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ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 401k Plan overview

Plan NameST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S
Plan identification number 002

ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ST. JOSEPHS HOSPITAL HEALTH CENTER has sponsored the creation of one or more 401k plans.

Company Name:ST. JOSEPHS HOSPITAL HEALTH CENTER
Employer identification number (EIN):150532254
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about ST. JOSEPHS HOSPITAL HEALTH CENTER

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1895-06-15
Company Identification Number: 5
Legal Registered Office Address: 28 LIBERTY STREET
Onondaga
NEW YORK
United States of America (USA)
10005

More information about ST. JOSEPHS HOSPITAL HEALTH CENTER

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01MICHAEL BRADLEY
0022016-01-01
0022015-01-01MICHAEL BRADLEY MICHAEL BRADLEY2016-10-17
0022014-01-01MICHAEL BRADLEY MICHAEL BRADLEY2015-10-14
0022013-01-01MICHAEL BRADLEY
0022012-01-01FRANK PANZETTA FRANK PANZETTA2013-10-15
0022011-01-01FRANK PANZETTA FRANK PANZETTA2012-10-12
0022010-01-01FRANKA. PANZETTA FRANK A. PANZETTA2011-10-17
0022009-01-01FRANK A. PANZETTA FRANK A. PANZETTA2010-10-14

Plan Statistics for ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S

401k plan membership statisitcs for ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S

Measure Date Value
2016: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2016 401k membership
Total participants, beginning-of-year2016-01-015,538
Total number of active participants reported on line 7a of the Form 55002016-01-014,563
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-011,146
Total of all active and inactive participants2016-01-015,709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-015,709
Number of participants with account balances2016-01-015,170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0156
2015: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2015 401k membership
Total participants, beginning-of-year2015-01-014,854
Total number of active participants reported on line 7a of the Form 55002015-01-014,513
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-011,014
Total of all active and inactive participants2015-01-015,529
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-019
Total participants2015-01-015,538
Number of participants with account balances2015-01-014,956
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01207
2014: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2014 401k membership
Total participants, beginning-of-year2014-01-015,622
Total number of active participants reported on line 7a of the Form 55002014-01-014,141
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01701
Total of all active and inactive participants2014-01-014,844
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0110
Total participants2014-01-014,854
Number of participants with account balances2014-01-014,589
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01195
2013: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2013 401k membership
Total participants, beginning-of-year2013-01-014,606
Total number of active participants reported on line 7a of the Form 55002013-01-014,824
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-01757
Total of all active and inactive participants2013-01-015,583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0114
Total participants2013-01-015,597
Number of participants with account balances2013-01-015,024
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2012 401k membership
Total participants, beginning-of-year2012-01-014,049
Total number of active participants reported on line 7a of the Form 55002012-01-013,796
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-01692
Total of all active and inactive participants2012-01-014,490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-018
Total participants2012-01-014,498
Number of participants with account balances2012-01-014,371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2011 401k membership
Total participants, beginning-of-year2011-01-013,789
Total number of active participants reported on line 7a of the Form 55002011-01-013,548
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-01450
Total of all active and inactive participants2011-01-014,000
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0110
Total participants2011-01-014,010
Number of participants with account balances2011-01-013,972
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2010 401k membership
Total participants, beginning-of-year2010-01-013,848
Total number of active participants reported on line 7a of the Form 55002010-01-013,412
Number of retired or separated participants receiving benefits2010-01-012
Number of other retired or separated participants entitled to future benefits2010-01-01369
Total of all active and inactive participants2010-01-013,783
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-016
Total participants2010-01-013,789
Number of participants with account balances2010-01-013,693
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2009 401k membership
Total participants, beginning-of-year2009-01-013,604
Total number of active participants reported on line 7a of the Form 55002009-01-013,347
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-01442
Total of all active and inactive participants2009-01-013,790
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-016
Total participants2009-01-013,796
Number of participants with account balances2009-01-013,480
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S

Measure Date Value
2016 : ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$210,458,942
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$37,684,042
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$18,663,729
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$18,598,410
Expenses. Certain deemed distributions of participant loans2016-12-31$22,842
Value of total corrective distributions2016-12-31$152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$22,650,900
Value of total assets at end of year2016-12-31$210,458,942
Value of total assets at beginning of year2016-12-31$191,438,629
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$42,325
Total interest from all sources2016-12-31$2,620,689
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$9,016,648
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$9,016,648
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$13,804,984
Participant contributions at end of year2016-12-31$4,453,796
Participant contributions at beginning of year2016-12-31$3,780,700
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$988,332
Other income not declared elsewhere2016-12-31$23,487
Administrative expenses (other) incurred2016-12-31$42,325
Total non interest bearing cash at end of year2016-12-31$206,005,146
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$19,020,313
Value of net assets at end of year (total assets less liabilities)2016-12-31$210,458,942
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$191,438,629
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$146,400,838
Interest on participant loans2016-12-31$166,356
Interest earned on other investments2016-12-31$2,454,333
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$41,257,091
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,372,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$7,857,584
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$18,598,410
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2016-12-31161226221
2015 : ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$25,020,630
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$12,649,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$12,560,407
Expenses. Certain deemed distributions of participant loans2015-12-31$50,336
Value of total corrective distributions2015-12-31$545
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$22,318,227
Value of total assets at end of year2015-12-31$191,438,629
Value of total assets at beginning of year2015-12-31$179,067,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$38,300
Total interest from all sources2015-12-31$1,354,556
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$12,096,776
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$12,096,776
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$13,292,500
Participant contributions at end of year2015-12-31$3,780,700
Participant contributions at beginning of year2015-12-31$3,146,852
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,350,576
Other income not declared elsewhere2015-12-31$11,833
Administrative expenses (other) incurred2015-12-31$38,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$12,371,042
Value of net assets at end of year (total assets less liabilities)2015-12-31$191,438,629
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$179,067,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$146,400,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$135,130,667
Interest on participant loans2015-12-31$145,596
Interest earned on other investments2015-12-31$1,208,960
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$41,257,091
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$40,790,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-10,760,762
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$7,675,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$12,560,407
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2015-12-31161226221
2014 : ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$823,935
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$30,706,510
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$13,792,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$13,665,408
Expenses. Certain deemed distributions of participant loans2014-12-31$90,055
Value of total corrective distributions2014-12-31$1,925
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$18,851,454
Value of total assets at end of year2014-12-31$179,067,587
Value of total assets at beginning of year2014-12-31$161,329,755
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$35,225
Total interest from all sources2014-12-31$1,334,685
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$10,567,568
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$10,567,568
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$11,844,796
Participant contributions at end of year2014-12-31$3,146,852
Participant contributions at beginning of year2014-12-31$3,020,723
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,238,993
Other income not declared elsewhere2014-12-31$5,491
Administrative expenses (other) incurred2014-12-31$35,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$16,913,897
Value of net assets at end of year (total assets less liabilities)2014-12-31$179,067,587
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$161,329,755
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$135,130,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$117,419,001
Interest on participant loans2014-12-31$128,323
Interest earned on other investments2014-12-31$1,206,362
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$40,790,068
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$40,890,031
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-52,688
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,767,665
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$13,665,408
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2014-12-31161226221
2013 : ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$37,315,541
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$8,716,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$8,685,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$12,163,849
Value of total assets at end of year2013-12-31$161,329,755
Value of total assets at beginning of year2013-12-31$132,730,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$30,900
Total interest from all sources2013-12-31$1,321,994
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$6,096,845
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$6,096,845
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$4,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$9,946,827
Participant contributions at end of year2013-12-31$3,020,723
Participant contributions at beginning of year2013-12-31$2,712,186
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$702,077
Other income not declared elsewhere2013-12-31$26,306
Administrative expenses (other) incurred2013-12-31$30,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$28,599,062
Value of net assets at end of year (total assets less liabilities)2013-12-31$161,329,755
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$132,730,693
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$117,419,001
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$88,694,188
Interest on participant loans2013-12-31$124,274
Interest earned on other investments2013-12-31$1,197,720
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$40,890,031
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$41,324,319
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$17,706,547
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,514,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$8,685,579
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2013-12-31161226221
2012 : ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$22,787,370
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,175,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,145,567
Expenses. Certain deemed distributions of participant loans2012-12-31$8,003
Value of total corrective distributions2012-12-31$1,141
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$10,320,020
Value of total assets at end of year2012-12-31$132,730,693
Value of total assets at beginning of year2012-12-31$115,118,409
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$20,375
Total interest from all sources2012-12-31$1,294,869
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,461,210
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,461,210
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$4,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$8,523,968
Participant contributions at end of year2012-12-31$2,712,186
Participant contributions at beginning of year2012-12-31$2,557,779
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$488,843
Other income not declared elsewhere2012-12-31$7,592
Administrative expenses (other) incurred2012-12-31$20,375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$17,612,284
Value of net assets at end of year (total assets less liabilities)2012-12-31$132,730,693
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$115,118,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$88,694,188
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$73,536,073
Interest on participant loans2012-12-31$112,182
Interest earned on other investments2012-12-31$1,182,687
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$41,324,319
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$39,024,557
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$8,703,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,307,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,145,567
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2012-12-31161226221
2011 : ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$10,809,579
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$7,189,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,155,312
Expenses. Certain deemed distributions of participant loans2011-12-31$14,553
Value of total corrective distributions2011-12-31$542
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$10,224,114
Value of total assets at end of year2011-12-31$115,118,409
Value of total assets at beginning of year2011-12-31$111,498,812
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$19,575
Total interest from all sources2011-12-31$1,373,055
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,942,505
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,942,505
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$4,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$8,057,682
Participant contributions at end of year2011-12-31$2,557,779
Participant contributions at beginning of year2011-12-31$2,630,656
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$866,959
Other income not declared elsewhere2011-12-31$2,278
Administrative expenses (other) incurred2011-12-31$19,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,619,597
Value of net assets at end of year (total assets less liabilities)2011-12-31$115,118,409
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$111,498,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$73,536,073
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$72,502,342
Interest on participant loans2011-12-31$120,725
Interest earned on other investments2011-12-31$1,252,330
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$39,024,557
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$36,365,814
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,732,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,299,473
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,155,312
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2011-12-31161226221
2010 : ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$20,013,509
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$4,624,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,570,904
Expenses. Certain deemed distributions of participant loans2010-12-31$31,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$9,044,093
Value of total assets at end of year2010-12-31$111,498,812
Value of total assets at beginning of year2010-12-31$96,109,718
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$21,875
Total interest from all sources2010-12-31$1,367,211
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$740,118
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$740,118
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$4,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$7,596,742
Participant contributions at end of year2010-12-31$2,630,656
Participant contributions at beginning of year2010-12-31$2,173,031
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$212,985
Other income not declared elsewhere2010-12-31$21,493
Administrative expenses (other) incurred2010-12-31$21,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$15,389,094
Value of net assets at end of year (total assets less liabilities)2010-12-31$111,498,812
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$96,109,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$72,502,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$59,271,813
Interest on participant loans2010-12-31$137,645
Interest earned on other investments2010-12-31$1,229,566
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$36,365,814
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$34,664,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$8,840,594
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,234,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,570,904
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FUST CHARLES CHAMBERS LLP
Accountancy firm EIN2010-12-31161226221

Form 5500 Responses for ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S

2016: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ST. JOSEPH ' S HOSPITAL HEALTH CTR EMPLOYEE ' S 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ402
Policy instance 1
Insurance contract or identification numberPHZ402
Number of Individuals Covered5538
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ402
Policy instance 1
Insurance contract or identification numberPHZ402
Number of Individuals Covered4854
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ402
Policy instance 1
Insurance contract or identification numberPHZ402
Number of Individuals Covered5597
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ402
Policy instance 1
Insurance contract or identification numberPHZ402
Number of Individuals Covered4498
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ402
Policy instance 1
Insurance contract or identification numberPHZ402
Number of Individuals Covered4010
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHZ402
Policy instance 1
Insurance contract or identification numberPHZ402
Number of Individuals Covered3789
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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