401k Plan data: 401(K) RETIREMENT PLAN plan

401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	401(K) RETIREMENT PLAN
Plan identification number	002

401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

E. S. I. HOLDING CORP. has sponsored the creation of one or more 401k plans.

Company Name: E. S. I. HOLDING CORP.

Employer identification number (EIN): 391596279

NAIC Classification: 311900
NAIC Description: Other Food Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 JULIE FOSS JULIE FOSS 2015-03-08
002 2013-01-01 JULIE FOSS JULIE FOSS 2014-10-14
002 2012-01-01 JULIE FOSS JULIE FOSS 2013-10-14
002 2011-01-01 JON GOETZE JON GOETZE 2012-10-12
002 2010-01-01 JOHN WEST JOHN WEST 2011-09-23
002 2009-01-01 JOHN WEST JOHN WEST 2010-10-07
002 2009-01-01 JOHN WEST JOHN WEST 2010-10-11

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01	JULIE FOSS	JULIE FOSS	2015-03-08
002	2013-01-01	JULIE FOSS	JULIE FOSS	2014-10-14
002	2012-01-01	JULIE FOSS	JULIE FOSS	2013-10-14
002	2011-01-01	JON GOETZE	JON GOETZE	2012-10-12
002	2010-01-01	JOHN WEST	JOHN WEST	2011-09-23
002	2009-01-01	JOHN WEST	JOHN WEST	2010-10-07
002	2009-01-01	JOHN WEST	JOHN WEST	2010-10-11

Plan Statistics for 401(K) RETIREMENT PLAN

401k plan membership statisitcs for 401(K) RETIREMENT PLAN

Measure Date Value
2014: 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 67
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 318
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 113
Number of retired or separated participants receiving benefits 2013-01-01 29
Number of other retired or separated participants entitled to future benefits 2013-01-01 85
Total of all active and inactive participants 2013-01-01 227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 227
Number of participants with account balances 2013-01-01 188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 315
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 188
Number of retired or separated participants receiving benefits 2012-01-01 24
Number of other retired or separated participants entitled to future benefits 2012-01-01 95
Total of all active and inactive participants 2012-01-01 307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 307
Number of participants with account balances 2012-01-01 226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 315
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 187
Number of retired or separated participants receiving benefits 2011-01-01 27
Number of other retired or separated participants entitled to future benefits 2011-01-01 92
Total of all active and inactive participants 2011-01-01 306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 306
Number of participants with account balances 2011-01-01 217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2010: 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 318
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 179
Number of retired or separated participants receiving benefits 2010-01-01 30
Number of other retired or separated participants entitled to future benefits 2010-01-01 92
Total of all active and inactive participants 2010-01-01 301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 301
Number of participants with account balances 2010-01-01 231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 6
2009: 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 335
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 208
Number of retired or separated participants receiving benefits 2009-01-01 11
Number of other retired or separated participants entitled to future benefits 2009-01-01 99
Total of all active and inactive participants 2009-01-01 318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 318
Number of participants with account balances 2009-01-01 229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 17

Measure	Date	Value
2014: 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	67
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	318
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	113
Number of retired or separated participants receiving benefits	2013-01-01	29
Number of other retired or separated participants entitled to future benefits	2013-01-01	85
Total of all active and inactive participants	2013-01-01	227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	227
Number of participants with account balances	2013-01-01	188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	315
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	188
Number of retired or separated participants receiving benefits	2012-01-01	24
Number of other retired or separated participants entitled to future benefits	2012-01-01	95
Total of all active and inactive participants	2012-01-01	307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	307
Number of participants with account balances	2012-01-01	226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	315
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	187
Number of retired or separated participants receiving benefits	2011-01-01	27
Number of other retired or separated participants entitled to future benefits	2011-01-01	92
Total of all active and inactive participants	2011-01-01	306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	306
Number of participants with account balances	2011-01-01	217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2010: 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	318
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	179
Number of retired or separated participants receiving benefits	2010-01-01	30
Number of other retired or separated participants entitled to future benefits	2010-01-01	92
Total of all active and inactive participants	2010-01-01	301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	301
Number of participants with account balances	2010-01-01	231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	6
2009: 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	335
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	208
Number of retired or separated participants receiving benefits	2009-01-01	11
Number of other retired or separated participants entitled to future benefits	2009-01-01	99
Total of all active and inactive participants	2009-01-01	318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	318
Number of participants with account balances	2009-01-01	229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	17

Financial Data on 401(K) RETIREMENT PLAN

Measure	Date	Value
2014 : 401(K) RETIREMENT PLAN 2014 401k financial data
Transfers to/from the plan	2014-06-12	$-4,419,618
Total plan liabilities at end of year	2014-06-12	$0
Total plan liabilities at beginning of year	2014-06-12	$16,762
Total income from all sources	2014-06-12	$-16,949
Expenses. Total of all expenses incurred	2014-06-12	$2,162,267
Benefits paid (including direct rollovers)	2014-06-12	$2,158,136
Total plan assets at end of year	2014-06-12	$0
Total plan assets at beginning of year	2014-06-12	$6,615,596
Value of fidelity bond covering the plan	2014-06-12	$1,000,000
Other income received	2014-06-12	$-16,949
Net income (gross income less expenses)	2014-06-12	$-2,179,216
Net plan assets at end of year (total assets less liabilities)	2014-06-12	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-06-12	$6,598,834
Assets. Value of participant loans	2014-06-12	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-06-12	$4,131
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-12	$0
2013 : 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$16,762
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$31,792
Total income from all sources (including contributions)	2013-12-31	$1,908,107
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,785,412
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,765,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$592,132
Value of total assets at end of year	2013-12-31	$6,615,596
Value of total assets at beginning of year	2013-12-31	$7,507,931
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$20,003
Total interest from all sources	2013-12-31	$3,922
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$271,999
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$271,999
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$370,394
Participant contributions at end of year	2013-12-31	$46,410
Participant contributions at beginning of year	2013-12-31	$114,902
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-877,305
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,598,834
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,476,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,342,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,034,575
Interest on participant loans	2013-12-31	$3,921
Value of interest in common/collective trusts at end of year	2013-12-31	$1,213,300
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,344,375
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$13,864
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$14,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$14,079
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,050,041
Net investment gain or loss from common/collective trusts	2013-12-31	$-9,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$221,338
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,765,409
Contract administrator fees	2013-12-31	$20,003
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$16,762
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$31,792
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BOYUM & BARENSCHEER PLLP
Accountancy firm EIN	2013-12-31	416192096
2012 : 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$31,792
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$21,670
Total income from all sources (including contributions)	2012-12-31	$1,214,557
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$798,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$780,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$509,912
Value of total assets at end of year	2012-12-31	$7,507,931
Value of total assets at beginning of year	2012-12-31	$7,081,947
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$18,577
Total interest from all sources	2012-12-31	$5,222
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$169,367
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$169,367
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$371,999
Participant contributions at end of year	2012-12-31	$114,902
Participant contributions at beginning of year	2012-12-31	$164,397
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$6,052
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$415,862
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,476,139
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,060,277
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$14,187
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,034,575
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,483,350
Interest on participant loans	2012-12-31	$5,220
Value of interest in common/collective trusts at end of year	2012-12-31	$1,344,375
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,421,182
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$14,079
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$13,018
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$13,018
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$2
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$510,313
Net investment gain or loss from common/collective trusts	2012-12-31	$19,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$131,861
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$780,118
Contract administrator fees	2012-12-31	$4,390
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$31,792
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$21,670
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BOYUM & BARENSCHEER PLLP
Accountancy firm EIN	2012-12-31	416192096
2011 : 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$21,670
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$17,899
Total income from all sources (including contributions)	2011-12-31	$525,714
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$504,578
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$490,409
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$536,148
Value of total assets at end of year	2011-12-31	$7,081,947
Value of total assets at beginning of year	2011-12-31	$7,057,040
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$14,169
Total interest from all sources	2011-12-31	$7,520
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$164,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$164,527
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$380,633
Participant contributions at end of year	2011-12-31	$164,397
Participant contributions at beginning of year	2011-12-31	$161,792
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$21,482
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$21,136
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,060,277
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,039,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$4,957
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,483,350
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,510,478
Interest on participant loans	2011-12-31	$7,519
Value of interest in common/collective trusts at end of year	2011-12-31	$1,421,182
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,383,645
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$13,018
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$1,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$1,125
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-227,062
Net investment gain or loss from common/collective trusts	2011-12-31	$44,581
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$134,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$490,409
Contract administrator fees	2011-12-31	$9,212
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$21,670
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$17,899
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BOYUM & BARENSCHEER PLLP
Accountancy firm EIN	2011-12-31	416192096
2010 : 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$17,899
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,432,257
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,225,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,206,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$640,843
Value of total assets at end of year	2010-12-31	$7,057,040
Value of total assets at beginning of year	2010-12-31	$6,832,787
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$19,686
Total interest from all sources	2010-12-31	$3,502
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$85,400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$85,400
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$368,391
Participant contributions at end of year	2010-12-31	$161,792
Participant contributions at beginning of year	2010-12-31	$35,842
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$6,971
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$127,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$206,354
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,039,141
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,832,787
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$5,087
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,510,478
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,107,553
Interest on participant loans	2010-12-31	$3,488
Value of interest in common/collective trusts at end of year	2010-12-31	$1,383,645
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,677,283
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$1,125
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,117
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,117
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$14
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$651,446
Net investment gain or loss from common/collective trusts	2010-12-31	$51,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$144,507
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$4,021
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,206,217
Contract administrator fees	2010-12-31	$14,599
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$17,899
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	EIDE BAILLY, LLP
Accountancy firm EIN	2010-12-31	450250958
2009 : 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for 401(K) RETIREMENT PLAN

2014: 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	E. S. I. HOLDING CORP.
Employer identification number (EIN):	391596279
NAIC Classification:	311900
NAIC Description:	Other Food Manufacturing