BD OF TRUSTEES - IUOE LOCAL 406 WELFARE FUND has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2022 : IUOE LOCAL 406 WELFARE FUND 2022 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $13,667 |
| Total income from all sources (including contributions) | 2022-12-31 | $-34,647 |
| Total loss/gain on sale of assets | 2022-12-31 | $-38,255 |
| Total of all expenses incurred | 2022-12-31 | $1,187,923 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,134,409 |
| Value of total assets at beginning of year | 2022-12-31 | $1,236,237 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $53,514 |
| Total interest from all sources | 2022-12-31 | $8,998 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $433 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2022-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $433 |
| Administrative expenses professional fees incurred | 2022-12-31 | $8,467 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-12-31 | $421,262 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $1,134,409 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $3,271 |
| Other income not declared elsewhere | 2022-12-31 | $58 |
| Administrative expenses (other) incurred | 2022-12-31 | $11,893 |
| Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $13,667 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $210,473 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-1,222,570 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $1,222,570 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $3,625 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $160,807 |
| Income. Interest from US Government securities | 2022-12-31 | $2,973 |
| Income. Interest from corporate debt instruments | 2022-12-31 | $5,449 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $5,549 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $5,549 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $576 |
| Asset value of US Government securities at beginning of year | 2022-12-31 | $434,497 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-5,881 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contract administrator fees | 2022-12-31 | $29,529 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | No |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2022-12-31 | $378 |
| Did the plan have assets held for investment | 2022-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2022-12-31 | $814,875 |
| Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $853,130 |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | DUPLANTIER, HRAPMMAN, HOGAN & MAHER |
| Accountancy firm EIN | 2022-12-31 | 720567396 |
| 2021 : IUOE LOCAL 406 WELFARE FUND 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2021-12-31 | $-36,544 |
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $-36,544 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $13,667 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $15,567 |
| Total income from all sources (including contributions) | 2021-12-31 | $-5,065 |
| Total loss/gain on sale of assets | 2021-12-31 | $4,467 |
| Total of all expenses incurred | 2021-12-31 | $824,635 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $763,993 |
| Value of total assets at end of year | 2021-12-31 | $1,236,237 |
| Value of total assets at beginning of year | 2021-12-31 | $2,067,837 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $60,642 |
| Total interest from all sources | 2021-12-31 | $26,262 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,097 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,097 |
| Administrative expenses professional fees incurred | 2021-12-31 | $15,472 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2021-12-31 | $421,262 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2021-12-31 | $723,097 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $763,993 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $3,271 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $9,688 |
| Other income not declared elsewhere | 2021-12-31 | $1,162 |
| Administrative expenses (other) incurred | 2021-12-31 | $11,068 |
| Liabilities. Value of operating payables at end of year | 2021-12-31 | $13,667 |
| Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $15,567 |
| Total non interest bearing cash at end of year | 2021-12-31 | $210,473 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $198,845 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $-829,700 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $1,222,570 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $2,052,270 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $6,682 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $160,807 |
| Income. Interest from US Government securities | 2021-12-31 | $12,540 |
| Income. Interest from corporate debt instruments | 2021-12-31 | $13,698 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $5,549 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $24,190 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $24,190 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $24 |
| Asset value of US Government securities at end of year | 2021-12-31 | $434,497 |
| Asset value of US Government securities at beginning of year | 2021-12-31 | $1,111,619 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $-1,509 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contract administrator fees | 2021-12-31 | $27,420 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2021-12-31 | $378 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2021-12-31 | $398 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Aggregate proceeds on sale of assets | 2021-12-31 | $941,674 |
| Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $937,207 |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | DUPLANTIER, HRAPMMAN, HOGAN & MAHER |
| Accountancy firm EIN | 2021-12-31 | 720567396 |
| 2020 : IUOE LOCAL 406 WELFARE FUND 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $24,580 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $24,580 |
| Total transfer of assets from this plan | 2020-12-31 | $1,250,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $15,567 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $21,244 |
| Total income from all sources (including contributions) | 2020-12-31 | $91,738 |
| Total loss/gain on sale of assets | 2020-12-31 | $11,139 |
| Total of all expenses incurred | 2020-12-31 | $829,311 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $733,269 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $0 |
| Value of total assets at end of year | 2020-12-31 | $2,067,837 |
| Value of total assets at beginning of year | 2020-12-31 | $4,061,087 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $96,042 |
| Total interest from all sources | 2020-12-31 | $54,919 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $810 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $810 |
| Administrative expenses professional fees incurred | 2020-12-31 | $21,954 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $733,269 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $9,688 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $18,522 |
| Administrative expenses (other) incurred | 2020-12-31 | $25,915 |
| Liabilities. Value of operating payables at end of year | 2020-12-31 | $15,567 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $21,244 |
| Total non interest bearing cash at end of year | 2020-12-31 | $198,845 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $98,732 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $-737,573 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $2,052,270 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $4,039,843 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $20,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $276,062 |
| Income. Interest from US Government securities | 2020-12-31 | $35,582 |
| Income. Interest from corporate debt instruments | 2020-12-31 | $18,341 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $24,190 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $284,598 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $284,598 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $996 |
| Asset value of US Government securities at end of year | 2020-12-31 | $1,111,619 |
| Asset value of US Government securities at beginning of year | 2020-12-31 | $2,689,122 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $290 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Asset. Corporate debt instrument preferred debt at end of year | 2020-12-31 | $723,097 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2020-12-31 | $693,634 |
| Contract administrator fees | 2020-12-31 | $28,173 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2020-12-31 | $398 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2020-12-31 | $417 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Aggregate proceeds on sale of assets | 2020-12-31 | $4,141,729 |
| Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $4,130,590 |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | MURPHY, WHALEN & BROUSSARD, L.L.C. |
| Accountancy firm EIN | 2020-12-31 | 720547750 |
| 2019 : IUOE LOCAL 406 WELFARE FUND 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $83,545 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $83,545 |
| Total transfer of assets from this plan | 2019-12-31 | $377,753 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $21,244 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $35,300 |
| Total income from all sources (including contributions) | 2019-12-31 | $183,085 |
| Total loss/gain on sale of assets | 2019-12-31 | $-4,757 |
| Total of all expenses incurred | 2019-12-31 | $302,570 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $145,708 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
| Value of total assets at end of year | 2019-12-31 | $4,061,087 |
| Value of total assets at beginning of year | 2019-12-31 | $4,572,381 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $156,862 |
| Total interest from all sources | 2019-12-31 | $92,504 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $3,406 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $3,406 |
| Administrative expenses professional fees incurred | 2019-12-31 | $28,616 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $18,522 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $38,274 |
| Administrative expenses (other) incurred | 2019-12-31 | $53,406 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $21,244 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $35,300 |
| Total non interest bearing cash at end of year | 2019-12-31 | $98,732 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $54,051 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $-119,485 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $4,039,843 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $4,537,081 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $20,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $276,062 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $988,205 |
| Income. Interest from US Government securities | 2019-12-31 | $55,808 |
| Income. Interest from corporate debt instruments | 2019-12-31 | $28,001 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $284,598 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $136,065 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $136,065 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $8,695 |
| Asset value of US Government securities at end of year | 2019-12-31 | $2,689,122 |
| Asset value of US Government securities at beginning of year | 2019-12-31 | $2,618,098 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $8,387 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $145,708 |
| Asset. Corporate debt instrument preferred debt at end of year | 2019-12-31 | $693,634 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2019-12-31 | $737,252 |
| Contract administrator fees | 2019-12-31 | $54,840 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2019-12-31 | $417 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2019-12-31 | $436 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Aggregate proceeds on sale of assets | 2019-12-31 | $4,957,452 |
| Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $4,962,209 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
| Accountancy firm name | 2019-12-31 | MURPHY, WHALEN & BROUSSARD, L.L.C. |
| Accountancy firm EIN | 2019-12-31 | 720547750 |
| 2018 : IUOE LOCAL 406 WELFARE FUND 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-36,356 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-36,356 |
| Total transfer of assets from this plan | 2018-12-31 | $393,368 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $35,300 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $33,911 |
| Total income from all sources (including contributions) | 2018-12-31 | $44,676 |
| Total loss/gain on sale of assets | 2018-12-31 | $-2,539 |
| Total of all expenses incurred | 2018-12-31 | $239,092 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $91,648 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $0 |
| Value of total assets at end of year | 2018-12-31 | $4,572,381 |
| Value of total assets at beginning of year | 2018-12-31 | $5,158,776 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $147,444 |
| Total interest from all sources | 2018-12-31 | $80,483 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $20,114 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $20,114 |
| Administrative expenses professional fees incurred | 2018-12-31 | $21,868 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $38,274 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $51,857 |
| Administrative expenses (other) incurred | 2018-12-31 | $50,233 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $35,300 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $33,911 |
| Total non interest bearing cash at end of year | 2018-12-31 | $54,051 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $374,809 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-194,416 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $4,537,081 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $5,124,865 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $20,503 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $988,205 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $1,106,279 |
| Income. Interest from US Government securities | 2018-12-31 | $58,355 |
| Income. Interest from corporate debt instruments | 2018-12-31 | $20,433 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $136,065 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $62,594 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $62,594 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $1,695 |
| Asset value of US Government securities at end of year | 2018-12-31 | $2,618,098 |
| Asset value of US Government securities at beginning of year | 2018-12-31 | $2,857,420 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-17,026 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $91,648 |
| Asset. Corporate debt instrument preferred debt at end of year | 2018-12-31 | $737,252 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2018-12-31 | $705,362 |
| Contract administrator fees | 2018-12-31 | $54,840 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2018-12-31 | $436 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2018-12-31 | $455 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Aggregate proceeds on sale of assets | 2018-12-31 | $1,352,653 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $1,355,192 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
| Accountancy firm name | 2018-12-31 | MURPHY, WHALEN & BROUSSARD, L.L.C. |
| Accountancy firm EIN | 2018-12-31 | 720547750 |
| 2017 : IUOE LOCAL 406 WELFARE FUND 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $-13,486 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $-13,486 |
| Total transfer of assets from this plan | 2017-12-31 | $2,554,108 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $33,911 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $787,375 |
| Total income from all sources (including contributions) | 2017-12-31 | $89,136 |
| Total loss/gain on sale of assets | 2017-12-31 | $-5,702 |
| Total of all expenses incurred | 2017-12-31 | $750,285 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $413,307 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $14,952 |
| Value of total assets at end of year | 2017-12-31 | $5,158,776 |
| Value of total assets at beginning of year | 2017-12-31 | $9,127,497 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $336,978 |
| Total interest from all sources | 2017-12-31 | $85,244 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Administrative expenses professional fees incurred | 2017-12-31 | $51,211 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Participant contributions at beginning of year | 2017-12-31 | $2,124 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $51,857 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $2,164,138 |
| Administrative expenses (other) incurred | 2017-12-31 | $237,195 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $33,911 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $90,375 |
| Total non interest bearing cash at end of year | 2017-12-31 | $374,809 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $2,556,649 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $-661,149 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $5,124,865 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $8,340,122 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $21,152 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $1,106,279 |
| Income. Interest from US Government securities | 2017-12-31 | $42,482 |
| Income. Interest from corporate debt instruments | 2017-12-31 | $38,846 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $62,594 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $1,313,904 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $1,313,904 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $3,916 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $194,786 |
| Asset value of US Government securities at end of year | 2017-12-31 | $2,857,420 |
| Asset value of US Government securities at beginning of year | 2017-12-31 | $2,469,049 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $8,128 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $14,952 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $261,875 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $218,521 |
| Asset. Corporate debt instrument preferred debt at end of year | 2017-12-31 | $705,362 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2017-12-31 | $358,858 |
| Contract administrator fees | 2017-12-31 | $27,420 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $697,000 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2017-12-31 | $455 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2017-12-31 | $900 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Aggregate proceeds on sale of assets | 2017-12-31 | $621,936 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $627,638 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | MURPHY, WHALEN & BROUSSARD, L.L.C. |
| Accountancy firm EIN | 2017-12-31 | 720547750 |
| 2016 : IUOE LOCAL 406 WELFARE FUND 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $-82,104 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $-82,104 |
| Total transfer of assets from this plan | 2016-12-31 | $1,443,067 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $787,375 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $903,557 |
| Total income from all sources (including contributions) | 2016-12-31 | $8,552,944 |
| Total loss/gain on sale of assets | 2016-12-31 | $82,567 |
| Total of all expenses incurred | 2016-12-31 | $8,949,962 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $7,877,880 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $8,238,522 |
| Value of total assets at end of year | 2016-12-31 | $9,127,497 |
| Value of total assets at beginning of year | 2016-12-31 | $11,083,764 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,072,082 |
| Total interest from all sources | 2016-12-31 | $179,560 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $17,363 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $17,363 |
| Administrative expenses professional fees incurred | 2016-12-31 | $169,711 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $115,031 |
| Participant contributions at end of year | 2016-12-31 | $2,124 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $6,973,115 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $2,164,138 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $1,345,005 |
| Administrative expenses (other) incurred | 2016-12-31 | $869,033 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $90,375 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $206,857 |
| Total non interest bearing cash at end of year | 2016-12-31 | $2,556,649 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $130,245 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $-397,018 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $8,340,122 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $10,180,207 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $33,338 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $1,141,500 |
| Income. Interest from US Government securities | 2016-12-31 | $131,741 |
| Income. Interest from corporate debt instruments | 2016-12-31 | $40,053 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $1,313,904 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $449,908 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $449,908 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $7,766 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $631,176 |
| Asset value of US Government securities at end of year | 2016-12-31 | $2,469,049 |
| Asset value of US Government securities at beginning of year | 2016-12-31 | $5,785,464 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $117,036 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $8,123,491 |
| Employer contributions (assets) at end of year | 2016-12-31 | $261,875 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $870,971 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $273,589 |
| Asset. Corporate debt instrument preferred debt at end of year | 2016-12-31 | $358,858 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2016-12-31 | $1,357,838 |
| Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $697,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $696,700 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2016-12-31 | $900 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2016-12-31 | $2,833 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Aggregate proceeds on sale of assets | 2016-12-31 | $13,563,608 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $13,481,041 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | MURPHY, WHALEN & BROUSSARD, L.L.C. |
| Accountancy firm EIN | 2016-12-31 | 720547750 |
| 2015 : IUOE LOCAL 406 WELFARE FUND 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-113,256 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-113,256 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $903,557 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $787,117 |
| Total income from all sources (including contributions) | 2015-12-31 | $9,302,479 |
| Total loss/gain on sale of assets | 2015-12-31 | $-2,868 |
| Total of all expenses incurred | 2015-12-31 | $8,960,812 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $7,969,032 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $9,214,130 |
| Value of total assets at end of year | 2015-12-31 | $11,083,764 |
| Value of total assets at beginning of year | 2015-12-31 | $10,625,657 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $991,780 |
| Total interest from all sources | 2015-12-31 | $179,611 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $24,867 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $24,867 |
| Administrative expenses professional fees incurred | 2015-12-31 | $74,016 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $97,768 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-12-31 | $6,970,461 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $1,345,005 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $642,569 |
| Administrative expenses (other) incurred | 2015-12-31 | $878,385 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $206,857 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $128,917 |
| Total non interest bearing cash at end of year | 2015-12-31 | $130,245 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $208,892 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $341,667 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $10,180,207 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $9,838,540 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $39,379 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $1,141,500 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $1,179,997 |
| Income. Interest from US Government securities | 2015-12-31 | $134,758 |
| Income. Interest from corporate debt instruments | 2015-12-31 | $37,462 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $449,908 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $1,144,099 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $1,144,099 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $7,391 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $813,249 |
| Asset value of US Government securities at end of year | 2015-12-31 | $5,785,464 |
| Asset value of US Government securities at beginning of year | 2015-12-31 | $5,499,643 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-5 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $9,116,362 |
| Employer contributions (assets) at end of year | 2015-12-31 | $870,971 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $828,082 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $185,322 |
| Asset. Corporate debt instrument preferred debt at end of year | 2015-12-31 | $1,357,838 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2015-12-31 | $1,117,372 |
| Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $696,700 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $658,200 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2015-12-31 | $2,833 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2015-12-31 | $5,003 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Aggregate proceeds on sale of assets | 2015-12-31 | $5,999,268 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $6,002,136 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | MURPHY, WHALEN & BROUSSARD, L.L.C. |
| Accountancy firm EIN | 2015-12-31 | 720547750 |
| 2014 : IUOE LOCAL 406 WELFARE FUND 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $7,334 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $7,334 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $787,117 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $895,843 |
| Total income from all sources (including contributions) | 2014-12-31 | $9,812,686 |
| Total loss/gain on sale of assets | 2014-12-31 | $7,578 |
| Total of all expenses incurred | 2014-12-31 | $9,441,913 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $8,407,444 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $9,533,558 |
| Value of total assets at end of year | 2014-12-31 | $10,625,657 |
| Value of total assets at beginning of year | 2014-12-31 | $10,363,610 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,034,469 |
| Total interest from all sources | 2014-12-31 | $145,897 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $32,708 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $32,708 |
| Administrative expenses professional fees incurred | 2014-12-31 | $123,505 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $129,488 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $7,401,177 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $642,569 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $362,649 |
| Administrative expenses (other) incurred | 2014-12-31 | $872,361 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $128,917 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $172,543 |
| Total non interest bearing cash at end of year | 2014-12-31 | $208,892 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $157,626 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $370,773 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $9,838,540 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $9,467,767 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $38,603 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $1,179,997 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $3,926,223 |
| Income. Interest from US Government securities | 2014-12-31 | $104,939 |
| Income. Interest from corporate debt instruments | 2014-12-31 | $33,133 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $1,144,099 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $1,427,746 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $1,427,746 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $7,825 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $793,044 |
| Asset value of US Government securities at end of year | 2014-12-31 | $5,499,643 |
| Asset value of US Government securities at beginning of year | 2014-12-31 | $2,214,790 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $85,611 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $9,404,070 |
| Employer contributions (assets) at end of year | 2014-12-31 | $828,082 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $997,166 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $213,223 |
| Asset. Corporate debt instrument preferred debt at end of year | 2014-12-31 | $1,117,372 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2014-12-31 | $1,269,951 |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $658,200 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $723,300 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2014-12-31 | $5,003 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2014-12-31 | $7,459 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Aggregate proceeds on sale of assets | 2014-12-31 | $5,641,842 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $5,634,264 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | MURPHY, WHALEN & BROUSSARD, L.L.C. |
| Accountancy firm EIN | 2014-12-31 | 720547750 |
| 2013 : IUOE LOCAL 406 WELFARE FUND 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $-115,314 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $-115,314 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $895,843 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $880,988 |
| Total income from all sources (including contributions) | 2013-12-31 | $9,331,780 |
| Total loss/gain on sale of assets | 2013-12-31 | $-19,857 |
| Total of all expenses incurred | 2013-12-31 | $9,365,204 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $8,474,211 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $9,264,473 |
| Value of total assets at end of year | 2013-12-31 | $10,363,610 |
| Value of total assets at beginning of year | 2013-12-31 | $10,382,179 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $890,993 |
| Total interest from all sources | 2013-12-31 | $119,844 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $56,722 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $56,722 |
| Administrative expenses professional fees incurred | 2013-12-31 | $83,396 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $223,064 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $7,471,026 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $362,649 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $339,311 |
| Administrative expenses (other) incurred | 2013-12-31 | $773,179 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $172,543 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $293,088 |
| Total non interest bearing cash at end of year | 2013-12-31 | $157,626 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $-33,424 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $9,467,767 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $9,501,191 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $34,418 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $3,926,223 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $3,594,616 |
| Income. Interest from US Government securities | 2013-12-31 | $71,334 |
| Income. Interest from corporate debt instruments | 2013-12-31 | $37,440 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $1,427,746 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $1,504,057 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $1,504,057 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $11,070 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $811,935 |
| Asset value of US Government securities at end of year | 2013-12-31 | $2,214,790 |
| Asset value of US Government securities at beginning of year | 2013-12-31 | $2,337,636 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $25,912 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $9,041,409 |
| Employer contributions (assets) at end of year | 2013-12-31 | $997,166 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $1,083,367 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $191,250 |
| Asset. Corporate debt instrument preferred debt at end of year | 2013-12-31 | $1,269,951 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2013-12-31 | $1,512,255 |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $723,300 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $587,900 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2013-12-31 | $7,459 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2013-12-31 | $10,937 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $4,144,196 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $4,164,053 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | MURPHY, WHALEN & BROUSSARD, L.L.C. |
| Accountancy firm EIN | 2013-12-31 | 720547750 |
| 2012 : IUOE LOCAL 406 WELFARE FUND 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $55,439 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $55,439 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $880,988 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $577,767 |
| Total income from all sources (including contributions) | 2012-12-31 | $9,288,248 |
| Total loss/gain on sale of assets | 2012-12-31 | $1,395 |
| Total of all expenses incurred | 2012-12-31 | $8,948,981 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $8,125,476 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $9,026,833 |
| Value of total assets at end of year | 2012-12-31 | $10,382,179 |
| Value of total assets at beginning of year | 2012-12-31 | $9,739,691 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $823,505 |
| Total interest from all sources | 2012-12-31 | $161,393 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $55,582 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $55,582 |
| Administrative expenses professional fees incurred | 2012-12-31 | $89,913 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $178,331 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $339,311 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $420,866 |
| Administrative expenses (other) incurred | 2012-12-31 | $702,680 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $293,088 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $100,967 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $28,256 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $339,267 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $9,501,191 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $9,161,924 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $30,912 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $3,594,616 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $2,903,250 |
| Income. Interest from US Government securities | 2012-12-31 | $86,645 |
| Income. Interest from corporate debt instruments | 2012-12-31 | $67,657 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $1,504,057 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $1,357,663 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $1,357,663 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $7,091 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $750,236 |
| Asset value of US Government securities at end of year | 2012-12-31 | $2,337,636 |
| Asset value of US Government securities at beginning of year | 2012-12-31 | $2,700,080 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $-12,394 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $8,848,502 |
| Employer contributions (assets) at end of year | 2012-12-31 | $1,083,367 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $823,277 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $7,375,240 |
| Asset. Corporate debt instrument preferred debt at end of year | 2012-12-31 | $1,512,255 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2012-12-31 | $1,490,549 |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $587,900 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $476,800 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2012-12-31 | $10,937 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2012-12-31 | $15,750 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $2,185,535 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $2,184,140 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | MURPHY, WHALEN & BROUSSARD, LLC |
| Accountancy firm EIN | 2012-12-31 | 720547750 |
| 2011 : IUOE LOCAL 406 WELFARE FUND 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $124,981 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $124,981 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $577,767 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,086,401 |
| Total income from all sources (including contributions) | 2011-12-31 | $9,331,254 |
| Total loss/gain on sale of assets | 2011-12-31 | $-19,366 |
| Total of all expenses incurred | 2011-12-31 | $8,365,370 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $7,558,194 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $9,043,981 |
| Value of total assets at end of year | 2011-12-31 | $9,739,691 |
| Value of total assets at beginning of year | 2011-12-31 | $9,282,441 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $807,176 |
| Total interest from all sources | 2011-12-31 | $102,346 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $73,210 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $73,210 |
| Administrative expenses professional fees incurred | 2011-12-31 | $84,686 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $202,669 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $20,905 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $420,866 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $167,215 |
| Administrative expenses (other) incurred | 2011-12-31 | $693,291 |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $100,967 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $87,401 |
| Total non interest bearing cash at end of year | 2011-12-31 | $28,256 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $108,831 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $965,884 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $9,161,924 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $8,196,040 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $29,199 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $2,903,250 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $2,897,148 |
| Income. Interest from US Government securities | 2011-12-31 | $64,142 |
| Income. Interest from corporate debt instruments | 2011-12-31 | $37,613 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,357,663 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $682,291 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $682,291 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $591 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $650,559 |
| Asset value of US Government securities at end of year | 2011-12-31 | $2,700,080 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $2,441,570 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $6,102 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $8,820,407 |
| Employer contributions (assets) at end of year | 2011-12-31 | $823,277 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $1,576,497 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $6,907,635 |
| Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $1,490,549 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $1,391,614 |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $476,800 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $999,000 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2011-12-31 | $15,750 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2011-12-31 | $17,275 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $1,953,392 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $1,972,758 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | MURPHY, WHALEN & BROUSSARD, LLC |
| Accountancy firm EIN | 2011-12-31 | 720547750 |
| 2010 : IUOE LOCAL 406 WELFARE FUND 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $112,197 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $112,197 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,086,401 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $601,759 |
| Total income from all sources (including contributions) | 2010-12-31 | $9,162,952 |
| Total loss/gain on sale of assets | 2010-12-31 | $-7,625 |
| Total of all expenses incurred | 2010-12-31 | $8,685,133 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $7,917,699 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $8,789,876 |
| Value of total assets at end of year | 2010-12-31 | $9,282,441 |
| Value of total assets at beginning of year | 2010-12-31 | $8,319,980 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $767,434 |
| Total interest from all sources | 2010-12-31 | $216,246 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $52,897 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $52,897 |
| Administrative expenses professional fees incurred | 2010-12-31 | $106,769 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $184,714 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $56,999 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $167,215 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $162,435 |
| Administrative expenses (other) incurred | 2010-12-31 | $635,026 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $87,401 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $61,459 |
| Total non interest bearing cash at end of year | 2010-12-31 | $108,831 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $107,425 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $477,819 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $8,196,040 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $7,718,221 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $25,639 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $2,897,148 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $784,320 |
| Income. Interest from US Government securities | 2010-12-31 | $150,199 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $64,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $682,291 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $919,288 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $919,288 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $2,047 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $780,613 |
| Asset value of US Government securities at end of year | 2010-12-31 | $2,441,570 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $4,398,969 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $-639 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $8,548,163 |
| Employer contributions (assets) at end of year | 2010-12-31 | $1,576,497 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $706,724 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $7,137,086 |
| Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $1,391,614 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $1,217,294 |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $999,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $540,300 |
| Assets. Value of buildings and other operty used in plan operation at end of year | 2010-12-31 | $17,275 |
| Assets. Value of buildings and other operty used in plan operation at beginning of year | 2010-12-31 | $23,525 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $4,668,956 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $4,676,581 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | MURPHY, WHALEN & BROUSSARD, LLC |
| Accountancy firm EIN | 2010-12-31 | 720547750 |
