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EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 401k Plan overview

Plan NameEAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST
Plan identification number 001

EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EAR, NOSE & THROAT ASSOCIATES, P.C. has sponsored the creation of one or more 401k plans.

Company Name:EAR, NOSE & THROAT ASSOCIATES, P.C.
Employer identification number (EIN):351086214
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01WILLIAM EHINGER WILLIAM EHINGER2018-10-12
0012016-01-01WILLIAM EHINGER WILLIAM EHINGER2017-10-12
0012015-01-01WILLIAM EHINGER
0012014-01-01DOUGLAS NUCKOLS
0012013-01-01DAVID STEIN
0012012-01-01DAVID STEIN DAVID STEIN2013-10-07
0012011-01-01DAVID W. STEIN DAVID W. STEIN2012-10-09
0012009-01-01MICHAEL DISHER

Plan Statistics for EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST

401k plan membership statisitcs for EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST

Measure Date Value
2022: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01185
Total number of active participants reported on line 7a of the Form 55002022-01-0197
Number of retired or separated participants receiving benefits2022-01-0114
Number of other retired or separated participants entitled to future benefits2022-01-0163
Total of all active and inactive participants2022-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01175
Number of participants with account balances2022-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0111
2021: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01172
Total number of active participants reported on line 7a of the Form 55002021-01-01104
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-0156
Total of all active and inactive participants2021-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01166
Number of participants with account balances2021-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0111
2020: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01172
Total number of active participants reported on line 7a of the Form 55002020-01-01115
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0143
Total of all active and inactive participants2020-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01160
Number of participants with account balances2020-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-017
2019: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01173
Total number of active participants reported on line 7a of the Form 55002019-01-01108
Number of retired or separated participants receiving benefits2019-01-016
Number of other retired or separated participants entitled to future benefits2019-01-0142
Total of all active and inactive participants2019-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01156
Number of participants with account balances2019-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01160
Total number of active participants reported on line 7a of the Form 55002018-01-01124
Number of retired or separated participants receiving benefits2018-01-017
Number of other retired or separated participants entitled to future benefits2018-01-0134
Total of all active and inactive participants2018-01-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01165
Number of participants with account balances2018-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01156
Total number of active participants reported on line 7a of the Form 55002017-01-01115
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0131
Total of all active and inactive participants2017-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01147
Number of participants with account balances2017-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-019
2016: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01158
Total number of active participants reported on line 7a of the Form 55002016-01-01114
Number of retired or separated participants receiving benefits2016-01-015
Number of other retired or separated participants entitled to future benefits2016-01-0126
Total of all active and inactive participants2016-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01145
Number of participants with account balances2016-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0110
2015: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01157
Total number of active participants reported on line 7a of the Form 55002015-01-01121
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-0130
Total of all active and inactive participants2015-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01153
Number of participants with account balances2015-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017
2014: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01169
Total number of active participants reported on line 7a of the Form 55002014-01-01123
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0130
Total of all active and inactive participants2014-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01153
Number of participants with account balances2014-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01167
Total number of active participants reported on line 7a of the Form 55002013-01-01135
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0125
Total of all active and inactive participants2013-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01160
Number of participants with account balances2013-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01163
Total number of active participants reported on line 7a of the Form 55002012-01-01131
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0126
Total of all active and inactive participants2012-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01157
Number of participants with account balances2012-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-017
2011: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01179
Total number of active participants reported on line 7a of the Form 55002011-01-01130
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0119
Total of all active and inactive participants2011-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01149
Number of participants with account balances2011-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2009: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01141
Total number of active participants reported on line 7a of the Form 55002009-01-01118
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0118
Total of all active and inactive participants2009-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01136
Number of participants with account balances2009-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST

Measure Date Value
2022 : EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$270
Total income from all sources (including contributions)2022-12-31$-3,339,166
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$289,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$250,543
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,242,987
Value of total assets at end of year2022-12-31$22,352,727
Value of total assets at beginning of year2022-12-31$25,981,703
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$38,997
Total interest from all sources2022-12-31$2,152
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$-4,584,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$-4,584,305
Administrative expenses professional fees incurred2022-12-31$11,268
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$250,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$548,196
Participant contributions at end of year2022-12-31$36,213
Participant contributions at beginning of year2022-12-31$60,993
Participant contributions at end of year2022-12-31$9,318
Participant contributions at beginning of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$90
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$90
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$270
Total non interest bearing cash at end of year2022-12-31$675
Total non interest bearing cash at beginning of year2022-12-31$562,390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,628,706
Value of net assets at end of year (total assets less liabilities)2022-12-31$22,352,727
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$25,981,433
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$25,334
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$21,498,079
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$21,557,816
Interest on participant loans2022-12-31$2,152
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$257,304
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$181,881
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$181,881
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$694,791
Employer contributions (assets) at end of year2022-12-31$551,048
Employer contributions (assets) at beginning of year2022-12-31$516,720
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$250,543
Contract administrator fees2022-12-31$2,395
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$3,101,813
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BADEN, GAGE & SCHROEDER LLC
Accountancy firm EIN2022-12-31351936627
2021 : EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$270
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$589
Total income from all sources (including contributions)2021-12-31$4,240,620
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,620,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,532,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,193,962
Value of total assets at end of year2021-12-31$25,981,703
Value of total assets at beginning of year2021-12-31$24,361,548
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$87,846
Total interest from all sources2021-12-31$3,224
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$938,810
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$938,810
Administrative expenses professional fees incurred2021-12-31$20,595
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$250,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$532,241
Participant contributions at end of year2021-12-31$60,993
Participant contributions at beginning of year2021-12-31$76,417
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$3,069
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$90
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$90
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$270
Administrative expenses (other) incurred2021-12-31$50,367
Total non interest bearing cash at end of year2021-12-31$562,390
Total non interest bearing cash at beginning of year2021-12-31$544,869
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,620,474
Value of net assets at end of year (total assets less liabilities)2021-12-31$25,981,433
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$24,360,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$14,331
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$21,557,816
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$20,813,749
Interest on participant loans2021-12-31$3,088
Interest earned on other investments2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$181,881
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$111,668
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$111,668
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$136
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,104,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$661,721
Employer contributions (assets) at end of year2021-12-31$516,720
Employer contributions (assets) at beginning of year2021-12-31$499,895
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,532,300
Contract administrator fees2021-12-31$2,553
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$3,101,813
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$2,311,791
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$589
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BADEN, GAGE & SCHROEDER, LLC
Accountancy firm EIN2021-12-31351939627
2020 : EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$589
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,087,963
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,471,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,370,289
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,204,329
Value of total assets at end of year2020-12-31$24,361,548
Value of total assets at beginning of year2020-12-31$23,744,172
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$100,887
Total interest from all sources2020-12-31$4,339
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,879,295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,879,295
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$556,588
Participant contributions at end of year2020-12-31$76,417
Participant contributions at beginning of year2020-12-31$82,967
Participant contributions at end of year2020-12-31$3,069
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$90
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$90
Administrative expenses (other) incurred2020-12-31$12,922
Total non interest bearing cash at end of year2020-12-31$544,869
Total non interest bearing cash at beginning of year2020-12-31$1,151,916
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$616,787
Value of net assets at end of year (total assets less liabilities)2020-12-31$24,360,959
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$23,744,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$85,771
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$20,813,749
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$21,329,170
Interest on participant loans2020-12-31$4,339
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$111,668
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$74,381
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$74,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$647,741
Employer contributions (assets) at end of year2020-12-31$499,895
Employer contributions (assets) at beginning of year2020-12-31$530,536
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,370,289
Contract administrator fees2020-12-31$2,194
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$2,311,791
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$575,112
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$589
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BADEN, GAGE & SCHROEDER, LLC
Accountancy firm EIN2020-12-31351939627
2019 : EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,052,116
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,575,063
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,461,365
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,319,538
Value of total assets at end of year2019-12-31$23,744,172
Value of total assets at beginning of year2019-12-31$24,267,119
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$113,698
Total interest from all sources2019-12-31$13,641
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$710,575
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$710,575
Administrative expenses professional fees incurred2019-12-31$13,106
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$617,967
Participant contributions at end of year2019-12-31$82,967
Participant contributions at beginning of year2019-12-31$89,412
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$90
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$90
Administrative expenses (other) incurred2019-12-31$75,458
Total non interest bearing cash at end of year2019-12-31$1,151,916
Total non interest bearing cash at beginning of year2019-12-31$376,754
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-522,947
Value of net assets at end of year (total assets less liabilities)2019-12-31$23,744,172
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$24,267,119
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$22,244
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$21,329,170
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$22,950,619
Income. Interest from loans (other than to participants)2019-12-31$4,994
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$74,381
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$234,145
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$234,145
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$8,647
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,008,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$701,571
Employer contributions (assets) at end of year2019-12-31$530,536
Employer contributions (assets) at beginning of year2019-12-31$527,669
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,461,365
Contract administrator fees2019-12-31$2,890
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$575,112
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$88,430
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BADEN, GAGE & SCHROEDER, LLC
Accountancy firm EIN2019-12-31351939627
2018 : EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-356,126
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$559,830
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$442,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,335,366
Value of total assets at end of year2018-12-31$24,267,119
Value of total assets at beginning of year2018-12-31$25,183,075
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$117,046
Total interest from all sources2018-12-31$4,148
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$-1,695,640
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$-1,695,640
Administrative expenses professional fees incurred2018-12-31$11,966
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$629,772
Participant contributions at end of year2018-12-31$89,412
Participant contributions at beginning of year2018-12-31$61,749
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$90
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$90
Administrative expenses (other) incurred2018-12-31$77,154
Total non interest bearing cash at end of year2018-12-31$376,754
Total non interest bearing cash at beginning of year2018-12-31$4,024
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-915,956
Value of net assets at end of year (total assets less liabilities)2018-12-31$24,267,119
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$25,183,075
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$24,824
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$22,950,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$23,913,446
Interest on participant loans2018-12-31$3,520
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$234,145
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$493,770
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$493,770
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$628
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$705,594
Employer contributions (assets) at end of year2018-12-31$527,669
Employer contributions (assets) at beginning of year2018-12-31$542,688
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$442,784
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$60,602
Contract administrator fees2018-12-31$3,102
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$88,430
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$106,706
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BADEN, GAGE & SCHROEDER, LLC
Accountancy firm EIN2018-12-31351939627
2017 : EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$80
Total income from all sources (including contributions)2017-12-31$4,157,531
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$224,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$114,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,345,839
Value of total assets at end of year2017-12-31$25,183,075
Value of total assets at beginning of year2017-12-31$21,250,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$110,477
Total interest from all sources2017-12-31$9,398
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$602,487
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$602,487
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$623,919
Participant contributions at end of year2017-12-31$61,749
Participant contributions at beginning of year2017-12-31$101,533
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$90
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$80
Other income not declared elsewhere2017-12-31$0
Administrative expenses (other) incurred2017-12-31$79,123
Total non interest bearing cash at end of year2017-12-31$4,024
Total non interest bearing cash at beginning of year2017-12-31$2,941
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,932,589
Value of net assets at end of year (total assets less liabilities)2017-12-31$25,183,075
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$21,250,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$21,522
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$23,913,446
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$19,801,026
Interest on participant loans2017-12-31$3,627
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$493,770
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$638,497
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$638,497
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$5,771
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,199,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$721,920
Employer contributions (assets) at end of year2017-12-31$542,688
Employer contributions (assets) at beginning of year2017-12-31$513,688
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$114,465
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$60,602
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$124,342
Contract administrator fees2017-12-31$9,832
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$106,706
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$68,539
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BADEN, GAGE & SCHROEDER, LLC
Accountancy firm EIN2017-12-31351939627
2016 : EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$80
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$27
Total income from all sources (including contributions)2016-12-31$3,006,184
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,012,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,907,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,518,676
Value of total assets at end of year2016-12-31$21,250,566
Value of total assets at beginning of year2016-12-31$20,257,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$104,906
Total interest from all sources2016-12-31$11,714
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$487,433
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$599,895
Participant contributions at end of year2016-12-31$101,533
Participant contributions at beginning of year2016-12-31$86,824
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$220,828
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$1,435
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$80
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$27
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$90,782
Total non interest bearing cash at end of year2016-12-31$2,941
Total non interest bearing cash at beginning of year2016-12-31$4,239
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$993,493
Value of net assets at end of year (total assets less liabilities)2016-12-31$21,250,486
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$20,256,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$14,124
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$19,801,026
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$18,443,607
Interest on participant loans2016-12-31$3,923
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$638,497
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$277,522
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$277,522
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$7,791
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$988,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$697,953
Employer contributions (assets) at end of year2016-12-31$513,688
Employer contributions (assets) at beginning of year2016-12-31$566,562
Income. Dividends from common stock2016-12-31$487,433
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,907,785
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$124,342
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$128,668
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$68,539
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$748,163
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BADEN, GAGE & SCHROEDER, LLC
Accountancy firm EIN2016-12-31351939627
2015 : EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$27
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,009,695
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,626,988
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,553,709
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,311,521
Value of total assets at end of year2015-12-31$20,257,020
Value of total assets at beginning of year2015-12-31$20,874,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$73,279
Total interest from all sources2015-12-31$28,213
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$396,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$598,264
Participant contributions at end of year2015-12-31$86,824
Participant contributions at beginning of year2015-12-31$107,340
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$1,435
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$909
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$27
Administrative expenses (other) incurred2015-12-31$67,863
Total non interest bearing cash at end of year2015-12-31$4,239
Total non interest bearing cash at beginning of year2015-12-31$1,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-617,293
Value of net assets at end of year (total assets less liabilities)2015-12-31$20,256,993
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$20,874,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$5,416
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$18,443,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$18,711,409
Interest on participant loans2015-12-31$4,625
Interest earned on other investments2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$277,522
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$540,312
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$540,312
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$23,588
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-726,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$713,257
Employer contributions (assets) at end of year2015-12-31$566,562
Employer contributions (assets) at beginning of year2015-12-31$578,465
Income. Dividends from common stock2015-12-31$396,357
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,553,709
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$128,668
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$133,575
Contract administrator fees2015-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$748,163
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$800,764
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BADEN, GAGE & SCHROEDER, LLC
Accountancy firm EIN2015-12-31351939627
2014 : EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$175,310
Total unrealized appreciation/depreciation of assets2014-12-31$175,310
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,595,484
Total loss/gain on sale of assets2014-12-31$213,872
Total of all expenses incurred2014-12-31$2,333,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,239,158
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,393,997
Value of total assets at end of year2014-12-31$20,874,286
Value of total assets at beginning of year2014-12-31$20,612,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$94,093
Total interest from all sources2014-12-31$22,620
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$937,748
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$752,102
Administrative expenses professional fees incurred2014-12-31$13,137
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$613,837
Participant contributions at end of year2014-12-31$107,340
Participant contributions at beginning of year2014-12-31$152,427
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$909
Administrative expenses (other) incurred2014-12-31$20,748
Total non interest bearing cash at end of year2014-12-31$1,512
Total non interest bearing cash at beginning of year2014-12-31$2,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$262,233
Value of net assets at end of year (total assets less liabilities)2014-12-31$20,874,286
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$20,612,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$18,711,409
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$18,359,574
Interest on participant loans2014-12-31$6,076
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$540,312
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$596,623
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$596,623
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$16,544
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-148,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$780,160
Employer contributions (assets) at end of year2014-12-31$578,465
Employer contributions (assets) at beginning of year2014-12-31$564,015
Income. Dividends from common stock2014-12-31$185,646
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,239,158
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$133,575
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$137,025
Contract administrator fees2014-12-31$60,208
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$800,764
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$799,789
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$8,044,712
Aggregate carrying amount (costs) on sale of assets2014-12-31$7,830,840
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BADEN, GAGE & SCHROEDER, LLC
Accountancy firm EIN2014-12-31351939627
2013 : EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$396,215
Total unrealized appreciation/depreciation of assets2013-12-31$396,215
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,305,301
Total loss/gain on sale of assets2013-12-31$317,382
Total of all expenses incurred2013-12-31$720,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$657,928
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,349,196
Value of total assets at end of year2013-12-31$20,612,053
Value of total assets at beginning of year2013-12-31$17,027,564
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$62,884
Total interest from all sources2013-12-31$6,745
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$673,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$673,164
Administrative expenses professional fees incurred2013-12-31$62,884
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$593,793
Participant contributions at end of year2013-12-31$152,427
Participant contributions at beginning of year2013-12-31$147,528
Administrative expenses (other) incurred2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$2,600
Total non interest bearing cash at beginning of year2013-12-31$3,553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,584,489
Value of net assets at end of year (total assets less liabilities)2013-12-31$20,612,053
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$17,027,564
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$18,359,574
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$14,653,565
Interest on participant loans2013-12-31$6,397
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$596,623
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$722,543
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$722,543
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$348
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$65,109
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,562,599
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$755,403
Employer contributions (assets) at end of year2013-12-31$564,015
Employer contributions (assets) at beginning of year2013-12-31$583,650
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$657,928
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$137,025
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$209,981
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$799,789
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$641,635
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$8,718,249
Aggregate carrying amount (costs) on sale of assets2013-12-31$8,400,867
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BADEN, GAGE & SCHROEDER, LLC
Accountancy firm EIN2013-12-31351939627
2012 : EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$335,819
Total unrealized appreciation/depreciation of assets2012-12-31$335,819
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,239,472
Total loss/gain on sale of assets2012-12-31$205,437
Total of all expenses incurred2012-12-31$843,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$791,750
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,379,554
Value of total assets at end of year2012-12-31$17,027,564
Value of total assets at beginning of year2012-12-31$14,631,141
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$51,299
Total interest from all sources2012-12-31$8,036
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$506,542
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$506,542
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$603,120
Participant contributions at end of year2012-12-31$147,528
Participant contributions at beginning of year2012-12-31$170,795
Administrative expenses (other) incurred2012-12-31$51,299
Total non interest bearing cash at end of year2012-12-31$3,553
Total non interest bearing cash at beginning of year2012-12-31$811
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,396,423
Value of net assets at end of year (total assets less liabilities)2012-12-31$17,027,564
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$14,631,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$14,653,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$12,289,282
Interest on participant loans2012-12-31$7,773
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$722,543
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$587,584
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$587,584
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$263
Asset value of US Government securities at end of year2012-12-31$65,109
Asset value of US Government securities at beginning of year2012-12-31$144,918
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$804,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$776,434
Employer contributions (assets) at end of year2012-12-31$583,650
Employer contributions (assets) at beginning of year2012-12-31$648,894
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$791,750
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$209,981
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$198,012
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$641,635
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$590,845
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$5,504,597
Aggregate carrying amount (costs) on sale of assets2012-12-31$5,299,160
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BADEN, GAGE & SCHROEDER, LLC
Accountancy firm EIN2012-12-31351939627
2011 : EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$180,421
Total unrealized appreciation/depreciation of assets2011-12-31$180,421
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,010,452
Total loss/gain on sale of assets2011-12-31$389,503
Total of all expenses incurred2011-12-31$2,577,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,496,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,412,766
Value of total assets at end of year2011-12-31$14,631,141
Value of total assets at beginning of year2011-12-31$16,198,626
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$81,254
Total interest from all sources2011-12-31$10,099
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$299,231
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$264,378
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$595,745
Participant contributions at end of year2011-12-31$170,795
Participant contributions at beginning of year2011-12-31$181,954
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$-510,683
Administrative expenses (other) incurred2011-12-31$81,254
Total non interest bearing cash at end of year2011-12-31$811
Total non interest bearing cash at beginning of year2011-12-31$472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,567,485
Value of net assets at end of year (total assets less liabilities)2011-12-31$14,631,141
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$16,198,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$12,289,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$11,830,065
Interest on participant loans2011-12-31$9,644
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$587,584
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,167,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,167,983
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$455
Asset value of US Government securities at end of year2011-12-31$144,918
Asset value of US Government securities at beginning of year2011-12-31$164,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-770,885
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$817,021
Employer contributions (assets) at end of year2011-12-31$648,894
Employer contributions (assets) at beginning of year2011-12-31$672,274
Income. Dividends from common stock2011-12-31$34,853
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,496,683
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$198,012
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$218,780
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$590,845
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$1,962,303
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$22,731,832
Aggregate carrying amount (costs) on sale of assets2011-12-31$22,342,329
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BADEN, GAGE & SCHROEDER, LLC
Accountancy firm EIN2011-12-31351939627
2010 : EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$249,629
Total unrealized appreciation/depreciation of assets2010-12-31$249,629
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$319
Total income from all sources (including contributions)2010-12-31$3,610,838
Total loss/gain on sale of assets2010-12-31$83,382
Total of all expenses incurred2010-12-31$767,255
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$722,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,909,689
Value of total assets at end of year2010-12-31$16,198,626
Value of total assets at beginning of year2010-12-31$13,355,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$45,116
Total interest from all sources2010-12-31$15,324
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$166,306
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$124,472
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$556,521
Participant contributions at end of year2010-12-31$181,954
Participant contributions at beginning of year2010-12-31$201,414
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$523,753
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$319
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$45,116
Total non interest bearing cash at end of year2010-12-31$472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,843,583
Value of net assets at end of year (total assets less liabilities)2010-12-31$16,198,626
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$13,355,043
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$11,830,065
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$12,135,063
Interest on participant loans2010-12-31$11,883
Interest earned on other investments2010-12-31$2,738
Value of interest in common/collective trusts at beginning of year2010-12-31$366,702
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,167,983
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$703
Asset value of US Government securities at end of year2010-12-31$164,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,184,190
Net investment gain or loss from common/collective trusts2010-12-31$2,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$829,415
Employer contributions (assets) at end of year2010-12-31$672,274
Employer contributions (assets) at beginning of year2010-12-31$652,183
Income. Dividends from common stock2010-12-31$41,834
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$722,139
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$218,780
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$1,962,303
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$4,759,636
Aggregate carrying amount (costs) on sale of assets2010-12-31$4,676,254
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BADEN, GAGE & SCHROEDER, LLC
Accountancy firm EIN2010-12-31351939627

Form 5500 Responses for EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST

2022: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: EAR, NOSE & THROAT ASSOCIATES, P.C. RETIREMENT SAVINGS PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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