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H. R. KELLER & CO., INC. 401(K) PLAN 401k Plan overview

Plan NameH. R. KELLER & CO., INC. 401(K) PLAN
Plan identification number 001

H. R. KELLER & CO., INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

H. R. KELLER & CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:H. R. KELLER & CO., INC.
Employer identification number (EIN):160909784
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan H. R. KELLER & CO., INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-10-01
0012016-10-01ERIC KELLER
0012015-10-01ERIC KELLER
0012014-10-01ERIC KELLER ERIC KELLER2016-03-16
0012013-10-01ERIC KELLER
0012012-10-01ERIC KELLER ERIC KELLER2014-04-16
0012011-10-01ERIC KELLER ERIC KELLER2013-04-08
0012010-10-01ERIC KELLER
0012009-10-01ERIC KELLER

Financial Data on H. R. KELLER & CO., INC. 401(K) PLAN

Measure Date Value
2017 : H. R. KELLER & CO., INC. 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-09-30$0
Total plan liabilities at end of year2017-09-30$0
Total plan liabilities at beginning of year2017-09-30$0
Total income from all sources2017-09-30$515,964
Expenses. Total of all expenses incurred2017-09-30$161,658
Benefits paid (including direct rollovers)2017-09-30$161,483
Total plan assets at end of year2017-09-30$3,798,272
Total plan assets at beginning of year2017-09-30$3,443,966
Value of fidelity bond covering the plan2017-09-30$400,000
Total contributions received or receivable from participants2017-09-30$84,657
Expenses. Other expenses not covered elsewhere2017-09-30$0
Contributions received from other sources (not participants or employers)2017-09-30$0
Other income received2017-09-30$431,307
Noncash contributions received2017-09-30$0
Net income (gross income less expenses)2017-09-30$354,306
Net plan assets at end of year (total assets less liabilities)2017-09-30$3,798,272
Net plan assets at beginning of year (total assets less liabilities)2017-09-30$3,443,966
Assets. Value of participant loans2017-09-30$24,269
Total contributions received or receivable from employer(s)2017-09-30$0
Value of certain deemed distributions of participant loans2017-09-30$0
Value of corrective distributions2017-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-09-30$175
2016 : H. R. KELLER & CO., INC. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-09-30$0
Total plan liabilities at end of year2016-09-30$0
Total plan liabilities at beginning of year2016-09-30$0
Total income from all sources2016-09-30$356,458
Expenses. Total of all expenses incurred2016-09-30$21,355
Benefits paid (including direct rollovers)2016-09-30$19,875
Total plan assets at end of year2016-09-30$3,443,966
Total plan assets at beginning of year2016-09-30$3,108,863
Value of fidelity bond covering the plan2016-09-30$400,000
Total contributions received or receivable from participants2016-09-30$78,730
Expenses. Other expenses not covered elsewhere2016-09-30$0
Contributions received from other sources (not participants or employers)2016-09-30$0
Other income received2016-09-30$277,728
Noncash contributions received2016-09-30$0
Net income (gross income less expenses)2016-09-30$335,103
Net plan assets at end of year (total assets less liabilities)2016-09-30$3,443,966
Net plan assets at beginning of year (total assets less liabilities)2016-09-30$3,108,863
Assets. Value of participant loans2016-09-30$19,721
Total contributions received or receivable from employer(s)2016-09-30$0
Value of certain deemed distributions of participant loans2016-09-30$0
Value of corrective distributions2016-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-09-30$1,480
2015 : H. R. KELLER & CO., INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-09-30$0
Total plan liabilities at end of year2015-09-30$0
Total plan liabilities at beginning of year2015-09-30$0
Total income from all sources2015-09-30$69,872
Expenses. Total of all expenses incurred2015-09-30$90,500
Benefits paid (including direct rollovers)2015-09-30$90,500
Total plan assets at end of year2015-09-30$3,108,863
Total plan assets at beginning of year2015-09-30$3,129,491
Value of fidelity bond covering the plan2015-09-30$400,000
Total contributions received or receivable from participants2015-09-30$77,240
Expenses. Other expenses not covered elsewhere2015-09-30$0
Contributions received from other sources (not participants or employers)2015-09-30$32,193
Other income received2015-09-30$-39,561
Noncash contributions received2015-09-30$0
Net income (gross income less expenses)2015-09-30$-20,628
Net plan assets at end of year (total assets less liabilities)2015-09-30$3,108,863
Net plan assets at beginning of year (total assets less liabilities)2015-09-30$3,129,491
Assets. Value of participant loans2015-09-30$10,300
Total contributions received or receivable from employer(s)2015-09-30$0
Value of certain deemed distributions of participant loans2015-09-30$0
Value of corrective distributions2015-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-09-30$0
2014 : H. R. KELLER & CO., INC. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-09-30$0
Total plan liabilities at end of year2014-09-30$0
Total income from all sources2014-09-30$443,687
Expenses. Total of all expenses incurred2014-09-30$736,439
Benefits paid (including direct rollovers)2014-09-30$736,414
Total plan assets at end of year2014-09-30$3,129,491
Total plan assets at beginning of year2014-09-30$3,422,243
Value of fidelity bond covering the plan2014-09-30$400,000
Total contributions received or receivable from participants2014-09-30$84,798
Expenses. Other expenses not covered elsewhere2014-09-30$0
Contributions received from other sources (not participants or employers)2014-09-30$0
Other income received2014-09-30$271,059
Noncash contributions received2014-09-30$0
Net income (gross income less expenses)2014-09-30$-292,752
Net plan assets at end of year (total assets less liabilities)2014-09-30$3,129,491
Net plan assets at beginning of year (total assets less liabilities)2014-09-30$3,422,243
Assets. Value of participant loans2014-09-30$17,091
Total contributions received or receivable from employer(s)2014-09-30$87,830
Value of certain deemed distributions of participant loans2014-09-30$0
Value of corrective distributions2014-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-09-30$25
2013 : H. R. KELLER & CO., INC. 401(K) PLAN 2013 401k financial data
Total income from all sources2013-09-30$604,321
Expenses. Total of all expenses incurred2013-09-30$621,926
Benefits paid (including direct rollovers)2013-09-30$621,726
Total plan assets at end of year2013-09-30$3,422,243
Total plan assets at beginning of year2013-09-30$3,439,848
Value of fidelity bond covering the plan2013-09-30$400,000
Total contributions received or receivable from participants2013-09-30$91,637
Other income received2013-09-30$437,684
Net income (gross income less expenses)2013-09-30$-17,605
Net plan assets at end of year (total assets less liabilities)2013-09-30$3,422,243
Net plan assets at beginning of year (total assets less liabilities)2013-09-30$3,439,848
Assets. Value of participant loans2013-09-30$30,138
Total contributions received or receivable from employer(s)2013-09-30$75,000
Expenses. Administrative service providers (salaries,fees and commissions)2013-09-30$200
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
2012 : H. R. KELLER & CO., INC. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-09-30$635,451
Expenses. Total of all expenses incurred2012-09-30$200,659
Benefits paid (including direct rollovers)2012-09-30$198,585
Total plan assets at end of year2012-09-30$3,439,848
Total plan assets at beginning of year2012-09-30$3,005,056
Value of fidelity bond covering the plan2012-09-30$400,000
Total contributions received or receivable from participants2012-09-30$103,123
Other income received2012-09-30$532,328
Net income (gross income less expenses)2012-09-30$434,792
Net plan assets at end of year (total assets less liabilities)2012-09-30$3,439,848
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$3,005,056
Assets. Value of participant loans2012-09-30$40,158
Expenses. Administrative service providers (salaries,fees and commissions)2012-09-30$2,074
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
2011 : H. R. KELLER & CO., INC. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-09-30$185,855
Expenses. Total of all expenses incurred2011-09-30$216,967
Benefits paid (including direct rollovers)2011-09-30$216,737
Total plan assets at end of year2011-09-30$3,005,056
Total plan assets at beginning of year2011-09-30$3,036,168
Value of fidelity bond covering the plan2011-09-30$400,000
Total contributions received or receivable from participants2011-09-30$94,307
Other income received2011-09-30$91,548
Net income (gross income less expenses)2011-09-30$-31,112
Net plan assets at end of year (total assets less liabilities)2011-09-30$3,005,056
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$3,036,168
Assets. Value of participant loans2011-09-30$41,623
Expenses. Administrative service providers (salaries,fees and commissions)2011-09-30$230
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
2010 : H. R. KELLER & CO., INC. 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for H. R. KELLER & CO., INC. 401(K) PLAN

2017: H. R. KELLER & CO., INC. 401(K) PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingYes
2017-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: H. R. KELLER & CO., INC. 401(K) PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: H. R. KELLER & CO., INC. 401(K) PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: H. R. KELLER & CO., INC. 401(K) PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: H. R. KELLER & CO., INC. 401(K) PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: H. R. KELLER & CO., INC. 401(K) PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: H. R. KELLER & CO., INC. 401(K) PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2010: H. R. KELLER & CO., INC. 401(K) PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: H. R. KELLER & CO., INC. 401(K) PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes

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