A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2025 : A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. 401(K) PROFIT SHARING PLAN 2025 401k financial data |
|---|
| Total liabilities as of the beginning of the plan year | 2025-06-10 | 0 |
| Total expenses incurred by plan in this plan year | 2025-06-10 | 2051804 |
| Net assets as of the end of the plan year | 2025-06-10 | 11932063 |
| Total assets as of the beginning of the plan year | 2025-06-10 | 10887025 |
| Value of plan covered by a fidelity bond | 2025-06-10 | 500000 |
| Participant contributions to plan in this plan year | 2025-06-10 | 378405 |
| Value of participant loans at end of plan year | 2025-06-10 | 20142 |
| Other contributions to plan in this plan year | 2025-06-10 | 2524 |
| Other income to plan in this plan year | 2025-06-10 | 2538893 |
| Plan net income in this plan year | 2025-06-10 | 1045038 |
| Net assets as of the end of the plan year | 2025-06-10 | 11932063 |
| Net assets as of the beginning of the plan year | 2025-06-10 | 10887025 |
| Employer contributions to plan in this plan year | 2025-06-10 | 177020 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2025-06-10 | 44244 |
| 2023 : A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. 401(K) PROFIT SHARING PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-11-30 | $0 |
| Total income from all sources (including contributions) | 2023-11-30 | $1,410,740 |
| Total loss/gain on sale of assets | 2023-11-30 | $0 |
| Total of all expenses incurred | 2023-11-30 | $1,004,852 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-11-30 | $964,604 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-11-30 | $545,726 |
| Value of total assets at end of year | 2023-11-30 | $10,887,025 |
| Value of total assets at beginning of year | 2023-11-30 | $10,481,137 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-11-30 | $40,248 |
| Total interest from all sources | 2023-11-30 | $14,066 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-11-30 | No |
| Administrative expenses professional fees incurred | 2023-11-30 | $15,071 |
| Was this plan covered by a fidelity bond | 2023-11-30 | Yes |
| Value of fidelity bond cover | 2023-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-11-30 | No |
| Contributions received from participants | 2023-11-30 | $353,118 |
| Participant contributions at end of year | 2023-11-30 | $25,587 |
| Participant contributions at beginning of year | 2023-11-30 | $26,456 |
| Other income not declared elsewhere | 2023-11-30 | $1,359 |
| Total non interest bearing cash at end of year | 2023-11-30 | $4 |
| Total non interest bearing cash at beginning of year | 2023-11-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-11-30 | No |
| Value of net income/loss | 2023-11-30 | $405,888 |
| Value of net assets at end of year (total assets less liabilities) | 2023-11-30 | $10,887,025 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-11-30 | $10,481,137 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-11-30 | No |
| Investment advisory and management fees | 2023-11-30 | $25,177 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-11-30 | $10,557,839 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-11-30 | $10,185,088 |
| Interest on participant loans | 2023-11-30 | $2,462 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-11-30 | $278,366 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-11-30 | $260,255 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-11-30 | $260,255 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-11-30 | $11,604 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-11-30 | $849,589 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-11-30 | No |
| Contributions received in cash from employer | 2023-11-30 | $192,608 |
| Employer contributions (assets) at end of year | 2023-11-30 | $25,229 |
| Employer contributions (assets) at beginning of year | 2023-11-30 | $9,338 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-11-30 | $964,604 |
| Did the plan have assets held for investment | 2023-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-11-30 | Unqualified |
| Accountancy firm name | 2023-11-30 | WEYRICH, CRONIN & SORRA LLC |
| Accountancy firm EIN | 2023-11-30 | 814643077 |
| 2022 : A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-01 | $0 |
| Total income from all sources (including contributions) | 2022-12-01 | $1,410,740 |
| Total loss/gain on sale of assets | 2022-12-01 | $0 |
| Total of all expenses incurred | 2022-12-01 | $1,004,852 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-01 | $964,604 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-01 | $545,726 |
| Value of total assets at end of year | 2022-12-01 | $10,887,025 |
| Value of total assets at beginning of year | 2022-12-01 | $10,481,137 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-01 | $40,248 |
| Total interest from all sources | 2022-12-01 | $14,066 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-01 | No |
| Administrative expenses professional fees incurred | 2022-12-01 | $15,071 |
| Was this plan covered by a fidelity bond | 2022-12-01 | Yes |
| Value of fidelity bond cover | 2022-12-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-01 | No |
| Contributions received from participants | 2022-12-01 | $353,118 |
| Participant contributions at end of year | 2022-12-01 | $25,587 |
| Participant contributions at beginning of year | 2022-12-01 | $26,456 |
| Other income not declared elsewhere | 2022-12-01 | $1,359 |
| Total non interest bearing cash at end of year | 2022-12-01 | $4 |
| Total non interest bearing cash at beginning of year | 2022-12-01 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-01 | No |
| Value of net income/loss | 2022-12-01 | $405,888 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-01 | $10,887,025 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-01 | $10,481,137 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-01 | No |
| Investment advisory and management fees | 2022-12-01 | $25,177 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-01 | $10,557,839 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-01 | $10,185,088 |
| Interest on participant loans | 2022-12-01 | $2,462 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-01 | $278,366 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-01 | $11,604 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-01 | $849,589 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-01 | No |
| Contributions received in cash from employer | 2022-12-01 | $192,608 |
| Employer contributions (assets) at end of year | 2022-12-01 | $25,229 |
| Employer contributions (assets) at beginning of year | 2022-12-01 | $9,338 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-01 | $964,604 |
| Did the plan have assets held for investment | 2022-12-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-01 | 1 |
| Accountancy firm name | 2022-12-01 | WEYRICH, CRONIN & SORRA LLC |
| Accountancy firm EIN | 2022-12-01 | 814643077 |
| Total unrealized appreciation/depreciation of assets | 2022-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-11-30 | $0 |
| Total income from all sources (including contributions) | 2022-11-30 | $-1,112,540 |
| Total loss/gain on sale of assets | 2022-11-30 | $0 |
| Total of all expenses incurred | 2022-11-30 | $291,136 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-11-30 | $248,063 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-11-30 | $459,882 |
| Value of total assets at end of year | 2022-11-30 | $10,481,137 |
| Value of total assets at beginning of year | 2022-11-30 | $11,884,813 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-11-30 | $43,073 |
| Total interest from all sources | 2022-11-30 | $4,301 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-11-30 | No |
| Administrative expenses professional fees incurred | 2022-11-30 | $16,485 |
| Was this plan covered by a fidelity bond | 2022-11-30 | Yes |
| Value of fidelity bond cover | 2022-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-11-30 | No |
| Contributions received from participants | 2022-11-30 | $320,458 |
| Participant contributions at end of year | 2022-11-30 | $26,456 |
| Participant contributions at beginning of year | 2022-11-30 | $67,081 |
| Other income not declared elsewhere | 2022-11-30 | $1,408 |
| Total non interest bearing cash at end of year | 2022-11-30 | $0 |
| Total non interest bearing cash at beginning of year | 2022-11-30 | $25,429 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-11-30 | No |
| Value of net income/loss | 2022-11-30 | $-1,403,676 |
| Value of net assets at end of year (total assets less liabilities) | 2022-11-30 | $10,481,137 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-11-30 | $11,884,813 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-11-30 | No |
| Investment advisory and management fees | 2022-11-30 | $26,588 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-11-30 | $10,185,088 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-11-30 | $11,538,526 |
| Interest on participant loans | 2022-11-30 | $2,376 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-11-30 | $260,255 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-11-30 | $251,400 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-11-30 | $251,400 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-11-30 | $1,925 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-11-30 | $-1,578,131 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-11-30 | No |
| Contributions received in cash from employer | 2022-11-30 | $139,424 |
| Employer contributions (assets) at end of year | 2022-11-30 | $9,338 |
| Employer contributions (assets) at beginning of year | 2022-11-30 | $2,377 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-11-30 | $248,063 |
| Did the plan have assets held for investment | 2022-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-11-30 | Unqualified |
| Accountancy firm name | 2022-11-30 | WEYRICH, CRONIN & SORRA LLC |
| Accountancy firm EIN | 2022-11-30 | 814643077 |
| 2021 : A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-11-30 | $0 |
| Total income from all sources (including contributions) | 2021-11-30 | $2,078,706 |
| Total loss/gain on sale of assets | 2021-11-30 | $0 |
| Total of all expenses incurred | 2021-11-30 | $354,306 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-11-30 | $311,129 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-11-30 | $407,518 |
| Value of total assets at end of year | 2021-11-30 | $11,884,813 |
| Value of total assets at beginning of year | 2021-11-30 | $10,160,413 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-11-30 | $43,177 |
| Total interest from all sources | 2021-11-30 | $4,777 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-11-30 | No |
| Administrative expenses professional fees incurred | 2021-11-30 | $15,533 |
| Was this plan covered by a fidelity bond | 2021-11-30 | Yes |
| Value of fidelity bond cover | 2021-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-11-30 | No |
| Contributions received from participants | 2021-11-30 | $312,880 |
| Participant contributions at end of year | 2021-11-30 | $67,081 |
| Participant contributions at beginning of year | 2021-11-30 | $112,906 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-11-30 | $3,373 |
| Other income not declared elsewhere | 2021-11-30 | $1,611 |
| Total non interest bearing cash at end of year | 2021-11-30 | $25,429 |
| Total non interest bearing cash at beginning of year | 2021-11-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-11-30 | No |
| Value of net income/loss | 2021-11-30 | $1,724,400 |
| Value of net assets at end of year (total assets less liabilities) | 2021-11-30 | $11,884,813 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-11-30 | $10,160,413 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-11-30 | No |
| Investment advisory and management fees | 2021-11-30 | $27,644 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-11-30 | $11,538,526 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-11-30 | $9,802,375 |
| Interest on participant loans | 2021-11-30 | $4,777 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-11-30 | $251,400 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-11-30 | $239,245 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-11-30 | $239,245 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-11-30 | $1,664,800 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-11-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-11-30 | No |
| Contributions received in cash from employer | 2021-11-30 | $91,265 |
| Employer contributions (assets) at end of year | 2021-11-30 | $2,377 |
| Employer contributions (assets) at beginning of year | 2021-11-30 | $5,887 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-11-30 | $311,129 |
| Did the plan have assets held for investment | 2021-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-11-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-11-30 | Disclaimer |
| Accountancy firm name | 2021-11-30 | WEYRICH, CRONIN & SORRA LLC |
| Accountancy firm EIN | 2021-11-30 | 814643077 |
| 2020 : A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-11-30 | $0 |
| Total income from all sources (including contributions) | 2020-11-30 | $1,837,608 |
| Total loss/gain on sale of assets | 2020-11-30 | $0 |
| Total of all expenses incurred | 2020-11-30 | $284,522 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-11-30 | $248,085 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-11-30 | $472,678 |
| Value of total assets at end of year | 2020-11-30 | $10,160,413 |
| Value of total assets at beginning of year | 2020-11-30 | $8,607,327 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-11-30 | $36,437 |
| Total interest from all sources | 2020-11-30 | $8,683 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-11-30 | No |
| Administrative expenses professional fees incurred | 2020-11-30 | $15,429 |
| Was this plan covered by a fidelity bond | 2020-11-30 | Yes |
| Value of fidelity bond cover | 2020-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-11-30 | No |
| Contributions received from participants | 2020-11-30 | $335,854 |
| Participant contributions at end of year | 2020-11-30 | $112,906 |
| Participant contributions at beginning of year | 2020-11-30 | $116,698 |
| Participant contributions at end of year | 2020-11-30 | $0 |
| Participant contributions at beginning of year | 2020-11-30 | $6,726 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-11-30 | $50,913 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-11-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-11-30 | $164 |
| Other income not declared elsewhere | 2020-11-30 | $892 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-11-30 | No |
| Value of net income/loss | 2020-11-30 | $1,553,086 |
| Value of net assets at end of year (total assets less liabilities) | 2020-11-30 | $10,160,413 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-11-30 | $8,607,327 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-11-30 | No |
| Investment advisory and management fees | 2020-11-30 | $21,008 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-11-30 | $9,802,375 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-11-30 | $8,232,780 |
| Interest on participant loans | 2020-11-30 | $7,364 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-11-30 | $239,245 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-11-30 | $249,031 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-11-30 | $249,031 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-11-30 | $1,319 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-11-30 | $1,355,355 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-11-30 | No |
| Contributions received in cash from employer | 2020-11-30 | $85,911 |
| Employer contributions (assets) at end of year | 2020-11-30 | $5,887 |
| Employer contributions (assets) at beginning of year | 2020-11-30 | $1,928 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-11-30 | $248,085 |
| Did the plan have assets held for investment | 2020-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-11-30 | Disclaimer |
| Accountancy firm name | 2020-11-30 | WEYRICH, CRONIN & SORRA LLC |
| Accountancy firm EIN | 2020-11-30 | 814643077 |
| 2019 : A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-11-30 | $0 |
| Total income from all sources (including contributions) | 2019-11-30 | $1,443,713 |
| Total loss/gain on sale of assets | 2019-11-30 | $0 |
| Total of all expenses incurred | 2019-11-30 | $324,962 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-11-30 | $290,646 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-11-30 | $441,667 |
| Value of total assets at end of year | 2019-11-30 | $8,607,327 |
| Value of total assets at beginning of year | 2019-11-30 | $7,488,576 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-11-30 | $34,316 |
| Total interest from all sources | 2019-11-30 | $16,845 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-11-30 | No |
| Administrative expenses professional fees incurred | 2019-11-30 | $15,147 |
| Was this plan covered by a fidelity bond | 2019-11-30 | Yes |
| Value of fidelity bond cover | 2019-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-11-30 | No |
| Contributions received from participants | 2019-11-30 | $355,740 |
| Participant contributions at end of year | 2019-11-30 | $116,698 |
| Participant contributions at beginning of year | 2019-11-30 | $134,364 |
| Participant contributions at end of year | 2019-11-30 | $6,726 |
| Participant contributions at beginning of year | 2019-11-30 | $7,468 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-11-30 | $164 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-11-30 | $142 |
| Other income not declared elsewhere | 2019-11-30 | $837 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-11-30 | No |
| Value of net income/loss | 2019-11-30 | $1,118,751 |
| Value of net assets at end of year (total assets less liabilities) | 2019-11-30 | $8,607,327 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-11-30 | $7,488,576 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-11-30 | No |
| Investment advisory and management fees | 2019-11-30 | $19,169 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-11-30 | $8,232,780 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-11-30 | $7,109,518 |
| Interest on participant loans | 2019-11-30 | $8,733 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-11-30 | $249,031 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-11-30 | $235,837 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-11-30 | $235,837 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-11-30 | $8,112 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-11-30 | $984,364 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-11-30 | No |
| Contributions received in cash from employer | 2019-11-30 | $85,927 |
| Employer contributions (assets) at end of year | 2019-11-30 | $1,928 |
| Employer contributions (assets) at beginning of year | 2019-11-30 | $1,247 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-11-30 | $290,646 |
| Did the plan have assets held for investment | 2019-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-11-30 | Disclaimer |
| Accountancy firm name | 2019-11-30 | WEYRICH, CRONIN & SORRA LLC |
| Accountancy firm EIN | 2019-11-30 | 814643077 |
| 2018 : A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-30 | $0 |
| Total income from all sources (including contributions) | 2018-11-30 | $599,977 |
| Total loss/gain on sale of assets | 2018-11-30 | $0 |
| Total of all expenses incurred | 2018-11-30 | $572,987 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-11-30 | $525,263 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-11-30 | $452,066 |
| Value of total assets at end of year | 2018-11-30 | $7,488,576 |
| Value of total assets at beginning of year | 2018-11-30 | $7,461,586 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-11-30 | $47,724 |
| Total interest from all sources | 2018-11-30 | $11,333 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-11-30 | No |
| Administrative expenses professional fees incurred | 2018-11-30 | $47,724 |
| Was this plan covered by a fidelity bond | 2018-11-30 | Yes |
| Value of fidelity bond cover | 2018-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-11-30 | No |
| Contributions received from participants | 2018-11-30 | $365,294 |
| Participant contributions at end of year | 2018-11-30 | $134,364 |
| Participant contributions at beginning of year | 2018-11-30 | $140,863 |
| Participant contributions at end of year | 2018-11-30 | $7,468 |
| Participant contributions at beginning of year | 2018-11-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-11-30 | $142 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-11-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-30 | No |
| Value of net income/loss | 2018-11-30 | $26,990 |
| Value of net assets at end of year (total assets less liabilities) | 2018-11-30 | $7,488,576 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-11-30 | $7,461,586 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-11-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-11-30 | $7,109,518 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-11-30 | $7,106,652 |
| Interest on participant loans | 2018-11-30 | $7,660 |
| Interest earned on other investments | 2018-11-30 | $775 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-11-30 | $235,837 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-11-30 | $214,071 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-11-30 | $214,071 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-11-30 | $2,898 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-11-30 | $136,578 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-11-30 | No |
| Contributions received in cash from employer | 2018-11-30 | $86,772 |
| Employer contributions (assets) at end of year | 2018-11-30 | $1,247 |
| Employer contributions (assets) at beginning of year | 2018-11-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-11-30 | $525,263 |
| Did the plan have assets held for investment | 2018-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-11-30 | Disclaimer |
| Accountancy firm name | 2018-11-30 | WEYRICH, CRONIN & SORRA LLC |
| Accountancy firm EIN | 2018-11-30 | 814643077 |
| 2017 : A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-30 | $0 |
| Total income from all sources (including contributions) | 2017-11-30 | $1,573,624 |
| Total loss/gain on sale of assets | 2017-11-30 | $0 |
| Total of all expenses incurred | 2017-11-30 | $78,756 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-11-30 | $33,757 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-11-30 | $445,459 |
| Value of total assets at end of year | 2017-11-30 | $7,461,586 |
| Value of total assets at beginning of year | 2017-11-30 | $5,966,718 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-11-30 | $44,999 |
| Total interest from all sources | 2017-11-30 | $7,640 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-11-30 | No |
| Administrative expenses professional fees incurred | 2017-11-30 | $15,883 |
| Was this plan covered by a fidelity bond | 2017-11-30 | Yes |
| Value of fidelity bond cover | 2017-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-11-30 | No |
| Contributions received from participants | 2017-11-30 | $311,928 |
| Participant contributions at end of year | 2017-11-30 | $140,863 |
| Participant contributions at beginning of year | 2017-11-30 | $103,895 |
| Participant contributions at end of year | 2017-11-30 | $0 |
| Participant contributions at beginning of year | 2017-11-30 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-11-30 | $46,793 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-11-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-11-30 | $0 |
| Other income not declared elsewhere | 2017-11-30 | $699 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
| Value of net income/loss | 2017-11-30 | $1,494,868 |
| Value of net assets at end of year (total assets less liabilities) | 2017-11-30 | $7,461,586 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-11-30 | $5,966,718 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-11-30 | No |
| Investment advisory and management fees | 2017-11-30 | $29,116 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-11-30 | $7,106,652 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-11-30 | $5,662,947 |
| Interest on participant loans | 2017-11-30 | $6,697 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-11-30 | $214,071 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-11-30 | $199,717 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-11-30 | $199,717 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-11-30 | $943 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-11-30 | $1,119,826 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-11-30 | No |
| Contributions received in cash from employer | 2017-11-30 | $86,738 |
| Employer contributions (assets) at end of year | 2017-11-30 | $0 |
| Employer contributions (assets) at beginning of year | 2017-11-30 | $159 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-11-30 | $33,757 |
| Did the plan have assets held for investment | 2017-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-11-30 | Disclaimer |
| Accountancy firm name | 2017-11-30 | WEYRICH, CRONIN & SORRA LLC |
| Accountancy firm EIN | 2017-11-30 | 814643077 |
| 2016 : A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $0 |
| Total income from all sources (including contributions) | 2016-11-30 | $582,487 |
| Total loss/gain on sale of assets | 2016-11-30 | $0 |
| Total of all expenses incurred | 2016-11-30 | $419,924 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-11-30 | $388,228 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-11-30 | $371,166 |
| Value of total assets at end of year | 2016-11-30 | $5,966,718 |
| Value of total assets at beginning of year | 2016-11-30 | $5,804,155 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-11-30 | $31,696 |
| Total interest from all sources | 2016-11-30 | $2,116 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-11-30 | No |
| Administrative expenses professional fees incurred | 2016-11-30 | $12,066 |
| Was this plan covered by a fidelity bond | 2016-11-30 | Yes |
| Value of fidelity bond cover | 2016-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-11-30 | No |
| Contributions received from participants | 2016-11-30 | $291,305 |
| Participant contributions at end of year | 2016-11-30 | $103,895 |
| Participant contributions at beginning of year | 2016-11-30 | $37,710 |
| Participant contributions at end of year | 2016-11-30 | $0 |
| Participant contributions at beginning of year | 2016-11-30 | $5,644 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-11-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-11-30 | $32 |
| Other income not declared elsewhere | 2016-11-30 | $155 |
| Administrative expenses (other) incurred | 2016-11-30 | $170 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
| Value of net income/loss | 2016-11-30 | $162,563 |
| Value of net assets at end of year (total assets less liabilities) | 2016-11-30 | $5,966,718 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-11-30 | $5,804,155 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-11-30 | No |
| Investment advisory and management fees | 2016-11-30 | $19,460 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-11-30 | $5,662,947 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-11-30 | $5,555,564 |
| Interest on participant loans | 2016-11-30 | $2,116 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-11-30 | $199,717 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-11-30 | $203,668 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-11-30 | $203,668 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-11-30 | $209,050 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-11-30 | No |
| Contributions received in cash from employer | 2016-11-30 | $79,861 |
| Employer contributions (assets) at end of year | 2016-11-30 | $159 |
| Employer contributions (assets) at beginning of year | 2016-11-30 | $1,537 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-11-30 | $388,228 |
| Did the plan have assets held for investment | 2016-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-11-30 | Disclaimer |
| Accountancy firm name | 2016-11-30 | GORFINE, SCHILLER, & GARDYN, P.A. |
| Accountancy firm EIN | 2016-11-30 | 521231901 |
| 2015 : A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2015-11-30 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-11-30 | $0 |
| Total unrealized appreciation/depreciation of assets | 2015-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-11-30 | $0 |
| Total income from all sources (including contributions) | 2015-11-30 | $370,142 |
| Total loss/gain on sale of assets | 2015-11-30 | $0 |
| Total of all expenses incurred | 2015-11-30 | $417,006 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-11-30 | $414,856 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-11-30 | $380,478 |
| Value of total assets at end of year | 2015-11-30 | $5,804,155 |
| Value of total assets at beginning of year | 2015-11-30 | $5,851,019 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-11-30 | $2,150 |
| Total income from rents | 2015-11-30 | $0 |
| Total interest from all sources | 2015-11-30 | $1,889 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-11-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-11-30 | $0 |
| Assets. Real estate other than employer real property at end of year | 2015-11-30 | $0 |
| Assets. Real estate other than employer real property at beginning of year | 2015-11-30 | $0 |
| Administrative expenses professional fees incurred | 2015-11-30 | $2,150 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-11-30 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-11-30 | $0 |
| Was this plan covered by a fidelity bond | 2015-11-30 | Yes |
| Value of fidelity bond cover | 2015-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-11-30 | No |
| Contributions received from participants | 2015-11-30 | $300,426 |
| Participant contributions at end of year | 2015-11-30 | $37,710 |
| Participant contributions at beginning of year | 2015-11-30 | $55,645 |
| Participant contributions at end of year | 2015-11-30 | $5,644 |
| Participant contributions at beginning of year | 2015-11-30 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2015-11-30 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-11-30 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-11-30 | $4,718 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-11-30 | $32 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-11-30 | $0 |
| Other income not declared elsewhere | 2015-11-30 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-11-30 | No |
| Income. Non cash contributions | 2015-11-30 | $0 |
| Value of net income/loss | 2015-11-30 | $-46,864 |
| Value of net assets at end of year (total assets less liabilities) | 2015-11-30 | $5,804,155 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-11-30 | $5,851,019 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-11-30 | No |
| Assets. partnership/joint venture interests at end of year | 2015-11-30 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2015-11-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-11-30 | $5,555,564 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-11-30 | $5,594,626 |
| Value of interest in pooled separate accounts at end of year | 2015-11-30 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2015-11-30 | $0 |
| Interest on participant loans | 2015-11-30 | $1,889 |
| Income. Interest from loans (other than to participants) | 2015-11-30 | $0 |
| Interest earned on other investments | 2015-11-30 | $0 |
| Income. Interest from US Government securities | 2015-11-30 | $0 |
| Income. Interest from corporate debt instruments | 2015-11-30 | $0 |
| Value of interest in master investment trust accounts at end of year | 2015-11-30 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2015-11-30 | $0 |
| Value of interest in common/collective trusts at end of year | 2015-11-30 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2015-11-30 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-11-30 | $203,668 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-11-30 | $200,748 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-11-30 | $200,748 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-11-30 | $0 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2015-11-30 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2015-11-30 | $0 |
| Asset value of US Government securities at end of year | 2015-11-30 | $0 |
| Asset value of US Government securities at beginning of year | 2015-11-30 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-11-30 | $-12,225 |
| Net investment gain/loss from pooled separate accounts | 2015-11-30 | $0 |
| Net investment gain or loss from common/collective trusts | 2015-11-30 | $0 |
| Net gain/loss from 103.12 investment entities | 2015-11-30 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-11-30 | No |
| Contributions received in cash from employer | 2015-11-30 | $75,334 |
| Employer contributions (assets) at end of year | 2015-11-30 | $1,537 |
| Employer contributions (assets) at beginning of year | 2015-11-30 | $0 |
| Income. Dividends from preferred stock | 2015-11-30 | $0 |
| Income. Dividends from common stock | 2015-11-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-11-30 | $414,856 |
| Asset. Corporate debt instrument preferred debt at end of year | 2015-11-30 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2015-11-30 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-11-30 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2015-11-30 | $0 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-11-30 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-11-30 | $0 |
| Did the plan have assets held for investment | 2015-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-11-30 | No |
| Aggregate proceeds on sale of assets | 2015-11-30 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2015-11-30 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-11-30 | Disclaimer |
| Accountancy firm name | 2015-11-30 | GORFINE, SCHILLER, & GARDYN, P.A. |
| Accountancy firm EIN | 2015-11-30 | 521231901 |
| 2014 : A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-11-30 | $0 |
| Total income from all sources (including contributions) | 2014-11-30 | $951,183 |
| Total loss/gain on sale of assets | 2014-11-30 | $0 |
| Total of all expenses incurred | 2014-11-30 | $574,770 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-11-30 | $572,958 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-11-30 | $473,214 |
| Value of total assets at end of year | 2014-11-30 | $5,851,019 |
| Value of total assets at beginning of year | 2014-11-30 | $5,474,606 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-11-30 | $1,812 |
| Total interest from all sources | 2014-11-30 | $2,268 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-11-30 | No |
| Administrative expenses professional fees incurred | 2014-11-30 | $1,812 |
| Was this plan covered by a fidelity bond | 2014-11-30 | Yes |
| Value of fidelity bond cover | 2014-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-11-30 | No |
| Contributions received from participants | 2014-11-30 | $292,169 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-11-30 | $104,512 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-11-30 | $176 |
| Assets. Loans (other than to participants) at end of year | 2014-11-30 | $55,645 |
| Assets. Loans (other than to participants) at beginning of year | 2014-11-30 | $51,719 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-11-30 | No |
| Value of net income/loss | 2014-11-30 | $376,413 |
| Value of net assets at end of year (total assets less liabilities) | 2014-11-30 | $5,851,019 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-11-30 | $5,474,606 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-11-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-11-30 | $5,594,626 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-11-30 | $5,166,123 |
| Interest on participant loans | 2014-11-30 | $2,268 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-11-30 | $200,748 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-11-30 | $254,791 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-11-30 | $254,791 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-11-30 | $475,701 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-11-30 | No |
| Contributions received in cash from employer | 2014-11-30 | $76,533 |
| Employer contributions (assets) at beginning of year | 2014-11-30 | $1,797 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-11-30 | $572,958 |
| Did the plan have assets held for investment | 2014-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-11-30 | Disclaimer |
| Accountancy firm name | 2014-11-30 | GORFINE, SCHILLER, & GARDYN, P.A. |
| Accountancy firm EIN | 2014-11-30 | 521231901 |
| 2013 : A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-11-30 | $0 |
| Total income from all sources (including contributions) | 2013-11-30 | $1,320,658 |
| Total loss/gain on sale of assets | 2013-11-30 | $0 |
| Total of all expenses incurred | 2013-11-30 | $166,393 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-11-30 | $165,498 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-11-30 | $405,030 |
| Value of total assets at end of year | 2013-11-30 | $5,474,606 |
| Value of total assets at beginning of year | 2013-11-30 | $4,320,341 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-11-30 | $895 |
| Total interest from all sources | 2013-11-30 | $2,595 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-11-30 | No |
| Administrative expenses professional fees incurred | 2013-11-30 | $895 |
| Was this plan covered by a fidelity bond | 2013-11-30 | Yes |
| Value of fidelity bond cover | 2013-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-11-30 | No |
| Contributions received from participants | 2013-11-30 | $300,902 |
| Participant contributions at beginning of year | 2013-11-30 | $5,466 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-11-30 | $22,415 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-11-30 | $176 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-11-30 | $555 |
| Assets. Loans (other than to participants) at end of year | 2013-11-30 | $51,719 |
| Assets. Loans (other than to participants) at beginning of year | 2013-11-30 | $67,056 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-11-30 | No |
| Value of net income/loss | 2013-11-30 | $1,154,265 |
| Value of net assets at end of year (total assets less liabilities) | 2013-11-30 | $5,474,606 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-11-30 | $4,320,341 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-11-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-11-30 | $5,166,123 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-11-30 | $3,987,359 |
| Interest on participant loans | 2013-11-30 | $2,595 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-11-30 | $254,791 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-11-30 | $239,856 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-11-30 | $239,856 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-11-30 | $913,033 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-11-30 | No |
| Contributions received in cash from employer | 2013-11-30 | $81,713 |
| Employer contributions (assets) at end of year | 2013-11-30 | $1,797 |
| Employer contributions (assets) at beginning of year | 2013-11-30 | $20,049 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-11-30 | $165,498 |
| Did the plan have assets held for investment | 2013-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-11-30 | Disclaimer |
| Accountancy firm name | 2013-11-30 | GORFINE, SCHILLER, & GARDYN, P.A. |
| Accountancy firm EIN | 2013-11-30 | 521231901 |
| 2012 : A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-11-30 | $0 |
| Total income from all sources (including contributions) | 2012-11-30 | $801,712 |
| Total loss/gain on sale of assets | 2012-11-30 | $0 |
| Total of all expenses incurred | 2012-11-30 | $283,514 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-11-30 | $282,454 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-11-30 | $366,357 |
| Value of total assets at end of year | 2012-11-30 | $4,320,341 |
| Value of total assets at beginning of year | 2012-11-30 | $3,802,143 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-11-30 | $1,060 |
| Total interest from all sources | 2012-11-30 | $2,595 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-11-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-11-30 | No |
| Was this plan covered by a fidelity bond | 2012-11-30 | Yes |
| Value of fidelity bond cover | 2012-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-11-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-11-30 | No |
| Contributions received from participants | 2012-11-30 | $281,416 |
| Participant contributions at end of year | 2012-11-30 | $5,466 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-11-30 | $555 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-11-30 | $79 |
| Assets. Loans (other than to participants) at end of year | 2012-11-30 | $67,056 |
| Assets. Loans (other than to participants) at beginning of year | 2012-11-30 | $54,447 |
| Other income not declared elsewhere | 2012-11-30 | $25 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
| Value of net income/loss | 2012-11-30 | $518,198 |
| Value of net assets at end of year (total assets less liabilities) | 2012-11-30 | $4,320,341 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-11-30 | $3,802,143 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-11-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-11-30 | $3,987,359 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-11-30 | $3,463,388 |
| Interest on participant loans | 2012-11-30 | $2,595 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-11-30 | $239,856 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-11-30 | $284,229 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-11-30 | $284,229 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-11-30 | $432,735 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-11-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-11-30 | No |
| Contributions received in cash from employer | 2012-11-30 | $84,941 |
| Employer contributions (assets) at end of year | 2012-11-30 | $20,049 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-11-30 | $282,454 |
| Contract administrator fees | 2012-11-30 | $1,060 |
| Did the plan have assets held for investment | 2012-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-11-30 | Disclaimer |
| Accountancy firm name | 2012-11-30 | GORFINE, SCHILLER, & GARDYN, P.A. |
| Accountancy firm EIN | 2012-11-30 | 521231901 |
| 2011 : A & A GLOBAL INDUSTRIES HOLDING COMPANY, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-11-30 | $0 |
| Total income from all sources (including contributions) | 2011-11-30 | $290,040 |
| Total loss/gain on sale of assets | 2011-11-30 | $0 |
| Total of all expenses incurred | 2011-11-30 | $465,185 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-11-30 | $464,385 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-11-30 | $326,834 |
| Value of total assets at end of year | 2011-11-30 | $3,802,143 |
| Value of total assets at beginning of year | 2011-11-30 | $3,977,288 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-11-30 | $800 |
| Total interest from all sources | 2011-11-30 | $2,382 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-11-30 | $100,375 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-11-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-11-30 | $100,375 |
| Was this plan covered by a fidelity bond | 2011-11-30 | Yes |
| Value of fidelity bond cover | 2011-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-11-30 | No |
| Contributions received from participants | 2011-11-30 | $247,903 |
| Participant contributions at beginning of year | 2011-11-30 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-11-30 | $79 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-11-30 | $0 |
| Assets. Loans (other than to participants) at end of year | 2011-11-30 | $54,447 |
| Assets. Loans (other than to participants) at beginning of year | 2011-11-30 | $59,382 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
| Value of net income/loss | 2011-11-30 | $-175,145 |
| Value of net assets at end of year (total assets less liabilities) | 2011-11-30 | $3,802,143 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-11-30 | $3,977,288 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-11-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-11-30 | $3,463,388 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-11-30 | $3,540,626 |
| Interest on participant loans | 2011-11-30 | $2,351 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-11-30 | $284,229 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-11-30 | $377,280 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-11-30 | $377,280 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-11-30 | $31 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-11-30 | $-139,551 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-11-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-11-30 | No |
| Contributions received in cash from employer | 2011-11-30 | $78,931 |
| Employer contributions (assets) at beginning of year | 2011-11-30 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-11-30 | $464,385 |
| Contract administrator fees | 2011-11-30 | $800 |
| Did the plan have assets held for investment | 2011-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-11-30 | Disclaimer |
| Accountancy firm name | 2011-11-30 | GORFINE, SCHILLER, & GARDYN, P.A. |
| Accountancy firm EIN | 2011-11-30 | 521231901 |
