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STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameSTEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN
Plan identification number 001

STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STEVEN A. RUPERT, D.O., LLC has sponsored the creation of one or more 401k plans.

Company Name:STEVEN A. RUPERT, D.O., LLC
Employer identification number (EIN):202904229
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01STEVEN A. RUPERT, D.O.2021-07-27 STEVEN A. RUPERT, D.O.2021-07-27
0012019-01-01STEVEN A. RUPERT, D.O.2020-09-05 STEVEN A. RUPERT, D.O.2020-09-05
0012018-01-01STEVEN A. RUPERT, D.O.2019-07-31 STEVEN A. RUPERT, D.O.2019-07-31
0012017-01-01STEVEN A. RUPERT, D.O. STEVEN A. RUPERT, D.O.2018-07-24
0012016-01-01STEVEN A. RUPERT, D.O. STEVEN A. RUPERT, D.O.2017-07-20
0012015-01-01STEVEN A. RUPERT, D.O. STEVEN A. RUPERT, D.O.2016-07-16
0012014-01-01STEVEN A. RUPERT, D.O. STEVEN A. RUPERT, D.O.2015-07-20
0012013-01-01STEVEN A. RUPERT, D.O. STEVEN A. RUPERT, D.O.2014-09-16
0012012-01-01STEVEN A. RUPERT, D.O. STEVEN A. RUPERT, D.O.2013-07-25
0012011-01-01STEVEN A. RUPERT, D.O. STEVEN A. RUPERT, D.O.2012-07-26
0012010-01-01STEVEN A. RUPERT, D.O. STEVEN A. RUPERT, D.O.2011-07-28
0012009-01-01STEVEN A. RUPERT, D.O. STEVEN A. RUPERT, D.O.2010-07-29

Plan Statistics for STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN

401k plan membership statisitcs for STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN

Measure Date Value
2017: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0131
Total number of active participants reported on line 7a of the Form 55002017-01-0121
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-019
Total of all active and inactive participants2017-01-0130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0130
Number of participants with account balances2017-01-0130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0126
Total number of active participants reported on line 7a of the Form 55002016-01-0120
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-019
Total of all active and inactive participants2016-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-019
Total participants2016-01-0138
Number of participants with account balances2016-01-0130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0125
Total number of active participants reported on line 7a of the Form 55002015-01-0117
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-019
Total of all active and inactive participants2015-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0126
Number of participants with account balances2015-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0123
Total number of active participants reported on line 7a of the Form 55002014-01-0115
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0110
Total of all active and inactive participants2014-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0125
Number of participants with account balances2014-01-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0123
Total number of active participants reported on line 7a of the Form 55002013-01-0114
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-019
Total of all active and inactive participants2013-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0123
Number of participants with account balances2013-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0124
Total number of active participants reported on line 7a of the Form 55002012-01-0114
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-019
Total of all active and inactive participants2012-01-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0123
Number of participants with account balances2012-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0128
Total number of active participants reported on line 7a of the Form 55002011-01-0116
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-018
Total of all active and inactive participants2011-01-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0124
Number of participants with account balances2011-01-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2010: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0125
Total number of active participants reported on line 7a of the Form 55002010-01-0119
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-019
Total of all active and inactive participants2010-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0128
Number of participants with account balances2010-01-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0121
Total number of active participants reported on line 7a of the Form 55002009-01-0118
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-017
Total of all active and inactive participants2009-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0125
Number of participants with account balances2009-01-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN

Measure Date Value
2017 : STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2017 401k financial data
Total income from all sources2017-12-31$232,611
Expenses. Total of all expenses incurred2017-12-31$26,714
Benefits paid (including direct rollovers)2017-12-31$25,090
Total plan assets at end of year2017-12-31$1,782,933
Total plan assets at beginning of year2017-12-31$1,577,036
Value of fidelity bond covering the plan2017-12-31$160,000
Total contributions received or receivable from participants2017-12-31$73,175
Expenses. Other expenses not covered elsewhere2017-12-31$1,093
Other income received2017-12-31$79,797
Net income (gross income less expenses)2017-12-31$205,897
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,782,933
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,577,036
Total contributions received or receivable from employer(s)2017-12-31$79,639
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$531
2016 : STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2016 401k financial data
Total income from all sources2016-12-31$187,071
Expenses. Total of all expenses incurred2016-12-31$7,667
Benefits paid (including direct rollovers)2016-12-31$6,254
Total plan assets at end of year2016-12-31$1,577,036
Total plan assets at beginning of year2016-12-31$1,397,632
Value of fidelity bond covering the plan2016-12-31$140,000
Total contributions received or receivable from participants2016-12-31$73,052
Other income received2016-12-31$31,369
Net income (gross income less expenses)2016-12-31$179,404
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,577,036
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,397,632
Total contributions received or receivable from employer(s)2016-12-31$82,650
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$1,413
2015 : STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2015 401k financial data
Total income from all sources2015-12-31$376,968
Expenses. Total of all expenses incurred2015-12-31$266,576
Benefits paid (including direct rollovers)2015-12-31$29,404
Total plan assets at end of year2015-12-31$1,397,632
Total plan assets at beginning of year2015-12-31$1,287,240
Value of fidelity bond covering the plan2015-12-31$120,000
Total contributions received or receivable from participants2015-12-31$69,673
Expenses. Other expenses not covered elsewhere2015-12-31$236,503
Other income received2015-12-31$237,268
Net income (gross income less expenses)2015-12-31$110,392
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,397,632
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,287,240
Total contributions received or receivable from employer(s)2015-12-31$70,027
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$669
2014 : STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2014 401k financial data
Total income from all sources2014-12-31$819,484
Expenses. Total of all expenses incurred2014-12-31$659,031
Total plan assets at end of year2014-12-31$1,287,240
Total plan assets at beginning of year2014-12-31$1,126,787
Value of fidelity bond covering the plan2014-12-31$120,000
Total contributions received or receivable from participants2014-12-31$58,273
Expenses. Other expenses not covered elsewhere2014-12-31$647,688
Other income received2014-12-31$660,520
Net income (gross income less expenses)2014-12-31$160,453
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,287,240
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,126,787
Total contributions received or receivable from employer(s)2014-12-31$100,691
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$11,343
2013 : STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2013 401k financial data
Total income from all sources2013-12-31$139,188
Expenses. Total of all expenses incurred2013-12-31$17,822
Benefits paid (including direct rollovers)2013-12-31$5,150
Total plan assets at end of year2013-12-31$1,126,787
Total plan assets at beginning of year2013-12-31$1,005,421
Value of fidelity bond covering the plan2013-12-31$120,000
Total contributions received or receivable from participants2013-12-31$57,048
Other income received2013-12-31$19,066
Net income (gross income less expenses)2013-12-31$121,366
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,126,787
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,005,421
Total contributions received or receivable from employer(s)2013-12-31$63,074
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$12,672
2012 : STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2012 401k financial data
Total income from all sources2012-12-31$147,551
Expenses. Total of all expenses incurred2012-12-31$40,798
Benefits paid (including direct rollovers)2012-12-31$29,654
Total plan assets at end of year2012-12-31$1,005,421
Total plan assets at beginning of year2012-12-31$898,668
Value of fidelity bond covering the plan2012-12-31$100,000
Total contributions received or receivable from participants2012-12-31$59,870
Other income received2012-12-31$20,582
Net income (gross income less expenses)2012-12-31$106,753
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,005,421
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$898,668
Total contributions received or receivable from employer(s)2012-12-31$67,099
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$11,144
2011 : STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2011 401k financial data
Total income from all sources2011-12-31$79,172
Expenses. Total of all expenses incurred2011-12-31$14,974
Benefits paid (including direct rollovers)2011-12-31$14,974
Total plan assets at end of year2011-12-31$898,668
Total plan assets at beginning of year2011-12-31$834,470
Value of fidelity bond covering the plan2011-12-31$80,000
Total contributions received or receivable from participants2011-12-31$60,067
Other income received2011-12-31$-48,146
Net income (gross income less expenses)2011-12-31$64,198
Net plan assets at end of year (total assets less liabilities)2011-12-31$898,668
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$834,470
Total contributions received or receivable from employer(s)2011-12-31$67,251
2010 : STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2010 401k financial data
Total income from all sources2010-12-31$176,424
Total plan assets at end of year2010-12-31$834,470
Total plan assets at beginning of year2010-12-31$658,046
Value of fidelity bond covering the plan2010-12-31$80,000
Total contributions received or receivable from participants2010-12-31$59,466
Other income received2010-12-31$39,691
Net income (gross income less expenses)2010-12-31$176,424
Net plan assets at end of year (total assets less liabilities)2010-12-31$834,470
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$658,046
Total contributions received or receivable from employer(s)2010-12-31$77,267

Form 5500 Responses for STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN

2017: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: STEVEN A. RUPERT, D.O., LLC 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered50
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,688
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,688
Insurance broker organization code?3
Insurance broker nameEDWARD JONES
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number621034
Policy instance 2
Insurance contract or identification number621034
Number of Individuals Covered50
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $44
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $44
Insurance broker organization code?3
Insurance broker nameEDWARD JONES
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered40
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $3,380
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,380
Insurance broker organization code?3
Insurance broker nameEDWARD JONES
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number621034
Policy instance 2
Insurance contract or identification number621034
Number of Individuals Covered40
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $76
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $76
Insurance broker organization code?3
Insurance broker nameEDWARD JONES
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered34
Insurance policy start date2014-09-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number621034
Policy instance 2
Insurance contract or identification number621034
Number of Individuals Covered34
Insurance policy start date2014-09-01
Insurance policy end date2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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