401k Plan data: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF plan

THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 401k Plan overview

Plan Name	THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF
Plan identification number	003

THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

TJU HOSPITALS, INC. has sponsored the creation of one or more 401k plans.

Company Name: TJU HOSPITALS, INC.

Employer identification number (EIN): 232829095

NAIC Classification: 622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2013-01-01 JOANN PIECHOWSKI JOANN PIECHOWSKI 2014-10-10
003 2012-01-01 KIM SCHWINDT KIM SCHWINDT 2013-10-15
003 2011-01-01 IRENE P. CONNELLY IRENE P. CONNELLY 2012-10-12
003 2009-01-01 IRENE CONNELLY
003 2009-01-01 IRENE CONNELLY

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2013-01-01	JOANN PIECHOWSKI	JOANN PIECHOWSKI	2014-10-10
003	2012-01-01	KIM SCHWINDT	KIM SCHWINDT	2013-10-15
003	2011-01-01	IRENE P. CONNELLY	IRENE P. CONNELLY	2012-10-12
003	2009-01-01	IRENE CONNELLY
003	2009-01-01	IRENE CONNELLY

Plan Statistics for THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF

401k plan membership statisitcs for THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF

Measure Date Value
2013: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2013 401k membership
Total participants, beginning-of-year 2013-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 114
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 31
Total of all active and inactive participants 2013-01-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 145
Number of participants with account balances 2013-01-01 142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2012 401k membership
Total participants, beginning-of-year 2012-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 115
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 22
Total of all active and inactive participants 2012-01-01 137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 137
Number of participants with account balances 2012-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2011 401k membership
Total participants, beginning-of-year 2011-01-01 117
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 107
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 22
Total of all active and inactive participants 2011-01-01 129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 129
Number of participants with account balances 2011-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2009 401k membership
Total participants, beginning-of-year 2009-01-01 117
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 97
Number of retired or separated participants receiving benefits 2009-01-01 5
Number of other retired or separated participants entitled to future benefits 2009-01-01 8
Total of all active and inactive participants 2009-01-01 110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 110
Number of participants with account balances 2009-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2013 401k membership
Total participants, beginning-of-year	2013-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	114
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	31
Total of all active and inactive participants	2013-01-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	145
Number of participants with account balances	2013-01-01	142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2012 401k membership
Total participants, beginning-of-year	2012-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	115
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	22
Total of all active and inactive participants	2012-01-01	137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	137
Number of participants with account balances	2012-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2011 401k membership
Total participants, beginning-of-year	2011-01-01	117
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	107
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	22
Total of all active and inactive participants	2011-01-01	129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	129
Number of participants with account balances	2011-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2009 401k membership
Total participants, beginning-of-year	2009-01-01	117
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	97
Number of retired or separated participants receiving benefits	2009-01-01	5
Number of other retired or separated participants entitled to future benefits	2009-01-01	8
Total of all active and inactive participants	2009-01-01	110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	110
Number of participants with account balances	2009-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF

Measure	Date	Value
2013 : THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$6,342,180
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$545,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$545,712
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,066,784
Value of total assets at end of year	2013-12-31	$32,778,031
Value of total assets at beginning of year	2013-12-31	$26,981,563
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$130,702
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$552,807
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$552,807
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$5,796,468
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$32,778,031
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$26,981,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$24,466,587
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$19,487,143
Value of interest in pooled separate accounts at end of year	2013-12-31	$455,593
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$305,152
Interest earned on other investments	2013-12-31	$130,702
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$7,752,278
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$7,090,147
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,559,026
Net investment gain/loss from pooled separate accounts	2013-12-31	$32,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$2,066,784
Employer contributions (assets) at end of year	2013-12-31	$103,573
Employer contributions (assets) at beginning of year	2013-12-31	$99,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$545,712
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN	2013-12-31	222428965
2012 : THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,484,963
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,154,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,154,176
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,073,015
Value of total assets at end of year	2012-12-31	$26,981,563
Value of total assets at beginning of year	2012-12-31	$23,650,776
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$278,463
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$235,608
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$235,608
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$13,341
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,330,787
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$26,981,563
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$23,650,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$19,487,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$16,657,276
Value of interest in pooled separate accounts at end of year	2012-12-31	$305,152
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$244,066
Interest earned on other investments	2012-12-31	$278,463
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$7,090,147
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$6,662,123
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,873,049
Net investment gain/loss from pooled separate accounts	2012-12-31	$24,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,059,674
Employer contributions (assets) at end of year	2012-12-31	$99,121
Employer contributions (assets) at beginning of year	2012-12-31	$87,311
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,154,176
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CITRIN COOPERMAN & COMPANY LLP
Accountancy firm EIN	2012-12-31	222428965
2011 : THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,027,849
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$298,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$298,642
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,959,294
Value of total assets at end of year	2011-12-31	$23,650,776
Value of total assets at beginning of year	2011-12-31	$21,921,569
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$263,045
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$220,091
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$220,091
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,729,207
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$23,650,776
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$21,921,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$16,657,276
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$15,402,311
Value of interest in pooled separate accounts at end of year	2011-12-31	$244,066
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$174,881
Interest earned on other investments	2011-12-31	$263,045
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$6,662,123
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$6,264,117
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-438,983
Net investment gain/loss from pooled separate accounts	2011-12-31	$24,402
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,959,294
Employer contributions (assets) at end of year	2011-12-31	$87,311
Employer contributions (assets) at beginning of year	2011-12-31	$80,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$298,642
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN	2011-12-31	222428965
2010 : THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,737,793
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$563,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$563,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,872,439
Value of total assets at end of year	2010-12-31	$21,921,569
Value of total assets at beginning of year	2010-12-31	$18,747,418
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$23
Total interest from all sources	2010-12-31	$233,862
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$180,096
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$180,096
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$42,618
Administrative expenses (other) incurred	2010-12-31	$23
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,174,151
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$21,921,569
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$18,747,418
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$15,402,311
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$12,666,213
Value of interest in pooled separate accounts at end of year	2010-12-31	$174,881
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$163,069
Interest earned on other investments	2010-12-31	$233,862
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$6,264,117
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$5,852,010
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,430,865
Net investment gain/loss from pooled separate accounts	2010-12-31	$20,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,829,821
Employer contributions (assets) at end of year	2010-12-31	$80,260
Employer contributions (assets) at beginning of year	2010-12-31	$66,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$563,619
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CITRIN COOPERMAN & COMPANY, LLP
Accountancy firm EIN	2010-12-31	222428965
2009 : THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF

2013: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THOMAS JEFFERSON UNIVERSITY HOSPITALS, INC. RETIREMENT PLAN FOR SENIOR ADMINISTRATOR STAFF 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101180

Policy instance

Insurance contract or identification number	101180
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101180

Policy instance

Insurance contract or identification number	101180
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101180

Policy instance

Insurance contract or identification number	101180
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

101180

Policy instance

Insurance contract or identification number	101180
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	TJU HOSPITALS, INC.
Employer identification number (EIN):	232829095
NAIC Classification:	622000
NAIC Description:	Hospitals