401k Plan data: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING plan

THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 401k Plan overview

Plan Name	THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING
Plan identification number	001

THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FIELDSTONE UTAH INVESTORS, LLC has sponsored the creation of one or more 401k plans.

Company Name: FIELDSTONE UTAH INVESTORS, LLC

Employer identification number (EIN): 300843007

NAIC Classification: 236110

Additional information about FIELDSTONE UTAH INVESTORS, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 4771753

More information about FIELDSTONE UTAH INVESTORS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 CHANTELLE MILES 2020-10-14 CHANTELLE MILES 2020-10-14
001 2018-01-01
001 2018-01-01
001 2017-01-01 JOSIAH TESCHNER
001 2016-01-01 JOSIAHT TESCHNER
001 2015-01-01 JOSIAH TESCHNER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01	CHANTELLE MILES	2020-10-14	CHANTELLE MILES	2020-10-14
001	2018-01-01
001	2018-01-01
001	2017-01-01	JOSIAH TESCHNER
001	2016-01-01	JOSIAHT TESCHNER
001	2015-01-01	JOSIAH TESCHNER

Plan Statistics for THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING

401k plan membership statisitcs for THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING

Measure Date Value
2018: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2018 401k membership
Total participants, beginning-of-year 2018-01-01 158
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 45
Total of all active and inactive participants 2018-01-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 46
Number of participants with account balances 2018-01-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2017 401k membership
Total participants, beginning-of-year 2017-01-01 157
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 72
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 84
Total of all active and inactive participants 2017-01-01 156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 157
Number of participants with account balances 2017-01-01 142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2016 401k membership
Total participants, beginning-of-year 2016-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 64
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 91
Total of all active and inactive participants 2016-01-01 155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 2
Total participants 2016-01-01 157
Number of participants with account balances 2016-01-01 146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1
2015: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2015 401k membership
Total participants, beginning-of-year 2015-01-01 174
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 47
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 90
Total of all active and inactive participants 2015-01-01 137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 3
Total participants 2015-01-01 140
Number of participants with account balances 2015-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2

Measure	Date	Value
2018: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2018 401k membership
Total participants, beginning-of-year	2018-01-01	158
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	45
Total of all active and inactive participants	2018-01-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	46
Number of participants with account balances	2018-01-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2017 401k membership
Total participants, beginning-of-year	2017-01-01	157
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	72
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	84
Total of all active and inactive participants	2017-01-01	156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	157
Number of participants with account balances	2017-01-01	142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2016 401k membership
Total participants, beginning-of-year	2016-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	64
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	91
Total of all active and inactive participants	2016-01-01	155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	2
Total participants	2016-01-01	157
Number of participants with account balances	2016-01-01	146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1
2015: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2015 401k membership
Total participants, beginning-of-year	2015-01-01	174
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	47
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	90
Total of all active and inactive participants	2015-01-01	137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	3
Total participants	2015-01-01	140
Number of participants with account balances	2015-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2

Financial Data on THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING

Measure	Date	Value
2018 : THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-225,075
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$8,467,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$8,443,014
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$0
Value of total assets at end of year	2018-12-31	$3,721,232
Value of total assets at beginning of year	2018-12-31	$12,413,628
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$24,307
Total interest from all sources	2018-12-31	$79
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$117,239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$117,239
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$6,947
Other income not declared elsewhere	2018-12-31	$330
Administrative expenses (other) incurred	2018-12-31	$24,307
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-8,692,396
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,721,232
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$12,413,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$3,352,339
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$11,308,548
Interest on participant loans	2018-12-31	$79
Value of interest in common/collective trusts at end of year	2018-12-31	$368,893
Value of interest in common/collective trusts at beginning of year	2018-12-31	$1,098,133
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-347,750
Net investment gain or loss from common/collective trusts	2018-12-31	$5,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$8,443,014
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	WRIGHT FORD YOUNG & COMPANY
Accountancy firm EIN	2018-12-31	953288054
2017 : THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,166,745
Total loss/gain on sale of assets	2017-12-31	$-579
Total of all expenses incurred	2017-12-31	$732,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$705,482
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$321,263
Value of total assets at end of year	2017-12-31	$12,413,628
Value of total assets at beginning of year	2017-12-31	$10,979,609
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$27,244
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$441
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$138,051
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$138,040
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$240,798
Participant contributions at end of year	2017-12-31	$6,947
Participant contributions at beginning of year	2017-12-31	$11,565
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$80,465
Other income not declared elsewhere	2017-12-31	$104
Administrative expenses (other) incurred	2017-12-31	$27,244
Total non interest bearing cash at beginning of year	2017-12-31	$1,160
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,434,019
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$12,413,628
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$10,979,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$11,308,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$10,023,849
Interest on participant loans	2017-12-31	$440
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$1
Income. Interest from US Government securities	2017-12-31	$0
Income. Interest from corporate debt instruments	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$1,098,133
Value of interest in common/collective trusts at beginning of year	2017-12-31	$770,515
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$18,427
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$18,427
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,522,880
Net investment gain or loss from common/collective trusts	2017-12-31	$184,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$0
Income. Dividends from preferred stock	2017-12-31	$0
Income. Dividends from common stock	2017-12-31	$11
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$705,482
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$154,093
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$326,627
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$327,206
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WRIGHT FORD YOUNG & COMPANY
Accountancy firm EIN	2017-12-31	953288054
2016 : THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$4,583
Total unrealized appreciation/depreciation of assets	2016-12-31	$4,583
Total transfer of assets to this plan	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$798,763
Total loss/gain on sale of assets	2016-12-31	$-24,851
Total of all expenses incurred	2016-12-31	$936,496
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$911,516
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$192,561
Value of total assets at end of year	2016-12-31	$10,979,609
Value of total assets at beginning of year	2016-12-31	$11,117,342
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$24,980
Total interest from all sources	2016-12-31	$700
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$129,136
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$124,456
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$176,173
Participant contributions at end of year	2016-12-31	$11,565
Participant contributions at beginning of year	2016-12-31	$3,392
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$13,924
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$40
Administrative expenses (other) incurred	2016-12-31	$24,980
Total non interest bearing cash at end of year	2016-12-31	$1,160
Total non interest bearing cash at beginning of year	2016-12-31	$975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-137,733
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$10,979,609
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$11,117,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$10,023,849
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$10,045,481
Interest on participant loans	2016-12-31	$700
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$770,515
Value of interest in common/collective trusts at beginning of year	2016-12-31	$879,201
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$18,427
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$89
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$89
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$422,699
Net investment gain/loss from pooled separate accounts	2016-12-31	$0
Net investment gain or loss from common/collective trusts	2016-12-31	$73,895
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$2,464
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$4,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$911,516
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$154,093
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$188,204
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$22,995
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$47,846
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WRIGHT FORD YOUNG & COMPANY
Accountancy firm EIN	2016-12-31	953288054
2015 : THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-137,850
Total unrealized appreciation/depreciation of assets	2015-12-31	$-137,850
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$55,721
Total loss/gain on sale of assets	2015-12-31	$9,421
Total of all expenses incurred	2015-12-31	$978,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$953,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$87,334
Value of total assets at end of year	2015-12-31	$11,117,342
Value of total assets at beginning of year	2015-12-31	$12,040,232
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$25,373
Total interest from all sources	2015-12-31	$214
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$130,111
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$126,096
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$83,757
Participant contributions at end of year	2015-12-31	$3,392
Participant contributions at beginning of year	2015-12-31	$6,515
Other income not declared elsewhere	2015-12-31	$498
Administrative expenses (other) incurred	2015-12-31	$25,373
Total non interest bearing cash at end of year	2015-12-31	$975
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-922,890
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$11,117,342
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$12,040,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$10,045,481
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$10,781,430
Interest on participant loans	2015-12-31	$214
Value of interest in common/collective trusts at end of year	2015-12-31	$879,201
Value of interest in common/collective trusts at beginning of year	2015-12-31	$938,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$89
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$5
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-46,853
Net investment gain or loss from common/collective trusts	2015-12-31	$12,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$3,577
Income. Dividends from common stock	2015-12-31	$4,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$953,238
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$188,204
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$313,678
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$13,147
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$3,726
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	WRIGHT FORD YOUNG & CO
Accountancy firm EIN	2015-12-31	953288054

Form 5500 Responses for THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING

2018: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE FIELDSTONE EMPLOYEES 401(K) PROFIT SHARING 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	FIELDSTONE UTAH INVESTORS, LLC
Employer identification number (EIN):	300843007
NAIC Classification:	236110

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	4771753