401k Plan data: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF plan

THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 401k Plan overview

Plan Name	THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF
Plan identification number	003

THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

THOMAS JEFFERSON UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: THOMAS JEFFERSON UNIVERSITY

Employer identification number (EIN): 231352651

NAIC Classification: 611000

Additional information about THOMAS JEFFERSON UNIVERSITY

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2199968

More information about THOMAS JEFFERSON UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2015-01-01 JOANN PIECHOWSKI
003 2014-07-01 JOANN PIECHOWSKI JOANN PIECHOWSKI 2015-10-14
003 2013-07-01 JOANN PIECHOWSKI
003 2012-07-01 KIM SCHWINDT KIM SCHWINDT 2014-04-14
003 2011-07-01 IRENE P CONNELLY IRENE P CONNELLY 2013-04-12
003 2009-07-01 IRENE CONNELLY

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2015-01-01	JOANN PIECHOWSKI
003	2014-07-01	JOANN PIECHOWSKI	JOANN PIECHOWSKI	2015-10-14
003	2013-07-01	JOANN PIECHOWSKI
003	2012-07-01	KIM SCHWINDT	KIM SCHWINDT	2014-04-14
003	2011-07-01	IRENE P CONNELLY	IRENE P CONNELLY	2013-04-12
003	2009-07-01	IRENE CONNELLY

Plan Statistics for THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF

401k plan membership statisitcs for THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF

Measure Date Value
2015: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3,558
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2014 401k membership
Total participants, beginning-of-year 2014-07-01 3,506
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 1,415
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 2,136
Total of all active and inactive participants 2014-07-01 3,551
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 8
Total participants 2014-07-01 3,559
Number of participants with account balances 2014-07-01 3,491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2013 401k membership
Total participants, beginning-of-year 2013-07-01 3,459
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 1,388
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 2,110
Total of all active and inactive participants 2013-07-01 3,498
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 9
Total participants 2013-07-01 3,507
Number of participants with account balances 2013-07-01 3,449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2012 401k membership
Total participants, beginning-of-year 2012-07-01 3,502
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 1,384
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 2,066
Total of all active and inactive participants 2012-07-01 3,450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 9
Total participants 2012-07-01 3,459
Number of participants with account balances 2012-07-01 3,378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2011 401k membership
Total participants, beginning-of-year 2011-07-01 3,458
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 1,562
Number of retired or separated participants receiving benefits 2011-07-01 1
Number of other retired or separated participants entitled to future benefits 2011-07-01 1,933
Total of all active and inactive participants 2011-07-01 3,496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 6
Total participants 2011-07-01 3,502
Number of participants with account balances 2011-07-01 3,126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2009: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2009 401k membership
Total participants, beginning-of-year 2009-07-01 2,221
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 2,972
Number of retired or separated participants receiving benefits 2009-07-01 2
Number of other retired or separated participants entitled to future benefits 2009-07-01 575
Total of all active and inactive participants 2009-07-01 3,549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 15
Total participants 2009-07-01 3,564
Number of participants with account balances 2009-07-01 3,233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0

Measure	Date	Value
2015: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3,558
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2014 401k membership
Total participants, beginning-of-year	2014-07-01	3,506
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	1,415
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	2,136
Total of all active and inactive participants	2014-07-01	3,551
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	8
Total participants	2014-07-01	3,559
Number of participants with account balances	2014-07-01	3,491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2013 401k membership
Total participants, beginning-of-year	2013-07-01	3,459
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	1,388
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	2,110
Total of all active and inactive participants	2013-07-01	3,498
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	9
Total participants	2013-07-01	3,507
Number of participants with account balances	2013-07-01	3,449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2012 401k membership
Total participants, beginning-of-year	2012-07-01	3,502
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	1,384
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	2,066
Total of all active and inactive participants	2012-07-01	3,450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	9
Total participants	2012-07-01	3,459
Number of participants with account balances	2012-07-01	3,378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2011 401k membership
Total participants, beginning-of-year	2011-07-01	3,458
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	1,562
Number of retired or separated participants receiving benefits	2011-07-01	1
Number of other retired or separated participants entitled to future benefits	2011-07-01	1,933
Total of all active and inactive participants	2011-07-01	3,496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	6
Total participants	2011-07-01	3,502
Number of participants with account balances	2011-07-01	3,126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2009: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2009 401k membership
Total participants, beginning-of-year	2009-07-01	2,221
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	2,972
Number of retired or separated participants receiving benefits	2009-07-01	2
Number of other retired or separated participants entitled to future benefits	2009-07-01	575
Total of all active and inactive participants	2009-07-01	3,549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	15
Total participants	2009-07-01	3,564
Number of participants with account balances	2009-07-01	3,233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0

Financial Data on THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF

Measure	Date	Value
2015 : THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$483,942,676
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$483,942,676
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$26,314,729
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$35,171,646
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$35,127,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$18,650,530
Value of total assets at end of year	2015-12-31	$483,942,676
Value of total assets at beginning of year	2015-12-31	$492,799,593
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$43,772
Total interest from all sources	2015-12-31	$7,278,770
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$3,974,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$3,974,557
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$2,933,346
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$483,942,676
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$331,725
Administrative expenses (other) incurred	2015-12-31	$43,772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-8,856,917
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$492,799,593
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$301,602,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$311,913,309
Value of interest in pooled separate accounts at end of year	2015-12-31	$12,891,754
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$10,992,148
Interest earned on other investments	2015-12-31	$7,278,770
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$169,175,213
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$169,200,714
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-4,846,708
Net investment gain/loss from pooled separate accounts	2015-12-31	$925,855
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$15,717,184
Employer contributions (assets) at end of year	2015-12-31	$273,465
Employer contributions (assets) at beginning of year	2015-12-31	$693,422
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$35,127,874
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN	2015-12-31	222428965
2014 : THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$18,015,545
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$16,531,781
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$16,507,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$9,299,747
Value of total assets at end of year	2014-12-31	$492,799,593
Value of total assets at beginning of year	2014-12-31	$491,315,829
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$24,051
Total interest from all sources	2014-12-31	$3,756,070
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$3,029,370
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$3,029,370
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,989,828
Other income not declared elsewhere	2014-12-31	$205,777
Administrative expenses (other) incurred	2014-12-31	$24,051
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,483,764
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$492,799,593
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$491,315,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$311,913,309
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$313,329,006
Value of interest in pooled separate accounts at end of year	2014-12-31	$10,992,148
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$10,232,829
Interest earned on other investments	2014-12-31	$3,756,070
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$169,200,714
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$167,173,750
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,105,418
Net investment gain/loss from pooled separate accounts	2014-12-31	$619,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$7,309,919
Employer contributions (assets) at end of year	2014-12-31	$693,422
Employer contributions (assets) at beginning of year	2014-12-31	$580,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$16,507,730
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN	2014-12-31	222428965
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$77,526,781
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$31,544,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$31,527,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$14,519,800
Value of total assets at end of year	2014-06-30	$491,315,829
Value of total assets at beginning of year	2014-06-30	$445,333,609
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$17,530
Total interest from all sources	2014-06-30	$7,159,406
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$2,795,515
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$2,795,515
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$5,000,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-30	$960,086
Other income not declared elsewhere	2014-06-30	$393,491
Administrative expenses (other) incurred	2014-06-30	$17,530
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$45,982,220
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$491,315,829
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$445,333,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$313,329,006
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$272,816,531
Value of interest in pooled separate accounts at end of year	2014-06-30	$10,232,829
Value of interest in pooled separate accounts at beginning of year	2014-06-30	$8,550,869
Interest earned on other investments	2014-06-30	$7,159,406
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$167,173,750
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$163,441,418
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$51,677,086
Net investment gain/loss from pooled separate accounts	2014-06-30	$981,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$13,559,714
Employer contributions (assets) at end of year	2014-06-30	$580,244
Employer contributions (assets) at beginning of year	2014-06-30	$524,791
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$31,527,031
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	CITRIN COOPERMAN & COMPANY
Accountancy firm EIN	2014-06-30	222428965
2013 : THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$59,849,956
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$28,448,614
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$28,448,614
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$14,830,030
Value of total assets at end of year	2013-06-30	$445,333,609
Value of total assets at beginning of year	2013-06-30	$413,932,267
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$0
Total interest from all sources	2013-06-30	$6,748,571
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$1,787,785
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$1,787,785
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$5,000,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Income. Received or receivable in cash from other sources (including rollovers)	2013-06-30	$1,458,350
Other income not declared elsewhere	2013-06-30	$2,064,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$31,401,342
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$445,333,609
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$413,932,267
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$272,816,531
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$246,724,955
Value of interest in pooled separate accounts at end of year	2013-06-30	$8,550,869
Value of interest in pooled separate accounts at beginning of year	2013-06-30	$6,974,042
Interest earned on other investments	2013-06-30	$6,748,571
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$163,441,418
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$159,756,675
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$33,794,890
Net investment gain/loss from pooled separate accounts	2013-06-30	$624,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$13,371,680
Employer contributions (assets) at end of year	2013-06-30	$524,791
Employer contributions (assets) at beginning of year	2013-06-30	$476,595
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$28,448,614
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-06-30	No
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	CITRIN COOPERMAN & COMPANY
Accountancy firm EIN	2013-06-30	222428965
2012 : THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$20,853,357
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$19,874,614
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$19,873,721
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$14,577,492
Value of total assets at end of year	2012-06-30	$413,932,267
Value of total assets at beginning of year	2012-06-30	$412,953,524
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$893
Total interest from all sources	2012-06-30	$6,522,408
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$1,547,320
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$1,547,320
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$5,000,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Income. Received or receivable in cash from other sources (including rollovers)	2012-06-30	$1,335,741
Other income not declared elsewhere	2012-06-30	$176,551
Administrative expenses (other) incurred	2012-06-30	$893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$978,743
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$413,932,267
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$412,953,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$246,724,955
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$248,048,443
Value of interest in pooled separate accounts at end of year	2012-06-30	$6,974,042
Value of interest in pooled separate accounts at beginning of year	2012-06-30	$6,371,865
Interest earned on other investments	2012-06-30	$6,522,408
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$159,756,675
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$158,027,414
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-2,681,549
Net investment gain/loss from pooled separate accounts	2012-06-30	$711,135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$13,241,751
Employer contributions (assets) at end of year	2012-06-30	$476,595
Employer contributions (assets) at beginning of year	2012-06-30	$505,802
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$19,873,721
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-06-30	No
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	CITRIN COOPERMAN & COMPANY
Accountancy firm EIN	2012-06-30	222428965
2011 : THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total income from all sources (including contributions)	2011-06-30	$73,665,127
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$19,311,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$19,310,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$13,881,180
Value of total assets at end of year	2011-06-30	$412,953,524
Value of total assets at beginning of year	2011-06-30	$358,599,968
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$1,063
Total interest from all sources	2011-06-30	$6,175,311
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$1,177,822
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$1,177,822
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$5,000,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Income. Received or receivable in cash from other sources (including rollovers)	2011-06-30	$791,191
Other income not declared elsewhere	2011-06-30	$489,783
Administrative expenses (other) incurred	2011-06-30	$1,063
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$54,353,556
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$412,953,524
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$358,599,968
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$248,048,443
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$197,346,904
Value of interest in pooled separate accounts at end of year	2011-06-30	$6,371,865
Value of interest in pooled separate accounts at beginning of year	2011-06-30	$4,663,920
Interest earned on other investments	2011-06-30	$6,175,311
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$158,027,414
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$156,150,049
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$50,971,516
Net investment gain/loss from pooled separate accounts	2011-06-30	$969,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$13,089,989
Employer contributions (assets) at end of year	2011-06-30	$505,802
Employer contributions (assets) at beginning of year	2011-06-30	$439,095
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$19,310,508
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-06-30	No
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	CITRIN COOPERMAN & COMPANY
Accountancy firm EIN	2011-06-30	222428965
2010 : THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF

2015: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2009: THOMAS JEFFERSON UNIVERSITY RETIREMENT PLAN FOR FACULTY & SENIOR ADMINISTRATIVE STAFF 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THOMAS JEFFERSON UNIVERSITY
Employer identification number (EIN):	231352651
NAIC Classification:	611000

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2199968