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CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 401k Plan overview

Plan NameCALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN
Plan identification number 001

CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CALDWELL & KEARNS, P.C. has sponsored the creation of one or more 401k plans.

Company Name:CALDWELL & KEARNS, P.C.
Employer identification number (EIN):232015480
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01STANLEY J. A. LASKOWSKI2024-07-19
0012022-01-01STANLEY J. A. LASKOWSKI2023-07-17
0012021-01-01STANLEY J. A. LASKOWSKI2022-06-14
0012020-01-01STANLEY J. A. LASKOWSKI2021-07-06
0012019-01-01STANLEY J. A. LASKOWSKI2020-10-12
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01STANLEY J. A. LASKOWSKI
0012013-01-01STANLEY J. A. LASKOWSKI
0012012-01-01STANLEY J. A. LASKOWSKI2013-09-06
0012011-01-01STANLEY J. A. LASKOWSKI2012-07-24
0012010-01-01JEFFREY T. MCGUIRE2011-07-25

Plan Statistics for CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN

401k plan membership statisitcs for CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN

Measure Date Value
2025: CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year2025-06-0523
Total number of particpants at end of year2025-06-0520
Number of Participants With Account Balances2025-06-0520
2024: CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2024 401k membership
Total number of particpants at beginning of year2024-07-1923
Total number of particpants at end of year2024-07-1923
Number of Participants With Account Balances2024-07-1923
2022: CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2022 401k membership
Total number of particpants at beginning of year2022-06-1420
Total number of particpants at end of year2022-06-1418
Number of Participants With Account Balances2022-06-1418
2017: CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0133
Total number of active participants reported on line 7a of the Form 55002017-01-0121
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-018
Total of all active and inactive participants2017-01-0130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0130
Number of participants with account balances2017-01-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0135
Total number of active participants reported on line 7a of the Form 55002016-01-0123
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-018
Total of all active and inactive participants2016-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0132
Number of participants with account balances2016-01-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0135
Total number of active participants reported on line 7a of the Form 55002015-01-0125
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-016
Total of all active and inactive participants2015-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0134
Number of participants with account balances2015-01-0134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0130
Total number of active participants reported on line 7a of the Form 55002014-01-0125
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-014
Total of all active and inactive participants2014-01-0131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0131
Number of participants with account balances2014-01-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0124
Total number of active participants reported on line 7a of the Form 55002013-01-0124
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-013
Total of all active and inactive participants2013-01-0130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0130
Number of participants with account balances2013-01-0130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011

Financial Data on CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN

Measure Date Value
2025 : CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year2025-06-0533535
Net assets as of the end of the plan year2025-06-053258846
Total assets as of the beginning of the plan year2025-06-052692923
Value of plan covered by a fidelity bond2025-06-05400000
Participant contributions to plan in this plan year2025-06-05149623
Other income to plan in this plan year2025-06-05380850
Plan net income in this plan year2025-06-05565923
Net assets as of the end of the plan year2025-06-053258846
Net assets as of the beginning of the plan year2025-06-052692923
Employer contributions to plan in this plan year2025-06-0568985
Expensese paid to adminstrative service provicers from plan in this plan year2025-06-0511882
2024 : CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2024 401k financial data
Total expenses incurred by plan in this plan year2024-07-1919305
Net assets as of the end of the plan year2024-07-192692923
Total assets as of the beginning of the plan year2024-07-192102541
Value of plan covered by a fidelity bond2024-07-19400000
Participant contributions to plan in this plan year2024-07-19159984
Value of participant loans at end of plan year2024-07-190
Other income to plan in this plan year2024-07-19375642
Plan net income in this plan year2024-07-19590382
Net assets as of the end of the plan year2024-07-192692923
Net assets as of the beginning of the plan year2024-07-192102541
Employer contributions to plan in this plan year2024-07-1974061
Expensese paid to adminstrative service provicers from plan in this plan year2024-07-1910079
2022 : CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2022 401k financial data
Total expenses incurred by plan in this plan year2022-06-1416934
Net assets as of the end of the plan year2022-06-142445622
Total assets as of the beginning of the plan year2022-06-142000940
Value of plan covered by a fidelity bond2022-06-14400000
Participant contributions to plan in this plan year2022-06-14107033
Value of participant loans at end of plan year2022-06-148237
Other income to plan in this plan year2022-06-14297875
Plan net income in this plan year2022-06-14444682
Net assets as of the end of the plan year2022-06-142445622
Net assets as of the beginning of the plan year2022-06-142000940
Employer contributions to plan in this plan year2022-06-1456708
Expensese paid to adminstrative service provicers from plan in this plan year2022-06-148554
2018 : CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$39,748
Expenses. Total of all expenses incurred2018-12-31$575,320
Benefits paid (including direct rollovers)2018-12-31$570,676
Total plan assets at end of year2018-12-31$1,330,654
Total plan assets at beginning of year2018-12-31$1,866,226
Value of fidelity bond covering the plan2018-12-31$400,000
Total contributions received or receivable from participants2018-12-31$62,688
Other income received2018-12-31$-59,442
Net income (gross income less expenses)2018-12-31$-535,572
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,330,654
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,866,226
Assets. Value of participant loans2018-12-31$29,923
Total contributions received or receivable from employer(s)2018-12-31$36,502
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$4,644
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$501,218
Expenses. Total of all expenses incurred2017-12-31$1,673,316
Benefits paid (including direct rollovers)2017-12-31$1,665,367
Total plan assets at end of year2017-12-31$1,866,226
Total plan assets at beginning of year2017-12-31$3,038,324
Value of fidelity bond covering the plan2017-12-31$400,000
Total contributions received or receivable from participants2017-12-31$92,048
Contributions received from other sources (not participants or employers)2017-12-31$27,908
Other income received2017-12-31$328,645
Net income (gross income less expenses)2017-12-31$-1,172,098
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,866,226
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$3,038,324
Assets. Value of participant loans2017-12-31$2,607
Total contributions received or receivable from employer(s)2017-12-31$52,617
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$7,949
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$414,718
Expenses. Total of all expenses incurred2016-12-31$13,445
Benefits paid (including direct rollovers)2016-12-31$13,445
Total plan assets at end of year2016-12-31$3,038,324
Total plan assets at beginning of year2016-12-31$2,637,051
Value of fidelity bond covering the plan2016-12-31$400,000
Total contributions received or receivable from participants2016-12-31$128,002
Other income received2016-12-31$218,624
Net income (gross income less expenses)2016-12-31$401,273
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,038,324
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,637,051
Assets. Value of participant loans2016-12-31$5,158
Total contributions received or receivable from employer(s)2016-12-31$68,092
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$175,533
Expenses. Total of all expenses incurred2015-12-31$457,898
Benefits paid (including direct rollovers)2015-12-31$443,395
Total plan assets at end of year2015-12-31$2,637,051
Total plan assets at beginning of year2015-12-31$2,919,416
Value of fidelity bond covering the plan2015-12-31$400,000
Total contributions received or receivable from participants2015-12-31$126,901
Other income received2015-12-31$-30,565
Net income (gross income less expenses)2015-12-31$-282,365
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,637,051
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,919,416
Assets. Value of participant loans2015-12-31$9,704
Total contributions received or receivable from employer(s)2015-12-31$79,197
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$14,503
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$403,709
Expenses. Total of all expenses incurred2014-12-31$25,522
Benefits paid (including direct rollovers)2014-12-31$1,866
Total plan assets at end of year2014-12-31$2,919,416
Total plan assets at beginning of year2014-12-31$2,541,229
Value of fidelity bond covering the plan2014-12-31$400,000
Total contributions received or receivable from participants2014-12-31$99,596
Contributions received from other sources (not participants or employers)2014-12-31$65,860
Other income received2014-12-31$166,914
Net income (gross income less expenses)2014-12-31$378,187
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,919,416
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,541,229
Assets. Value of participant loans2014-12-31$26,145
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-12-31$17
Total contributions received or receivable from employer(s)2014-12-31$71,339
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$23,656
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$406,205
Expenses. Total of all expenses incurred2013-12-31$41,511
Benefits paid (including direct rollovers)2013-12-31$28,220
Total plan assets at end of year2013-12-31$2,541,229
Total plan assets at beginning of year2013-12-31$2,176,535
Value of fidelity bond covering the plan2013-12-31$400,000
Total contributions received or receivable from participants2013-12-31$83,356
Other income received2013-12-31$261,187
Net income (gross income less expenses)2013-12-31$364,694
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,541,229
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,176,535
Assets. Value of participant loans2013-12-31$38,799
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022013-12-31$17
Total contributions received or receivable from employer(s)2013-12-31$61,662
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$13,291
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0

Form 5500 Responses for CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN

2017: CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CALDWELL & KEARNS, P.C. DEFERRED SAVINGS PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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