401k Plan data: 401(K) RETIREMENT PLAN plan

401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	401(K) RETIREMENT PLAN
Plan identification number	001

401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE ARSENAL, LLC has sponsored the creation of one or more 401k plans.

Company Name: THE ARSENAL, LLC

Employer identification number (EIN): 271975153

NAIC Classification: 541800

Additional information about THE ARSENAL, LLC

Jurisdiction of Incorporation: Colorado Department of State

Incorporation Date: 2008-05-29

Company Identification Number: 20081290867

Legal Registered Office Address: 1039 E. Columbine Ave.

Fruita
United States of America (USA)
81521

More information about THE ARSENAL, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 ALEXANDER M GONZALEZ
001 2013-01-01 ALEXANDER GONZALEZ
001 2012-01-01 ALEXANDER GONZALEZ
001 2011-01-01 ALEXANDER GONZALEZ
001 2010-01-01 ALEXANDER GONZALEZ

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	ALEXANDER M GONZALEZ
001	2013-01-01	ALEXANDER GONZALEZ
001	2012-01-01	ALEXANDER GONZALEZ
001	2011-01-01	ALEXANDER GONZALEZ
001	2010-01-01	ALEXANDER GONZALEZ

Plan Statistics for 401(K) RETIREMENT PLAN

401k plan membership statisitcs for 401(K) RETIREMENT PLAN

Measure Date Value
2014: 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 395
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 204
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 91
Total of all active and inactive participants 2014-01-01 295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 295
Number of participants with account balances 2014-01-01 190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 330
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 162
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 181
Total of all active and inactive participants 2013-01-01 343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 343
Number of participants with account balances 2013-01-01 282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 351
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 150
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 180
Total of all active and inactive participants 2012-01-01 330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 330
Number of participants with account balances 2012-01-01 273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 341
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 180
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 171
Total of all active and inactive participants 2011-01-01 351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 351
Number of participants with account balances 2011-01-01 281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 308
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 186
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 155
Total of all active and inactive participants 2010-01-01 341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 341
Number of participants with account balances 2010-01-01 270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0

Measure	Date	Value
2014: 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	395
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	204
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	91
Total of all active and inactive participants	2014-01-01	295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	295
Number of participants with account balances	2014-01-01	190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	330
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	162
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	181
Total of all active and inactive participants	2013-01-01	343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	343
Number of participants with account balances	2013-01-01	282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	351
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	150
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	180
Total of all active and inactive participants	2012-01-01	330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	330
Number of participants with account balances	2012-01-01	273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	341
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	180
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	171
Total of all active and inactive participants	2011-01-01	351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	351
Number of participants with account balances	2011-01-01	281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	308
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	186
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	155
Total of all active and inactive participants	2010-01-01	341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	341
Number of participants with account balances	2010-01-01	270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0

Financial Data on 401(K) RETIREMENT PLAN

Measure	Date	Value
2014 : 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,182,737
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$510,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$499,772
Expenses. Certain deemed distributions of participant loans	2014-12-31	$3,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$806,027
Value of total assets at end of year	2014-12-31	$6,518,219
Value of total assets at beginning of year	2014-12-31	$5,845,482
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$7,225
Total interest from all sources	2014-12-31	$8,430
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$565,898
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$565,898
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$498,833
Participant contributions at end of year	2014-12-31	$208,296
Participant contributions at beginning of year	2014-12-31	$133,900
Other income not declared elsewhere	2014-12-31	$171
Administrative expenses (other) incurred	2014-12-31	$7,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$672,737
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$6,518,219
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$5,845,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$6,309,923
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$5,711,582
Interest on participant loans	2014-12-31	$8,430
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-197,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$307,194
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$499,772
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	HORKEY & ASSOCIATES, PA
Accountancy firm EIN	2014-12-31	650266803
2013 : 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,822,041
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$968,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$951,994
Expenses. Certain deemed distributions of participant loans	2013-12-31	$13,365
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$744,905
Value of total assets at end of year	2013-12-31	$5,845,482
Value of total assets at beginning of year	2013-12-31	$4,991,550
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,750
Total interest from all sources	2013-12-31	$7,590
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$388,691
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$388,691
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$461,429
Participant contributions at end of year	2013-12-31	$133,900
Participant contributions at beginning of year	2013-12-31	$130,081
Other income not declared elsewhere	2013-12-31	$353
Administrative expenses (other) incurred	2013-12-31	$2,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$853,932
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,845,482
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,991,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,711,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,861,469
Interest on participant loans	2013-12-31	$7,590
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$680,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$283,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$951,994
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HORKEY & ASSOCIATES, PA
Accountancy firm EIN	2013-12-31	650266803
2012 : 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,377,092
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$356,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$346,411
Expenses. Certain deemed distributions of participant loans	2012-12-31	$6,208
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$851,200
Value of total assets at end of year	2012-12-31	$4,991,550
Value of total assets at beginning of year	2012-12-31	$3,970,702
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,625
Total interest from all sources	2012-12-31	$6,590
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$219,485
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$219,485
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$398,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$503,718
Participant contributions at end of year	2012-12-31	$130,081
Participant contributions at beginning of year	2012-12-31	$117,882
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$45,234
Other income not declared elsewhere	2012-12-31	$181
Administrative expenses (other) incurred	2012-12-31	$3,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,020,848
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,991,550
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,970,702
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,861,469
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,852,820
Interest on participant loans	2012-12-31	$6,590
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$299,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$302,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$346,411
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HORKEY & ASSOCIATES, PA
Accountancy firm EIN	2012-12-31	650266803
2011 : 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$704,782
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$246,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$243,172
Expenses. Certain deemed distributions of participant loans	2011-12-31	$479
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$841,152
Value of total assets at end of year	2011-12-31	$3,970,702
Value of total assets at beginning of year	2011-12-31	$3,512,746
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,175
Total interest from all sources	2011-12-31	$5,153
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$109,226
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$109,226
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$352,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$520,944
Participant contributions at end of year	2011-12-31	$117,882
Participant contributions at beginning of year	2011-12-31	$89,534
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$4,403
Administrative expenses (other) incurred	2011-12-31	$3,175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$457,956
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,970,702
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,512,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,852,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,423,212
Interest on participant loans	2011-12-31	$5,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-250,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$315,805
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$243,172
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HORKEY & ASSOCIATES, PA
Accountancy firm EIN	2011-12-31	650266803
2010 : 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,226,003
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$186,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$184,011
Expenses. Certain deemed distributions of participant loans	2010-12-31	$448
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$798,025
Value of total assets at end of year	2010-12-31	$3,512,746
Value of total assets at beginning of year	2010-12-31	$2,473,452
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,250
Total interest from all sources	2010-12-31	$2,776
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$44,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$44,742
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$247,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$498,219
Participant contributions at end of year	2010-12-31	$89,534
Participant contributions at beginning of year	2010-12-31	$33,497
Participant contributions at beginning of year	2010-12-31	$3,556
Administrative expenses (other) incurred	2010-12-31	$2,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,039,294
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,512,746
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,473,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,423,212
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,436,399
Interest on participant loans	2010-12-31	$2,776
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$380,460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$299,806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$184,011
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HORKEY & ASSOCIATES, PA
Accountancy firm EIN	2010-12-31	650266803

Form 5500 Responses for 401(K) RETIREMENT PLAN

2014: 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE ARSENAL, LLC
Employer identification number (EIN):	271975153
NAIC Classification:	541800

Jurisdiction of Incorporation:	Colorado Department of State
Incorporation Date:	2008-05-29
Company Identification Number:	20081290867
Legal Registered Office Address:	1039 E. Columbine Ave. Fruita United States of America (USA) 81521