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IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST 401k Plan overview

Plan NameIRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST
Plan identification number 001

IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

IRON WORKERS DISTRICT COUNCIL OF SOUTHERN OHIO & VICINITY has sponsored the creation of one or more 401k plans.

Company Name:IRON WORKERS DISTRICT COUNCIL OF SOUTHERN OHIO & VICINITY
Employer identification number (EIN):316127230
NAIC Classification:238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-02-01RON STARKEY CRAIG WANNER2013-11-13
0012011-02-01WILLIAM WOODWARD CRAIG WANNER2012-11-12
0012009-02-01WILLIAM WOODWARD EDWARD JAUCH2010-11-09

Plan Statistics for IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST

401k plan membership statisitcs for IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST

Measure Date Value
2012: IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST 2012 401k membership
Total participants, beginning-of-year2012-02-017,453
Total number of active participants reported on line 7a of the Form 55002012-02-017,385
Number of retired or separated participants receiving benefits2012-02-0147
Number of other retired or separated participants entitled to future benefits2012-02-01136
Total of all active and inactive participants2012-02-017,568
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-02-011
Total participants2012-02-017,569
Number of participants with account balances2012-02-017,522
Number of employers contributing to the scheme2012-02-01385
2011: IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST 2011 401k membership
Total participants, beginning-of-year2011-02-017,595
Total number of active participants reported on line 7a of the Form 55002011-02-017,280
Number of retired or separated participants receiving benefits2011-02-0147
Number of other retired or separated participants entitled to future benefits2011-02-01120
Total of all active and inactive participants2011-02-017,447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-02-016
Total participants2011-02-017,453
Number of participants with account balances2011-02-017,416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-02-010
Number of employers contributing to the scheme2011-02-01419
2009: IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST 2009 401k membership
Total participants, beginning-of-year2009-02-018,573
Total number of active participants reported on line 7a of the Form 55002009-02-015,663
Number of retired or separated participants receiving benefits2009-02-0141
Number of other retired or separated participants entitled to future benefits2009-02-012,445
Total of all active and inactive participants2009-02-018,149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-02-010
Total participants2009-02-018,149
Number of participants with account balances2009-02-018,120
Number of employers contributing to the scheme2009-02-01434

Financial Data on IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST

Measure Date Value
2013 : IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-01-31$243,031
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-01-31$81,042
Total income from all sources (including contributions)2013-01-31$36,914,625
Total loss/gain on sale of assets2013-01-31$0
Total of all expenses incurred2013-01-31$21,319,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-01-31$20,617,239
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-01-31$17,163,006
Value of total assets at end of year2013-01-31$294,840,240
Value of total assets at beginning of year2013-01-31$279,083,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-01-31$702,511
Total interest from all sources2013-01-31$465,984
Total dividends received (eg from common stock, registered investment company shares)2013-01-31$5,821,715
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-01-31$5,821,715
Administrative expenses professional fees incurred2013-01-31$122,508
Was this plan covered by a fidelity bond2013-01-31Yes
Value of fidelity bond cover2013-01-31$500,000
If this is an individual account plan, was there a blackout period2013-01-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-01-31$0
Funding deficiency by the employer to the plan for this plan year2013-01-31$0
Minimum employer required contribution for this plan year2013-01-31$17,163,006
Amount contributed by the employer to the plan for this plan year2013-01-31$17,163,006
Were there any nonexempt tranactions with any party-in-interest2013-01-31No
Participant contributions at end of year2013-01-31$5,672,858
Participant contributions at beginning of year2013-01-31$5,766,160
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-01-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-01-31$44,060
Other income not declared elsewhere2013-01-31$5,540,261
Administrative expenses (other) incurred2013-01-31$526,659
Liabilities. Value of operating payables at end of year2013-01-31$243,031
Liabilities. Value of operating payables at beginning of year2013-01-31$81,042
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-01-31No
Value of net income/loss2013-01-31$15,594,875
Value of net assets at end of year (total assets less liabilities)2013-01-31$294,597,209
Value of net assets at beginning of year (total assets less liabilities)2013-01-31$279,002,334
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-01-31No
Were any leases to which the plan was party in default or uncollectible2013-01-31No
Investment advisory and management fees2013-01-31$53,344
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-01-31$134,022,946
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-01-31$118,354,975
Interest on participant loans2013-01-31$463,657
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-01-31$1,950,089
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-01-31$2,723,704
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-01-31$2,723,704
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-01-31$2,327
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-01-31$151,764,653
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-01-31$150,570,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-01-31$7,923,659
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-01-31No
Was there a failure to transmit to the plan any participant contributions2013-01-31No
Has the plan failed to provide any benefit when due under the plan2013-01-31No
Contributions received in cash from employer2013-01-31$17,163,006
Employer contributions (assets) at end of year2013-01-31$1,429,694
Employer contributions (assets) at beginning of year2013-01-31$1,624,203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-01-31$20,617,239
Did the plan have assets held for investment2013-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-01-31No
Opinion of an independent qualified public accountant for this plan2013-01-31Unqualified
Accountancy firm name2013-01-31CLARK, SCHAEFER, HACKETT & CO.
Accountancy firm EIN2013-01-31310800053
2012 : IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-01-31$81,042
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-01-31$45,332
Total income from all sources (including contributions)2012-01-31$33,901,901
Total loss/gain on sale of assets2012-01-31$0
Total of all expenses incurred2012-01-31$24,950,333
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-01-31$24,516,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-01-31$17,037,360
Value of total assets at end of year2012-01-31$279,083,376
Value of total assets at beginning of year2012-01-31$270,096,098
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-01-31$433,640
Total interest from all sources2012-01-31$480,939
Total dividends received (eg from common stock, registered investment company shares)2012-01-31$4,966,416
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-01-31$4,966,416
Administrative expenses professional fees incurred2012-01-31$107,081
Was this plan covered by a fidelity bond2012-01-31Yes
Value of fidelity bond cover2012-01-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-01-31$0
Funding deficiency by the employer to the plan for this plan year2012-01-31$0
Minimum employer required contribution for this plan year2012-01-31$17,037,360
Amount contributed by the employer to the plan for this plan year2012-01-31$17,037,360
Were there any nonexempt tranactions with any party-in-interest2012-01-31No
Participant contributions at end of year2012-01-31$5,766,160
Participant contributions at beginning of year2012-01-31$6,487,165
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-01-31$44,060
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-01-31$13,946
Other income not declared elsewhere2012-01-31$11,602,481
Administrative expenses (other) incurred2012-01-31$272,823
Liabilities. Value of operating payables at end of year2012-01-31$81,042
Liabilities. Value of operating payables at beginning of year2012-01-31$45,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-01-31No
Value of net income/loss2012-01-31$8,951,568
Value of net assets at end of year (total assets less liabilities)2012-01-31$279,002,334
Value of net assets at beginning of year (total assets less liabilities)2012-01-31$270,050,766
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-01-31No
Were any leases to which the plan was party in default or uncollectible2012-01-31No
Investment advisory and management fees2012-01-31$53,736
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-01-31$118,354,975
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-01-31$116,252,814
Income. Interest from loans (other than to participants)2012-01-31$480,578
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-01-31$2,723,704
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-01-31$2,390,719
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-01-31$2,390,719
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-01-31$361
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-01-31$150,570,274
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-01-31$143,683,022
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-01-31$-185,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-01-31No
Was there a failure to transmit to the plan any participant contributions2012-01-31No
Has the plan failed to provide any benefit when due under the plan2012-01-31No
Contributions received in cash from employer2012-01-31$17,037,360
Employer contributions (assets) at end of year2012-01-31$1,624,203
Employer contributions (assets) at beginning of year2012-01-31$1,268,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-01-31$24,516,693
Did the plan have assets held for investment2012-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-01-31No
Opinion of an independent qualified public accountant for this plan2012-01-31Unqualified
Accountancy firm name2012-01-31CLARK, SCHAEFER, HACKETT & CO.
Accountancy firm EIN2012-01-31310800053
2011 : IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-01-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-01-31$45,332
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-01-31$107,736
Total income from all sources (including contributions)2011-01-31$40,748,213
Total loss/gain on sale of assets2011-01-31$0
Total of all expenses incurred2011-01-31$25,145,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-01-31$24,608,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-01-31$15,369,628
Value of total assets at end of year2011-01-31$270,096,098
Value of total assets at beginning of year2011-01-31$254,555,946
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-01-31$536,855
Total interest from all sources2011-01-31$527,603
Total dividends received (eg from common stock, registered investment company shares)2011-01-31$3,763,666
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-01-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-01-31$3,763,666
Administrative expenses professional fees incurred2011-01-31$127,330
Was this plan covered by a fidelity bond2011-01-31Yes
Value of fidelity bond cover2011-01-31$500,000
Funding deficiency by the employer to the plan for this plan year2011-01-31$0
Minimum employer required contribution for this plan year2011-01-31$15,354,139
Amount contributed by the employer to the plan for this plan year2011-01-31$15,354,139
Were there any nonexempt tranactions with any party-in-interest2011-01-31No
Participant contributions at end of year2011-01-31$6,487,165
Participant contributions at beginning of year2011-01-31$6,237,264
Income. Received or receivable in cash from other sources (including rollovers)2011-01-31$15,489
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-01-31$13,946
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-01-31$546,820
Other income not declared elsewhere2011-01-31$8,353,929
Administrative expenses (other) incurred2011-01-31$349,295
Liabilities. Value of operating payables at end of year2011-01-31$45,332
Liabilities. Value of operating payables at beginning of year2011-01-31$107,736
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-01-31No
Value of net income/loss2011-01-31$15,602,556
Value of net assets at end of year (total assets less liabilities)2011-01-31$270,050,766
Value of net assets at beginning of year (total assets less liabilities)2011-01-31$254,448,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-01-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-01-31No
Were any leases to which the plan was party in default or uncollectible2011-01-31No
Investment advisory and management fees2011-01-31$60,230
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-01-31$116,252,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-01-31$99,864,733
Income. Interest from loans (other than to participants)2011-01-31$525,659
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-01-31$2,390,719
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-01-31$1,796,822
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-01-31$1,796,822
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-01-31$1,944
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-01-31$143,683,022
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-01-31$144,869,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-01-31$12,733,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-01-31No
Was there a failure to transmit to the plan any participant contributions2011-01-31No
Has the plan failed to provide any benefit when due under the plan2011-01-31No
Contributions received in cash from employer2011-01-31$15,354,139
Employer contributions (assets) at end of year2011-01-31$1,268,432
Employer contributions (assets) at beginning of year2011-01-31$1,240,658
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-01-31$24,608,802
Did the plan have assets held for investment2011-01-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-01-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-01-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-01-31No
Opinion of an independent qualified public accountant for this plan2011-01-31Unqualified
Accountancy firm name2011-01-31CLARK, SCHAEFER, HACKETT & CO.
Accountancy firm EIN2011-01-31310800053
2010 : IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-01-31$0
Funding deficiency by the employer to the plan for this plan year2010-01-31$0
Minimum employer required contribution for this plan year2010-01-31$16,221,913
Amount contributed by the employer to the plan for this plan year2010-01-31$16,221,913

Form 5500 Responses for IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST

2012: IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST 2012 form 5500 responses
2012-02-01Type of plan entityMulti-employer plan
2012-02-01Submission has been amendedNo
2012-02-01This submission is the final filingNo
2012-02-01This return/report is a short plan year return/report (less than 12 months)No
2012-02-01Plan is a collectively bargained planYes
2012-02-01Plan funding arrangement – InsuranceYes
2012-02-01Plan funding arrangement – TrustYes
2012-02-01Plan benefit arrangement – InsuranceYes
2012-02-01Plan benefit arrangement - TrustYes
2011: IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST 2011 form 5500 responses
2011-02-01Type of plan entityMulti-employer plan
2011-02-01Submission has been amendedNo
2011-02-01This submission is the final filingNo
2011-02-01This return/report is a short plan year return/report (less than 12 months)No
2011-02-01Plan is a collectively bargained planYes
2011-02-01Plan funding arrangement – InsuranceYes
2011-02-01Plan funding arrangement – TrustYes
2011-02-01Plan benefit arrangement – InsuranceYes
2011-02-01Plan benefit arrangement - TrustYes
2009: IRON WORKERS DISTRICT COUNCIL OF SO OH & VICINITY ANNUITY TRUST 2009 form 5500 responses
2009-02-01Type of plan entityMulti-employer plan
2009-02-01Submission has been amendedNo
2009-02-01This submission is the final filingNo
2009-02-01This return/report is a short plan year return/report (less than 12 months)No
2009-02-01Plan is a collectively bargained planYes
2009-02-01Plan funding arrangement – InsuranceYes
2009-02-01Plan funding arrangement – TrustYes
2009-02-01Plan benefit arrangement - TrustYes

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