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RICHARD H. KAPLAN M.D., P.C. 401(K) SAVINGS AND PROFIT SHARING PLAN 401k Plan overview

Plan NameRICHARD H. KAPLAN M.D., P.C. 401(K) SAVINGS AND PROFIT SHARING PLAN
Plan identification number 001

RICHARD H. KAPLAN M.D., P.C. 401(K) SAVINGS AND PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RICHARD H. KAPLAN, M.D., P.C. has sponsored the creation of one or more 401k plans.

Company Name:RICHARD H. KAPLAN, M.D., P.C.
Employer identification number (EIN):232707454
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD H. KAPLAN M.D., P.C. 401(K) SAVINGS AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01
0012016-01-01STEPHEN I. BUSH2017-08-28
0012015-01-01RICHARD H. KAPLAN2016-05-20
0012014-01-01RICHARD H. KAPLAN2015-10-15
0012013-01-01RICHARD H. KAPLAN2014-06-17
0012012-01-01RICHARD KAPLAN2013-06-18
0012011-01-01RICHARD KAPLAN2012-08-27
0012009-01-01RICHARD KAPLAN
0012009-01-01RICHARD KAPLAN

Financial Data on RICHARD H. KAPLAN M.D., P.C. 401(K) SAVINGS AND PROFIT SHARING PLAN

Measure Date Value
2025 : RICHARD H. KAPLAN M.D., P.C. 401(K) SAVINGS AND PROFIT SHARING PLAN 2025 401k financial data
Total liabilities as of the beginning of the plan year2025-10-140
Total expenses incurred by plan in this plan year2025-10-1413723
Net assets as of the end of the plan year2025-10-141923397
Total assets as of the beginning of the plan year2025-10-141629506
Participant contributions to plan in this plan year2025-10-1444451
Other income to plan in this plan year2025-10-14183944
Plan net income in this plan year2025-10-14293891
Net assets as of the end of the plan year2025-10-141923397
Net assets as of the beginning of the plan year2025-10-141629506
Employer contributions to plan in this plan year2025-10-1479219
Expensese paid to adminstrative service provicers from plan in this plan year2025-10-149277
2024 : RICHARD H. KAPLAN M.D., P.C. 401(K) SAVINGS AND PROFIT SHARING PLAN 2024 401k financial data
Total transfers to/from plan in this plan year2024-10-150
Total liabilities as of the end of the plan year2024-10-150
Total expenses incurred by plan in this plan year2024-10-15102
Net assets as of the end of the plan year2024-10-151629506
Total assets as of the beginning of the plan year2024-10-151400710
Participant contributions to plan in this plan year2024-10-1551176
Value of participant loans at end of plan year2024-10-1538542
Other expenses paid from plan in this plan year2024-10-150
Other contributions to plan in this plan year2024-10-150
Other income to plan in this plan year2024-10-15177722
Plan net income in this plan year2024-10-15228796
Net assets as of the end of the plan year2024-10-151629506
Net assets as of the beginning of the plan year2024-10-151400710
Employer contributions to plan in this plan year2024-10-150
Fees paid to broker by Benefit Provider2024-10-159528
Expensese paid to adminstrative service provicers from plan in this plan year2024-10-15102
2010 : RICHARD H. KAPLAN M.D., P.C. 401(K) SAVINGS AND PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$226,894
Expenses. Total of all expenses incurred2010-12-31$724
Total plan assets at end of year2010-12-31$1,029,497
Total plan assets at beginning of year2010-12-31$803,327
Total contributions received or receivable from participants2010-12-31$35,582
Contributions received from other sources (not participants or employers)2010-12-31$41,443
Other income received2010-12-31$94,028
Net income (gross income less expenses)2010-12-31$226,170
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,029,497
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$803,327
Total contributions received or receivable from employer(s)2010-12-31$55,841
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$724

Form 5500 Responses for RICHARD H. KAPLAN M.D., P.C. 401(K) SAVINGS AND PROFIT SHARING PLAN

2009: RICHARD H. KAPLAN M.D., P.C. 401(K) SAVINGS AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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