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CAPITAL FINANCIAL AND INSURANCE 401k Plan overview

Plan NameCAPITAL FINANCIAL AND INSURANCE
Plan identification number 001

CAPITAL FINANCIAL AND INSURANCE Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CAPITAL FINANCIAL AND INSURANCE, has sponsored the creation of one or more 401k plans.

Company Name:CAPITAL FINANCIAL AND INSURANCE,
Employer identification number (EIN):271181791
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPITAL FINANCIAL AND INSURANCE

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01PETER DARRUDA2024-06-10
0012022-01-01PETER DARRUDA2023-05-29
0012021-01-01PETER DARRUDA2022-05-25
0012020-01-01PETER DARRUDA2021-06-01
0012019-01-01PETER DARRUDA2020-06-30
0012018-01-01PETER DARRUDA2019-08-08
0012017-01-01PETER DARRUDA2018-05-24
0012016-01-01PETER DARRUDA2017-06-29
0012015-01-01PETER DARRUDA2016-11-10
0012014-01-01PETER RICHON2015-06-10
0012013-09-01PETER RICHON2014-08-18

Plan Statistics for CAPITAL FINANCIAL AND INSURANCE

401k plan membership statisitcs for CAPITAL FINANCIAL AND INSURANCE

Measure Date Value
2025: CAPITAL FINANCIAL AND INSURANCE 2025 401k membership
Total number of particpants at beginning of year2025-06-143
Total number of particpants at end of year2025-06-143
Number of Participants With Account Balances2025-06-143
2024: CAPITAL FINANCIAL AND INSURANCE 2024 401k membership
Total number of particpants at beginning of year2024-06-103
Total number of particpants at end of year2024-06-103
Number of Participants With Account Balances2024-06-103
2022: CAPITAL FINANCIAL AND INSURANCE 2022 401k membership
Total number of particpants at beginning of year2022-05-253
Total number of particpants at end of year2022-05-253
Number of Participants With Account Balances2022-05-253

Financial Data on CAPITAL FINANCIAL AND INSURANCE

Measure Date Value
2025 : CAPITAL FINANCIAL AND INSURANCE 2025 401k financial data
Total expenses incurred by plan in this plan year2025-06-140
Net assets as of the end of the plan year2025-06-1477157
Total assets as of the beginning of the plan year2025-06-1471318
Value of plan covered by a fidelity bond2025-06-148000
Other income to plan in this plan year2025-06-145839
Plan net income in this plan year2025-06-145839
Net assets as of the end of the plan year2025-06-1477157
Net assets as of the beginning of the plan year2025-06-1471318
2024 : CAPITAL FINANCIAL AND INSURANCE 2024 401k financial data
Total expenses incurred by plan in this plan year2024-06-100
Net assets as of the end of the plan year2024-06-1071318
Total assets as of the beginning of the plan year2024-06-1063853
Value of plan covered by a fidelity bond2024-06-107000
Other income to plan in this plan year2024-06-107465
Plan net income in this plan year2024-06-107465
Net assets as of the end of the plan year2024-06-1071318
Net assets as of the beginning of the plan year2024-06-1063853
2022 : CAPITAL FINANCIAL AND INSURANCE 2022 401k financial data
Total expenses incurred by plan in this plan year2022-05-250
Net assets as of the end of the plan year2022-05-2574531
Total assets as of the beginning of the plan year2022-05-2568052
Value of plan covered by a fidelity bond2022-05-257000
Other income to plan in this plan year2022-05-256479
Plan net income in this plan year2022-05-256479
Net assets as of the end of the plan year2022-05-2574531
Net assets as of the beginning of the plan year2022-05-2568052

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