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THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameTHE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN
Plan identification number 001

THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE ARC OF SOUTHERN MARYLAND, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE ARC OF SOUTHERN MARYLAND, INC.
Employer identification number (EIN):521062351
NAIC Classification:624100
NAIC Description: Individual and Family Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01ANGEL GERALD2023-04-13
0012020-07-01ANGEL GERALD2022-04-14
0012019-07-01ANGEL GERALD2021-04-12
0012018-07-01ANGEL GERALD2020-07-02
0012018-07-01ANGEL GERALD2020-07-02
0012017-07-01ANGEL GERALD2019-04-14
0012017-07-01ANGEL GERALD2020-01-17
0012017-07-01ANGEL GERALD2019-05-22
0012016-07-01
0012015-07-01
0012014-07-01
0012013-07-01ANGEL WRIGHT
0012012-07-01ANGEL WRIGHT
0012011-07-01KRISTINA MOORE
0012009-07-01DIANE QUILTER, QKA

Plan Statistics for THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN

Measure Date Value
2021: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01354
Total number of active participants reported on line 7a of the Form 55002021-07-01334
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-0123
Total of all active and inactive participants2021-07-01357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01357
Number of participants with account balances2021-07-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-013
2020: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01380
Total number of active participants reported on line 7a of the Form 55002020-07-01357
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-0117
Total of all active and inactive participants2020-07-01374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01374
Number of participants with account balances2020-07-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-013
2019: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01394
Total number of active participants reported on line 7a of the Form 55002019-07-01386
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0115
Total of all active and inactive participants2019-07-01401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01401
Number of participants with account balances2019-07-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-013
2018: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01371
Total number of active participants reported on line 7a of the Form 55002018-07-01388
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-0115
Total of all active and inactive participants2018-07-01403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01403
Number of participants with account balances2018-07-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-010
2017: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01343
Total number of active participants reported on line 7a of the Form 55002017-07-01352
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-0113
Total of all active and inactive participants2017-07-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01365
Number of participants with account balances2017-07-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-011
2016: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01382
Total number of active participants reported on line 7a of the Form 55002016-07-01408
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0115
Total of all active and inactive participants2016-07-01423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01423
Number of participants with account balances2016-07-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01359
Total number of active participants reported on line 7a of the Form 55002015-07-01372
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0110
Total of all active and inactive participants2015-07-01382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01382
Number of participants with account balances2015-07-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-010
2014: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01349
Total number of active participants reported on line 7a of the Form 55002014-07-01349
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0110
Total of all active and inactive participants2014-07-01359
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01359
Number of participants with account balances2014-07-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
2013: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01356
Total number of active participants reported on line 7a of the Form 55002013-07-01338
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-0111
Total of all active and inactive participants2013-07-01349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01349
Number of participants with account balances2013-07-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01384
Total number of active participants reported on line 7a of the Form 55002012-07-01356
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-019
Total of all active and inactive participants2012-07-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01365
Number of participants with account balances2012-07-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01357
Total number of active participants reported on line 7a of the Form 55002011-07-01348
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-0136
Total of all active and inactive participants2011-07-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01384
Number of participants with account balances2011-07-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2009: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01385
Total number of active participants reported on line 7a of the Form 55002009-07-01332
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-0137
Total of all active and inactive participants2009-07-01369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01369
Number of participants with account balances2009-07-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-104,694
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$328,949
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$326,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$399,206
Value of total assets at end of year2022-06-30$3,551,905
Value of total assets at beginning of year2022-06-30$3,985,548
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$2,413
Total interest from all sources2022-06-30$8,340
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$50,702
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$50,702
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$350,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$306,966
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$29,676
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-433,643
Value of net assets at end of year (total assets less liabilities)2022-06-30$3,551,905
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$3,985,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$2,713,235
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$3,239,301
Value of interest in pooled separate accounts at end of year2022-06-30$43,839
Value of interest in pooled separate accounts at beginning of year2022-06-30$53,367
Interest earned on other investments2022-06-30$8,340
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$764,831
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$692,880
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-562,942
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$62,564
Employer contributions (assets) at end of year2022-06-30$30,000
Employer contributions (assets) at beginning of year2022-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$326,536
Contract administrator fees2022-06-30$2,413
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30MULLEN, SONDBERG, WIMBISH & STONE
Accountancy firm EIN2022-06-30521197902
2021 : THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$1,090,384
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$146,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$144,156
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$347,238
Value of total assets at end of year2021-06-30$3,985,548
Value of total assets at beginning of year2021-06-30$3,041,171
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$1,851
Total interest from all sources2021-06-30$9,879
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$26,895
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$26,895
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$350,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$280,509
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$5,234
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$944,377
Value of net assets at end of year (total assets less liabilities)2021-06-30$3,985,548
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$3,041,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$3,239,301
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$2,309,483
Value of interest in pooled separate accounts at end of year2021-06-30$53,367
Value of interest in pooled separate accounts at beginning of year2021-06-30$38,251
Interest earned on other investments2021-06-30$9,879
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$692,880
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$693,437
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$706,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30Yes
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$61,495
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$144,156
Contract administrator fees2021-06-30$1,851
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30MULLEN, SONDBERG, WIMBISH & STONE
Accountancy firm EIN2021-06-30521197902
2020 : THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$366,925
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$201,487
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$199,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$311,787
Value of total assets at end of year2020-06-30$3,041,171
Value of total assets at beginning of year2020-06-30$2,875,733
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$1,735
Total interest from all sources2020-06-30$12,110
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$29,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$29,543
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$350,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$247,017
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$3,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$165,438
Value of net assets at end of year (total assets less liabilities)2020-06-30$3,041,171
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$2,875,733
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$2,309,483
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$2,097,033
Value of interest in pooled separate accounts at end of year2020-06-30$38,251
Value of interest in pooled separate accounts at beginning of year2020-06-30$47,311
Interest earned on other investments2020-06-30$12,110
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$693,437
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$731,389
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$13,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$61,723
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$199,752
Contract administrator fees2020-06-30$1,735
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30MULLEN, SONDBERG, WIMBISH & STONE
Accountancy firm EIN2020-06-30521197902
2019 : THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$450,865
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$202,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$201,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$322,903
Value of total assets at end of year2019-06-30$2,875,733
Value of total assets at beginning of year2019-06-30$2,627,835
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$1,368
Total interest from all sources2019-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$164,414
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$164,414
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$350,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$211,488
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$49,156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$247,898
Value of net assets at end of year (total assets less liabilities)2019-06-30$2,875,733
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$2,627,835
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$2,097,033
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$1,819,967
Value of interest in pooled separate accounts at end of year2019-06-30$47,311
Value of interest in pooled separate accounts at beginning of year2019-06-30$44,276
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$731,389
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$763,592
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$-36,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$62,259
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$201,599
Contract administrator fees2019-06-30$1,368
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30No
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30MULLEN, SONDBERG, WIMBISH & STONE
Accountancy firm EIN2019-06-30521197902
2018 : THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$445,589
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$198,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$196,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$301,950
Value of total assets at end of year2018-06-30$2,627,835
Value of total assets at beginning of year2018-06-30$2,380,653
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$1,750
Total interest from all sources2018-06-30$24
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$98,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$98,105
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$350,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$210,266
Participant contributions at end of year2018-06-30$0
Participant contributions at beginning of year2018-06-30$2,799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$247,182
Value of net assets at end of year (total assets less liabilities)2018-06-30$2,627,835
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$2,380,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$1,819,967
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$1,507,174
Value of interest in pooled separate accounts at end of year2018-06-30$44,276
Value of interest in pooled separate accounts at beginning of year2018-06-30$77,615
Interest on participant loans2018-06-30$24
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$763,592
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$793,065
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$45,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$91,684
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$196,657
Contract administrator fees2018-06-30$1,750
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30No
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30MULLEN, SONDBERG, WIMBISH & STONE
Accountancy firm EIN2018-06-30521197902
2017 : THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$394,462
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$411,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$409,311
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$215,392
Value of total assets at end of year2017-06-30$2,380,653
Value of total assets at beginning of year2017-06-30$2,397,778
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$2,276
Total interest from all sources2017-06-30$742
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$43,493
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$43,493
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$350,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$204,415
Participant contributions at end of year2017-06-30$2,799
Participant contributions at beginning of year2017-06-30$35,385
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$7,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$-17,125
Value of net assets at end of year (total assets less liabilities)2017-06-30$2,380,653
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$2,397,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$1,507,174
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$1,299,816
Value of interest in pooled separate accounts at end of year2017-06-30$77,615
Value of interest in pooled separate accounts at beginning of year2017-06-30$72,946
Interest on participant loans2017-06-30$742
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$793,065
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$964,631
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$134,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$3,467
Employer contributions (assets) at end of year2017-06-30$0
Employer contributions (assets) at beginning of year2017-06-30$25,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$409,311
Contract administrator fees2017-06-30$2,276
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30No
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30MULLEN, SONDBERG, WIMBISH & STONE
Accountancy firm EIN2017-06-30521197902
2016 : THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-06-30$253,842
Total of all expenses incurred2016-06-30$140,472
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$137,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$237,469
Value of total assets at end of year2016-06-30$2,397,778
Value of total assets at beginning of year2016-06-30$2,284,408
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$2,771
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$79,769
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$79,769
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$350,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$163,493
Participant contributions at end of year2016-06-30$35,385
Participant contributions at beginning of year2016-06-30$89,014
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$113,370
Value of net assets at end of year (total assets less liabilities)2016-06-30$2,397,778
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$2,284,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$1,299,816
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$1,207,103
Value of interest in pooled separate accounts at end of year2016-06-30$72,946
Value of interest in pooled separate accounts at beginning of year2016-06-30$72,506
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$964,631
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$890,785
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-63,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$73,976
Employer contributions (assets) at end of year2016-06-30$25,000
Employer contributions (assets) at beginning of year2016-06-30$25,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$137,701
Contract administrator fees2016-06-30$2,771
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30No
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30MULLEN, SONDBERG, WIMBISH & STONE
Accountancy firm EIN2016-06-30521197902
2015 : THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-06-30$241,179
Total of all expenses incurred2015-06-30$106,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$103,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$177,579
Value of total assets at end of year2015-06-30$2,284,408
Value of total assets at beginning of year2015-06-30$2,150,218
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$3,659
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$70,503
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$70,503
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$350,000
If this is an individual account plan, was there a blackout period2015-06-30No
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$127,579
Participant contributions at end of year2015-06-30$89,014
Participant contributions at beginning of year2015-06-30$94,723
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$134,190
Value of net assets at end of year (total assets less liabilities)2015-06-30$2,284,408
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$2,150,218
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$1,279,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$1,152,444
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$890,785
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$903,051
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$-6,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$50,000
Employer contributions (assets) at end of year2015-06-30$25,000
Employer contributions (assets) at beginning of year2015-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$103,330
Contract administrator fees2015-06-30$3,659
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30No
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30MULLEN, SONDBERG, WIMBISH & STONE
Accountancy firm EIN2015-06-30521197902
2014 : THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$406,265
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$848,020
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$838,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$129,969
Value of total assets at end of year2014-06-30$2,150,218
Value of total assets at beginning of year2014-06-30$2,591,973
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$9,582
Total interest from all sources2014-06-30$0
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$57,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$57,230
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$350,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$129,969
Participant contributions at end of year2014-06-30$94,723
Participant contributions at beginning of year2014-06-30$95,325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$-441,755
Value of net assets at end of year (total assets less liabilities)2014-06-30$2,150,218
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$2,591,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$1,152,444
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$1,575,167
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$903,051
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$891,481
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$219,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Employer contributions (assets) at end of year2014-06-30$0
Employer contributions (assets) at beginning of year2014-06-30$30,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$838,438
Contract administrator fees2014-06-30$9,582
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30No
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30MULLEN, SONDBERG, WIMBISH & STONE
Accountancy firm EIN2014-06-30521197902
2013 : THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$385,071
Total of all expenses incurred2013-06-30$48,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$45,986
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$154,072
Value of total assets at end of year2013-06-30$2,591,973
Value of total assets at beginning of year2013-06-30$2,255,830
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$2,942
Total interest from all sources2013-06-30$9,981
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$32,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$32,228
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$350,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$124,072
Participant contributions at end of year2013-06-30$95,325
Participant contributions at beginning of year2013-06-30$86,671
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$336,143
Value of net assets at end of year (total assets less liabilities)2013-06-30$2,591,973
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$2,255,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$1,575,167
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$1,281,072
Interest on participant loans2013-06-30$3,781
Interest earned on other investments2013-06-30$6,200
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$891,481
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$858,087
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$188,790
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$30,000
Employer contributions (assets) at end of year2013-06-30$30,000
Employer contributions (assets) at beginning of year2013-06-30$30,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$45,986
Contract administrator fees2013-06-30$2,942
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30No
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30MULLEN, SONDBERG, WIMBISH & STONE
Accountancy firm EIN2013-06-30521197902
2012 : THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$182,963
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$229,502
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$226,804
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$150,005
Value of total assets at end of year2012-06-30$2,255,830
Value of total assets at beginning of year2012-06-30$2,302,369
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$2,698
Total interest from all sources2012-06-30$30,162
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$14,919
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-06-30$14,919
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$3,000,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$120,005
Participant contributions at end of year2012-06-30$86,671
Participant contributions at beginning of year2012-06-30$111,146
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$-46,539
Value of net assets at end of year (total assets less liabilities)2012-06-30$2,255,830
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$2,302,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$1,281,072
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$1,290,143
Interest on participant loans2012-06-30$4,475
Interest earned on other investments2012-06-30$25,687
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$858,087
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$871,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$-12,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$30,000
Employer contributions (assets) at end of year2012-06-30$30,000
Employer contributions (assets) at beginning of year2012-06-30$30,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$226,804
Contract administrator fees2012-06-30$2,698
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30No
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30MULLEN, SONDBERG, WIMBISH & STONE
Accountancy firm EIN2012-06-30521197902
2011 : THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$433,902
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$50,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$47,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$152,045
Value of total assets at end of year2011-06-30$2,302,369
Value of total assets at beginning of year2011-06-30$1,918,960
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$2,945
Total interest from all sources2011-06-30$30,298
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$13,266
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-06-30$13,266
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$3,000,000
If this is an individual account plan, was there a blackout period2011-06-30No
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$118,770
Participant contributions at end of year2011-06-30$111,146
Participant contributions at beginning of year2011-06-30$107,782
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$3,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$383,409
Value of net assets at end of year (total assets less liabilities)2011-06-30$2,302,369
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$1,918,960
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$1,196,510
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$873,692
Value of interest in pooled separate accounts at end of year2011-06-30$93,633
Value of interest in pooled separate accounts at beginning of year2011-06-30$77,386
Interest on participant loans2011-06-30$4,178
Interest earned on other investments2011-06-30$26,120
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$871,080
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$845,100
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$221,819
Net investment gain/loss from pooled separate accounts2011-06-30$16,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$30,000
Employer contributions (assets) at end of year2011-06-30$30,000
Employer contributions (assets) at beginning of year2011-06-30$15,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$47,548
Contract administrator fees2011-06-30$2,945
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30MULLEN, SONDBERG, WIMBISH & STONE
Accountancy firm EIN2011-06-30521197902
2010 : THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN

2021: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2011-07-01Plan benefit arrangement - TrustYes
2009: THE ARC OF SOUTHERN MARYLAND RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement – InsuranceYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA053876
Policy instance 3
Insurance contract or identification numberFA053876
Number of Individuals Covered2
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR25087
Policy instance 2
Insurance contract or identification numberCR25087
Number of Individuals Covered18
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $222
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $222
Insurance broker organization code?4
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 1
Insurance contract or identification number441463
Number of Individuals Covered357
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $1,629
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,629
Amount paid for insurance broker fees0
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA053876
Policy instance 3
Insurance contract or identification numberFA053876
Number of Individuals Covered2
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR25087
Policy instance 2
Insurance contract or identification numberCR25087
Number of Individuals Covered19
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $245
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $245
Insurance broker organization code?4
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 1
Insurance contract or identification number441463
Number of Individuals Covered374
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $1,655
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,655
Amount paid for insurance broker fees0
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA053876
Policy instance 3
Insurance contract or identification numberFA053876
Number of Individuals Covered2
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR25087
Policy instance 2
Insurance contract or identification numberCR25087
Number of Individuals Covered19
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $230
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $230
Insurance broker organization code?4
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 1
Insurance contract or identification number441463
Number of Individuals Covered401
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $1,661
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,661
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA053876
Policy instance 3
Insurance contract or identification numberFA053876
Number of Individuals Covered2
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 1
Insurance contract or identification number441463
Number of Individuals Covered403
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $1,785
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,785
Insurance broker organization code?3
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR25087
Policy instance 2
Insurance contract or identification numberCR25087
Number of Individuals Covered21
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $246
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $246
Insurance broker organization code?4
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberFA053876
Policy instance 3
Insurance contract or identification numberFA053876
Number of Individuals Covered2
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberCR25087
Policy instance 2
Insurance contract or identification numberCR25087
Number of Individuals Covered22
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $322
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441463
Policy instance 1
Insurance contract or identification number441463
Number of Individuals Covered365
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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