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EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN 401k Plan overview

Plan NameEAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN
Plan identification number 002

EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EAR, NOSE & THROAT SPECIALISTS, P.C. has sponsored the creation of one or more 401k plans.

Company Name:EAR, NOSE & THROAT SPECIALISTS, P.C.
Employer identification number (EIN):223619327
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01
0022013-01-01
0022012-01-01RODOLFO DIAZ2013-07-12 RODOLFO DIAZ2013-07-12
0022011-01-01RODOLFO DIAZ2012-07-30 RODOLFO DIAZ2012-07-30
0022010-01-01RODOLFO DIAZ2011-05-31 RODOLFO DIAZ2011-05-31
0022007-01-01RODOLFO DIAZ RODOLFO DIAZ2011-07-14

Plan Statistics for EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN

401k plan membership statisitcs for EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN

Measure Date Value
2022: EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN 2022 401k membership
Market value of plan assets2022-12-31679,781
Acturial value of plan assets2022-12-31679,781
Funding target for retired participants and beneficiaries receiving payment2022-12-310
Number of terminated vested participants2022-12-313
Fundng target for terminated vested participants2022-12-312,483
Active participant vested funding target2022-12-31770,270
Number of active participants2022-12-315
Total funding liabilities for active participants2022-12-31770,270
Total participant count2022-12-318
Total funding target for all participants2022-12-31772,753
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-314,955
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-314,955
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-315,857
Total employer contributions2022-12-3119,139
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-3118,980
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-311,841
Net shortfall amortization installment of oustanding balance2022-12-3199,176
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-3111,006
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-3111,006
Contributions allocatedtoward minimum required contributions for current year2022-12-3118,980
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
2021: EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN 2021 401k membership
Market value of plan assets2021-12-31786,296
Acturial value of plan assets2021-12-31786,296
Funding target for retired participants and beneficiaries receiving payment2021-12-310
Number of terminated vested participants2021-12-314
Fundng target for terminated vested participants2021-12-312,043
Active participant vested funding target2021-12-31588,282
Number of active participants2021-12-314
Total funding liabilities for active participants2021-12-31588,592
Total participant count2021-12-318
Total funding target for all participants2021-12-31590,635
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-31383,309
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-31378,833
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-314,476
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-314,955
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-31151,496
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
2020: EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN 2020 401k membership
Market value of plan assets2020-12-313,361,313
Acturial value of plan assets2020-12-313,361,313
Funding target for retired participants and beneficiaries receiving payment2020-12-310
Number of terminated vested participants2020-12-313
Fundng target for terminated vested participants2020-12-319,581
Active participant vested funding target2020-12-312,764,946
Number of active participants2020-12-319
Total funding liabilities for active participants2020-12-312,764,946
Total participant count2020-12-3112
Total funding target for all participants2020-12-312,774,527
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-31150,046
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-31150,046
Present value of excess contributions2020-12-31197,087
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-31197,087
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-31197,087
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-31383,309
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-31582,057
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-31400,275
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-31400,275
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
2019: EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN 2019 401k membership
Market value of plan assets2019-12-312,846,485
Acturial value of plan assets2019-12-312,846,485
Funding target for retired participants and beneficiaries receiving payment2019-12-310
Number of terminated vested participants2019-12-314
Fundng target for terminated vested participants2019-12-318,741
Active participant vested funding target2019-12-312,462,157
Number of active participants2019-12-315
Total funding liabilities for active participants2019-12-312,462,157
Total participant count2019-12-319
Total funding target for all participants2019-12-312,470,898
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-31207,880
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-3145,931
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-31161,949
Present value of excess contributions2019-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-31150,046
Total employer contributions2019-12-31203,400
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-31197,087
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-31202,028
Net shortfall amortization installment of oustanding balance2019-12-310
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-310
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-310
Contributions allocatedtoward minimum required contributions for current year2019-12-31197,087
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
2018: EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN 2018 401k membership
Market value of plan assets2018-12-312,107,227
Acturial value of plan assets2018-12-312,107,227
Funding target for retired participants and beneficiaries receiving payment2018-12-310
Number of terminated vested participants2018-12-313
Fundng target for terminated vested participants2018-12-318,318
Active participant vested funding target2018-12-312,163,449
Number of active participants2018-12-317
Total funding liabilities for active participants2018-12-312,163,449
Total participant count2018-12-3110
Total funding target for all participants2018-12-312,171,767
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-31118,333
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-31118,333
Present value of excess contributions2018-12-3171,442
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-3171,442
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-3171,442
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-31207,880
Total employer contributions2018-12-31203,888
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-31200,119
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31202,139
Net shortfall amortization installment of oustanding balance2018-12-31282,149
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-31248,200
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-3148,081
Additional cash requirement2018-12-31200,119
Contributions allocatedtoward minimum required contributions for current year2018-12-31200,119
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
2017: EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-312,067,954
Acturial value of plan assets2017-12-312,067,954
Funding target for retired participants and beneficiaries receiving payment2017-12-310
Number of terminated vested participants2017-12-314
Fundng target for terminated vested participants2017-12-317,108
Active participant vested funding target2017-12-311,767,588
Number of active participants2017-12-316
Total funding liabilities for active participants2017-12-311,767,588
Total participant count2017-12-3110
Total funding target for all participants2017-12-311,774,696
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-3196,217
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-3196,217
Present value of excess contributions2017-12-319,945
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-319,945
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-319,945
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-31118,333
Total employer contributions2017-12-31203,524
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31201,854
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31300,178
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-31130,412
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-31130,412
Contributions allocatedtoward minimum required contributions for current year2017-12-31201,854
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
2016: EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-311,647,642
Acturial value of plan assets2016-12-311,647,642
Funding target for retired participants and beneficiaries receiving payment2016-12-310
Number of terminated vested participants2016-12-313
Fundng target for terminated vested participants2016-12-3110,598
Active participant vested funding target2016-12-311,530,502
Number of active participants2016-12-318
Total funding liabilities for active participants2016-12-311,530,502
Total participant count2016-12-3111
Total funding target for all participants2016-12-311,541,100
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-3185,000
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-3185,000
Present value of excess contributions2016-12-3114,073
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-3114,073
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-3114,073
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-3196,217
Total employer contributions2016-12-31155,045
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31153,715
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31149,746
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-31143,770
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-31143,770
Contributions allocatedtoward minimum required contributions for current year2016-12-31153,715
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
2007: EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN 2007 401k membership
Total participants, beginning-of-year2007-01-019
Total number of active participants reported on line 7a of the Form 55002007-01-017
Number of retired or separated participants receiving benefits2007-01-010
Number of other retired or separated participants entitled to future benefits2007-01-012
Total of all active and inactive participants2007-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-01-010
Total participants2007-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-01-010

Financial Data on EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN

Measure Date Value
2007 : EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN 2007 401k financial data
Transfers to/from the plan2007-12-31$0
Total plan liabilities at end of year2007-12-31$0
Total plan liabilities at beginning of year2007-12-31$0
Total income from all sources2007-12-31$68,772
Expenses. Total of all expenses incurred2007-12-31$0
Benefits paid (including direct rollovers)2007-12-31$0
Total plan assets at end of year2007-12-31$263,511
Total plan assets at beginning of year2007-12-31$194,739
Value of fidelity bond covering the plan2007-12-31$120,000
Total contributions received or receivable from participants2007-12-31$0
Expenses. Other expenses not covered elsewhere2007-12-31$0
Contributions received from other sources (not participants or employers)2007-12-31$0
Other income received2007-12-31$6,532
Noncash contributions received2007-12-31$0
Net income (gross income less expenses)2007-12-31$68,772
Net plan assets at end of year (total assets less liabilities)2007-12-31$263,511
Net plan assets at beginning of year (total assets less liabilities)2007-12-31$194,739
Total contributions received or receivable from employer(s)2007-12-31$62,240
Value of certain deemed distributions of participant loans2007-12-31$0
Value of corrective distributions2007-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2007-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2007-12-31$0

Form 5500 Responses for EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN

2007: EAR, NOSE & THROAT SPECIALISTS, P.C. PENSION PLAN 2007 form 5500 responses
2007-01-01Type of plan entitySingle employer plan
2007-01-01Submission has been amendedNo
2007-01-01This submission is the final filingNo
2007-01-01This return/report is a short plan year return/report (less than 12 months)No
2007-01-01Plan is a collectively bargained planNo
2007-01-01Plan funding arrangement – TrustYes
2007-01-01Plan benefit arrangement - TrustYes

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