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RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameRICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN
Plan identification number 002

RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICHARD R. M. FRANCIS, M.D., P.A. has sponsored the creation of one or more 401k plans.

Company Name:RICHARD R. M. FRANCIS, M.D., P.A.
Employer identification number (EIN):331040259
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about RICHARD R. M. FRANCIS, M.D., P.A.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2003-01-21
Company Identification Number: 0800165207
Legal Registered Office Address: 9301 SOUTHWEST FWY STE 600

HOUSTON
United States of America (USA)
77074

More information about RICHARD R. M. FRANCIS, M.D., P.A.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01JUANITTA FRANCIS2023-09-13
0022021-01-01JUANITTA FRANCIS2022-09-14
0022021-01-01JUANITTA FRANCIS2022-11-08
0022020-01-01JUANITTA FRANCIS2021-10-12
0022020-01-01JUANITTA FRANCIS2022-09-14
0022019-01-01JUANITTA FRANCIS2020-09-18
0022019-01-01JUANITTA FRANCIS2021-04-19
0022018-01-01JUANITTA FRANCIS2019-08-22
0022017-01-01
0022017-01-01JUANITTA FRANCIS2019-08-27
0022016-01-01
0022016-01-01JUANITTA THOMPSON2018-11-17
0022015-01-01
0022015-01-01JUANITTA THOMPSON2018-11-17
0022014-01-01
0022014-01-01RICHARD R. M. FRANCIS2015-10-08
0022013-01-01JUANITTA FRANCIS2014-10-08
0022013-01-01
0022012-01-01JUANITTA FRANCIS2015-10-14
0022011-01-01RICHARD R.M. FRANCIS2013-11-13
0022010-01-01RICHARD R.M. FRANCIS2013-11-13

Financial Data on RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN

Measure Date Value
2022 : RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2022 401k financial data
Total plan liabilities at end of year2022-12-31$682
Total plan liabilities at beginning of year2022-12-31$448
Total income from all sources2022-12-31$-260,190
Expenses. Total of all expenses incurred2022-12-31$114,247
Benefits paid (including direct rollovers)2022-12-31$97,132
Total plan assets at end of year2022-12-31$3,338,550
Total plan assets at beginning of year2022-12-31$3,712,753
Value of fidelity bond covering the plan2022-12-31$50,000
Total contributions received or receivable from participants2022-12-31$121,168
Assets. Value of loans (other than to participants)2022-12-31$713,117
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$0
Other income received2022-12-31$-440,419
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-374,437
Net plan assets at end of year (total assets less liabilities)2022-12-31$3,337,868
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$3,712,305
Assets. Value of participant loans2022-12-31$90,558
Total contributions received or receivable from employer(s)2022-12-31$59,061
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$17,115
2021 : RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$350
Total plan liabilities at beginning of year2021-12-31$350
Total income from all sources2021-12-31$668,802
Expenses. Total of all expenses incurred2021-12-31$181,800
Benefits paid (including direct rollovers)2021-12-31$165,269
Total plan assets at end of year2021-12-31$3,709,149
Total plan assets at beginning of year2021-12-31$3,222,147
Value of fidelity bond covering the plan2021-12-31$50,000
Total contributions received or receivable from participants2021-12-31$152,558
Assets. Value of loans (other than to participants)2021-12-31$682,852
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$433,058
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$487,002
Net plan assets at end of year (total assets less liabilities)2021-12-31$3,708,799
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$3,221,797
Assets. Value of participant loans2021-12-31$79,795
Total contributions received or receivable from employer(s)2021-12-31$83,186
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$16,531
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2020 401k financial data
Total plan liabilities at end of year2020-12-31$417
Total plan liabilities at beginning of year2020-12-31$417
Total income from all sources2020-12-31$672,845
Expenses. Total of all expenses incurred2020-12-31$311,235
Benefits paid (including direct rollovers)2020-12-31$297,147
Total plan assets at end of year2020-12-31$3,305,011
Total plan assets at beginning of year2020-12-31$2,943,401
Value of fidelity bond covering the plan2020-12-31$50,000
Total contributions received or receivable from participants2020-12-31$150,659
Assets. Value of loans (other than to participants)2020-12-31$626,146
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$433,730
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$361,610
Net plan assets at end of year (total assets less liabilities)2020-12-31$3,304,594
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$2,942,984
Assets. Value of participant loans2020-12-31$48,879
Total contributions received or receivable from employer(s)2020-12-31$88,456
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$14,088
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$116
Total plan liabilities at beginning of year2019-12-31$116
Total income from all sources2019-12-31$656,120
Expenses. Total of all expenses incurred2019-12-31$184,402
Benefits paid (including direct rollovers)2019-12-31$168,711
Total plan assets at end of year2019-12-31$2,860,683
Total plan assets at beginning of year2019-12-31$2,388,965
Value of fidelity bond covering the plan2019-12-31$50,000
Total contributions received or receivable from participants2019-12-31$130,777
Assets. Value of loans (other than to participants)2019-12-31$626,146
Expenses. Other expenses not covered elsewhere2019-12-31$15,691
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$431,196
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$471,718
Net plan assets at end of year (total assets less liabilities)2019-12-31$2,860,567
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$2,388,849
Assets. Value of participant loans2019-12-31$31,663
Total contributions received or receivable from employer(s)2019-12-31$94,147
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$116
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$120,613
Expenses. Total of all expenses incurred2018-12-31$20,500
Benefits paid (including direct rollovers)2018-12-31$5,225
Total plan assets at end of year2018-12-31$2,388,965
Total plan assets at beginning of year2018-12-31$2,288,736
Value of fidelity bond covering the plan2018-12-31$50,000
Total contributions received or receivable from participants2018-12-31$124,775
Assets. Value of loans (other than to participants)2018-12-31$599,597
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$2,505
Other income received2018-12-31$-140,590
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$100,113
Net plan assets at end of year (total assets less liabilities)2018-12-31$2,388,849
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,288,736
Assets. Value of participant loans2018-12-31$15,829
Total contributions received or receivable from employer(s)2018-12-31$133,923
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$15,275
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2017 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$60,001
Total plan liabilities at beginning of year2016-12-31$44,052
Total income from all sources2016-12-31$300,100
Expenses. Total of all expenses incurred2016-12-31$10,522
Benefits paid (including direct rollovers)2016-12-31$3,733
Total plan assets at end of year2016-12-31$1,893,148
Total plan assets at beginning of year2016-12-31$1,587,621
Value of fidelity bond covering the plan2016-12-31$50,000
Total contributions received or receivable from participants2016-12-31$85,234
Assets. Value of loans (other than to participants)2016-12-31$453,538
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$3,817
Other income received2016-12-31$125,924
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$289,578
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,833,147
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,543,569
Assets. Value of participant loans2016-12-31$43,323
Total contributions received or receivable from employer(s)2016-12-31$85,125
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$6,789
2015 : RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$44,052
Total plan liabilities at beginning of year2015-12-31$5,080
Total income from all sources2015-12-31$194,930
Expenses. Total of all expenses incurred2015-12-31$26,894
Benefits paid (including direct rollovers)2015-12-31$20,962
Total plan assets at end of year2015-12-31$1,587,621
Total plan assets at beginning of year2015-12-31$1,380,613
Value of fidelity bond covering the plan2015-12-31$50,000
Total contributions received or receivable from participants2015-12-31$78,581
Assets. Value of loans (other than to participants)2015-12-31$869,720
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$38,686
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$168,036
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,543,569
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,375,533
Assets. Value of participant loans2015-12-31$39,152
Total contributions received or receivable from employer(s)2015-12-31$77,663
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$5,932
2014 : RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$5,080
Total plan liabilities at beginning of year2014-12-31$5,784
Total income from all sources2014-12-31$201,447
Expenses. Total of all expenses incurred2014-12-31$12,032
Benefits paid (including direct rollovers)2014-12-31$9,936
Total plan assets at end of year2014-12-31$1,380,613
Total plan assets at beginning of year2014-12-31$1,191,902
Value of fidelity bond covering the plan2014-12-31$50,000
Total contributions received or receivable from participants2014-12-31$71,670
Assets. Value of loans (other than to participants)2014-12-31$834,264
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$55,996
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$189,415
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,375,533
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,186,118
Assets. Value of participant loans2014-12-31$33,356
Total contributions received or receivable from employer(s)2014-12-31$73,781
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$2,096
2013 : RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$5,784
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$269,203
Expenses. Total of all expenses incurred2013-12-31$54,713
Benefits paid (including direct rollovers)2013-12-31$52,481
Total plan assets at end of year2013-12-31$1,191,902
Total plan assets at beginning of year2013-12-31$971,628
Value of fidelity bond covering the plan2013-12-31$50,000
Total contributions received or receivable from participants2013-12-31$59,967
Assets. Value of loans (other than to participants)2013-12-31$800,253
Expenses. Other expenses not covered elsewhere2013-12-31$53
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$151,067
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$214,490
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,186,118
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$971,628
Assets. Value of participant loans2013-12-31$38,718
Total contributions received or receivable from employer(s)2013-12-31$58,169
Value of certain deemed distributions of participant loans2013-12-31$1,612
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$567

Form 5500 Responses for RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN

2022: RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RICHARD R. M. FRANCIS, M.D., P.A. 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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