401k Plan data: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN plan

RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 401k Plan overview

Plan Name	RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN
Plan identification number	001

RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICHARD R. PUCCI & ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name: RICHARD R. PUCCI & ASSOCIATES

Employer identification number (EIN): 232436857

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 CHRISTOPHER MARADIE 2015-10-15
001 2013-01-01 CHRISTOPHER MARADIE 2014-10-14
001 2012-01-01 CHRISTOPHER MARADIE 2013-10-08
001 2011-01-01 CHRISTOPHER MARADIE 2012-11-21
001 2010-01-01 CHRISTOPHER MARADIE 2012-11-21
001 2008-01-01 CHRISTOPHER MARADIE
001 2007-01-01 CHRISTOPHER MARADIE
001 2006-01-01 CHRISTOPHER MARADIE
001 2005-01-01 CHRISTOPHER MARADIE
001 2004-01-01 CHRISTOPHER MARADIE
001 2003-01-01 CHRISTOPHER MARADIE
001 2002-01-01 CHRISTOPHER MARADIE
001 2001-01-01 CHRISTOPHER MARADIE

Plan Statistics for RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN

401k plan membership statisitcs for RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN

Measure Date Value
2008: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year 2008-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2008-01-01 8
Number of retired or separated participants receiving benefits 2008-01-01 0
Number of other retired or separated participants entitled to future benefits 2008-01-01 0
Total of all active and inactive participants 2008-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-01-01 0
Total participants 2008-01-01 8
Number of participants with account balances 2008-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-01-01 0
2007: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2007 401k membership
Total participants, beginning-of-year 2007-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2007-01-01 9
Number of retired or separated participants receiving benefits 2007-01-01 0
Number of other retired or separated participants entitled to future benefits 2007-01-01 0
Total of all active and inactive participants 2007-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2007-01-01 0
Total participants 2007-01-01 9
Number of participants with account balances 2007-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2007-01-01 0
2006: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2006 401k membership
Total participants, beginning-of-year 2006-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2006-01-01 9
Number of retired or separated participants receiving benefits 2006-01-01 0
Number of other retired or separated participants entitled to future benefits 2006-01-01 0
Total of all active and inactive participants 2006-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2006-01-01 0
Total participants 2006-01-01 9
Number of participants with account balances 2006-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2006-01-01 0
2005: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2005 401k membership
Total participants, beginning-of-year 2005-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2005-01-01 9
Number of retired or separated participants receiving benefits 2005-01-01 0
Number of other retired or separated participants entitled to future benefits 2005-01-01 0
Total of all active and inactive participants 2005-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2005-01-01 0
Total participants 2005-01-01 9
Number of participants with account balances 2005-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2005-01-01 0
2004: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2004 401k membership
Total participants, beginning-of-year 2004-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2004-01-01 9
Number of retired or separated participants receiving benefits 2004-01-01 0
Number of other retired or separated participants entitled to future benefits 2004-01-01 0
Total of all active and inactive participants 2004-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2004-01-01 0
Total participants 2004-01-01 9
Number of participants with account balances 2004-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2004-01-01 0
2003: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2003 401k membership
Total participants, beginning-of-year 2003-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2003-01-01 8
Number of retired or separated participants receiving benefits 2003-01-01 0
Number of other retired or separated participants entitled to future benefits 2003-01-01 0
Total of all active and inactive participants 2003-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2003-01-01 0
Total participants 2003-01-01 8
Number of participants with account balances 2003-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2003-01-01 0
2002: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2002 401k membership
Total participants, beginning-of-year 2002-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2002-01-01 7
Number of retired or separated participants receiving benefits 2002-01-01 0
Number of other retired or separated participants entitled to future benefits 2002-01-01 0
Total of all active and inactive participants 2002-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2002-01-01 0
Total participants 2002-01-01 7
Number of participants with account balances 2002-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2002-01-01 0
2001: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2001 401k membership
Total participants, beginning-of-year 2001-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2001-01-01 7
Number of retired or separated participants receiving benefits 2001-01-01 0
Number of other retired or separated participants entitled to future benefits 2001-01-01 0
Total of all active and inactive participants 2001-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2001-01-01 0
Total participants 2001-01-01 7
Number of participants with account balances 2001-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2001-01-01 0

Measure	Date	Value
2008: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year	2008-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2008-01-01	8
Number of retired or separated participants receiving benefits	2008-01-01	0
Number of other retired or separated participants entitled to future benefits	2008-01-01	0
Total of all active and inactive participants	2008-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-01-01	0
Total participants	2008-01-01	8
Number of participants with account balances	2008-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-01-01	0
2007: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2007 401k membership
Total participants, beginning-of-year	2007-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2007-01-01	9
Number of retired or separated participants receiving benefits	2007-01-01	0
Number of other retired or separated participants entitled to future benefits	2007-01-01	0
Total of all active and inactive participants	2007-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2007-01-01	0
Total participants	2007-01-01	9
Number of participants with account balances	2007-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2007-01-01	0
2006: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2006 401k membership
Total participants, beginning-of-year	2006-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2006-01-01	9
Number of retired or separated participants receiving benefits	2006-01-01	0
Number of other retired or separated participants entitled to future benefits	2006-01-01	0
Total of all active and inactive participants	2006-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2006-01-01	0
Total participants	2006-01-01	9
Number of participants with account balances	2006-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2006-01-01	0
2005: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2005 401k membership
Total participants, beginning-of-year	2005-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2005-01-01	9
Number of retired or separated participants receiving benefits	2005-01-01	0
Number of other retired or separated participants entitled to future benefits	2005-01-01	0
Total of all active and inactive participants	2005-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2005-01-01	0
Total participants	2005-01-01	9
Number of participants with account balances	2005-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2005-01-01	0
2004: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2004 401k membership
Total participants, beginning-of-year	2004-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2004-01-01	9
Number of retired or separated participants receiving benefits	2004-01-01	0
Number of other retired or separated participants entitled to future benefits	2004-01-01	0
Total of all active and inactive participants	2004-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2004-01-01	0
Total participants	2004-01-01	9
Number of participants with account balances	2004-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2004-01-01	0
2003: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2003 401k membership
Total participants, beginning-of-year	2003-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2003-01-01	8
Number of retired or separated participants receiving benefits	2003-01-01	0
Number of other retired or separated participants entitled to future benefits	2003-01-01	0
Total of all active and inactive participants	2003-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2003-01-01	0
Total participants	2003-01-01	8
Number of participants with account balances	2003-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2003-01-01	0
2002: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2002 401k membership
Total participants, beginning-of-year	2002-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2002-01-01	7
Number of retired or separated participants receiving benefits	2002-01-01	0
Number of other retired or separated participants entitled to future benefits	2002-01-01	0
Total of all active and inactive participants	2002-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2002-01-01	0
Total participants	2002-01-01	7
Number of participants with account balances	2002-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2002-01-01	0
2001: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2001 401k membership
Total participants, beginning-of-year	2001-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2001-01-01	7
Number of retired or separated participants receiving benefits	2001-01-01	0
Number of other retired or separated participants entitled to future benefits	2001-01-01	0
Total of all active and inactive participants	2001-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2001-01-01	0
Total participants	2001-01-01	7
Number of participants with account balances	2001-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2001-01-01	0

Financial Data on RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN

Measure	Date	Value
2008 : RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2008 401k financial data
Transfers to/from the plan	2008-12-31	$0
Total plan liabilities at end of year	2008-12-31	$0
Total plan liabilities at beginning of year	2008-12-31	$0
Total income from all sources	2008-12-31	$-106,801
Expenses. Total of all expenses incurred	2008-12-31	$6,986
Benefits paid (including direct rollovers)	2008-12-31	$6,986
Total plan assets at end of year	2008-12-31	$270,006
Total plan assets at beginning of year	2008-12-31	$383,793
Total contributions received or receivable from participants	2008-12-31	$64,465
Expenses. Other expenses not covered elsewhere	2008-12-31	$0
Contributions received from other sources (not participants or employers)	2008-12-31	$0
Other income received	2008-12-31	$-171,266
Noncash contributions received	2008-12-31	$0
Net income (gross income less expenses)	2008-12-31	$-113,787
Net plan assets at end of year (total assets less liabilities)	2008-12-31	$270,006
Net plan assets at beginning of year (total assets less liabilities)	2008-12-31	$383,793
Assets. Value of participant loans	2008-12-31	$5,000
Total contributions received or receivable from employer(s)	2008-12-31	$0
Value of certain deemed distributions of participant loans	2008-12-31	$0
Value of corrective distributions	2008-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2008-12-31	$0
2007 : RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2007 401k financial data
Transfers to/from the plan	2007-12-31	$0
Total plan liabilities at end of year	2007-12-31	$0
Total plan liabilities at beginning of year	2007-12-31	$0
Total income from all sources	2007-12-31	$90,860
Expenses. Total of all expenses incurred	2007-12-31	$10,735
Benefits paid (including direct rollovers)	2007-12-31	$10,735
Total plan assets at end of year	2007-12-31	$383,793
Total plan assets at beginning of year	2007-12-31	$303,668
Total contributions received or receivable from participants	2007-12-31	$61,267
Expenses. Other expenses not covered elsewhere	2007-12-31	$0
Contributions received from other sources (not participants or employers)	2007-12-31	$0
Other income received	2007-12-31	$29,593
Noncash contributions received	2007-12-31	$0
Net income (gross income less expenses)	2007-12-31	$80,125
Net plan assets at end of year (total assets less liabilities)	2007-12-31	$383,793
Net plan assets at beginning of year (total assets less liabilities)	2007-12-31	$303,668
Assets. Value of participant loans	2007-12-31	$5,000
Total contributions received or receivable from employer(s)	2007-12-31	$0
Value of certain deemed distributions of participant loans	2007-12-31	$0
Value of corrective distributions	2007-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2007-12-31	$0
2006 : RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2006 401k financial data
Transfers to/from the plan	2006-12-31	$0
Total plan liabilities at end of year	2006-12-31	$0
Total plan liabilities at beginning of year	2006-12-31	$0
Total income from all sources	2006-12-31	$81,971
Expenses. Total of all expenses incurred	2006-12-31	$4,933
Benefits paid (including direct rollovers)	2006-12-31	$4,933
Total plan assets at end of year	2006-12-31	$303,668
Total plan assets at beginning of year	2006-12-31	$226,630
Total contributions received or receivable from participants	2006-12-31	$46,653
Expenses. Other expenses not covered elsewhere	2006-12-31	$0
Contributions received from other sources (not participants or employers)	2006-12-31	$0
Other income received	2006-12-31	$35,318
Noncash contributions received	2006-12-31	$0
Net income (gross income less expenses)	2006-12-31	$77,038
Net plan assets at end of year (total assets less liabilities)	2006-12-31	$303,668
Net plan assets at beginning of year (total assets less liabilities)	2006-12-31	$226,630
Assets. Value of participant loans	2006-12-31	$5,000
Total contributions received or receivable from employer(s)	2006-12-31	$0
Value of certain deemed distributions of participant loans	2006-12-31	$0
Value of corrective distributions	2006-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2006-12-31	$0
2005 : RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2005 401k financial data
Transfers to/from the plan	2005-12-31	$0
Total plan liabilities at end of year	2005-12-31	$0
Total plan liabilities at beginning of year	2005-12-31	$0
Total income from all sources	2005-12-31	$57,182
Expenses. Total of all expenses incurred	2005-12-31	$0
Benefits paid (including direct rollovers)	2005-12-31	$0
Total plan assets at end of year	2005-12-31	$226,630
Total plan assets at beginning of year	2005-12-31	$169,448
Total contributions received or receivable from participants	2005-12-31	$45,603
Expenses. Other expenses not covered elsewhere	2005-12-31	$0
Contributions received from other sources (not participants or employers)	2005-12-31	$0
Other income received	2005-12-31	$11,579
Noncash contributions received	2005-12-31	$0
Net income (gross income less expenses)	2005-12-31	$57,182
Net plan assets at end of year (total assets less liabilities)	2005-12-31	$226,630
Net plan assets at beginning of year (total assets less liabilities)	2005-12-31	$169,448
Assets. Value of participant loans	2005-12-31	$5,000
Total contributions received or receivable from employer(s)	2005-12-31	$0
Value of certain deemed distributions of participant loans	2005-12-31	$0
Value of corrective distributions	2005-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2005-12-31	$0
2004 : RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2004 401k financial data
Transfers to/from the plan	2004-12-31	$0
Total plan liabilities at end of year	2004-12-31	$0
Total plan liabilities at beginning of year	2004-12-31	$0
Total income from all sources	2004-12-31	$63,265
Expenses. Total of all expenses incurred	2004-12-31	$4,422
Benefits paid (including direct rollovers)	2004-12-31	$4,422
Total plan assets at end of year	2004-12-31	$169,448
Total plan assets at beginning of year	2004-12-31	$110,605
Total contributions received or receivable from participants	2004-12-31	$44,004
Expenses. Other expenses not covered elsewhere	2004-12-31	$0
Contributions received from other sources (not participants or employers)	2004-12-31	$0
Other income received	2004-12-31	$19,261
Noncash contributions received	2004-12-31	$0
Net income (gross income less expenses)	2004-12-31	$58,843
Net plan assets at end of year (total assets less liabilities)	2004-12-31	$169,448
Net plan assets at beginning of year (total assets less liabilities)	2004-12-31	$110,605
Assets. Value of participant loans	2004-12-31	$5,000
Total contributions received or receivable from employer(s)	2004-12-31	$0
Value of certain deemed distributions of participant loans	2004-12-31	$0
Value of corrective distributions	2004-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2004-12-31	$0
2003 : RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2003 401k financial data
Transfers to/from the plan	2003-12-31	$0
Total plan liabilities at end of year	2003-12-31	$0
Total plan liabilities at beginning of year	2003-12-31	$0
Total income from all sources	2003-12-31	$62,436
Expenses. Total of all expenses incurred	2003-12-31	$842
Benefits paid (including direct rollovers)	2003-12-31	$842
Total plan assets at end of year	2003-12-31	$110,605
Total plan assets at beginning of year	2003-12-31	$49,011
Total contributions received or receivable from participants	2003-12-31	$40,542
Expenses. Other expenses not covered elsewhere	2003-12-31	$0
Contributions received from other sources (not participants or employers)	2003-12-31	$0
Other income received	2003-12-31	$21,894
Noncash contributions received	2003-12-31	$0
Net income (gross income less expenses)	2003-12-31	$61,594
Net plan assets at end of year (total assets less liabilities)	2003-12-31	$110,605
Net plan assets at beginning of year (total assets less liabilities)	2003-12-31	$49,011
Total contributions received or receivable from employer(s)	2003-12-31	$0
Value of certain deemed distributions of participant loans	2003-12-31	$0
Value of corrective distributions	2003-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2003-12-31	$0
2002 : RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2002 401k financial data
Transfers to/from the plan	2002-12-31	$0
Total plan liabilities at end of year	2002-12-31	$0
Total plan liabilities at beginning of year	2002-12-31	$0
Total income from all sources	2002-12-31	$29,554
Expenses. Total of all expenses incurred	2002-12-31	$0
Benefits paid (including direct rollovers)	2002-12-31	$0
Total plan assets at end of year	2002-12-31	$49,011
Total plan assets at beginning of year	2002-12-31	$194,757
Total contributions received or receivable from participants	2002-12-31	$36,141
Expenses. Other expenses not covered elsewhere	2002-12-31	$0
Contributions received from other sources (not participants or employers)	2002-12-31	$0
Other income received	2002-12-31	$-6,587
Noncash contributions received	2002-12-31	$0
Net income (gross income less expenses)	2002-12-31	$29,554
Net plan assets at end of year (total assets less liabilities)	2002-12-31	$49,011
Net plan assets at beginning of year (total assets less liabilities)	2002-12-31	$194,757
Total contributions received or receivable from employer(s)	2002-12-31	$0
Value of certain deemed distributions of participant loans	2002-12-31	$0
Value of corrective distributions	2002-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2002-12-31	$0
2001 : RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2001 401k financial data
Transfers to/from the plan	2001-12-31	$0
Total plan liabilities at end of year	2001-12-31	$0
Total plan liabilities at beginning of year	2001-12-31	$0
Total income from all sources	2001-12-31	$19,457
Expenses. Total of all expenses incurred	2001-12-31	$0
Benefits paid (including direct rollovers)	2001-12-31	$0
Total plan assets at end of year	2001-12-31	$19,457
Total plan assets at beginning of year	2001-12-31	$0
Total contributions received or receivable from participants	2001-12-31	$18,790
Expenses. Other expenses not covered elsewhere	2001-12-31	$0
Contributions received from other sources (not participants or employers)	2001-12-31	$0
Other income received	2001-12-31	$667
Noncash contributions received	2001-12-31	$0
Net income (gross income less expenses)	2001-12-31	$19,457
Net plan assets at end of year (total assets less liabilities)	2001-12-31	$19,457
Net plan assets at beginning of year (total assets less liabilities)	2001-12-31	$0
Total contributions received or receivable from employer(s)	2001-12-31	$0
Value of certain deemed distributions of participant loans	2001-12-31	$0
Value of corrective distributions	2001-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2001-12-31	$0

Form 5500 Responses for RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN

2008: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	No
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2008-01-01	Plan funding arrangement – Trust	Yes
2008-01-01	Plan benefit arrangement - Trust	Yes
2007: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	No
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No
2007-01-01	Plan funding arrangement – Trust	Yes
2007-01-01	Plan benefit arrangement - Trust	Yes
2006: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2006 form 5500 responses
2006-01-01	Type of plan entity	Single employer plan
2006-01-01	Submission has been amended	No
2006-01-01	This submission is the final filing	No
2006-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2006-01-01	Plan is a collectively bargained plan	No
2006-01-01	Plan funding arrangement – Trust	Yes
2006-01-01	Plan benefit arrangement - Trust	Yes
2005: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2005 form 5500 responses
2005-01-01	Type of plan entity	Single employer plan
2005-01-01	Submission has been amended	No
2005-01-01	This submission is the final filing	No
2005-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2005-01-01	Plan is a collectively bargained plan	No
2005-01-01	Plan funding arrangement – Trust	Yes
2005-01-01	Plan benefit arrangement - Trust	Yes
2004: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2004 form 5500 responses
2004-01-01	Type of plan entity	Single employer plan
2004-01-01	Submission has been amended	No
2004-01-01	This submission is the final filing	No
2004-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2004-01-01	Plan is a collectively bargained plan	No
2004-01-01	Plan funding arrangement – Trust	Yes
2004-01-01	Plan benefit arrangement - Trust	Yes
2003: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2003 form 5500 responses
2003-01-01	Type of plan entity	Single employer plan
2003-01-01	Submission has been amended	No
2003-01-01	This submission is the final filing	No
2003-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2003-01-01	Plan is a collectively bargained plan	No
2003-01-01	Plan funding arrangement – Trust	Yes
2003-01-01	Plan benefit arrangement - Trust	Yes
2002: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2002 form 5500 responses
2002-01-01	Type of plan entity	Single employer plan
2002-01-01	Submission has been amended	No
2002-01-01	This submission is the final filing	No
2002-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2002-01-01	Plan is a collectively bargained plan	No
2002-01-01	Plan funding arrangement – Trust	Yes
2002-01-01	Plan benefit arrangement - Trust	Yes
2001: RICHARD R. PUCCI & ASSOCIATES 401(K) PLAN 2001 form 5500 responses
2001-01-01	Type of plan entity	Single employer plan
2001-01-01	First time form 5500 has been submitted	Yes
2001-01-01	Submission has been amended	No
2001-01-01	This submission is the final filing	No
2001-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2001-01-01	Plan is a collectively bargained plan	No
2001-01-01	Plan funding arrangement – Trust	Yes
2001-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	RICHARD R. PUCCI & ASSOCIATES
Employer identification number (EIN):	232436857
NAIC Classification:	238900

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	CHRISTOPHER MARADIE	2015-10-15
001	2013-01-01	CHRISTOPHER MARADIE	2014-10-14
001	2012-01-01	CHRISTOPHER MARADIE	2013-10-08
001	2011-01-01	CHRISTOPHER MARADIE	2012-11-21
001	2010-01-01	CHRISTOPHER MARADIE	2012-11-21
001	2008-01-01	CHRISTOPHER MARADIE
001	2007-01-01	CHRISTOPHER MARADIE
001	2006-01-01	CHRISTOPHER MARADIE
001	2005-01-01	CHRISTOPHER MARADIE
001	2004-01-01	CHRISTOPHER MARADIE
001	2003-01-01	CHRISTOPHER MARADIE
001	2002-01-01	CHRISTOPHER MARADIE
001	2001-01-01	CHRISTOPHER MARADIE