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| Plan Name | THE ARC JEFFERSON-ST. LAWRENCE 403(B) PLAN FOR ST. LAWRENCE COUNTY EMPLOYEES |
| Plan identification number | 005 |
| 401k Plan Type | Defined Contribution Pension |
| Plan Features/Benefits |
|
| Company Name: | THE ARC JEFFERSON - ST. LAWRENCE |
| Employer identification number (EIN): | 161134631 |
| NAIC Classification: | 624100 |
| NAIC Description: | Individual and Family Services |
Additional information about THE ARC JEFFERSON - ST. LAWRENCE
| Jurisdiction of Incorporation: | New York Department of State |
| Incorporation Date: | 1979-10-16 |
| Company Identification Number: | 587668 |
| Legal Registered Office Address: |
GAFFNEY DR Jefferson WATERTOWN United States of America (USA) 13601 |
More information about THE ARC JEFFERSON - ST. LAWRENCE
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 005 | 2020-01-01 |
| Measure | Date | Value |
|---|---|---|
| 2020: THE ARC JEFFERSON-ST. LAWRENCE 403(B) PLAN FOR ST. LAWRENCE COUNTY EMPLOYEES 2020 401k membership | ||
| Total participants, beginning-of-year | 2020-01-01 | 559 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 0 |
| Total of all active and inactive participants | 2020-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 0 |
| Number of participants with account balances | 2020-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| Measure | Date | Value |
|---|---|---|
| 2020 : THE ARC JEFFERSON-ST. LAWRENCE 403(B) PLAN FOR ST. LAWRENCE COUNTY EMPLOYEES 2020 401k financial data | ||
| Total transfer of assets from this plan | 2020-12-11 | $10,135,288 |
| Total income from all sources (including contributions) | 2020-12-11 | $1,912,461 |
| Total of all expenses incurred | 2020-12-11 | $980,219 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-11 | $966,585 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-11 | $741,861 |
| Value of total assets at end of year | 2020-12-11 | $0 |
| Value of total assets at beginning of year | 2020-12-11 | $9,203,046 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-11 | $13,634 |
| Total interest from all sources | 2020-12-11 | $67,836 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-11 | No |
| Administrative expenses professional fees incurred | 2020-12-11 | $11,419 |
| Was this plan covered by a fidelity bond | 2020-12-11 | Yes |
| Value of fidelity bond cover | 2020-12-11 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-11 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-11 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-11 | No |
| Contributions received from participants | 2020-12-11 | $573,595 |
| Participant contributions at end of year | 2020-12-11 | $0 |
| Participant contributions at beginning of year | 2020-12-11 | $555,052 |
| Participant contributions at end of year | 2020-12-11 | $0 |
| Participant contributions at beginning of year | 2020-12-11 | $26,452 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-11 | $690 |
| Other income not declared elsewhere | 2020-12-11 | $82,588 |
| Administrative expenses (other) incurred | 2020-12-11 | $2,215 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-11 | No |
| Value of net income/loss | 2020-12-11 | $932,242 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-11 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-11 | $9,203,046 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-11 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-11 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-11 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-11 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-11 | $6,883,226 |
| Interest on participant loans | 2020-12-11 | $31,594 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-11 | $36,242 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-11 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-11 | $1,738,316 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-11 | $1,020,176 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-11 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-11 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-11 | No |
| Contributions received in cash from employer | 2020-12-11 | $167,576 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-11 | $966,585 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-11 | Yes |
| Did the plan have assets held for investment | 2020-12-11 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-11 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-11 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-12-11 | Disclaimer |
| Accountancy firm name | 2020-12-11 | BONADIO & CO., LLP |
| Accountancy firm EIN | 2020-12-11 | 161131146 |
| 2020: THE ARC JEFFERSON-ST. LAWRENCE 403(B) PLAN FOR ST. LAWRENCE COUNTY EMPLOYEES 2020 form 5500 responses | ||
|---|---|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | Yes |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Insurance | Yes |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 ) | |
| Policy contract number | GAP-D2-CA9L |
| Policy instance | 1 |