401k Plan data: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN plan

THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN
Plan identification number	001

THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FIELDSTONE MANAGEMENT SERVICES, LLC has sponsored the creation of one or more 401k plans.

Company Name: FIELDSTONE MANAGEMENT SERVICES, LLC

Employer identification number (EIN): 262177519

NAIC Classification: 236110

Additional information about FIELDSTONE MANAGEMENT SERVICES, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3823594

More information about FIELDSTONE MANAGEMENT SERVICES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 JOSIAH TESCHNER
001 2013-01-01 JOSIAH TESCHNER
001 2012-01-01 SHANNON MOFFETT
001 2011-01-01 SHANNON MOFFETT

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	JOSIAH TESCHNER
001	2013-01-01	JOSIAH TESCHNER
001	2012-01-01	SHANNON MOFFETT
001	2011-01-01	SHANNON MOFFETT

Plan Statistics for THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN

Measure Date Value
2014: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 140
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 67
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 103
Total of all active and inactive participants 2014-01-01 170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 4
Total participants 2014-01-01 174
Number of participants with account balances 2014-01-01 133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 172
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 29
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 107
Total of all active and inactive participants 2013-01-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 4
Total participants 2013-01-01 140
Number of participants with account balances 2013-01-01 130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 182
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 47
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 123
Total of all active and inactive participants 2012-01-01 170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 172
Number of participants with account balances 2012-01-01 143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 337
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 53
Number of other retired or separated participants entitled to future benefits 2011-01-01 127
Total of all active and inactive participants 2011-01-01 180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 182
Number of participants with account balances 2011-01-01 168

Measure	Date	Value
2014: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	140
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	67
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	103
Total of all active and inactive participants	2014-01-01	170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	4
Total participants	2014-01-01	174
Number of participants with account balances	2014-01-01	133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	172
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	29
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	107
Total of all active and inactive participants	2013-01-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	4
Total participants	2013-01-01	140
Number of participants with account balances	2013-01-01	130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	182
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	47
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	123
Total of all active and inactive participants	2012-01-01	170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	172
Number of participants with account balances	2012-01-01	143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	337
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	53
Number of other retired or separated participants entitled to future benefits	2011-01-01	127
Total of all active and inactive participants	2011-01-01	180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	182
Number of participants with account balances	2011-01-01	168

Financial Data on THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2014 : THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-48,669
Total unrealized appreciation/depreciation of assets	2014-12-31	$-48,669
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$709,756
Total loss/gain on sale of assets	2014-12-31	$-8
Total of all expenses incurred	2014-12-31	$1,201,666
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,159,829
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$105,022
Value of total assets at end of year	2014-12-31	$12,040,232
Value of total assets at beginning of year	2014-12-31	$12,532,142
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$41,837
Total interest from all sources	2014-12-31	$487
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$490,094
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$487,069
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$55,270
Participant contributions at end of year	2014-12-31	$6,515
Participant contributions at beginning of year	2014-12-31	$37,450
Other income not declared elsewhere	2014-12-31	$3
Administrative expenses (other) incurred	2014-12-31	$41,837
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-491,910
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$12,040,232
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$12,532,142
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$10,781,430
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$11,240,835
Interest on participant loans	2014-12-31	$487
Value of interest in common/collective trusts at end of year	2014-12-31	$938,604
Value of interest in common/collective trusts at beginning of year	2014-12-31	$894,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$5
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$116
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$116
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$46,453
Net investment gain or loss from common/collective trusts	2014-12-31	$116,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$49,752
Income. Dividends from common stock	2014-12-31	$3,025
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,159,829
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$313,678
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$358,693
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$3,969
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$3,977
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	WRIGHT FORD YOUNG & CO
Accountancy firm EIN	2014-12-31	953288054
2013 : THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$37,665
Total unrealized appreciation/depreciation of assets	2013-12-31	$37,665
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,972,022
Total loss/gain on sale of assets	2013-12-31	$33,839
Total of all expenses incurred	2013-12-31	$1,378,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,322,440
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$57,904
Value of total assets at end of year	2013-12-31	$12,532,142
Value of total assets at beginning of year	2013-12-31	$11,938,801
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$56,241
Total interest from all sources	2013-12-31	$1,965
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$244,041
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$240,912
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$49,705
Participant contributions at end of year	2013-12-31	$37,450
Participant contributions at beginning of year	2013-12-31	$49,527
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$8,199
Other income not declared elsewhere	2013-12-31	$444
Administrative expenses (other) incurred	2013-12-31	$56,241
Total non interest bearing cash at end of year	2013-12-31	$525
Total non interest bearing cash at beginning of year	2013-12-31	$3,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$593,341
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,532,142
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$11,938,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$11,240,835
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$8,780,593
Interest on participant loans	2013-12-31	$1,784
Value of interest in common/collective trusts at end of year	2013-12-31	$894,523
Value of interest in common/collective trusts at beginning of year	2013-12-31	$889,876
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$116
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,989,558
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,989,558
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$181
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,332,022
Net investment gain or loss from common/collective trusts	2013-12-31	$264,142
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Income. Dividends from common stock	2013-12-31	$3,129
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,322,440
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$358,693
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$225,735
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$2,890,744
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$2,856,905
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	WRIGHT FORD YOUNG & CO
Accountancy firm EIN	2013-12-31	953288054
2012 : THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$9,581
Total unrealized appreciation/depreciation of assets	2012-12-31	$9,581
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,234,329
Total loss/gain on sale of assets	2012-12-31	$13,297
Total of all expenses incurred	2012-12-31	$8,557,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$8,451,909
Value of total corrective distributions	2012-12-31	$18,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$101,364
Value of total assets at end of year	2012-12-31	$11,938,801
Value of total assets at beginning of year	2012-12-31	$18,261,589
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$86,288
Total interest from all sources	2012-12-31	$2,599
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$289,750
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$273,344
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$100,502
Participant contributions at end of year	2012-12-31	$49,527
Participant contributions at beginning of year	2012-12-31	$69,426
Other income not declared elsewhere	2012-12-31	$3,661
Administrative expenses (other) incurred	2012-12-31	$86,288
Total non interest bearing cash at end of year	2012-12-31	$3,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-6,322,788
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$11,938,801
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$18,261,589
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$8,780,593
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$16,043,332
Interest on participant loans	2012-12-31	$2,563
Value of interest in common/collective trusts at end of year	2012-12-31	$889,876
Value of interest in common/collective trusts at beginning of year	2012-12-31	$760,388
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,989,558
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,208,721
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,208,721
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$36
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,668,606
Net investment gain or loss from common/collective trusts	2012-12-31	$145,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$862
Income. Dividends from common stock	2012-12-31	$16,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$8,451,909
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$225,735
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$179,722
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$2,613,774
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$2,600,477
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	WRIGHT FORD YOUNG & CO
Accountancy firm EIN	2012-12-31	953288054
2011 : THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$-134,968
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,493,145
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,398,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$243,441
Value of total assets at end of year	2011-12-31	$18,261,589
Value of total assets at beginning of year	2011-12-31	$20,889,702
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$94,635
Total interest from all sources	2011-12-31	$1,945
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$226,110
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$226,110
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$242,099
Participant contributions at end of year	2011-12-31	$69,426
Participant contributions at beginning of year	2011-12-31	$49,979
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,337
Other income not declared elsewhere	2011-12-31	$25,279
Administrative expenses (other) incurred	2011-12-31	$94,635
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-2,628,113
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$18,261,589
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$20,889,702
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$16,043,332
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$17,730,415
Interest on participant loans	2011-12-31	$1,945
Value of interest in common/collective trusts at end of year	2011-12-31	$760,388
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,066,560
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,208,721
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$1,855,806
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$1,855,806
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-663,590
Net investment gain or loss from common/collective trusts	2011-12-31	$31,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$5
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,398,510
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$179,722
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$186,942
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WRIGHT FORD YOUNG & CO
Accountancy firm EIN	2011-12-31	953288054

Form 5500 Responses for THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN

2014: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FIELDSTONE MANAGEMENT SERVICES, LLC
Employer identification number (EIN):	262177519
NAIC Classification:	236110

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3823594