELIGIBLE HOURLY-RATED EMPLOYEES OF ASARCO LLC 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total transfer of assets to this plan | 2010-12-31 | $18,145 |
| Total transfer of assets from this plan | 2010-12-31 | $170,326 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $10,636,724 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $5,125,327 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $4,979,863 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $138,064 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $5,419,461 |
| Value of total assets at end of year | 2010-12-31 | $60,518,074 |
| Value of total assets at beginning of year | 2010-12-31 | $55,158,858 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $7,400 |
| Total interest from all sources | 2010-12-31 | $151,262 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $905,644 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $905,644 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $3,954,967 |
| Participant contributions at end of year | 2010-12-31 | $3,483,931 |
| Participant contributions at beginning of year | 2010-12-31 | $3,532,664 |
| Participant contributions at end of year | 2010-12-31 | $114,387 |
| Participant contributions at beginning of year | 2010-12-31 | $141,265 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $170,458 |
| Other income not declared elsewhere | 2010-12-31 | $1,313 |
| Administrative expenses (other) incurred | 2010-12-31 | $7,400 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $5,511,397 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $60,518,074 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $55,158,858 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $56,882,460 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $51,439,013 |
| Interest on participant loans | 2010-12-31 | $151,262 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $4,159,044 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $1,294,036 |
| Employer contributions (assets) at end of year | 2010-12-31 | $37,296 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $45,916 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $4,979,863 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | KEEGAN, LINSCOTT & KENON, PC |
| Accountancy firm EIN | 2010-12-31 | 860750225 |
