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IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 401k Plan overview

Plan NameIRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND
Plan identification number 002

IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

IRON WORKERS LOCAL 404 has sponsored the creation of one or more 401k plans.

Company Name:IRON WORKERS LOCAL 404
Employer identification number (EIN):251754959
NAIC Classification:238100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-05-01
0022021-05-01
0022020-05-01
0022019-05-01KERRY ZETTLEMOYER2020-12-10 TAD HOFFMASTER2020-12-10
0022018-05-01
0022017-05-01STEPHEN CONLEY
0022016-05-01
0022015-05-01
0022015-05-01
0022014-05-01KATHY SNOKE
0022014-05-01KATHY SNOKE
0022014-01-01KATHY SNOKE
0022013-05-01KATHY SNOKE KATHY SNOKE2014-12-15
0022012-05-01KATHY SNOKE KATHY SNOKE2013-12-20
0022011-05-01KATHY SNOKE KATHY SNOKE2013-01-17
0022009-05-01KATHY SNOKE KATHY SNOKE2011-01-25

Plan Statistics for IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND

401k plan membership statisitcs for IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND

Measure Date Value
2022: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2022 401k membership
Total participants, beginning-of-year2022-05-011,946
Total number of active participants reported on line 7a of the Form 55002022-05-01947
Number of retired or separated participants receiving benefits2022-05-0117
Number of other retired or separated participants entitled to future benefits2022-05-01235
Total of all active and inactive participants2022-05-011,199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-05-010
Total participants2022-05-011,199
Number of participants with account balances2022-05-011,199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-05-010
Number of employers contributing to the scheme2022-05-0177
2021: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2021 401k membership
Total participants, beginning-of-year2021-05-011,903
Total number of active participants reported on line 7a of the Form 55002021-05-011,858
Number of retired or separated participants receiving benefits2021-05-0118
Number of other retired or separated participants entitled to future benefits2021-05-0167
Total of all active and inactive participants2021-05-011,943
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-05-013
Total participants2021-05-011,946
Number of participants with account balances2021-05-011,057
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-05-010
Number of employers contributing to the scheme2021-05-0194
2020: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2020 401k membership
Total participants, beginning-of-year2020-05-011,906
Total number of active participants reported on line 7a of the Form 55002020-05-011,825
Number of retired or separated participants receiving benefits2020-05-0118
Number of other retired or separated participants entitled to future benefits2020-05-0159
Total of all active and inactive participants2020-05-011,902
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-05-011
Total participants2020-05-011,903
Number of participants with account balances2020-05-011,060
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-05-010
Number of employers contributing to the scheme2020-05-0149
2019: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2019 401k membership
Total participants, beginning-of-year2019-05-011,986
Total number of active participants reported on line 7a of the Form 55002019-05-011,842
Number of retired or separated participants receiving benefits2019-05-0120
Number of other retired or separated participants entitled to future benefits2019-05-0144
Total of all active and inactive participants2019-05-011,906
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-05-010
Total participants2019-05-011,906
Number of participants with account balances2019-05-011,145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-05-010
Number of employers contributing to the scheme2019-05-0182
2018: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2018 401k membership
Total participants, beginning-of-year2018-05-011,925
Total number of active participants reported on line 7a of the Form 55002018-05-011,906
Number of retired or separated participants receiving benefits2018-05-0117
Number of other retired or separated participants entitled to future benefits2018-05-0159
Total of all active and inactive participants2018-05-011,982
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-05-014
Total participants2018-05-011,986
Number of participants with account balances2018-05-011,271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-05-010
Number of employers contributing to the scheme2018-05-0174
2017: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2017 401k membership
Total participants, beginning-of-year2017-05-011,210
Total number of active participants reported on line 7a of the Form 55002017-05-011,871
Number of retired or separated participants receiving benefits2017-05-0118
Number of other retired or separated participants entitled to future benefits2017-05-0132
Total of all active and inactive participants2017-05-011,921
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-05-014
Total participants2017-05-011,925
Number of participants with account balances2017-05-011,286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-05-010
Number of employers contributing to the scheme2017-05-0147
2016: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2016 401k membership
Total participants, beginning-of-year2016-05-011,048
Total number of active participants reported on line 7a of the Form 55002016-05-011,210
Number of retired or separated participants receiving benefits2016-05-012
Number of other retired or separated participants entitled to future benefits2016-05-0124
Total of all active and inactive participants2016-05-011,236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-05-010
Total participants2016-05-011,236
Number of participants with account balances2016-05-01638
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-05-010
Number of employers contributing to the scheme2016-05-0142
2015: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2015 401k membership
Total participants, beginning-of-year2015-05-011,007
Total number of active participants reported on line 7a of the Form 55002015-05-011,028
Number of retired or separated participants receiving benefits2015-05-011
Number of other retired or separated participants entitled to future benefits2015-05-0119
Total of all active and inactive participants2015-05-011,048
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-05-010
Total participants2015-05-011,048
Number of participants with account balances2015-05-01465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-05-010
Number of employers contributing to the scheme2015-05-0143
2014: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2014 401k membership
Total participants, beginning-of-year2014-05-011,021
Total number of active participants reported on line 7a of the Form 55002014-05-01991
Number of retired or separated participants receiving benefits2014-05-011
Number of other retired or separated participants entitled to future benefits2014-05-0115
Total of all active and inactive participants2014-05-011,007
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-05-010
Total participants2014-05-011,007
Number of participants with account balances2014-05-01454
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-05-010
Number of employers contributing to the scheme2014-05-0144
Total participants, beginning-of-year2014-01-011,021
Total number of active participants reported on line 7a of the Form 55002014-01-01991
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0115
Total of all active and inactive participants2014-01-011,007
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,007
Number of participants with account balances2014-01-01454
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2013 401k membership
Total participants, beginning-of-year2013-05-01934
Total number of active participants reported on line 7a of the Form 55002013-05-011,003
Number of retired or separated participants receiving benefits2013-05-011
Number of other retired or separated participants entitled to future benefits2013-05-0117
Total of all active and inactive participants2013-05-011,021
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-05-010
Total participants2013-05-011,021
Number of participants with account balances2013-05-01505
Number of employers contributing to the scheme2013-05-0144
2012: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2012 401k membership
Total participants, beginning-of-year2012-05-01989
Total number of active participants reported on line 7a of the Form 55002012-05-01912
Number of retired or separated participants receiving benefits2012-05-012
Number of other retired or separated participants entitled to future benefits2012-05-0120
Total of all active and inactive participants2012-05-01934
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-05-010
Total participants2012-05-01934
Number of participants with account balances2012-05-01460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-05-010
Number of employers contributing to the scheme2012-05-0151
2011: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2011 401k membership
Total participants, beginning-of-year2011-05-011,031
Total number of active participants reported on line 7a of the Form 55002011-05-01966
Number of retired or separated participants receiving benefits2011-05-012
Number of other retired or separated participants entitled to future benefits2011-05-0121
Total of all active and inactive participants2011-05-01989
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-05-010
Total participants2011-05-01989
Number of participants with account balances2011-05-01541
Number of employers contributing to the scheme2011-05-0151
2009: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2009 401k membership
Total participants, beginning-of-year2009-05-01967
Total number of active participants reported on line 7a of the Form 55002009-05-011,064
Number of retired or separated participants receiving benefits2009-05-010
Number of other retired or separated participants entitled to future benefits2009-05-0118
Total of all active and inactive participants2009-05-011,082
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-05-010
Total participants2009-05-011,082
Number of participants with account balances2009-05-01734

Financial Data on IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND

Measure Date Value
2023 : IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-04-30$230,197
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-04-30$315,970
Total income from all sources (including contributions)2023-04-30$4,074,184
Total loss/gain on sale of assets2023-04-30$0
Total of all expenses incurred2023-04-30$5,951,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-04-30$5,713,860
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-04-30$3,122,105
Value of total assets at end of year2023-04-30$66,404,324
Value of total assets at beginning of year2023-04-30$68,367,859
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-04-30$238,086
Total interest from all sources2023-04-30$445,118
Total dividends received (eg from common stock, registered investment company shares)2023-04-30$3,343,886
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2023-04-30$3,343,886
Administrative expenses professional fees incurred2023-04-30$67,970
Was this plan covered by a fidelity bond2023-04-30Yes
Value of fidelity bond cover2023-04-30$500,000
If this is an individual account plan, was there a blackout period2023-04-30No
Were there any nonexempt tranactions with any party-in-interest2023-04-30No
Participant contributions at end of year2023-04-30$473,603
Participant contributions at beginning of year2023-04-30$100,373
Income. Received or receivable in cash from other sources (including rollovers)2023-04-30$61,506
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-04-30$7,709
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-04-30$10,894
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-04-30$213,042
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-04-30$291,380
Administrative expenses (other) incurred2023-04-30$20,007
Liabilities. Value of operating payables at end of year2023-04-30$17,155
Liabilities. Value of operating payables at beginning of year2023-04-30$24,590
Total non interest bearing cash at end of year2023-04-30$669,346
Total non interest bearing cash at beginning of year2023-04-30$903,697
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-04-30No
Value of net income/loss2023-04-30$-1,877,762
Value of net assets at end of year (total assets less liabilities)2023-04-30$66,174,127
Value of net assets at beginning of year (total assets less liabilities)2023-04-30$68,051,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2023-04-30No
Were any leases to which the plan was party in default or uncollectible2023-04-30No
Investment advisory and management fees2023-04-30$96,614
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-04-30$46,722,073
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-04-30$48,129,523
Value of interest in pooled separate accounts at end of year2023-04-30$5,243,104
Value of interest in pooled separate accounts at beginning of year2023-04-30$5,903,757
Interest on participant loans2023-04-30$11,319
Interest earned on other investments2023-04-30$433,799
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-04-30$13,006,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-04-30$12,975,540
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-04-30$-2,836,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-04-30No
Was there a failure to transmit to the plan any participant contributions2023-04-30No
Has the plan failed to provide any benefit when due under the plan2023-04-30No
Contributions received in cash from employer2023-04-30$3,060,599
Employer contributions (assets) at end of year2023-04-30$282,373
Employer contributions (assets) at beginning of year2023-04-30$344,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-04-30$5,713,860
Contract administrator fees2023-04-30$53,495
Did the plan have assets held for investment2023-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-04-30No
Opinion of an independent qualified public accountant for this plan2023-04-30Unqualified
Accountancy firm name2023-04-30FISCHER DORWART, P.C.
Accountancy firm EIN2023-04-30232247478
2022 : IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-04-30$315,970
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-04-30$269,597
Total income from all sources (including contributions)2022-04-30$-634,731
Total loss/gain on sale of assets2022-04-30$0
Total of all expenses incurred2022-04-30$5,988,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-04-30$5,771,206
Expenses. Certain deemed distributions of participant loans2022-04-30$14,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-04-30$3,457,936
Value of total assets at end of year2022-04-30$68,367,859
Value of total assets at beginning of year2022-04-30$74,944,742
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-04-30$202,741
Total interest from all sources2022-04-30$360,830
Total dividends received (eg from common stock, registered investment company shares)2022-04-30$6,553,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-04-30$6,553,992
Administrative expenses professional fees incurred2022-04-30$46,681
Was this plan covered by a fidelity bond2022-04-30Yes
Value of fidelity bond cover2022-04-30$500,000
If this is an individual account plan, was there a blackout period2022-04-30No
Were there any nonexempt tranactions with any party-in-interest2022-04-30No
Participant contributions at end of year2022-04-30$100,373
Participant contributions at beginning of year2022-04-30$109,166
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-04-30$10,894
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-04-30$24,682
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-04-30$291,380
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-04-30$239,200
Other income not declared elsewhere2022-04-30$17,555
Administrative expenses (other) incurred2022-04-30$15,497
Liabilities. Value of operating payables at end of year2022-04-30$24,590
Liabilities. Value of operating payables at beginning of year2022-04-30$30,397
Total non interest bearing cash at end of year2022-04-30$903,697
Total non interest bearing cash at beginning of year2022-04-30$878,344
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-30No
Value of net income/loss2022-04-30$-6,623,256
Value of net assets at end of year (total assets less liabilities)2022-04-30$68,051,889
Value of net assets at beginning of year (total assets less liabilities)2022-04-30$74,675,145
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-04-30No
Were any leases to which the plan was party in default or uncollectible2022-04-30No
Investment advisory and management fees2022-04-30$84,549
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-04-30$48,129,523
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-04-30$59,585,397
Value of interest in pooled separate accounts at end of year2022-04-30$5,903,757
Interest on participant loans2022-04-30$10,214
Interest earned on other investments2022-04-30$350,616
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-04-30$12,975,540
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-04-30$13,865,730
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-04-30$-10,592,501
Net investment gain/loss from pooled separate accounts2022-04-30$-432,543
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-04-30No
Was there a failure to transmit to the plan any participant contributions2022-04-30No
Has the plan failed to provide any benefit when due under the plan2022-04-30No
Contributions received in cash from employer2022-04-30$3,457,936
Employer contributions (assets) at end of year2022-04-30$344,075
Employer contributions (assets) at beginning of year2022-04-30$481,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-04-30$5,771,206
Contract administrator fees2022-04-30$56,014
Did the plan have assets held for investment2022-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-04-30No
Opinion of an independent qualified public accountant for this plan2022-04-30Disclaimer
Accountancy firm name2022-04-30FISCHER DORWART, PC
Accountancy firm EIN2022-04-30232247478
2021 : IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-30$269,597
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-04-30$206,401
Total income from all sources (including contributions)2021-04-30$18,902,629
Total loss/gain on sale of assets2021-04-30$0
Total of all expenses incurred2021-04-30$6,085,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-04-30$5,815,029
Expenses. Certain deemed distributions of participant loans2021-04-30$68,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-04-30$3,169,336
Value of total assets at end of year2021-04-30$74,944,742
Value of total assets at beginning of year2021-04-30$62,064,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-04-30$201,963
Total interest from all sources2021-04-30$466,447
Total dividends received (eg from common stock, registered investment company shares)2021-04-30$1,773,647
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-04-30$1,773,647
Administrative expenses professional fees incurred2021-04-30$54,692
Was this plan covered by a fidelity bond2021-04-30Yes
Value of fidelity bond cover2021-04-30$500,000
If this is an individual account plan, was there a blackout period2021-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-04-30$0
Were there any nonexempt tranactions with any party-in-interest2021-04-30No
Participant contributions at end of year2021-04-30$109,166
Participant contributions at beginning of year2021-04-30$193,278
Income. Received or receivable in cash from other sources (including rollovers)2021-04-30$1,587
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-04-30$24,682
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-04-30$9,713
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-04-30$239,200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-04-30$193,076
Other income not declared elsewhere2021-04-30$91,230
Administrative expenses (other) incurred2021-04-30$11,665
Liabilities. Value of operating payables at end of year2021-04-30$30,397
Liabilities. Value of operating payables at beginning of year2021-04-30$13,325
Total non interest bearing cash at end of year2021-04-30$878,344
Total non interest bearing cash at beginning of year2021-04-30$484,087
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-30No
Value of net income/loss2021-04-30$12,816,792
Value of net assets at end of year (total assets less liabilities)2021-04-30$74,675,145
Value of net assets at beginning of year (total assets less liabilities)2021-04-30$61,858,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-04-30No
Were any leases to which the plan was party in default or uncollectible2021-04-30No
Investment advisory and management fees2021-04-30$86,683
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-04-30$59,585,397
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-04-30$46,841,316
Interest on participant loans2021-04-30$13,581
Interest earned on other investments2021-04-30$452,866
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-04-30$13,865,730
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-04-30$14,250,059
Expenses. Payments to insurance carriers foe the provision of benefits2021-04-30$95,318
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-04-30$11,279,148
Net investment gain/loss from pooled separate accounts2021-04-30$2,122,821
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-04-30No
Was there a failure to transmit to the plan any participant contributions2021-04-30No
Has the plan failed to provide any benefit when due under the plan2021-04-30No
Contributions received in cash from employer2021-04-30$3,167,749
Employer contributions (assets) at end of year2021-04-30$481,423
Employer contributions (assets) at beginning of year2021-04-30$286,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-04-30$5,719,711
Contract administrator fees2021-04-30$48,923
Did the plan have assets held for investment2021-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-04-30No
Opinion of an independent qualified public accountant for this plan2021-04-30Disclaimer
Accountancy firm name2021-04-30FISCHER DORWART, PC
Accountancy firm EIN2021-04-30232247478
2020 : IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-04-30$206,401
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-04-30$246,093
Total income from all sources (including contributions)2020-04-30$2,621,879
Total loss/gain on sale of assets2020-04-30$0
Total of all expenses incurred2020-04-30$6,729,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-04-30$6,503,981
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-04-30$3,406,144
Value of total assets at end of year2020-04-30$62,064,754
Value of total assets at beginning of year2020-04-30$66,212,281
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-04-30$225,733
Total interest from all sources2020-04-30$440,898
Total dividends received (eg from common stock, registered investment company shares)2020-04-30$5,808,803
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-04-30$5,808,803
Administrative expenses professional fees incurred2020-04-30$63,637
Was this plan covered by a fidelity bond2020-04-30Yes
Value of fidelity bond cover2020-04-30$500,000
If this is an individual account plan, was there a blackout period2020-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-04-30$0
Were there any nonexempt tranactions with any party-in-interest2020-04-30No
Participant contributions at end of year2020-04-30$193,278
Participant contributions at beginning of year2020-04-30$274,527
Income. Received or receivable in cash from other sources (including rollovers)2020-04-30$24,621
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-04-30$9,713
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-04-30$10,811
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-04-30$193,076
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-04-30$220,943
Administrative expenses (other) incurred2020-04-30$70,053
Liabilities. Value of operating payables at end of year2020-04-30$13,325
Liabilities. Value of operating payables at beginning of year2020-04-30$25,150
Total non interest bearing cash at end of year2020-04-30$484,087
Total non interest bearing cash at beginning of year2020-04-30$544,516
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-04-30No
Value of net income/loss2020-04-30$-4,107,835
Value of net assets at end of year (total assets less liabilities)2020-04-30$61,858,353
Value of net assets at beginning of year (total assets less liabilities)2020-04-30$65,966,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-04-30No
Were any leases to which the plan was party in default or uncollectible2020-04-30No
Investment advisory and management fees2020-04-30$92,043
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-04-30$46,841,316
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-04-30$52,034,736
Interest on participant loans2020-04-30$20,750
Interest earned on other investments2020-04-30$417,427
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-04-30$2,721
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-04-30$14,250,059
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-04-30$12,841,963
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-04-30$-7,061,263
Net investment gain/loss from pooled separate accounts2020-04-30$27,297
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-04-30No
Was there a failure to transmit to the plan any participant contributions2020-04-30No
Has the plan failed to provide any benefit when due under the plan2020-04-30No
Contributions received in cash from employer2020-04-30$3,381,523
Employer contributions (assets) at end of year2020-04-30$286,301
Employer contributions (assets) at beginning of year2020-04-30$505,728
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-04-30$6,503,981
Did the plan have assets held for investment2020-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-04-30Yes
Opinion of an independent qualified public accountant for this plan2020-04-30Disclaimer
Accountancy firm name2020-04-30FISCHER DORWART, P.C.
Accountancy firm EIN2020-04-30232247478
2019 : IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2019 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-04-30$0
2018 : IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-04-30$165,778
Total unrealized appreciation/depreciation of assets2018-04-30$165,778
Total transfer of assets to this plan2018-04-30$39,770,437
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$193,737
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$4,183
Total income from all sources (including contributions)2018-04-30$8,195,418
Total loss/gain on sale of assets2018-04-30$0
Total of all expenses incurred2018-04-30$5,207,938
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-04-30$5,018,655
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-04-30$4,563,194
Value of total assets at end of year2018-04-30$64,966,242
Value of total assets at beginning of year2018-04-30$22,018,771
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-04-30$189,283
Total interest from all sources2018-04-30$346,540
Total dividends received (eg from common stock, registered investment company shares)2018-04-30$1,366,287
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-04-30$1,366,287
Administrative expenses professional fees incurred2018-04-30$41,196
Was this plan covered by a fidelity bond2018-04-30Yes
Value of fidelity bond cover2018-04-30$500,000
If this is an individual account plan, was there a blackout period2018-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-04-30$0
Were there any nonexempt tranactions with any party-in-interest2018-04-30No
Participant contributions at end of year2018-04-30$211,096
Income. Received or receivable in cash from other sources (including rollovers)2018-04-30$55,223
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-04-30$9,690
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-04-30$7,167
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-04-30$96,420
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-04-30$4,183
Administrative expenses (other) incurred2018-04-30$27,019
Liabilities. Value of operating payables at end of year2018-04-30$97,317
Total non interest bearing cash at end of year2018-04-30$555,811
Total non interest bearing cash at beginning of year2018-04-30$13,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Value of net income/loss2018-04-30$2,987,480
Value of net assets at end of year (total assets less liabilities)2018-04-30$64,772,505
Value of net assets at beginning of year (total assets less liabilities)2018-04-30$22,014,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-04-30No
Were any leases to which the plan was party in default or uncollectible2018-04-30No
Investment advisory and management fees2018-04-30$42,525
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-04-30$51,986,770
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-04-30$17,339,310
Interest on participant loans2018-04-30$17,795
Interest earned on other investments2018-04-30$327,888
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-04-30$857
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-04-30$11,556,445
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-04-30$3,981,476
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-04-30$1,753,619
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-04-30No
Was there a failure to transmit to the plan any participant contributions2018-04-30No
Has the plan failed to provide any benefit when due under the plan2018-04-30No
Contributions received in cash from employer2018-04-30$4,507,971
Employer contributions (assets) at end of year2018-04-30$646,430
Employer contributions (assets) at beginning of year2018-04-30$677,466
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-04-30$5,018,655
Contract administrator fees2018-04-30$78,543
Did the plan have assets held for investment2018-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-04-30Yes
Opinion of an independent qualified public accountant for this plan2018-04-30Disclaimer
Accountancy firm name2018-04-30FISCHER DORWART, P.C.
Accountancy firm EIN2018-04-30232247478
2017 : IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-30$4,183
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-04-30$9,129
Total income from all sources (including contributions)2017-04-30$5,253,626
Total loss/gain on sale of assets2017-04-30$0
Total of all expenses incurred2017-04-30$840,746
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-04-30$754,556
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-04-30$3,375,023
Value of total assets at end of year2017-04-30$22,018,771
Value of total assets at beginning of year2017-04-30$17,610,837
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-04-30$86,190
Total interest from all sources2017-04-30$0
Total dividends received (eg from common stock, registered investment company shares)2017-04-30$106,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-04-30$106,268
Administrative expenses professional fees incurred2017-04-30$16,325
Was this plan covered by a fidelity bond2017-04-30Yes
Value of fidelity bond cover2017-04-30$500,000
If this is an individual account plan, was there a blackout period2017-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-04-30$0
Were there any nonexempt tranactions with any party-in-interest2017-04-30No
Income. Received or receivable in cash from other sources (including rollovers)2017-04-30$34,912
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-04-30$7,167
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-04-30$7,486
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-04-30$4,183
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-04-30$9,129
Administrative expenses (other) incurred2017-04-30$8,347
Total non interest bearing cash at end of year2017-04-30$13,352
Total non interest bearing cash at beginning of year2017-04-30$10,399
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Value of net income/loss2017-04-30$4,412,880
Value of net assets at end of year (total assets less liabilities)2017-04-30$22,014,588
Value of net assets at beginning of year (total assets less liabilities)2017-04-30$17,601,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-04-30No
Were any leases to which the plan was party in default or uncollectible2017-04-30No
Investment advisory and management fees2017-04-30$28,194
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-04-30$17,339,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-04-30$14,324,788
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-04-30$3,981,476
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-04-30$2,849,213
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-04-30$1,772,335
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-04-30No
Was there a failure to transmit to the plan any participant contributions2017-04-30No
Has the plan failed to provide any benefit when due under the plan2017-04-30No
Contributions received in cash from employer2017-04-30$3,340,111
Employer contributions (assets) at end of year2017-04-30$677,466
Employer contributions (assets) at beginning of year2017-04-30$418,951
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-04-30$754,556
Contract administrator fees2017-04-30$33,324
Did the plan have assets held for investment2017-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-04-30No
Opinion of an independent qualified public accountant for this plan2017-04-30Unqualified
Accountancy firm name2017-04-30FISCHER DORWART, P.C.
Accountancy firm EIN2017-04-30232247478
2016 : IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-30$9,129
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-04-30$6,640
Total income from all sources (including contributions)2016-04-30$1,739,525
Total loss/gain on sale of assets2016-04-30$-495,063
Total of all expenses incurred2016-04-30$1,281,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-04-30$1,222,810
Expenses. Certain deemed distributions of participant loans2016-04-30$0
Value of total corrective distributions2016-04-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-04-30$2,161,309
Value of total assets at end of year2016-04-30$17,610,837
Value of total assets at beginning of year2016-04-30$17,150,096
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-04-30$58,463
Total interest from all sources2016-04-30$73,279
Total dividends received (eg from common stock, registered investment company shares)2016-04-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-04-30No
Administrative expenses professional fees incurred2016-04-30$0
Was this plan covered by a fidelity bond2016-04-30Yes
Value of fidelity bond cover2016-04-30$500,000
If this is an individual account plan, was there a blackout period2016-04-30No
Were there any nonexempt tranactions with any party-in-interest2016-04-30No
Contributions received from participants2016-04-30$0
Participant contributions at end of year2016-04-30$0
Participant contributions at beginning of year2016-04-30$0
Participant contributions at end of year2016-04-30$4,148
Participant contributions at beginning of year2016-04-30$4,467
Assets. Other investments not covered elsewhere at end of year2016-04-30$3,338
Assets. Other investments not covered elsewhere at beginning of year2016-04-30$3,337
Income. Received or receivable in cash from other sources (including rollovers)2016-04-30$221,802
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-04-30$27,530
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-04-30$7,486
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-04-30$7,804
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-04-30$9,129
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-04-30$6,640
Administrative expenses (other) incurred2016-04-30$0
Liabilities. Value of operating payables at end of year2016-04-30$9,129
Liabilities. Value of operating payables at beginning of year2016-04-30$6,640
Total non interest bearing cash at end of year2016-04-30$10,399
Total non interest bearing cash at beginning of year2016-04-30$21,756
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Value of net income/loss2016-04-30$458,252
Value of net assets at end of year (total assets less liabilities)2016-04-30$17,601,708
Value of net assets at beginning of year (total assets less liabilities)2016-04-30$17,143,456
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-04-30No
Were any leases to which the plan was party in default or uncollectible2016-04-30No
Investment advisory and management fees2016-04-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-04-30$14,324,788
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-04-30$14,439,053
Value of interest in pooled separate accounts at end of year2016-04-30$0
Value of interest in pooled separate accounts at beginning of year2016-04-30$0
Interest on participant loans2016-04-30$0
Interest earned on other investments2016-04-30$73,279
Value of interest in common/collective trusts at end of year2016-04-30$0
Value of interest in common/collective trusts at beginning of year2016-04-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-04-30$2,849,213
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-04-30$2,452,033
Expenses. Payments to insurance carriers foe the provision of benefits2016-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-04-30$-495,063
Net investment gain or loss from common/collective trusts2016-04-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-04-30Yes
Was there a failure to transmit to the plan any participant contributions2016-04-30No
Has the plan failed to provide any benefit when due under the plan2016-04-30No
Assets. Invements in employer securities at end of year2016-04-30$0
Assets. Invements in employer securities at beginning of year2016-04-30$0
Contributions received in cash from employer2016-04-30$1,939,507
Employer contributions (assets) at end of year2016-04-30$418,951
Employer contributions (assets) at beginning of year2016-04-30$229,450
Income. Dividends from common stock2016-04-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-04-30$1,195,280
Contract administrator fees2016-04-30$58,463
Did the plan have assets held for investment2016-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-04-30No
Aggregate proceeds on sale of assets2016-04-30$-495,063
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-04-30Yes
Opinion of an independent qualified public accountant for this plan2016-04-30Disclaimer
Accountancy firm name2016-04-30FISCHER DORWART PC
Accountancy firm EIN2016-04-30232247478
2015 : IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-04-30$0
Total income from all sources (including contributions)2015-04-30$2,586,478
Total loss/gain on sale of assets2015-04-30$0
Total of all expenses incurred2015-04-30$1,298,503
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-04-30$1,214,462
Expenses. Certain deemed distributions of participant loans2015-04-30$0
Value of total corrective distributions2015-04-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-04-30$1,676,167
Value of total assets at end of year2015-04-30$16,891,085
Value of total assets at beginning of year2015-04-30$15,603,110
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-04-30$84,041
Total interest from all sources2015-04-30$67,571
Total dividends received (eg from common stock, registered investment company shares)2015-04-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-04-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-04-30$0
Administrative expenses professional fees incurred2015-04-30$0
Was this plan covered by a fidelity bond2015-04-30No
Value of fidelity bond cover2015-04-30$500,000
If this is an individual account plan, was there a blackout period2015-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-04-30$0
Funding deficiency by the employer to the plan for this plan year2015-04-30$0
Minimum employer required contribution for this plan year2015-04-30$1,702,318
Amount contributed by the employer to the plan for this plan year2015-04-30$1,702,318
Were there any nonexempt tranactions with any party-in-interest2015-04-30No
Contributions received from participants2015-04-30$0
Participant contributions at end of year2015-04-30$0
Participant contributions at beginning of year2015-04-30$0
Assets. Other investments not covered elsewhere at end of year2015-04-30$0
Assets. Other investments not covered elsewhere at beginning of year2015-04-30$0
Income. Received or receivable in cash from other sources (including rollovers)2015-04-30$1,060
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-04-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-04-30$4,467
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-04-30$5,517
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-04-30$345,688
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-04-30$261,847
Other income not declared elsewhere2015-04-30$0
Administrative expenses (other) incurred2015-04-30$0
Liabilities. Value of operating payables at end of year2015-04-30$6,640
Liabilities. Value of operating payables at beginning of year2015-04-30$10,926
Total non interest bearing cash at end of year2015-04-30$21,756
Total non interest bearing cash at beginning of year2015-04-30$120,601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Value of net income/loss2015-04-30$1,287,975
Value of net assets at end of year (total assets less liabilities)2015-04-30$16,891,085
Value of net assets at beginning of year (total assets less liabilities)2015-04-30$15,603,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-04-30No
Were any leases to which the plan was party in default or uncollectible2015-04-30No
Investment advisory and management fees2015-04-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-04-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-04-30$0
Value of interest in pooled separate accounts at end of year2015-04-30$14,439,052
Value of interest in pooled separate accounts at beginning of year2015-04-30$13,397,901
Interest on participant loans2015-04-30$0
Interest earned on other investments2015-04-30$67,571
Value of interest in common/collective trusts at end of year2015-04-30$0
Value of interest in common/collective trusts at beginning of year2015-04-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-04-30$67,571
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-04-30$2,452,033
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-04-30$2,205,209
Expenses. Payments to insurance carriers foe the provision of benefits2015-04-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-04-30$0
Net investment gain/loss from pooled separate accounts2015-04-30$842,740
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-04-30No
Was there a failure to transmit to the plan any participant contributions2015-04-30No
Has the plan failed to provide any benefit when due under the plan2015-04-30No
Assets. Invements in employer securities at end of year2015-04-30$0
Assets. Invements in employer securities at beginning of year2015-04-30$0
Contributions received in cash from employer2015-04-30$1,675,107
Employer contributions (assets) at end of year2015-04-30$229,450
Employer contributions (assets) at beginning of year2015-04-30$111,585
Income. Dividends from common stock2015-04-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-04-30$1,214,462
Contract administrator fees2015-04-30$84,041
Did the plan have assets held for investment2015-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-04-30No
Aggregate proceeds on sale of assets2015-04-30$842,740
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-04-30Yes
Opinion of an independent qualified public accountant for this plan2015-04-30Disclaimer
Accountancy firm name2015-04-30FISCHER DORWART PC
Accountancy firm EIN2015-04-30232247478
2014 : IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$352,328
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$272,773
Total income from all sources (including contributions)2014-12-31$2,619,463
Total loss/gain on sale of assets2014-12-31$842,740
Total of all expenses incurred2014-12-31$1,308,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,249,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,709,152
Value of total assets at end of year2014-12-31$17,495,784
Value of total assets at beginning of year2014-12-31$16,105,277
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$58,599
Total interest from all sources2014-12-31$67,571
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$-1,702,318
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$1,702,318
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,060
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$3,337
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$2,616
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$35,450
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$4,467
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$5,517
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$345,688
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$261,847
Liabilities. Value of operating payables at end of year2014-12-31$6,640
Liabilities. Value of operating payables at beginning of year2014-12-31$10,926
Total non interest bearing cash at end of year2014-12-31$21,756
Total non interest bearing cash at beginning of year2014-12-31$120,601
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,310,952
Value of net assets at end of year (total assets less liabilities)2014-12-31$17,143,456
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$15,832,504
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$14,439,053
Value of interest in pooled separate accounts at beginning of year2014-12-31$13,397,902
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$67,571
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,797,721
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,467,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,708,092
Employer contributions (assets) at end of year2014-12-31$229,450
Employer contributions (assets) at beginning of year2014-12-31$111,585
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,214,462
Contract administrator fees2014-12-31$58,599
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$842,740
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FISCHER DORWART PC
Accountancy firm EIN2014-12-31232247478
Total unrealized appreciation/depreciation of assets2014-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-04-30$10,926
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-04-30$7,578
Total income from all sources (including contributions)2014-04-30$2,803,530
Total loss/gain on sale of assets2014-04-30$0
Total of all expenses incurred2014-04-30$1,774,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-04-30$1,691,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-04-30$1,438,910
Value of total assets at end of year2014-04-30$15,843,430
Value of total assets at beginning of year2014-04-30$14,811,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-04-30$83,361
Total interest from all sources2014-04-30$65,123
Total dividends received (eg from common stock, registered investment company shares)2014-04-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-04-30No
Administrative expenses professional fees incurred2014-04-30$15,002
Was this plan covered by a fidelity bond2014-04-30Yes
Value of fidelity bond cover2014-04-30$500,000
If this is an individual account plan, was there a blackout period2014-04-30No
Funding deficiency by the employer to the plan for this plan year2014-04-30$0
Minimum employer required contribution for this plan year2014-04-30$1,438,910
Amount contributed by the employer to the plan for this plan year2014-04-30$1,438,910
Were there any nonexempt tranactions with any party-in-interest2014-04-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-04-30$8,133
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-04-30$7,903
Administrative expenses (other) incurred2014-04-30$11,858
Liabilities. Value of operating payables at end of year2014-04-30$10,926
Liabilities. Value of operating payables at beginning of year2014-04-30$7,578
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Value of net income/loss2014-04-30$1,028,560
Value of net assets at end of year (total assets less liabilities)2014-04-30$15,832,504
Value of net assets at beginning of year (total assets less liabilities)2014-04-30$14,803,944
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-04-30No
Were any leases to which the plan was party in default or uncollectible2014-04-30No
Investment advisory and management fees2014-04-30$26,297
Value of interest in pooled separate accounts at end of year2014-04-30$13,397,902
Value of interest in pooled separate accounts at beginning of year2014-04-30$12,631,220
Interest earned on other investments2014-04-30$65,123
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-04-30$120,601
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-04-30$113,628
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-04-30$113,628
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-04-30$2,205,209
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-04-30$1,995,698
Net investment gain/loss from pooled separate accounts2014-04-30$1,299,497
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-04-30Yes
Was there a failure to transmit to the plan any participant contributions2014-04-30No
Has the plan failed to provide any benefit when due under the plan2014-04-30No
Contributions received in cash from employer2014-04-30$1,438,910
Employer contributions (assets) at end of year2014-04-30$111,585
Employer contributions (assets) at beginning of year2014-04-30$63,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-04-30$1,691,609
Contract administrator fees2014-04-30$30,204
Did the plan have assets held for investment2014-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-04-30Yes
Opinion of an independent qualified public accountant for this plan2014-04-30Disclaimer
Accountancy firm name2014-04-30FISCHER DORWART
Accountancy firm EIN2014-04-30232247478
2013 : IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-04-30$7,578
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-04-30$2,334
Total income from all sources (including contributions)2013-04-30$2,221,890
Total loss/gain on sale of assets2013-04-30$0
Total of all expenses incurred2013-04-30$2,212,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-04-30$2,145,822
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-04-30$889,022
Value of total assets at end of year2013-04-30$14,811,522
Value of total assets at beginning of year2013-04-30$14,796,781
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-04-30$66,571
Total interest from all sources2013-04-30$62,091
Total dividends received (eg from common stock, registered investment company shares)2013-04-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-04-30No
Administrative expenses professional fees incurred2013-04-30$25,437
Was this plan covered by a fidelity bond2013-04-30Yes
Value of fidelity bond cover2013-04-30$500,000
If this is an individual account plan, was there a blackout period2013-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-04-30$0
Funding deficiency by the employer to the plan for this plan year2013-04-30$0
Minimum employer required contribution for this plan year2013-04-30$888,503
Amount contributed by the employer to the plan for this plan year2013-04-30$888,503
Were there any nonexempt tranactions with any party-in-interest2013-04-30No
Income. Received or receivable in cash from other sources (including rollovers)2013-04-30$519
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-04-30$7,903
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-04-30$100,975
Administrative expenses (other) incurred2013-04-30$8,600
Liabilities. Value of operating payables at end of year2013-04-30$7,578
Liabilities. Value of operating payables at beginning of year2013-04-30$2,334
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Value of net income/loss2013-04-30$9,497
Value of net assets at end of year (total assets less liabilities)2013-04-30$14,803,944
Value of net assets at beginning of year (total assets less liabilities)2013-04-30$14,794,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-04-30No
Were any leases to which the plan was party in default or uncollectible2013-04-30No
Investment advisory and management fees2013-04-30$40
Value of interest in pooled separate accounts at end of year2013-04-30$12,631,220
Value of interest in pooled separate accounts at beginning of year2013-04-30$12,528,318
Interest earned on other investments2013-04-30$62,091
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-04-30$113,628
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-04-30$48,692
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-04-30$48,692
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-04-30$1,995,698
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-04-30$2,025,474
Net investment gain/loss from pooled separate accounts2013-04-30$1,270,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-04-30No
Was there a failure to transmit to the plan any participant contributions2013-04-30No
Has the plan failed to provide any benefit when due under the plan2013-04-30No
Contributions received in cash from employer2013-04-30$888,503
Employer contributions (assets) at end of year2013-04-30$63,073
Employer contributions (assets) at beginning of year2013-04-30$93,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-04-30$2,145,822
Contract administrator fees2013-04-30$32,494
Did the plan have assets held for investment2013-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-04-30Yes
Opinion of an independent qualified public accountant for this plan2013-04-30Disclaimer
Accountancy firm name2013-04-30FISCHER DORWART
Accountancy firm EIN2013-04-30232247478
2012 : IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-04-30$2,334
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-04-30$3,519
Total income from all sources (including contributions)2012-04-30$1,452,756
Total loss/gain on sale of assets2012-04-30$0
Total of all expenses incurred2012-04-30$1,253,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-04-30$1,194,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-04-30$1,321,550
Value of total assets at end of year2012-04-30$14,796,781
Value of total assets at beginning of year2012-04-30$14,598,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-04-30$59,220
Total interest from all sources2012-04-30$63,197
Total dividends received (eg from common stock, registered investment company shares)2012-04-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-04-30No
Administrative expenses professional fees incurred2012-04-30$15,853
Was this plan covered by a fidelity bond2012-04-30Yes
Value of fidelity bond cover2012-04-30$500,000
If this is an individual account plan, was there a blackout period2012-04-30No
Funding deficiency by the employer to the plan for this plan year2012-04-30$0
Minimum employer required contribution for this plan year2012-04-30$1,317,079
Amount contributed by the employer to the plan for this plan year2012-04-30$1,317,079
Were there any nonexempt tranactions with any party-in-interest2012-04-30No
Income. Received or receivable in cash from other sources (including rollovers)2012-04-30$4,471
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-04-30$100,975
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-04-30$119,237
Administrative expenses (other) incurred2012-04-30$6,825
Liabilities. Value of operating payables at end of year2012-04-30$2,334
Liabilities. Value of operating payables at beginning of year2012-04-30$3,519
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Value of net income/loss2012-04-30$199,019
Value of net assets at end of year (total assets less liabilities)2012-04-30$14,794,447
Value of net assets at beginning of year (total assets less liabilities)2012-04-30$14,595,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-04-30No
Were any leases to which the plan was party in default or uncollectible2012-04-30No
Investment advisory and management fees2012-04-30$20
Value of interest in pooled separate accounts at end of year2012-04-30$12,528,318
Value of interest in pooled separate accounts at beginning of year2012-04-30$12,486,822
Interest earned on other investments2012-04-30$63,197
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-04-30$48,692
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-04-30$44,822
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-04-30$44,822
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-04-30$2,025,474
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-04-30$1,846,118
Net investment gain/loss from pooled separate accounts2012-04-30$68,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-04-30No
Was there a failure to transmit to the plan any participant contributions2012-04-30No
Has the plan failed to provide any benefit when due under the plan2012-04-30No
Contributions received in cash from employer2012-04-30$1,317,079
Employer contributions (assets) at end of year2012-04-30$93,322
Employer contributions (assets) at beginning of year2012-04-30$101,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-04-30$1,194,517
Contract administrator fees2012-04-30$36,522
Did the plan have assets held for investment2012-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-04-30Yes
Opinion of an independent qualified public accountant for this plan2012-04-30Disclaimer
Accountancy firm name2012-04-30FISCHER DORWART
Accountancy firm EIN2012-04-30232247478
2011 : IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-04-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-30$3,519
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-04-30$7,223
Total income from all sources (including contributions)2011-04-30$3,126,716
Total loss/gain on sale of assets2011-04-30$0
Total of all expenses incurred2011-04-30$1,014,281
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-04-30$949,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-04-30$1,492,823
Value of total assets at end of year2011-04-30$14,598,947
Value of total assets at beginning of year2011-04-30$12,490,216
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-04-30$65,251
Total interest from all sources2011-04-30$48,494
Total dividends received (eg from common stock, registered investment company shares)2011-04-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-04-30No
Administrative expenses professional fees incurred2011-04-30$14,891
Was this plan covered by a fidelity bond2011-04-30Yes
Value of fidelity bond cover2011-04-30$500,000
If this is an individual account plan, was there a blackout period2011-04-30No
Funding deficiency by the employer to the plan for this plan year2011-04-30$0
Minimum employer required contribution for this plan year2011-04-30$1,492,590
Amount contributed by the employer to the plan for this plan year2011-04-30$1,492,590
Were there any nonexempt tranactions with any party-in-interest2011-04-30No
Income. Received or receivable in cash from other sources (including rollovers)2011-04-30$233
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-04-30$119,237
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-04-30$74,594
Administrative expenses (other) incurred2011-04-30$9,802
Liabilities. Value of operating payables at end of year2011-04-30$3,519
Liabilities. Value of operating payables at beginning of year2011-04-30$7,223
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Value of net income/loss2011-04-30$2,112,435
Value of net assets at end of year (total assets less liabilities)2011-04-30$14,595,428
Value of net assets at beginning of year (total assets less liabilities)2011-04-30$12,482,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-04-30No
Were any leases to which the plan was party in default or uncollectible2011-04-30No
Investment advisory and management fees2011-04-30$395
Value of interest in pooled separate accounts at end of year2011-04-30$12,486,822
Value of interest in pooled separate accounts at beginning of year2011-04-30$10,731,930
Interest earned on other investments2011-04-30$48,490
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-04-30$44,822
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-04-30$53,075
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-04-30$53,075
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-04-30$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-04-30$1,846,118
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-04-30$1,523,520
Net investment gain/loss from pooled separate accounts2011-04-30$1,585,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-04-30No
Was there a failure to transmit to the plan any participant contributions2011-04-30No
Has the plan failed to provide any benefit when due under the plan2011-04-30No
Contributions received in cash from employer2011-04-30$1,492,590
Employer contributions (assets) at end of year2011-04-30$101,948
Employer contributions (assets) at beginning of year2011-04-30$107,097
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-04-30$949,030
Contract administrator fees2011-04-30$40,163
Did the plan have assets held for investment2011-04-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-04-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-04-30Yes
Opinion of an independent qualified public accountant for this plan2011-04-30Disclaimer
Accountancy firm name2011-04-30FISCHER DORWART PC
Accountancy firm EIN2011-04-30232247478
2010 : IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-04-30$0
Funding deficiency by the employer to the plan for this plan year2010-04-30$0
Minimum employer required contribution for this plan year2010-04-30$1,714,239
Amount contributed by the employer to the plan for this plan year2010-04-30$1,714,239

Form 5500 Responses for IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND

2022: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2022 form 5500 responses
2022-05-01Type of plan entityMulti-employer plan
2022-05-01Submission has been amendedNo
2022-05-01This submission is the final filingNo
2022-05-01This return/report is a short plan year return/report (less than 12 months)No
2022-05-01Plan is a collectively bargained planYes
2022-05-01Plan funding arrangement – InsuranceYes
2022-05-01Plan funding arrangement – TrustYes
2022-05-01Plan benefit arrangement – InsuranceYes
2022-05-01Plan benefit arrangement - TrustYes
2021: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2021 form 5500 responses
2021-05-01Type of plan entityMulti-employer plan
2021-05-01Submission has been amendedNo
2021-05-01This submission is the final filingNo
2021-05-01This return/report is a short plan year return/report (less than 12 months)No
2021-05-01Plan is a collectively bargained planYes
2021-05-01Plan funding arrangement – InsuranceYes
2021-05-01Plan funding arrangement – TrustYes
2021-05-01Plan benefit arrangement – InsuranceYes
2021-05-01Plan benefit arrangement - TrustYes
2020: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2020 form 5500 responses
2020-05-01Type of plan entityMulti-employer plan
2020-05-01Submission has been amendedNo
2020-05-01This submission is the final filingNo
2020-05-01This return/report is a short plan year return/report (less than 12 months)No
2020-05-01Plan is a collectively bargained planYes
2020-05-01Plan funding arrangement – InsuranceYes
2020-05-01Plan funding arrangement – TrustYes
2020-05-01Plan benefit arrangement – InsuranceYes
2020-05-01Plan benefit arrangement - TrustYes
2019: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2019 form 5500 responses
2019-05-01Type of plan entityMulti-employer plan
2019-05-01Submission has been amendedNo
2019-05-01This submission is the final filingNo
2019-05-01This return/report is a short plan year return/report (less than 12 months)No
2019-05-01Plan is a collectively bargained planYes
2019-05-01Plan funding arrangement – InsuranceYes
2019-05-01Plan funding arrangement – TrustYes
2019-05-01Plan benefit arrangement – InsuranceYes
2019-05-01Plan benefit arrangement - TrustYes
2018: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2018 form 5500 responses
2018-05-01Type of plan entityMulti-employer plan
2018-05-01Submission has been amendedNo
2018-05-01This submission is the final filingNo
2018-05-01This return/report is a short plan year return/report (less than 12 months)No
2018-05-01Plan is a collectively bargained planYes
2018-05-01Plan funding arrangement – InsuranceYes
2018-05-01Plan funding arrangement – TrustYes
2018-05-01Plan benefit arrangement – InsuranceYes
2018-05-01Plan benefit arrangement - TrustYes
2017: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2017 form 5500 responses
2017-05-01Type of plan entityMulti-employer plan
2017-05-01Submission has been amendedNo
2017-05-01This submission is the final filingNo
2017-05-01This return/report is a short plan year return/report (less than 12 months)No
2017-05-01Plan is a collectively bargained planYes
2017-05-01Plan funding arrangement – InsuranceYes
2017-05-01Plan funding arrangement – TrustYes
2017-05-01Plan benefit arrangement – InsuranceYes
2017-05-01Plan benefit arrangement - TrustYes
2016: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2016 form 5500 responses
2016-05-01Type of plan entityMulti-employer plan
2016-05-01Submission has been amendedNo
2016-05-01This submission is the final filingNo
2016-05-01This return/report is a short plan year return/report (less than 12 months)No
2016-05-01Plan is a collectively bargained planYes
2016-05-01Plan funding arrangement – InsuranceYes
2016-05-01Plan funding arrangement – TrustYes
2016-05-01Plan benefit arrangement – InsuranceYes
2016-05-01Plan benefit arrangement - TrustYes
2015: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2015 form 5500 responses
2015-05-01Type of plan entityMulti-employer plan
2015-05-01Submission has been amendedYes
2015-05-01This submission is the final filingNo
2015-05-01This return/report is a short plan year return/report (less than 12 months)No
2015-05-01Plan is a collectively bargained planYes
2015-05-01Plan funding arrangement – InsuranceYes
2015-05-01Plan funding arrangement – TrustYes
2015-05-01Plan benefit arrangement – InsuranceYes
2015-05-01Plan benefit arrangement - TrustYes
2014: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2014 form 5500 responses
2014-05-01Type of plan entityMulti-employer plan
2014-05-01Submission has been amendedNo
2014-05-01This submission is the final filingNo
2014-05-01This return/report is a short plan year return/report (less than 12 months)No
2014-05-01Plan is a collectively bargained planNo
2014-05-01Plan funding arrangement – InsuranceYes
2014-05-01Plan funding arrangement – TrustYes
2014-05-01Plan benefit arrangement – InsuranceYes
2014-05-01Plan benefit arrangement - TrustYes
2014-01-01Type of plan entityMulti-employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2013 form 5500 responses
2013-05-01Type of plan entityMulti-employer plan
2013-05-01Submission has been amendedNo
2013-05-01This submission is the final filingNo
2013-05-01This return/report is a short plan year return/report (less than 12 months)No
2013-05-01Plan is a collectively bargained planYes
2013-05-01Plan funding arrangement – InsuranceYes
2013-05-01Plan funding arrangement – TrustYes
2013-05-01Plan benefit arrangement – InsuranceYes
2013-05-01Plan benefit arrangement - TrustYes
2012: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2012 form 5500 responses
2012-05-01Type of plan entityMulti-employer plan
2012-05-01Submission has been amendedNo
2012-05-01This submission is the final filingNo
2012-05-01This return/report is a short plan year return/report (less than 12 months)No
2012-05-01Plan is a collectively bargained planYes
2012-05-01Plan funding arrangement – InsuranceYes
2012-05-01Plan funding arrangement – TrustYes
2012-05-01Plan benefit arrangement – InsuranceYes
2012-05-01Plan benefit arrangement - TrustYes
2011: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2011 form 5500 responses
2011-05-01Type of plan entityMulti-employer plan
2011-05-01Submission has been amendedNo
2011-05-01This submission is the final filingNo
2011-05-01This return/report is a short plan year return/report (less than 12 months)No
2011-05-01Plan is a collectively bargained planYes
2011-05-01Plan funding arrangement – InsuranceYes
2011-05-01Plan funding arrangement – TrustYes
2011-05-01Plan benefit arrangement – InsuranceYes
2011-05-01Plan benefit arrangement - TrustYes
2009: IRON WORKERS LOCAL UNION NO/ 404 ANNUITY FUND 2009 form 5500 responses
2009-05-01Type of plan entityMulti-employer plan
2009-05-01Submission has been amendedNo
2009-05-01This submission is the final filingNo
2009-05-01This return/report is a short plan year return/report (less than 12 months)No
2009-05-01Plan is a collectively bargained planYes
2009-05-01Plan funding arrangement – InsuranceYes
2009-05-01Plan funding arrangement – TrustYes
2009-05-01Plan benefit arrangement – InsuranceYes
2009-05-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51683
Policy instance 1
Insurance contract or identification numberFL 51683
Number of Individuals Covered154
Insurance policy start date2022-05-01
Insurance policy end date2023-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51683
Policy instance 1
Insurance contract or identification numberFL 51683
Number of Individuals Covered1946
Insurance policy start date2021-05-01
Insurance policy end date2022-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51683
Policy instance 1
Insurance contract or identification numberFL 51683
Number of Individuals Covered1903
Insurance policy start date2020-05-01
Insurance policy end date2021-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51683
Policy instance 1
Insurance contract or identification numberFL 51683
Insurance policy start date2019-05-01
Insurance policy end date2020-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51683
Policy instance 1
Insurance contract or identification numberFL 51683
Number of Individuals Covered1271
Insurance policy start date2018-05-01
Insurance policy end date2019-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51683
Policy instance 1
Insurance contract or identification numberFL 51683
Number of Individuals Covered1286
Insurance policy start date2017-05-01
Insurance policy end date2018-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51683
Policy instance 1
Insurance contract or identification numberFL 51683
Number of Individuals Covered1048
Insurance policy start date2015-05-01
Insurance policy end date2016-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51683
Policy instance 1
Insurance contract or identification numberFL 51683
Number of Individuals Covered1007
Insurance policy start date2014-05-01
Insurance policy end date2015-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL51683
Policy instance 1
Insurance contract or identification numberFL51683
Number of Individuals Covered1007
Insurance policy start date2014-05-01
Insurance policy end date2015-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51683
Policy instance 1
Insurance contract or identification numberFL 51683
Number of Individuals Covered1007
Insurance policy start date2014-05-01
Insurance policy end date2015-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51683
Policy instance 1
Insurance contract or identification numberFL 51683
Number of Individuals Covered1021
Insurance policy start date2013-05-01
Insurance policy end date2014-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51683
Policy instance 1
Insurance contract or identification numberFL 51683
Number of Individuals Covered932
Insurance policy start date2012-05-01
Insurance policy end date2013-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51683
Policy instance 1
Insurance contract or identification numberFL 51683
Insurance policy start date2011-05-01
Insurance policy end date2012-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51683
Policy instance 1
Insurance contract or identification numberFL 51683
Number of Individuals Covered1028
Insurance policy start date2010-05-01
Insurance policy end date2011-04-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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