RICHARD H. WOOD, DDS, P.C. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan RICHARD H. WOOD, DDS 401(K) SAFE HARBOR P/S PLAN
401k plan membership statisitcs for RICHARD H. WOOD, DDS 401(K) SAFE HARBOR P/S PLAN
Measure | Date | Value |
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2015: RICHARD H. WOOD, DDS 401(K) SAFE HARBOR P/S PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-01-01 | 8 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 0 |
Total of all active and inactive participants | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 0 |
Number of participants with account balances | 2015-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: RICHARD H. WOOD, DDS 401(K) SAFE HARBOR P/S PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-01-01 | 8 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 8 |
Total of all active and inactive participants | 2014-01-01 | 8 |
Total participants | 2014-01-01 | 8 |
Number of participants with account balances | 2014-01-01 | 8 |
2013: RICHARD H. WOOD, DDS 401(K) SAFE HARBOR P/S PLAN 2013 401k membership |
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Total participants, beginning-of-year | 2013-01-01 | 9 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 8 |
Total of all active and inactive participants | 2013-01-01 | 8 |
Total participants | 2013-01-01 | 8 |
Number of participants with account balances | 2013-01-01 | 8 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 1 |
2012: RICHARD H. WOOD, DDS 401(K) SAFE HARBOR P/S PLAN 2012 401k membership |
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Total participants, beginning-of-year | 2012-01-01 | 9 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 9 |
Total of all active and inactive participants | 2012-01-01 | 9 |
Total participants | 2012-01-01 | 9 |
Number of participants with account balances | 2012-01-01 | 9 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: RICHARD H. WOOD, DDS 401(K) SAFE HARBOR P/S PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-01-01 | 9 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 9 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
Total of all active and inactive participants | 2011-01-01 | 9 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 9 |
Number of participants with account balances | 2011-01-01 | 9 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
Measure | Date | Value |
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2015 : RICHARD H. WOOD, DDS 401(K) SAFE HARBOR P/S PLAN 2015 401k financial data |
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Transfers to/from the plan | 2015-10-31 | $-936,312 |
Total income from all sources | 2015-10-31 | $-77,130 |
Expenses. Total of all expenses incurred | 2015-10-31 | $2,831,466 |
Benefits paid (including direct rollovers) | 2015-10-31 | $2,831,466 |
Total plan assets at end of year | 2015-10-31 | $0 |
Total plan assets at beginning of year | 2015-10-31 | $3,844,908 |
Value of fidelity bond covering the plan | 2015-10-31 | $300,000 |
Total contributions received or receivable from participants | 2015-10-31 | $48,221 |
Contributions received from other sources (not participants or employers) | 2015-10-31 | $1,172 |
Other income received | 2015-10-31 | $-126,523 |
Net income (gross income less expenses) | 2015-10-31 | $-2,908,596 |
Net plan assets at end of year (total assets less liabilities) | 2015-10-31 | $0 |
Net plan assets at beginning of year (total assets less liabilities) | 2015-10-31 | $3,844,908 |
2014 : RICHARD H. WOOD, DDS 401(K) SAFE HARBOR P/S PLAN 2014 401k financial data |
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Total income from all sources | 2014-12-31 | $302,557 |
Expenses. Total of all expenses incurred | 2014-12-31 | $111,363 |
Benefits paid (including direct rollovers) | 2014-12-31 | $111,238 |
Total plan assets at end of year | 2014-12-31 | $3,844,908 |
Total plan assets at beginning of year | 2014-12-31 | $3,653,714 |
Value of fidelity bond covering the plan | 2014-12-31 | $300,000 |
Total contributions received or receivable from participants | 2014-12-31 | $76,719 |
Contributions received from other sources (not participants or employers) | 2014-12-31 | $2,691 |
Other income received | 2014-12-31 | $138,541 |
Net income (gross income less expenses) | 2014-12-31 | $191,194 |
Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $3,844,908 |
Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,653,714 |
Total contributions received or receivable from employer(s) | 2014-12-31 | $84,606 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $125 |
2013 : RICHARD H. WOOD, DDS 401(K) SAFE HARBOR P/S PLAN 2013 401k financial data |
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Total income from all sources | 2013-12-31 | $656,468 |
Total plan assets at end of year | 2013-12-31 | $3,653,714 |
Total plan assets at beginning of year | 2013-12-31 | $2,997,246 |
Value of fidelity bond covering the plan | 2013-12-31 | $300,000 |
Total contributions received or receivable from participants | 2013-12-31 | $73,448 |
Contributions received from other sources (not participants or employers) | 2013-12-31 | $6,325 |
Other income received | 2013-12-31 | $469,068 |
Net income (gross income less expenses) | 2013-12-31 | $656,468 |
Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $3,653,714 |
Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,997,246 |
Total contributions received or receivable from employer(s) | 2013-12-31 | $107,627 |
2012 : RICHARD H. WOOD, DDS 401(K) SAFE HARBOR P/S PLAN 2012 401k financial data |
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Total income from all sources | 2012-12-31 | $428,919 |
Total plan assets at end of year | 2012-12-31 | $2,997,246 |
Total plan assets at beginning of year | 2012-12-31 | $2,568,327 |
Value of fidelity bond covering the plan | 2012-12-31 | $300,000 |
Total contributions received or receivable from participants | 2012-12-31 | $74,901 |
Other income received | 2012-12-31 | $278,833 |
Net income (gross income less expenses) | 2012-12-31 | $428,919 |
Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $2,997,246 |
Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,568,327 |
Total contributions received or receivable from employer(s) | 2012-12-31 | $75,185 |
2011 : RICHARD H. WOOD, DDS 401(K) SAFE HARBOR P/S PLAN 2011 401k financial data |
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Total income from all sources | 2011-12-31 | $-269,278 |
Total plan assets at end of year | 2011-12-31 | $2,568,327 |
Total plan assets at beginning of year | 2011-12-31 | $2,837,605 |
Value of fidelity bond covering the plan | 2011-12-31 | $300,000 |
Total contributions received or receivable from participants | 2011-12-31 | $71,929 |
Other income received | 2011-12-31 | $-416,717 |
Net income (gross income less expenses) | 2011-12-31 | $-269,278 |
Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $2,568,327 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,837,605 |
Total contributions received or receivable from employer(s) | 2011-12-31 | $75,510 |
2010 : RICHARD H. WOOD, DDS 401(K) SAFE HARBOR P/S PLAN 2010 401k financial data |
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Transfers to/from the plan | 2010-12-31 | $2,320,421 |
Total income from all sources | 2010-12-31 | $518,885 |
Expenses. Total of all expenses incurred | 2010-12-31 | $1,701 |
Total plan assets at end of year | 2010-12-31 | $2,837,605 |
Total plan assets at beginning of year | 2010-12-31 | $0 |
Value of fidelity bond covering the plan | 2010-12-31 | $265,000 |
Total contributions received or receivable from participants | 2010-12-31 | $63,106 |
Other income received | 2010-12-31 | $380,437 |
Net income (gross income less expenses) | 2010-12-31 | $517,184 |
Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $2,837,605 |
Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $0 |
Total contributions received or receivable from employer(s) | 2010-12-31 | $75,342 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $1,701 |
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 309024486 |
Policy instance | 2 |
Insurance contract or identification number | 309024486 | Number of Individuals Covered | 0 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-10-31 | Total amount of commissions paid to insurance broker | USD $0 | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $0 | Insurance broker organization code? | 3 | Insurance broker name | CHAD S. NYSTROM |
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GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
Policy contract number | 385969-01 |
Policy instance | 1 |
Insurance contract or identification number | 385969-01 | Number of Individuals Covered | 0 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-10-31 | Total amount of commissions paid to insurance broker | USD $6,383 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $2,073 | Insurance broker organization code? | 3 | Insurance broker name | JAMES IZETT |
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AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 309024486 |
Policy instance | 2 |
Insurance contract or identification number | 309024486 | Number of Individuals Covered | 1 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $0 | Insurance broker organization code? | 3 | Insurance broker name | CHAD S. NYSTROM |
|
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
Policy contract number | 385969-01 |
Policy instance | 1 |
Insurance contract or identification number | 385969-01 | Number of Individuals Covered | 10 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-12-31 | Total amount of commissions paid to insurance broker | USD $10,520 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $7,693 | Insurance broker organization code? | 3 | Insurance broker name | JAMES IZETT |
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GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
Policy contract number | 385969-01 |
Policy instance | 1 |
Insurance contract or identification number | 385969-01 | Number of Individuals Covered | 11 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-12-31 | Total amount of commissions paid to insurance broker | USD $9,010 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $9,010 | Amount paid for insurance broker fees | 0 | Insurance broker organization code? | 3 | Insurance broker name | JAMES IZETT |
|
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 309024486 |
Policy instance | 2 |
Insurance contract or identification number | 309024486 | Number of Individuals Covered | 1 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $0 | Amount paid for insurance broker fees | 0 | Insurance broker organization code? | 3 | Insurance broker name | AL CULBRETH, CFP, CHFC, CLU |
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GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
Policy contract number | 385969-01 |
Policy instance | 1 |
Insurance contract or identification number | 385969-01 | Number of Individuals Covered | 11 | Insurance policy start date | 2012-01-01 | Insurance policy end date | 2012-12-31 | Total amount of commissions paid to insurance broker | USD $6,323 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $3,141 | Amount paid for insurance broker fees | 0 | Insurance broker organization code? | 3 | Insurance broker name | JAMES IZETT |
|
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 309024486 |
Policy instance | 2 |
Insurance contract or identification number | 309024486 | Number of Individuals Covered | 1 | Insurance policy start date | 2012-01-01 | Insurance policy end date | 2012-12-31 | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $0 | Amount paid for insurance broker fees | 0 | Insurance broker organization code? | 3 | Insurance broker name | AL CULBRETH, CFP, CHFC, CLU |
|
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
Policy contract number | 385969-01 |
Policy instance | 1 |
Insurance contract or identification number | 385969-01 | Number of Individuals Covered | 11 | Insurance policy start date | 2011-01-01 | Insurance policy end date | 2011-12-31 | Total amount of commissions paid to insurance broker | USD $6,325 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
Policy contract number | 309024486 |
Policy instance | 2 |
Insurance contract or identification number | 309024486 | Number of Individuals Covered | 1 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
Policy contract number | 385969-01 |
Policy instance | 1 |
Insurance contract or identification number | 385969-01 | Number of Individuals Covered | 11 | Insurance policy start date | 2010-01-01 | Insurance policy end date | 2010-12-31 | Total amount of commissions paid to insurance broker | USD $6,425 | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | Commission paid to Insurance Broker | USD $6,425 | Insurance broker organization code? | 3 | Insurance broker name | JAMES IZETT |
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