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CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan NameCAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN
Plan identification number 002

CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CAPITAL FINANCIAL MANAGEMENT, LTD. has sponsored the creation of one or more 401k plans.

Company Name:CAPITAL FINANCIAL MANAGEMENT, LTD.
Employer identification number (EIN):841188674
NAIC Classification:523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-01-01CAPRICE MALLETT2019-10-07 CAPRICE MALLETT2019-10-07
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01CAPRICE MALLETT
0022013-01-01CAPRICE MALLETT
0022012-01-01CAPRICE MALLETT
0022011-01-01CAPRICE MALLETT
0022010-01-01CAPRICE MALLETT
0022009-01-01CAPRICE MALLETT

Plan Statistics for CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN

401k plan membership statisitcs for CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN

Measure Date Value
2018: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2018 401k membership
Market value of plan assets2018-12-311,495,811
Acturial value of plan assets2018-12-311,495,811
Funding target for retired participants and beneficiaries receiving payment2018-12-310
Number of terminated vested participants2018-12-314
Fundng target for terminated vested participants2018-12-3197,143
Active participant vested funding target2018-12-311,702,632
Number of active participants2018-12-311
Total funding liabilities for active participants2018-12-311,702,632
Total participant count2018-12-315
Total funding target for all participants2018-12-311,799,775
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-310
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-31129,649
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-3146,492
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-3167,553
Unpaid minimum required contributions for all prior years2018-12-3146,492
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-3146,492
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-3111,000
Net shortfall amortization installment of oustanding balance2018-12-31303,964
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-3167,395
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-3167,395
Contributions allocatedtoward minimum required contributions for current year2018-12-3167,553
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-015
Total number of active participants reported on line 7a of the Form 55002018-01-011
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-311,509,648
Acturial value of plan assets2017-12-311,509,648
Funding target for retired participants and beneficiaries receiving payment2017-12-310
Number of terminated vested participants2017-12-314
Fundng target for terminated vested participants2017-12-3187,370
Active participant vested funding target2017-12-311,515,552
Number of active participants2017-12-311
Total funding liabilities for active participants2017-12-311,515,552
Total participant count2017-12-315
Total funding target for all participants2017-12-311,602,922
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-3164,648
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-3164,648
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-310
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-3115,500
Net shortfall amortization installment of oustanding balance2017-12-3193,274
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-3146,492
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-3146,492
Contributions allocatedtoward minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for current year2017-12-3146,492
Unpaid minimum required contributions for all years2017-12-3146,492
Total participants, beginning-of-year2017-01-015
Total number of active participants reported on line 7a of the Form 55002017-01-011
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-014
Total of all active and inactive participants2017-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-311,285,639
Acturial value of plan assets2016-12-311,285,639
Funding target for retired participants and beneficiaries receiving payment2016-12-310
Number of terminated vested participants2016-12-314
Fundng target for terminated vested participants2016-12-3179,280
Active participant vested funding target2016-12-311,387,554
Number of active participants2016-12-311
Total funding liabilities for active participants2016-12-311,387,554
Total participant count2016-12-315
Total funding target for all participants2016-12-311,466,834
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-31117,556
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-3151,107
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-3166,449
Present value of excess contributions2016-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-3164,648
Total employer contributions2016-12-3115,534
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-3113,164
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-313,000
Net shortfall amortization installment of oustanding balance2016-12-31245,843
Waiver amortization installment2016-12-310
Waived amount of outstanding balance2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-3176,590
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-3163,426
Additional cash requirement2016-12-3113,164
Contributions allocatedtoward minimum required contributions for current year2016-12-3113,164
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-015
Total number of active participants reported on line 7a of the Form 55002016-01-011
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-014
Total of all active and inactive participants2016-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015
Total number of active participants reported on line 7a of the Form 55002015-01-011
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-014
Total of all active and inactive participants2015-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-016
Total number of active participants reported on line 7a of the Form 55002014-01-011
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-014
Total of all active and inactive participants2014-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-017
Total number of active participants reported on line 7a of the Form 55002013-01-011
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-015
Total of all active and inactive participants2013-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-013
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-014
Total number of active participants reported on line 7a of the Form 55002011-01-013
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-012
Total of all active and inactive participants2011-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015
Total number of active participants reported on line 7a of the Form 55002010-01-012
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-013
Total of all active and inactive participants2010-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014
Total number of active participants reported on line 7a of the Form 55002009-01-012
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN

Measure Date Value
2018 : CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$20,598
Total plan liabilities at beginning of year2018-12-31$74,238
Total income from all sources2018-12-31$141,829
Expenses. Total of all expenses incurred2018-12-31$169,134
Benefits paid (including direct rollovers)2018-12-31$155,184
Total plan assets at end of year2018-12-31$1,489,104
Total plan assets at beginning of year2018-12-31$1,570,049
Value of fidelity bond covering the plan2018-12-31$1,300,000
Other income received2018-12-31$12,180
Net income (gross income less expenses)2018-12-31$-27,305
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,468,506
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,495,811
Assets. Value of participant loans2018-12-31$64,478
Assets. Value of real-estate (other than employer real property)2018-12-31$1,158,977
Total contributions received or receivable from employer(s)2018-12-31$129,649
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$13,950
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$74,238
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$4,917
Expenses. Total of all expenses incurred2017-12-31$19,402
Benefits paid (including direct rollovers)2017-12-31$0
Total plan assets at end of year2017-12-31$1,570,049
Total plan assets at beginning of year2017-12-31$1,510,296
Value of fidelity bond covering the plan2017-12-31$1,300,000
Total contributions received or receivable from participants2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$4,917
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$-14,485
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,495,811
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,510,296
Assets. Value of participant loans2017-12-31$61,201
Assets. Value of real-estate (other than employer real property)2017-12-31$1,112,113
Total contributions received or receivable from employer(s)2017-12-31$0
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$19,402
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$236,316
Expenses. Total of all expenses incurred2016-12-31$11,659
Benefits paid (including direct rollovers)2016-12-31$0
Total plan assets at end of year2016-12-31$1,510,296
Total plan assets at beginning of year2016-12-31$1,285,639
Value of fidelity bond covering the plan2016-12-31$760,000
Total contributions received or receivable from participants2016-12-31$0
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$220,782
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$224,657
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,510,296
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,285,639
Assets. Value of participant loans2016-12-31$58,091
Assets. Value of real-estate (other than employer real property)2016-12-31$1,087,120
Total contributions received or receivable from employer(s)2016-12-31$15,534
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$11,659
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$-35,919
Expenses. Total of all expenses incurred2015-12-31$5,606
Benefits paid (including direct rollovers)2015-12-31$0
Total plan assets at end of year2015-12-31$1,285,639
Total plan assets at beginning of year2015-12-31$1,327,164
Value of fidelity bond covering the plan2015-12-31$910,000
Total contributions received or receivable from participants2015-12-31$0
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-35,919
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-41,525
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,285,639
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,327,164
Assets. Value of participant loans2015-12-31$55,139
Assets. Value of real-estate (other than employer real property)2015-12-31$480,840
Total contributions received or receivable from employer(s)2015-12-31$0
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$5,606
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$-139,727
Expenses. Total of all expenses incurred2014-12-31$54,968
Benefits paid (including direct rollovers)2014-12-31$38,239
Total plan assets at end of year2014-12-31$1,327,164
Total plan assets at beginning of year2014-12-31$1,521,859
Value of fidelity bond covering the plan2014-12-31$910,000
Total contributions received or receivable from participants2014-12-31$0
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$-139,727
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$-194,695
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,327,164
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,521,859
Assets. Value of participant loans2014-12-31$52,336
Assets. Value of real-estate (other than employer real property)2014-12-31$500,875
Total contributions received or receivable from employer(s)2014-12-31$0
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$16,729
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$283,606
Expenses. Total of all expenses incurred2013-12-31$45,841
Benefits paid (including direct rollovers)2013-12-31$0
Total plan assets at end of year2013-12-31$1,521,859
Total plan assets at beginning of year2013-12-31$1,284,094
Value of fidelity bond covering the plan2013-12-31$1,200,000
Total contributions received or receivable from participants2013-12-31$0
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$188,606
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$237,765
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,521,859
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,284,094
Assets. Value of participant loans2013-12-31$49,677
Assets. Value of real-estate (other than employer real property)2013-12-31$649,134
Total contributions received or receivable from employer(s)2013-12-31$95,000
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$45,841
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$17,412
Expenses. Total of all expenses incurred2012-12-31$117,905
Benefits paid (including direct rollovers)2012-12-31$113,960
Total plan assets at end of year2012-12-31$1,284,094
Total plan assets at beginning of year2012-12-31$1,384,587
Value of fidelity bond covering the plan2012-12-31$1,200,000
Total contributions received or receivable from participants2012-12-31$0
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$17,412
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$-100,493
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,284,094
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,384,587
Assets. Value of participant loans2012-12-31$47,168
Total contributions received or receivable from employer(s)2012-12-31$0
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$3,945
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$17,174
Total income from all sources2011-12-31$56,934
Expenses. Total of all expenses incurred2011-12-31$3,707
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$1,384,586
Total plan assets at beginning of year2011-12-31$1,348,533
Value of fidelity bond covering the plan2011-12-31$1,200,000
Total contributions received or receivable from participants2011-12-31$0
Expenses. Other expenses not covered elsewhere2011-12-31$3,707
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$56,934
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$53,227
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,384,586
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,331,359
Assets. Value of participant loans2011-12-31$50,000
Total contributions received or receivable from employer(s)2011-12-31$0
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$17,174
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$167,074
Expenses. Total of all expenses incurred2010-12-31$17,174
Benefits paid (including direct rollovers)2010-12-31$17,084
Total plan assets at end of year2010-12-31$1,348,533
Total plan assets at beginning of year2010-12-31$1,181,459
Value of fidelity bond covering the plan2010-12-31$1,200,000
Total contributions received or receivable from participants2010-12-31$0
Assets. Value of loans (other than to participants)2010-12-31$50,000
Expenses. Other expenses not covered elsewhere2010-12-31$90
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$62,164
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$149,900
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,331,359
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,181,459
Total contributions received or receivable from employer(s)2010-12-31$104,910
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN

2018: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CAPITAL FINANCIAL MANAGEMENT, LTD. DEFINED BENEFIT PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberCO27526-0Y
Policy instance 1
Insurance contract or identification numberCO27526-0Y
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $151
Total amount of fees paid to insurance companyUSD $40
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractINDIVIDUAL ANNUITIES
Commission paid to Insurance BrokerUSD $151
Amount paid for insurance broker fees40
Additional information about fees paid to insurance brokerANNUAL ADMINISTRATION CHARGE
Insurance broker organization code?3
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract numberCO27526-0Y
Policy instance 1
Insurance contract or identification numberCO27526-0Y
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $148
Total amount of fees paid to insurance companyUSD $40
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractINDIVIDUAL ANNUITIES
Commission paid to Insurance BrokerUSD $148
Amount paid for insurance broker fees40
Additional information about fees paid to insurance brokerANNUAL ADMINISTRATION CHARGE
Insurance broker organization code?3
Insurance broker nameVOYA INSURANCE AND ANNUITY COMPANY

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