401k Plan data: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN plan

JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 401k Plan overview

Plan Name	JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN
Plan identification number	001

JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS, LLP has sponsored the creation of one or more 401k plans.

Company Name: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS, LLP

Employer identification number (EIN): 208116541

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 JAMES HODDICK 2019-08-02 JAMES HODDICK 2019-08-02
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 JAMES HODDICK
001 2011-01-01 JAMES HODDICK
001 2009-01-01 JAMES HODDICK

Plan Statistics for JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN

401k plan membership statisitcs for JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN

Measure Date Value
2018: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 6
Total of all active and inactive participants 2018-01-01 6
Total participants 2018-01-01 6
Number of participants with account balances 2018-01-01 6
2017: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 7
Total of all active and inactive participants 2017-01-01 7
Total participants 2017-01-01 7
Number of participants with account balances 2017-01-01 7
2016: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 7
Total of all active and inactive participants 2016-01-01 7
Total participants 2016-01-01 7
Number of participants with account balances 2016-01-01 7
2015: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 7
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 7
Total participants 2015-01-01 7
Number of participants with account balances 2015-01-01 7
2014: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 6
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 7
Total participants 2014-01-01 7
Number of participants with account balances 2014-01-01 7
2013: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 7
Total of all active and inactive participants 2013-01-01 7
Total participants 2013-01-01 7
Number of participants with account balances 2013-01-01 7
2012: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 7
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 7
Number of participants with account balances 2012-01-01 7
2011: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 7
Total of all active and inactive participants 2011-01-01 7
Total participants 2011-01-01 7
Number of participants with account balances 2011-01-01 7
2009: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 7
Total of all active and inactive participants 2009-01-01 7
Total participants 2009-01-01 7
Number of participants with account balances 2009-01-01 7

Measure	Date	Value
2018: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	6
Total of all active and inactive participants	2018-01-01	6
Total participants	2018-01-01	6
Number of participants with account balances	2018-01-01	6
2017: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	7
Total of all active and inactive participants	2017-01-01	7
Total participants	2017-01-01	7
Number of participants with account balances	2017-01-01	7
2016: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	7
Total of all active and inactive participants	2016-01-01	7
Total participants	2016-01-01	7
Number of participants with account balances	2016-01-01	7
2015: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	7
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	7
Total participants	2015-01-01	7
Number of participants with account balances	2015-01-01	7
2014: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	6
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	7
Total participants	2014-01-01	7
Number of participants with account balances	2014-01-01	7
2013: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	7
Total of all active and inactive participants	2013-01-01	7
Total participants	2013-01-01	7
Number of participants with account balances	2013-01-01	7
2012: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	7
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	7
Number of participants with account balances	2012-01-01	7
2011: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	7
Total of all active and inactive participants	2011-01-01	7
Total participants	2011-01-01	7
Number of participants with account balances	2011-01-01	7
2009: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	7
Total of all active and inactive participants	2009-01-01	7
Total participants	2009-01-01	7
Number of participants with account balances	2009-01-01	7

Financial Data on JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN

Measure	Date	Value
2018 : JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$-44,936
Expenses. Total of all expenses incurred	2018-12-31	$83,866
Benefits paid (including direct rollovers)	2018-12-31	$83,731
Total plan assets at end of year	2018-12-31	$1,610,604
Total plan assets at beginning of year	2018-12-31	$1,739,406
Value of fidelity bond covering the plan	2018-12-31	$200,000
Total contributions received or receivable from participants	2018-12-31	$42,305
Other income received	2018-12-31	$-112,278
Net income (gross income less expenses)	2018-12-31	$-128,802
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,610,604
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$1,739,406
Total contributions received or receivable from employer(s)	2018-12-31	$25,037
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$135
2017 : JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$347,738
Expenses. Total of all expenses incurred	2017-12-31	$33
Total plan assets at end of year	2017-12-31	$1,739,406
Total plan assets at beginning of year	2017-12-31	$1,391,701
Value of fidelity bond covering the plan	2017-12-31	$200,000
Total contributions received or receivable from participants	2017-12-31	$35,028
Other income received	2017-12-31	$287,868
Net income (gross income less expenses)	2017-12-31	$347,705
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,739,406
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,391,701
Total contributions received or receivable from employer(s)	2017-12-31	$24,842
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$33
2016 : JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$177,138
Expenses. Total of all expenses incurred	2016-12-31	$29
Total plan assets at end of year	2016-12-31	$1,391,701
Total plan assets at beginning of year	2016-12-31	$1,214,592
Value of fidelity bond covering the plan	2016-12-31	$150,000
Total contributions received or receivable from participants	2016-12-31	$34,945
Other income received	2016-12-31	$116,500
Net income (gross income less expenses)	2016-12-31	$177,109
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,391,701
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,214,592
Total contributions received or receivable from employer(s)	2016-12-31	$25,693
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$29
2015 : JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$34,579
Expenses. Total of all expenses incurred	2015-12-31	$1,575
Benefits paid (including direct rollovers)	2015-12-31	$1,500
Total plan assets at end of year	2015-12-31	$1,214,592
Total plan assets at beginning of year	2015-12-31	$1,181,588
Value of fidelity bond covering the plan	2015-12-31	$75,000
Total contributions received or receivable from participants	2015-12-31	$34,723
Other income received	2015-12-31	$-28,140
Net income (gross income less expenses)	2015-12-31	$33,004
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,214,592
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,181,588
Total contributions received or receivable from employer(s)	2015-12-31	$27,996
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$75
2014 : JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$148,265
Expenses. Total of all expenses incurred	2014-12-31	$85,528
Benefits paid (including direct rollovers)	2014-12-31	$82,208
Total plan assets at end of year	2014-12-31	$1,181,588
Total plan assets at beginning of year	2014-12-31	$1,118,851
Value of fidelity bond covering the plan	2014-12-31	$75,000
Total contributions received or receivable from participants	2014-12-31	$34,687
Other income received	2014-12-31	$86,790
Net income (gross income less expenses)	2014-12-31	$62,737
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,181,588
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,118,851
Total contributions received or receivable from employer(s)	2014-12-31	$26,788
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$3,320
2013 : JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$294,831
Total plan assets at end of year	2013-12-31	$1,118,851
Total plan assets at beginning of year	2013-12-31	$824,020
Value of fidelity bond covering the plan	2013-12-31	$75,000
Total contributions received or receivable from participants	2013-12-31	$40,260
Other income received	2013-12-31	$225,624
Net income (gross income less expenses)	2013-12-31	$294,831
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,118,851
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$824,020
Total contributions received or receivable from employer(s)	2013-12-31	$28,947
2012 : JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$155,558
Total plan assets at end of year	2012-12-31	$824,020
Total plan assets at beginning of year	2012-12-31	$668,462
Value of fidelity bond covering the plan	2012-12-31	$75,000
Total contributions received or receivable from participants	2012-12-31	$38,314
Other income received	2012-12-31	$86,702
Net income (gross income less expenses)	2012-12-31	$155,558
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$824,020
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$668,462
Total contributions received or receivable from employer(s)	2012-12-31	$30,542
2011 : JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$38,936
Total plan assets at end of year	2011-12-31	$668,462
Total plan assets at beginning of year	2011-12-31	$629,526
Value of fidelity bond covering the plan	2011-12-31	$75,000
Total contributions received or receivable from participants	2011-12-31	$30,064
Other income received	2011-12-31	$-22,643
Net income (gross income less expenses)	2011-12-31	$38,936
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$668,462
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$629,526
Total contributions received or receivable from employer(s)	2011-12-31	$31,515
2010 : JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$135,419
Expenses. Total of all expenses incurred	2010-12-31	$808
Total plan assets at end of year	2010-12-31	$629,526
Total plan assets at beginning of year	2010-12-31	$494,915
Value of fidelity bond covering the plan	2010-12-31	$75,000
Total contributions received or receivable from participants	2010-12-31	$29,117
Other income received	2010-12-31	$72,219
Net income (gross income less expenses)	2010-12-31	$134,611
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$629,526
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$494,915
Total contributions received or receivable from employer(s)	2010-12-31	$34,083
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$808

Form 5500 Responses for JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN

2018: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	JAMES A. HODDICK DDS & THOMAS J. BALAZS DDS, LLP
Employer identification number (EIN):	208116541
NAIC Classification:	621210
NAIC Description:	Offices of Dentists

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	JAMES HODDICK	2019-08-02	JAMES HODDICK	2019-08-02
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	JAMES HODDICK
001	2011-01-01	JAMES HODDICK
001	2009-01-01	JAMES HODDICK