401k Plan data: JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN plan

JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN 401k Plan overview

Plan Name	JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN
Plan identification number	002

JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

JAMES A. ROTHBERG & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: JAMES A. ROTHBERG & ASSOCIATES, INC.

Employer identification number (EIN): 621849816

NAIC Classification: 524290

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-01-01 JAMES ROTHBERG 2021-08-05
002 2020-01-01 JAMES ROTHBERG 2021-07-20
002 2019-01-01 JAMES ROTHBERG 2020-07-27
002 2018-01-01 JAMES ROTHBERG 2019-06-11
002 2017-01-01 JAMES ROTHBERG 2018-03-26

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2021-01-01	JAMES ROTHBERG	2021-08-05
002	2020-01-01	JAMES ROTHBERG	2021-07-20
002	2019-01-01	JAMES ROTHBERG	2020-07-27
002	2018-01-01	JAMES ROTHBERG	2019-06-11
002	2017-01-01	JAMES ROTHBERG	2018-03-26

Plan Statistics for JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN

401k plan membership statisitcs for JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN

Measure Date Value
2021: JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN 2021 401k membership
Market value of plan assets 2021-06-02 166,652
Acturial value of plan assets 2021-06-02 166,652
Funding target for retired participants and beneficiaries receiving payment 2021-06-02 0
Number of terminated vested participants 2021-06-02 1
Fundng target for terminated vested participants 2021-06-02 2,996
Active participant vested funding target 2021-06-02 163,664
Number of active participants 2021-06-02 8
Total funding liabilities for active participants 2021-06-02 163,664
Total participant count 2021-06-02 9
Total funding target for all participants 2021-06-02 166,660
Balance at beginning of prior year after applicable adjustments 2021-06-02 0
Prefunding balance at beginning of prior year after applicable adjustments 2021-06-02 16,307
Carryover balanced portion elected for use to offset prior years funding requirement 2021-06-02 0
Prefunding balanced used to offset prior years funding requirement 2021-06-02 0
Amount remaining of carryover balance 2021-06-02 0
Amount remaining of prefunding balance 2021-06-02 16,307
Present value of excess contributions 2021-06-02 45,582
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2021-06-02 47,483
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2021-06-02 0
Reductions in caryover balances due to elections or deemed elections 2021-06-02 0
Reductions in prefunding balances due to elections or deemed elections 2021-06-02 0
Balance of carryovers at beginning of current year 2021-06-02 0
Balance of prefunding at beginning of current year 2021-06-02 12,180
Total employer contributions 2021-06-02 0
Total employee contributions 2021-06-02 0
Contributions allocated toward unpaid minimum require contributions from prior years 2021-06-02 0
Contributions made to avoid restrictions adjusted to valuation date 2021-06-02 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2021-06-02 0
Unpaid minimum required contributions for all prior years 2021-06-02 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2021-06-02 0
Remaining amount of unpaid minimum required contributions 2021-06-02 0
Minimum required contributions for current year target normal cost 2021-06-02 0
Net shortfall amortization installment of oustanding balance 2021-06-02 12,188
Waiver amortization installment 2021-06-02 0
Total funding amount beforereflecting carryover/prefunding balances 2021-06-02 3,103
Carryover balance elected to use to offset funding requirement 2021-06-02 0
Prefunding balance elected to use to offset funding requirement 2021-06-02 3,103
Additional cash requirement 2021-06-02 0
Contributions allocatedtoward minimum required contributions for current year 2021-06-02 0
Unpaid minimum required contributions for current year 2021-06-02 0
Unpaid minimum required contributions for all years 2021-06-02 0
2020: JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN 2020 401k membership
Market value of plan assets 2020-12-31 527,875
Acturial value of plan assets 2020-12-31 527,875
Funding target for retired participants and beneficiaries receiving payment 2020-12-31 0
Number of terminated vested participants 2020-12-31 0
Fundng target for terminated vested participants 2020-12-31 0
Active participant vested funding target 2020-12-31 517,707
Number of active participants 2020-12-31 7
Total funding liabilities for active participants 2020-12-31 519,023
Total participant count 2020-12-31 7
Total funding target for all participants 2020-12-31 519,023
Balance at beginning of prior year after applicable adjustments 2020-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2020-12-31 19,624
Carryover balanced portion elected for use to offset prior years funding requirement 2020-12-31 0
Prefunding balanced used to offset prior years funding requirement 2020-12-31 4,729
Amount remaining of carryover balance 2020-12-31 0
Amount remaining of prefunding balance 2020-12-31 14,895
Present value of excess contributions 2020-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2020-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2020-12-31 0
Reductions in caryover balances due to elections or deemed elections 2020-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2020-12-31 0
Balance of carryovers at beginning of current year 2020-12-31 0
Balance of prefunding at beginning of current year 2020-12-31 16,307
Total employer contributions 2020-12-31 160,000
Total employee contributions 2020-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2020-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2020-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2020-12-31 155,986
Unpaid minimum required contributions for all prior years 2020-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2020-12-31 0
Remaining amount of unpaid minimum required contributions 2020-12-31 0
Minimum required contributions for current year target normal cost 2020-12-31 108,361
Net shortfall amortization installment of oustanding balance 2020-12-31 7,455
Waiver amortization installment 2020-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2020-12-31 110,404
Carryover balance elected to use to offset funding requirement 2020-12-31 0
Prefunding balance elected to use to offset funding requirement 2020-12-31 0
Additional cash requirement 2020-12-31 110,404
Contributions allocatedtoward minimum required contributions for current year 2020-12-31 155,986
Unpaid minimum required contributions for current year 2020-12-31 0
Unpaid minimum required contributions for all years 2020-12-31 0
2019: JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN 2019 401k membership
Market value of plan assets 2019-12-31 329,810
Acturial value of plan assets 2019-12-31 329,810
Funding target for retired participants and beneficiaries receiving payment 2019-12-31 0
Number of terminated vested participants 2019-12-31 0
Fundng target for terminated vested participants 2019-12-31 0
Active participant vested funding target 2019-12-31 0
Number of active participants 2019-12-31 8
Total funding liabilities for active participants 2019-12-31 340,179
Total participant count 2019-12-31 8
Total funding target for all participants 2019-12-31 340,179
Balance at beginning of prior year after applicable adjustments 2019-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2019-12-31 5,382
Carryover balanced portion elected for use to offset prior years funding requirement 2019-12-31 0
Prefunding balanced used to offset prior years funding requirement 2019-12-31 0
Amount remaining of carryover balance 2019-12-31 0
Amount remaining of prefunding balance 2019-12-31 5,382
Present value of excess contributions 2019-12-31 13,949
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2019-12-31 14,539
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2019-12-31 14,539
Reductions in caryover balances due to elections or deemed elections 2019-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2019-12-31 0
Balance of carryovers at beginning of current year 2019-12-31 0
Balance of prefunding at beginning of current year 2019-12-31 19,624
Total employer contributions 2019-12-31 165,000
Total employee contributions 2019-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2019-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2019-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2019-12-31 160,961
Unpaid minimum required contributions for all prior years 2019-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2019-12-31 0
Remaining amount of unpaid minimum required contributions 2019-12-31 0
Minimum required contributions for current year target normal cost 2019-12-31 160,601
Net shortfall amortization installment of oustanding balance 2019-12-31 29,993
Waiver amortization installment 2019-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2019-12-31 165,690
Carryover balance elected to use to offset funding requirement 2019-12-31 0
Prefunding balance elected to use to offset funding requirement 2019-12-31 4,729
Additional cash requirement 2019-12-31 160,961
Contributions allocatedtoward minimum required contributions for current year 2019-12-31 160,961
Unpaid minimum required contributions for current year 2019-12-31 0
Unpaid minimum required contributions for all years 2019-12-31 0
2018: JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN 2018 401k membership
Market value of plan assets 2018-12-31 162,795
Acturial value of plan assets 2018-12-31 162,795
Funding target for retired participants and beneficiaries receiving payment 2018-12-31 0
Number of terminated vested participants 2018-12-31 0
Fundng target for terminated vested participants 2018-12-31 0
Active participant vested funding target 2018-12-31 0
Number of active participants 2018-12-31 8
Total funding liabilities for active participants 2018-12-31 168,533
Total participant count 2018-12-31 8
Total funding target for all participants 2018-12-31 168,533
Balance at beginning of prior year after applicable adjustments 2018-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2018-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2018-12-31 0
Prefunding balanced used to offset prior years funding requirement 2018-12-31 0
Amount remaining of carryover balance 2018-12-31 0
Amount remaining of prefunding balance 2018-12-31 0
Present value of excess contributions 2018-12-31 5,087
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2018-12-31 5,382
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2018-12-31 5,382
Reductions in caryover balances due to elections or deemed elections 2018-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2018-12-31 0
Balance of carryovers at beginning of current year 2018-12-31 0
Balance of prefunding at beginning of current year 2018-12-31 5,382
Total employer contributions 2018-12-31 181,500
Total employee contributions 2018-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2018-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2018-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-12-31 176,621
Unpaid minimum required contributions for all prior years 2018-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2018-12-31 0
Remaining amount of unpaid minimum required contributions 2018-12-31 0
Minimum required contributions for current year target normal cost 2018-12-31 160,857
Net shortfall amortization installment of oustanding balance 2018-12-31 11,120
Waiver amortization installment 2018-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2018-12-31 162,672
Carryover balance elected to use to offset funding requirement 2018-12-31 0
Prefunding balance elected to use to offset funding requirement 2018-12-31 0
Additional cash requirement 2018-12-31 162,672
Contributions allocatedtoward minimum required contributions for current year 2018-12-31 176,621
Unpaid minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for all years 2018-12-31 0
2017: JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN 2017 401k membership
Market value of plan assets 2017-12-31 0
Acturial value of plan assets 2017-12-31 0
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 0
Number of terminated vested participants 2017-12-31 0
Fundng target for terminated vested participants 2017-12-31 0
Active participant vested funding target 2017-12-31 0
Number of active participants 2017-12-31 8
Total funding liabilities for active participants 2017-12-31 0
Total participant count 2017-12-31 8
Total funding target for all participants 2017-12-31 0
Balance at beginning of prior year after applicable adjustments 2017-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2017-12-31 0
Prefunding balanced used to offset prior years funding requirement 2017-12-31 0
Amount remaining of carryover balance 2017-12-31 0
Amount remaining of prefunding balance 2017-12-31 0
Present value of excess contributions 2017-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-12-31 0
Reductions in caryover balances due to elections or deemed elections 2017-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 0
Balance of carryovers at beginning of current year 2017-12-31 0
Balance of prefunding at beginning of current year 2017-12-31 0
Total employer contributions 2017-12-31 162,914
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 153,951
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 148,864
Net shortfall amortization installment of oustanding balance 2017-12-31 0
Waiver amortization installment 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 148,864
Carryover balance elected to use to offset funding requirement 2017-12-31 0
Prefunding balance elected to use to offset funding requirement 2017-12-31 0
Additional cash requirement 2017-12-31 148,864
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 153,951
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0

Measure	Date	Value
2021: JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN 2021 401k membership
Market value of plan assets	2021-06-02	166,652
Acturial value of plan assets	2021-06-02	166,652
Funding target for retired participants and beneficiaries receiving payment	2021-06-02	0
Number of terminated vested participants	2021-06-02	1
Fundng target for terminated vested participants	2021-06-02	2,996
Active participant vested funding target	2021-06-02	163,664
Number of active participants	2021-06-02	8
Total funding liabilities for active participants	2021-06-02	163,664
Total participant count	2021-06-02	9
Total funding target for all participants	2021-06-02	166,660
Balance at beginning of prior year after applicable adjustments	2021-06-02	0
Prefunding balance at beginning of prior year after applicable adjustments	2021-06-02	16,307
Carryover balanced portion elected for use to offset prior years funding requirement	2021-06-02	0
Prefunding balanced used to offset prior years funding requirement	2021-06-02	0
Amount remaining of carryover balance	2021-06-02	0
Amount remaining of prefunding balance	2021-06-02	16,307
Present value of excess contributions	2021-06-02	45,582
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2021-06-02	47,483
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2021-06-02	0
Reductions in caryover balances due to elections or deemed elections	2021-06-02	0
Reductions in prefunding balances due to elections or deemed elections	2021-06-02	0
Balance of carryovers at beginning of current year	2021-06-02	0
Balance of prefunding at beginning of current year	2021-06-02	12,180
Total employer contributions	2021-06-02	0
Total employee contributions	2021-06-02	0
Contributions allocated toward unpaid minimum require contributions from prior years	2021-06-02	0
Contributions made to avoid restrictions adjusted to valuation date	2021-06-02	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2021-06-02	0
Unpaid minimum required contributions for all prior years	2021-06-02	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2021-06-02	0
Remaining amount of unpaid minimum required contributions	2021-06-02	0
Minimum required contributions for current year target normal cost	2021-06-02	0
Net shortfall amortization installment of oustanding balance	2021-06-02	12,188
Waiver amortization installment	2021-06-02	0
Total funding amount beforereflecting carryover/prefunding balances	2021-06-02	3,103
Carryover balance elected to use to offset funding requirement	2021-06-02	0
Prefunding balance elected to use to offset funding requirement	2021-06-02	3,103
Additional cash requirement	2021-06-02	0
Contributions allocatedtoward minimum required contributions for current year	2021-06-02	0
Unpaid minimum required contributions for current year	2021-06-02	0
Unpaid minimum required contributions for all years	2021-06-02	0
2020: JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN 2020 401k membership
Market value of plan assets	2020-12-31	527,875
Acturial value of plan assets	2020-12-31	527,875
Funding target for retired participants and beneficiaries receiving payment	2020-12-31	0
Number of terminated vested participants	2020-12-31	0
Fundng target for terminated vested participants	2020-12-31	0
Active participant vested funding target	2020-12-31	517,707
Number of active participants	2020-12-31	7
Total funding liabilities for active participants	2020-12-31	519,023
Total participant count	2020-12-31	7
Total funding target for all participants	2020-12-31	519,023
Balance at beginning of prior year after applicable adjustments	2020-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2020-12-31	19,624
Carryover balanced portion elected for use to offset prior years funding requirement	2020-12-31	0
Prefunding balanced used to offset prior years funding requirement	2020-12-31	4,729
Amount remaining of carryover balance	2020-12-31	0
Amount remaining of prefunding balance	2020-12-31	14,895
Present value of excess contributions	2020-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2020-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2020-12-31	0
Reductions in caryover balances due to elections or deemed elections	2020-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2020-12-31	0
Balance of carryovers at beginning of current year	2020-12-31	0
Balance of prefunding at beginning of current year	2020-12-31	16,307
Total employer contributions	2020-12-31	160,000
Total employee contributions	2020-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2020-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2020-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2020-12-31	155,986
Unpaid minimum required contributions for all prior years	2020-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2020-12-31	0
Remaining amount of unpaid minimum required contributions	2020-12-31	0
Minimum required contributions for current year target normal cost	2020-12-31	108,361
Net shortfall amortization installment of oustanding balance	2020-12-31	7,455
Waiver amortization installment	2020-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2020-12-31	110,404
Carryover balance elected to use to offset funding requirement	2020-12-31	0
Prefunding balance elected to use to offset funding requirement	2020-12-31	0
Additional cash requirement	2020-12-31	110,404
Contributions allocatedtoward minimum required contributions for current year	2020-12-31	155,986
Unpaid minimum required contributions for current year	2020-12-31	0
Unpaid minimum required contributions for all years	2020-12-31	0
2019: JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN 2019 401k membership
Market value of plan assets	2019-12-31	329,810
Acturial value of plan assets	2019-12-31	329,810
Funding target for retired participants and beneficiaries receiving payment	2019-12-31	0
Number of terminated vested participants	2019-12-31	0
Fundng target for terminated vested participants	2019-12-31	0
Active participant vested funding target	2019-12-31	0
Number of active participants	2019-12-31	8
Total funding liabilities for active participants	2019-12-31	340,179
Total participant count	2019-12-31	8
Total funding target for all participants	2019-12-31	340,179
Balance at beginning of prior year after applicable adjustments	2019-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2019-12-31	5,382
Carryover balanced portion elected for use to offset prior years funding requirement	2019-12-31	0
Prefunding balanced used to offset prior years funding requirement	2019-12-31	0
Amount remaining of carryover balance	2019-12-31	0
Amount remaining of prefunding balance	2019-12-31	5,382
Present value of excess contributions	2019-12-31	13,949
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2019-12-31	14,539
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2019-12-31	14,539
Reductions in caryover balances due to elections or deemed elections	2019-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2019-12-31	0
Balance of carryovers at beginning of current year	2019-12-31	0
Balance of prefunding at beginning of current year	2019-12-31	19,624
Total employer contributions	2019-12-31	165,000
Total employee contributions	2019-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2019-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2019-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2019-12-31	160,961
Unpaid minimum required contributions for all prior years	2019-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2019-12-31	0
Remaining amount of unpaid minimum required contributions	2019-12-31	0
Minimum required contributions for current year target normal cost	2019-12-31	160,601
Net shortfall amortization installment of oustanding balance	2019-12-31	29,993
Waiver amortization installment	2019-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2019-12-31	165,690
Carryover balance elected to use to offset funding requirement	2019-12-31	0
Prefunding balance elected to use to offset funding requirement	2019-12-31	4,729
Additional cash requirement	2019-12-31	160,961
Contributions allocatedtoward minimum required contributions for current year	2019-12-31	160,961
Unpaid minimum required contributions for current year	2019-12-31	0
Unpaid minimum required contributions for all years	2019-12-31	0
2018: JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN 2018 401k membership
Market value of plan assets	2018-12-31	162,795
Acturial value of plan assets	2018-12-31	162,795
Funding target for retired participants and beneficiaries receiving payment	2018-12-31	0
Number of terminated vested participants	2018-12-31	0
Fundng target for terminated vested participants	2018-12-31	0
Active participant vested funding target	2018-12-31	0
Number of active participants	2018-12-31	8
Total funding liabilities for active participants	2018-12-31	168,533
Total participant count	2018-12-31	8
Total funding target for all participants	2018-12-31	168,533
Balance at beginning of prior year after applicable adjustments	2018-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2018-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2018-12-31	0
Prefunding balanced used to offset prior years funding requirement	2018-12-31	0
Amount remaining of carryover balance	2018-12-31	0
Amount remaining of prefunding balance	2018-12-31	0
Present value of excess contributions	2018-12-31	5,087
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2018-12-31	5,382
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2018-12-31	5,382
Reductions in caryover balances due to elections or deemed elections	2018-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2018-12-31	0
Balance of carryovers at beginning of current year	2018-12-31	0
Balance of prefunding at beginning of current year	2018-12-31	5,382
Total employer contributions	2018-12-31	181,500
Total employee contributions	2018-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2018-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2018-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-12-31	176,621
Unpaid minimum required contributions for all prior years	2018-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2018-12-31	0
Remaining amount of unpaid minimum required contributions	2018-12-31	0
Minimum required contributions for current year target normal cost	2018-12-31	160,857
Net shortfall amortization installment of oustanding balance	2018-12-31	11,120
Waiver amortization installment	2018-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2018-12-31	162,672
Carryover balance elected to use to offset funding requirement	2018-12-31	0
Prefunding balance elected to use to offset funding requirement	2018-12-31	0
Additional cash requirement	2018-12-31	162,672
Contributions allocatedtoward minimum required contributions for current year	2018-12-31	176,621
Unpaid minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for all years	2018-12-31	0
2017: JAMES A. ROTHBERG & ASSOCIATES, INC. CASH BALANCE PLAN 2017 401k membership
Market value of plan assets	2017-12-31	0
Acturial value of plan assets	2017-12-31	0
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	0
Number of terminated vested participants	2017-12-31	0
Fundng target for terminated vested participants	2017-12-31	0
Active participant vested funding target	2017-12-31	0
Number of active participants	2017-12-31	8
Total funding liabilities for active participants	2017-12-31	0
Total participant count	2017-12-31	8
Total funding target for all participants	2017-12-31	0
Balance at beginning of prior year after applicable adjustments	2017-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2017-12-31	0
Prefunding balanced used to offset prior years funding requirement	2017-12-31	0
Amount remaining of carryover balance	2017-12-31	0
Amount remaining of prefunding balance	2017-12-31	0
Present value of excess contributions	2017-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-12-31	0
Reductions in caryover balances due to elections or deemed elections	2017-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	0
Balance of carryovers at beginning of current year	2017-12-31	0
Balance of prefunding at beginning of current year	2017-12-31	0
Total employer contributions	2017-12-31	162,914
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	153,951
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	148,864
Net shortfall amortization installment of oustanding balance	2017-12-31	0
Waiver amortization installment	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	148,864
Carryover balance elected to use to offset funding requirement	2017-12-31	0
Prefunding balance elected to use to offset funding requirement	2017-12-31	0
Additional cash requirement	2017-12-31	148,864
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	153,951
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0

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Company Name:	JAMES A. ROTHBERG & ASSOCIATES, INC.
Employer identification number (EIN):	621849816
NAIC Classification:	524290