401k Plan data: CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN plan

CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN 401k Plan overview

Plan Name	CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN
Plan identification number	002

CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KELLOG & MORELAND INSURANCE SERVICES has sponsored the creation of one or more 401k plans.

Company Name: KELLOG & MORELAND INSURANCE SERVICES

Employer identification number (EIN): 952039845

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-07-01
002 2022-07-01
002 2021-07-01
002 2021-07-01
002 2020-07-01
002 2019-07-01
002 2018-07-01 KEITH MORELAND 2019-10-21
002 2017-07-01
002 2015-07-01 KEITH MORELAND 2016-08-30
002 2014-07-01 KEITH MORELAND 2015-10-09
002 2013-07-01 KEITH MORELAND
002 2012-07-01 KEITH MORELAND

Plan Statistics for CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN

401k plan membership statisitcs for CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN

Measure Date Value
2024: CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN 2024 401k membership
Total number of particpants at beginning of year 2024-10-28 8
Total number of particpants at end of year 2024-10-28 9
Number of Participants With Account Balances 2024-10-28 9
2022: CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN 2022 401k membership
Total number of particpants at beginning of year 2022-11-17 9
Total number of particpants at end of year 2022-11-17 9
Number of Participants With Account Balances 2022-11-17 9
2013: CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 8
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 7
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 1
Total of all active and inactive participants 2013-07-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 8
Number of participants with account balances 2013-07-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 1
2012: CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 11
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 7
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 1
Total of all active and inactive participants 2012-07-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 8
Number of participants with account balances 2012-07-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0

Measure	Date	Value
2024: CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN 2024 401k membership
Total number of particpants at beginning of year	2024-10-28	8
Total number of particpants at end of year	2024-10-28	9
Number of Participants With Account Balances	2024-10-28	9
2022: CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN 2022 401k membership
Total number of particpants at beginning of year	2022-11-17	9
Total number of particpants at end of year	2022-11-17	9
Number of Participants With Account Balances	2022-11-17	9
2013: CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	8
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	7
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	1
Total of all active and inactive participants	2013-07-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	8
Number of participants with account balances	2013-07-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	1
2012: CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	11
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	7
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	1
Total of all active and inactive participants	2012-07-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	8
Number of participants with account balances	2012-07-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0

Financial Data on CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN

Measure	Date	Value
2024 : CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN 2024 401k financial data
Total liabilities as of the end of the plan year	2024-10-28	0
Total liabilities as of the beginning of the plan year	2024-10-28	0
Total expenses incurred by plan in this plan year	2024-10-28	27450
Net assets as of the end of the plan year	2024-10-28	5074283
Total assets as of the beginning of the plan year	2024-10-28	4309070
Value of plan covered by a fidelity bond	2024-10-28	500000
Participant contributions to plan in this plan year	2024-10-28	93365
Other income to plan in this plan year	2024-10-28	636259
Plan net income in this plan year	2024-10-28	765213
Net assets as of the end of the plan year	2024-10-28	5074283
Net assets as of the beginning of the plan year	2024-10-28	4309070
Employer contributions to plan in this plan year	2024-10-28	63039
Fees paid to broker by Benefit Provider	2024-10-28	27450
Expensese paid to adminstrative service provicers from plan in this plan year	2024-10-28	27450
2022 : CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN 2022 401k financial data
Total liabilities as of the beginning of the plan year	2022-11-17	0
Total expenses incurred by plan in this plan year	2022-11-17	32175
Net assets as of the end of the plan year	2022-11-17	3842848
Total assets as of the beginning of the plan year	2022-11-17	3930579
Value of plan covered by a fidelity bond	2022-11-17	400000
Participant contributions to plan in this plan year	2022-11-17	91599
Other contributions to plan in this plan year	2022-11-17	-219006
Plan net income in this plan year	2022-11-17	-87731
Net assets as of the end of the plan year	2022-11-17	3842848
Net assets as of the beginning of the plan year	2022-11-17	3930579
Employer contributions to plan in this plan year	2022-11-17	71851
Expensese paid to adminstrative service provicers from plan in this plan year	2022-11-17	32175
2014 : CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-06-30	$0
Total plan liabilities at beginning of year	2014-06-30	$0
Total income from all sources	2014-06-30	$294,259
Expenses. Total of all expenses incurred	2014-06-30	$9,608
Total plan assets at end of year	2014-06-30	$1,729,375
Total plan assets at beginning of year	2014-06-30	$1,444,724
Value of fidelity bond covering the plan	2014-06-30	$200,000
Total contributions received or receivable from participants	2014-06-30	$38,356
Assets. Value of loans (other than to participants)	2014-06-30	$2,307
Other income received	2014-06-30	$204,103
Net income (gross income less expenses)	2014-06-30	$284,651
Net plan assets at end of year (total assets less liabilities)	2014-06-30	$1,729,375
Net plan assets at beginning of year (total assets less liabilities)	2014-06-30	$1,444,724
Assets. Value of participant loans	2014-06-30	$3,778
Total contributions received or receivable from employer(s)	2014-06-30	$51,800
Expenses. Administrative service providers (salaries,fees and commissions)	2014-06-30	$9,608
2013 : CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-06-30	$0
Total plan liabilities at beginning of year	2013-06-30	$0
Total income from all sources	2013-06-30	$263,395
Expenses. Total of all expenses incurred	2013-06-30	$544,757
Benefits paid (including direct rollovers)	2013-06-30	$537,253
Total plan assets at end of year	2013-06-30	$1,444,724
Total plan assets at beginning of year	2013-06-30	$1,726,086
Value of fidelity bond covering the plan	2013-06-30	$200,000
Total contributions received or receivable from participants	2013-06-30	$41,167
Assets. Value of loans (other than to participants)	2013-06-30	$6,680
Other income received	2013-06-30	$186,724
Net income (gross income less expenses)	2013-06-30	$-281,362
Net plan assets at end of year (total assets less liabilities)	2013-06-30	$1,444,724
Net plan assets at beginning of year (total assets less liabilities)	2013-06-30	$1,726,086
Total contributions received or receivable from employer(s)	2013-06-30	$35,504
Expenses. Administrative service providers (salaries,fees and commissions)	2013-06-30	$7,504
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0

Form 5500 Responses for CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN

2013: CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: CALDWELL & MORELAND INS SVCS 401K PROF SHAR PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes

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Company Name:	KELLOG & MORELAND INSURANCE SERVICES
Employer identification number (EIN):	952039845
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2023-07-01
002	2022-07-01
002	2021-07-01
002	2021-07-01
002	2020-07-01
002	2019-07-01
002	2018-07-01	KEITH MORELAND	2019-10-21
002	2017-07-01
002	2015-07-01	KEITH MORELAND	2016-08-30
002	2014-07-01	KEITH MORELAND	2015-10-09
002	2013-07-01	KEITH MORELAND
002	2012-07-01	KEITH MORELAND