401k Plan data: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN plan

OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 401k Plan overview

Plan Name	OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN
Plan identification number	001

OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Life insurance

401k Sponsoring company profile

OVERHEAD DOOR OF UTICA, INC. has sponsored the creation of one or more 401k plans.

Company Name: OVERHEAD DOOR OF UTICA, INC.

Employer identification number (EIN): 161103362

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-08-01 W. MARK MILLER 2019-05-05
001 2016-08-01
001 2015-08-01
001 2014-08-01
001 2013-08-01
001 2012-08-01 CFOSHAY
001 2010-08-01 CFOSHAY
001 2009-08-01 CFOSHAY
001 2009-08-01 CFOSHAY
001 2009-08-01 CFOSHAY
001 2009-08-01 CFOSHAY
001 2009-08-01 CFOSHAY

Plan Statistics for OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN

401k plan membership statisitcs for OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN

Measure Date Value
2017: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-08-01 3
Total number of active participants reported on line 7a of the Form 5500 2017-08-01 1
Number of retired or separated participants receiving benefits 2017-08-01 0
Number of other retired or separated participants entitled to future benefits 2017-08-01 1
Total of all active and inactive participants 2017-08-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-08-01 0
Total participants 2017-08-01 2
Number of participants with account balances 2017-08-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-08-01 0
2016: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-08-01 4
Total number of active participants reported on line 7a of the Form 5500 2016-08-01 3
Number of retired or separated participants receiving benefits 2016-08-01 0
Number of other retired or separated participants entitled to future benefits 2016-08-01 2
Total of all active and inactive participants 2016-08-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-08-01 0
Total participants 2016-08-01 5
Number of participants with account balances 2016-08-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-08-01 0
2015: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-08-01 3
Total number of active participants reported on line 7a of the Form 5500 2015-08-01 4
Number of retired or separated participants receiving benefits 2015-08-01 0
Number of other retired or separated participants entitled to future benefits 2015-08-01 0
Total of all active and inactive participants 2015-08-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-08-01 0
Total participants 2015-08-01 4
Number of participants with account balances 2015-08-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-08-01 0
2014: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-08-01 5
Total number of active participants reported on line 7a of the Form 5500 2014-08-01 3
Number of retired or separated participants receiving benefits 2014-08-01 2
Number of other retired or separated participants entitled to future benefits 2014-08-01 0
Total of all active and inactive participants 2014-08-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-08-01 0
Total participants 2014-08-01 5
Number of participants with account balances 2014-08-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-08-01 0
2013: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-08-01 4
Total number of active participants reported on line 7a of the Form 5500 2013-08-01 3
Number of retired or separated participants receiving benefits 2013-08-01 0
Number of other retired or separated participants entitled to future benefits 2013-08-01 0
Total of all active and inactive participants 2013-08-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-08-01 0
Total participants 2013-08-01 3
Number of participants with account balances 2013-08-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-08-01 0
2012: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-08-01 4
Total number of active participants reported on line 7a of the Form 5500 2012-08-01 3
Number of retired or separated participants receiving benefits 2012-08-01 0
Number of other retired or separated participants entitled to future benefits 2012-08-01 1
Total of all active and inactive participants 2012-08-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-08-01 0
Total participants 2012-08-01 4
Number of participants with account balances 2012-08-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-08-01 0
2010: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year 2010-08-01 4
Total number of active participants reported on line 7a of the Form 5500 2010-08-01 3
Number of retired or separated participants receiving benefits 2010-08-01 0
Number of other retired or separated participants entitled to future benefits 2010-08-01 1
Total of all active and inactive participants 2010-08-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-08-01 0
Total participants 2010-08-01 4
Number of participants with account balances 2010-08-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-08-01 0
2009: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-08-01 5
Total number of active participants reported on line 7a of the Form 5500 2009-08-01 4
Number of retired or separated participants receiving benefits 2009-08-01 0
Number of other retired or separated participants entitled to future benefits 2009-08-01 1
Total of all active and inactive participants 2009-08-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-08-01 0
Total participants 2009-08-01 5
Number of participants with account balances 2009-08-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-08-01 0

Measure	Date	Value
2017: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-08-01	3
Total number of active participants reported on line 7a of the Form 5500	2017-08-01	1
Number of retired or separated participants receiving benefits	2017-08-01	0
Number of other retired or separated participants entitled to future benefits	2017-08-01	1
Total of all active and inactive participants	2017-08-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-08-01	0
Total participants	2017-08-01	2
Number of participants with account balances	2017-08-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-08-01	0
2016: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-08-01	4
Total number of active participants reported on line 7a of the Form 5500	2016-08-01	3
Number of retired or separated participants receiving benefits	2016-08-01	0
Number of other retired or separated participants entitled to future benefits	2016-08-01	2
Total of all active and inactive participants	2016-08-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-08-01	0
Total participants	2016-08-01	5
Number of participants with account balances	2016-08-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-08-01	0
2015: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-08-01	3
Total number of active participants reported on line 7a of the Form 5500	2015-08-01	4
Number of retired or separated participants receiving benefits	2015-08-01	0
Number of other retired or separated participants entitled to future benefits	2015-08-01	0
Total of all active and inactive participants	2015-08-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-08-01	0
Total participants	2015-08-01	4
Number of participants with account balances	2015-08-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-08-01	0
2014: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-08-01	5
Total number of active participants reported on line 7a of the Form 5500	2014-08-01	3
Number of retired or separated participants receiving benefits	2014-08-01	2
Number of other retired or separated participants entitled to future benefits	2014-08-01	0
Total of all active and inactive participants	2014-08-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-08-01	0
Total participants	2014-08-01	5
Number of participants with account balances	2014-08-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-08-01	0
2013: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-08-01	4
Total number of active participants reported on line 7a of the Form 5500	2013-08-01	3
Number of retired or separated participants receiving benefits	2013-08-01	0
Number of other retired or separated participants entitled to future benefits	2013-08-01	0
Total of all active and inactive participants	2013-08-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-08-01	0
Total participants	2013-08-01	3
Number of participants with account balances	2013-08-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-08-01	0
2012: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-08-01	4
Total number of active participants reported on line 7a of the Form 5500	2012-08-01	3
Number of retired or separated participants receiving benefits	2012-08-01	0
Number of other retired or separated participants entitled to future benefits	2012-08-01	1
Total of all active and inactive participants	2012-08-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-08-01	0
Total participants	2012-08-01	4
Number of participants with account balances	2012-08-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-08-01	0
2010: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-08-01	4
Total number of active participants reported on line 7a of the Form 5500	2010-08-01	3
Number of retired or separated participants receiving benefits	2010-08-01	0
Number of other retired or separated participants entitled to future benefits	2010-08-01	1
Total of all active and inactive participants	2010-08-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-08-01	0
Total participants	2010-08-01	4
Number of participants with account balances	2010-08-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-08-01	0
2009: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-08-01	5
Total number of active participants reported on line 7a of the Form 5500	2009-08-01	4
Number of retired or separated participants receiving benefits	2009-08-01	0
Number of other retired or separated participants entitled to future benefits	2009-08-01	1
Total of all active and inactive participants	2009-08-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-08-01	0
Total participants	2009-08-01	5
Number of participants with account balances	2009-08-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-08-01	0

Financial Data on OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN

Measure	Date	Value
2017 : OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2017 401k financial data
Transfers to/from the plan	2017-07-31	$0
Total plan liabilities at end of year	2017-07-31	$0
Total plan liabilities at beginning of year	2017-07-31	$0
Total income from all sources	2017-07-31	$4,444
Expenses. Total of all expenses incurred	2017-07-31	$658
Benefits paid (including direct rollovers)	2017-07-31	$0
Total plan assets at end of year	2017-07-31	$84,065
Total plan assets at beginning of year	2017-07-31	$80,279
Value of fidelity bond covering the plan	2017-07-31	$20,000
Total contributions received or receivable from participants	2017-07-31	$1,118
Expenses. Other expenses not covered elsewhere	2017-07-31	$338
Contributions received from other sources (not participants or employers)	2017-07-31	$0
Other income received	2017-07-31	$2,229
Noncash contributions received	2017-07-31	$0
Net income (gross income less expenses)	2017-07-31	$3,786
Net plan assets at end of year (total assets less liabilities)	2017-07-31	$84,065
Net plan assets at beginning of year (total assets less liabilities)	2017-07-31	$80,279
Assets. Value of participant loans	2017-07-31	$30,351
Total contributions received or receivable from employer(s)	2017-07-31	$1,097
Value of certain deemed distributions of participant loans	2017-07-31	$0
Value of corrective distributions	2017-07-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-07-31	$320
2016 : OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2016 401k financial data
Transfers to/from the plan	2016-07-31	$0
Total plan liabilities at end of year	2016-07-31	$0
Total plan liabilities at beginning of year	2016-07-31	$0
Total income from all sources	2016-07-31	$1,538
Expenses. Total of all expenses incurred	2016-07-31	$34,374
Benefits paid (including direct rollovers)	2016-07-31	$33,761
Total plan assets at end of year	2016-07-31	$80,279
Total plan assets at beginning of year	2016-07-31	$113,115
Value of fidelity bond covering the plan	2016-07-31	$20,000
Assets. Value of tangible personal property	2016-07-31	$0
Total contributions received or receivable from participants	2016-07-31	$1,394
Assets. Value of loans (other than to participants)	2016-07-31	$0
Expenses. Other expenses not covered elsewhere	2016-07-31	$338
Contributions received from other sources (not participants or employers)	2016-07-31	$0
Other income received	2016-07-31	$-1,088
Noncash contributions received	2016-07-31	$0
Net income (gross income less expenses)	2016-07-31	$-32,836
Net plan assets at end of year (total assets less liabilities)	2016-07-31	$80,279
Net plan assets at beginning of year (total assets less liabilities)	2016-07-31	$113,115
Assets. Value of participant loans	2016-07-31	$17,540
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2016-07-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2016-07-31	$0
Assets. Value of assets in partnership/joint-venture interests	2016-07-31	$0
Assets. Value of real-estate (other than employer real property)	2016-07-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2016-07-31	$0
Assets. Value of employer securities	2016-07-31	$0
Assets. Value of employer real property	2016-07-31	$0
Total contributions received or receivable from employer(s)	2016-07-31	$1,232
Value of certain deemed distributions of participant loans	2016-07-31	$0
Value of corrective distributions	2016-07-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-07-31	$275
2015 : OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2015 401k financial data
Transfers to/from the plan	2015-07-31	$0
Total plan liabilities at end of year	2015-07-31	$0
Total plan liabilities at beginning of year	2015-07-31	$0
Total income from all sources	2015-07-31	$8,421
Expenses. Total of all expenses incurred	2015-07-31	$808
Benefits paid (including direct rollovers)	2015-07-31	$0
Total plan assets at end of year	2015-07-31	$113,115
Total plan assets at beginning of year	2015-07-31	$105,502
Value of fidelity bond covering the plan	2015-07-31	$20,000
Assets. Value of tangible personal property	2015-07-31	$0
Total contributions received or receivable from participants	2015-07-31	$2,956
Assets. Value of loans (other than to participants)	2015-07-31	$0
Expenses. Other expenses not covered elsewhere	2015-07-31	$338
Contributions received from other sources (not participants or employers)	2015-07-31	$0
Other income received	2015-07-31	$2,872
Noncash contributions received	2015-07-31	$0
Net income (gross income less expenses)	2015-07-31	$7,613
Net plan assets at end of year (total assets less liabilities)	2015-07-31	$113,115
Net plan assets at beginning of year (total assets less liabilities)	2015-07-31	$105,502
Assets. Value of participant loans	2015-07-31	$42,187
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2015-07-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2015-07-31	$0
Assets. Value of assets in partnership/joint-venture interests	2015-07-31	$0
Assets. Value of real-estate (other than employer real property)	2015-07-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2015-07-31	$0
Assets. Value of employer securities	2015-07-31	$0
Assets. Value of employer real property	2015-07-31	$0
Total contributions received or receivable from employer(s)	2015-07-31	$2,593
Value of certain deemed distributions of participant loans	2015-07-31	$0
Value of corrective distributions	2015-07-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-07-31	$470
2014 : OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2014 401k financial data
Transfers to/from the plan	2014-07-31	$0
Total plan liabilities at end of year	2014-07-31	$0
Total plan liabilities at beginning of year	2014-07-31	$0
Total income from all sources	2014-07-31	$13,158
Expenses. Total of all expenses incurred	2014-07-31	$17,259
Benefits paid (including direct rollovers)	2014-07-31	$16,636
Total plan assets at end of year	2014-07-31	$105,502
Total plan assets at beginning of year	2014-07-31	$109,603
Value of fidelity bond covering the plan	2014-07-31	$10,000
Assets. Value of tangible personal property	2014-07-31	$0
Total contributions received or receivable from participants	2014-07-31	$3,742
Assets. Value of loans (other than to participants)	2014-07-31	$0
Expenses. Other expenses not covered elsewhere	2014-07-31	$338
Contributions received from other sources (not participants or employers)	2014-07-31	$0
Other income received	2014-07-31	$6,180
Noncash contributions received	2014-07-31	$0
Net income (gross income less expenses)	2014-07-31	$-4,101
Net plan assets at end of year (total assets less liabilities)	2014-07-31	$105,502
Net plan assets at beginning of year (total assets less liabilities)	2014-07-31	$109,603
Assets. Value of participant loans	2014-07-31	$0
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2014-07-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2014-07-31	$0
Assets. Value of assets in partnership/joint-venture interests	2014-07-31	$0
Assets. Value of real-estate (other than employer real property)	2014-07-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2014-07-31	$0
Assets. Value of employer securities	2014-07-31	$0
Assets. Value of employer real property	2014-07-31	$0
Total contributions received or receivable from employer(s)	2014-07-31	$3,236
Value of certain deemed distributions of participant loans	2014-07-31	$0
Value of corrective distributions	2014-07-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-07-31	$285
2013 : OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2013 401k financial data
Transfers to/from the plan	2013-07-31	$0
Total plan liabilities at end of year	2013-07-31	$0
Total plan liabilities at beginning of year	2013-07-31	$0
Total income from all sources	2013-07-31	$14,973
Expenses. Total of all expenses incurred	2013-07-31	$455
Benefits paid (including direct rollovers)	2013-07-31	$0
Total plan assets at end of year	2013-07-31	$109,603
Total plan assets at beginning of year	2013-07-31	$95,085
Value of fidelity bond covering the plan	2013-07-31	$10,000
Assets. Value of tangible personal property	2013-07-31	$0
Total contributions received or receivable from participants	2013-07-31	$4,423
Assets. Value of loans (other than to participants)	2013-07-31	$0
Expenses. Other expenses not covered elsewhere	2013-07-31	$0
Contributions received from other sources (not participants or employers)	2013-07-31	$0
Other income received	2013-07-31	$6,556
Noncash contributions received	2013-07-31	$0
Net income (gross income less expenses)	2013-07-31	$14,518
Net plan assets at end of year (total assets less liabilities)	2013-07-31	$109,603
Net plan assets at beginning of year (total assets less liabilities)	2013-07-31	$95,085
Assets. Value of participant loans	2013-07-31	$36,026
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2013-07-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2013-07-31	$0
Assets. Value of assets in partnership/joint-venture interests	2013-07-31	$0
Assets. Value of real-estate (other than employer real property)	2013-07-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2013-07-31	$0
Assets. Value of employer securities	2013-07-31	$0
Assets. Value of employer real property	2013-07-31	$0
Total contributions received or receivable from employer(s)	2013-07-31	$3,994
Value of certain deemed distributions of participant loans	2013-07-31	$0
Value of corrective distributions	2013-07-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-07-31	$455
2011 : OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2011 401k financial data
Transfers to/from the plan	2011-07-31	$0
Total plan liabilities at end of year	2011-07-31	$0
Total plan liabilities at beginning of year	2011-07-31	$0
Total income from all sources	2011-07-31	$10,812
Expenses. Total of all expenses incurred	2011-07-31	$505
Benefits paid (including direct rollovers)	2011-07-31	$0
Total plan assets at end of year	2011-07-31	$95,085
Total plan assets at beginning of year	2011-07-31	$84,778
Value of fidelity bond covering the plan	2011-07-31	$10,000
Assets. Value of tangible personal property	2011-07-31	$0
Total contributions received or receivable from participants	2011-07-31	$4,503
Assets. Value of loans (other than to participants)	2011-07-31	$0
Expenses. Other expenses not covered elsewhere	2011-07-31	$0
Contributions received from other sources (not participants or employers)	2011-07-31	$0
Other income received	2011-07-31	$2,212
Noncash contributions received	2011-07-31	$0
Net income (gross income less expenses)	2011-07-31	$10,307
Net plan assets at end of year (total assets less liabilities)	2011-07-31	$95,085
Net plan assets at beginning of year (total assets less liabilities)	2011-07-31	$84,778
Assets. Value of participant loans	2011-07-31	$27,774
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year	2011-07-31	$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year	2011-07-31	$0
Assets. Value of assets in partnership/joint-venture interests	2011-07-31	$0
Assets. Value of real-estate (other than employer real property)	2011-07-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2011-07-31	$0
Assets. Value of employer securities	2011-07-31	$0
Assets. Value of employer real property	2011-07-31	$0
Total contributions received or receivable from employer(s)	2011-07-31	$4,097
Value of certain deemed distributions of participant loans	2011-07-31	$0
Value of corrective distributions	2011-07-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-07-31	$505

Form 5500 Responses for OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN

2017: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2017 form 5500 responses
2017-08-01	Type of plan entity	Single employer plan
2017-08-01	Submission has been amended	No
2017-08-01	This submission is the final filing	No
2017-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-08-01	Plan is a collectively bargained plan	No
2017-08-01	Plan funding arrangement – Insurance	Yes
2017-08-01	Plan funding arrangement – Trust	Yes
2017-08-01	Plan benefit arrangement – Insurance	Yes
2017-08-01	Plan benefit arrangement - Trust	Yes
2016: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2016 form 5500 responses
2016-08-01	Type of plan entity	Single employer plan
2016-08-01	Submission has been amended	No
2016-08-01	This submission is the final filing	No
2016-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-08-01	Plan is a collectively bargained plan	No
2016-08-01	Plan funding arrangement – Insurance	Yes
2016-08-01	Plan funding arrangement – Trust	Yes
2016-08-01	Plan benefit arrangement – Insurance	Yes
2016-08-01	Plan benefit arrangement - Trust	Yes
2015: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2015 form 5500 responses
2015-08-01	Type of plan entity	Single employer plan
2015-08-01	Submission has been amended	No
2015-08-01	This submission is the final filing	No
2015-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-08-01	Plan is a collectively bargained plan	No
2015-08-01	Plan funding arrangement – Insurance	Yes
2015-08-01	Plan funding arrangement – Trust	Yes
2015-08-01	Plan benefit arrangement – Insurance	Yes
2015-08-01	Plan benefit arrangement - Trust	Yes
2014: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2014 form 5500 responses
2014-08-01	Type of plan entity	Single employer plan
2014-08-01	Submission has been amended	No
2014-08-01	This submission is the final filing	No
2014-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-08-01	Plan is a collectively bargained plan	No
2014-08-01	Plan funding arrangement – Insurance	Yes
2014-08-01	Plan funding arrangement – Trust	Yes
2014-08-01	Plan benefit arrangement – Insurance	Yes
2014-08-01	Plan benefit arrangement - Trust	Yes
2013: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2013 form 5500 responses
2013-08-01	Type of plan entity	Single employer plan
2013-08-01	Submission has been amended	No
2013-08-01	This submission is the final filing	No
2013-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-08-01	Plan is a collectively bargained plan	No
2013-08-01	Plan funding arrangement – Insurance	Yes
2013-08-01	Plan funding arrangement – Trust	Yes
2013-08-01	Plan benefit arrangement – Insurance	Yes
2013-08-01	Plan benefit arrangement - Trust	Yes
2012: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2012 form 5500 responses
2012-08-01	Type of plan entity	Single employer plan
2012-08-01	Submission has been amended	No
2012-08-01	This submission is the final filing	No
2012-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-08-01	Plan is a collectively bargained plan	No
2012-08-01	Plan funding arrangement – Insurance	Yes
2012-08-01	Plan funding arrangement – Trust	Yes
2012-08-01	Plan benefit arrangement – Insurance	Yes
2012-08-01	Plan benefit arrangement - Trust	Yes
2010: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2010 form 5500 responses
2010-08-01	Type of plan entity	Single employer plan
2010-08-01	Submission has been amended	No
2010-08-01	This submission is the final filing	No
2010-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-08-01	Plan is a collectively bargained plan	No
2010-08-01	Plan funding arrangement – Insurance	Yes
2010-08-01	Plan funding arrangement – Trust	Yes
2010-08-01	Plan benefit arrangement – Insurance	Yes
2010-08-01	Plan benefit arrangement - Trust	Yes
2009: OVERHEAD DOOR CO. OF UTICA, INC. 401K PLAN 2009 form 5500 responses
2009-08-01	Type of plan entity	Single employer plan
2009-08-01	Submission has been amended	No
2009-08-01	This submission is the final filing	No
2009-08-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-08-01	Plan is a collectively bargained plan	No
2009-08-01	Plan funding arrangement – Insurance	Yes
2009-08-01	Plan funding arrangement – Trust	Yes
2009-08-01	Plan benefit arrangement – Insurance	Yes
2009-08-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

INDIV POLICY

Policy instance

Insurance contract or identification number	INDIV POLICY
Number of Individuals Covered	1
Total amount of commissions paid to insurance broker	USD $4
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	1
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

INDIV POLICY

Policy instance

Insurance contract or identification number	INDIV POLICY
Number of Individuals Covered	1
Total amount of commissions paid to insurance broker	USD $4
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	PATRICIA CHAVARRIA

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

INDIV POLICY

Policy instance

Insurance contract or identification number	INDIV POLICY
Number of Individuals Covered	1
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	PATRICIA CHAVARRIA

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

INDIV POLICY

Policy instance

Insurance contract or identification number	INDIV POLICY
Number of Individuals Covered	1
Total amount of commissions paid to insurance broker	USD $3
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	PATRICIA CHAVARRIA

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

INDIV POLICY

Policy instance

Insurance contract or identification number	INDIV POLICY
Number of Individuals Covered	1
Total amount of commissions paid to insurance broker	USD $4
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	NEW ENGLAND FINANCIAL

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

INDIV POLICY

Policy instance

Insurance contract or identification number	INDIV POLICY
Number of Individuals Covered	1
Total amount of commissions paid to insurance broker	USD $3
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
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Company Name:	OVERHEAD DOOR OF UTICA, INC.
Employer identification number (EIN):	161103362
NAIC Classification:	238900

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2017-08-01	W. MARK MILLER	2019-05-05
001	2016-08-01
001	2015-08-01
001	2014-08-01
001	2013-08-01
001	2012-08-01	CFOSHAY
001	2010-08-01	CFOSHAY
001	2009-08-01	CFOSHAY
001	2009-08-01	CFOSHAY
001	2009-08-01	CFOSHAY
001	2009-08-01	CFOSHAY
001	2009-08-01	CFOSHAY