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IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 401k Plan overview

Plan NameIUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN
Plan identification number 001

IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BOARD OF TRUSTEES IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN has sponsored the creation of one or more 401k plans.

Company Name:BOARD OF TRUSTEES IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN
Employer identification number (EIN):364026691
NAIC Classification:238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01VINCE WINTERS2023-08-11 JACK O'ROURKE2023-08-11
0012021-01-01VINCE WINTERS2022-09-12 JACK O'ROURKE2022-09-19
0012020-01-01VINCE WINTERS2021-07-19 JACK O'ROURKE2021-07-19
0012019-01-01VINCENT T. WINTERS2020-09-16 JACK O'ROURKE2020-09-16
0012018-01-01VINCENT T. WINTERS2019-07-24 JACK O'ROURKE2019-07-24
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01SCOTT EMERING
0012013-01-01
0012012-01-01SCOTT EMERING
0012011-01-01SCOTT EMERING
0012010-01-01SCOTT EMERING
0012010-01-01SCOTT EMERING
0012010-01-01SCOTT EMERING
0012009-01-01SCOTT EMERING
0012009-01-01SCOTT EMERING
0012009-01-01SCOTT EMERING
0012009-01-01SCOTT EMERING

Plan Statistics for IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN

401k plan membership statisitcs for IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN

Measure Date Value
2022: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-016,440
Total number of active participants reported on line 7a of the Form 55002022-01-017,215
Number of retired or separated participants receiving benefits2022-01-0168
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-017,283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-017,284
Number of participants with account balances2022-01-013,204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
Number of employers contributing to the scheme2022-01-01238
2021: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-015,589
Total number of active participants reported on line 7a of the Form 55002021-01-016,389
Number of retired or separated participants receiving benefits2021-01-0149
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-016,438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-016,440
Number of participants with account balances2021-01-013,111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
Number of employers contributing to the scheme2021-01-01234
2020: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-015,108
Total number of active participants reported on line 7a of the Form 55002020-01-015,571
Number of retired or separated participants receiving benefits2020-01-0116
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-015,587
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-015,589
Number of participants with account balances2020-01-013,186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
Number of employers contributing to the scheme2020-01-01215
2019: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-014,597
Total number of active participants reported on line 7a of the Form 55002019-01-015,096
Number of retired or separated participants receiving benefits2019-01-0112
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-015,108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-015,108
Number of participants with account balances2019-01-012,985
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
Number of employers contributing to the scheme2019-01-01229
2018: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014,242
Total number of active participants reported on line 7a of the Form 55002018-01-014,549
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0134
Total of all active and inactive participants2018-01-014,583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0114
Total participants2018-01-014,597
Number of participants with account balances2018-01-012,983
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
Number of employers contributing to the scheme2018-01-01250
2017: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014,495
Total number of active participants reported on line 7a of the Form 55002017-01-014,203
Number of retired or separated participants receiving benefits2017-01-0115
Number of other retired or separated participants entitled to future benefits2017-01-0124
Total of all active and inactive participants2017-01-014,242
Total participants2017-01-014,242
Number of participants with account balances2017-01-012,831
Number of employers contributing to the scheme2017-01-01230
2016: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,972
Total number of active participants reported on line 7a of the Form 55002016-01-014,479
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-0110
Total of all active and inactive participants2016-01-014,495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-014,495
Number of participants with account balances2016-01-012,583
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
Number of employers contributing to the scheme2016-01-01201
2015: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,939
Total number of active participants reported on line 7a of the Form 55002015-01-013,933
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-013,939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-013,939
Number of participants with account balances2015-01-012,346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
Number of employers contributing to the scheme2015-01-01200
2014: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,879
Total number of active participants reported on line 7a of the Form 55002014-01-013,933
Number of retired or separated participants receiving benefits2014-01-016
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-013,939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-013,939
Number of participants with account balances2014-01-012,346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
Number of employers contributing to the scheme2014-01-01200
2013: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,898
Total number of active participants reported on line 7a of the Form 55002013-01-013,879
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-013,879
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013,879
Number of participants with account balances2013-01-012,252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
Number of employers contributing to the scheme2013-01-01238
2012: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015,035
Total number of active participants reported on line 7a of the Form 55002012-01-013,891
Number of retired or separated participants receiving benefits2012-01-017
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-013,898
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-013,898
Number of participants with account balances2012-01-012,144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
Number of employers contributing to the scheme2012-01-01225
2011: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,789
Total number of active participants reported on line 7a of the Form 55002011-01-015,035
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-015,035
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015,035
Number of participants with account balances2011-01-012,093
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
Number of employers contributing to the scheme2011-01-01254
2010: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2010 401k membership
Total of all active and inactive participants2010-01-010
Total participants2010-01-010
Number of participants with account balances2010-01-012,057
2009: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,598
Total number of active participants reported on line 7a of the Form 55002009-01-013,650
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0115
Total of all active and inactive participants2009-01-013,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013,665
Number of participants with account balances2009-01-011,991
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
Number of employers contributing to the scheme2009-01-01680

Financial Data on IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN

Measure Date Value
2022 : IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$10,326
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$21,218
Total income from all sources (including contributions)2022-12-31$-38,202,063
Total of all expenses incurred2022-12-31$16,263,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$15,916,786
Expenses. Certain deemed distributions of participant loans2022-12-31$70,403
Value of total corrective distributions2022-12-31$4,672
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$17,491,516
Value of total assets at end of year2022-12-31$261,904,455
Value of total assets at beginning of year2022-12-31$316,380,770
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$271,499
Total interest from all sources2022-12-31$221,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$42,927
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$16,375,406
Participant contributions at end of year2022-12-31$4,666,061
Participant contributions at beginning of year2022-12-31$4,570,252
Participant contributions at end of year2022-12-31$832,817
Participant contributions at beginning of year2022-12-31$813,648
Assets. Other investments not covered elsewhere at end of year2022-12-31$24,323,980
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$17,093,573
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$914,697
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$14,613
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$16,145
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$10,326
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$4,129
Other income not declared elsewhere2022-12-31$215,188
Administrative expenses (other) incurred2022-12-31$74,498
Liabilities. Value of operating payables at beginning of year2022-12-31$17,089
Total non interest bearing cash at end of year2022-12-31$578,606
Total non interest bearing cash at beginning of year2022-12-31$671,735
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-54,465,423
Value of net assets at end of year (total assets less liabilities)2022-12-31$261,894,129
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$316,359,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$231,471,424
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$293,179,042
Interest on participant loans2022-12-31$221,083
Net investment gain/loss from pooled separate accounts2022-12-31$-56,129,850
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$201,413
Employer contributions (assets) at end of year2022-12-31$15,549
Employer contributions (assets) at beginning of year2022-12-31$32,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$15,916,786
Contract administrator fees2022-12-31$154,074
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$1,405
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$3,523
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31LEGACY PROFESSIONALS LLP
Accountancy firm EIN2022-12-31320043599
2021 : IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$21,218
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$5,879
Total income from all sources (including contributions)2021-12-31$57,248,682
Total of all expenses incurred2021-12-31$12,882,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$12,505,334
Expenses. Certain deemed distributions of participant loans2021-12-31$86,857
Value of total corrective distributions2021-12-31$10,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$15,871,809
Value of total assets at end of year2021-12-31$316,380,770
Value of total assets at beginning of year2021-12-31$271,998,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$279,256
Total interest from all sources2021-12-31$234,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$46,026
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$15,429,385
Participant contributions at end of year2021-12-31$4,570,252
Participant contributions at beginning of year2021-12-31$4,796,549
Participant contributions at end of year2021-12-31$813,648
Participant contributions at beginning of year2021-12-31$744,219
Assets. Other investments not covered elsewhere at end of year2021-12-31$17,093,573
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$16,260,825
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$252,288
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$16,145
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$14,530
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$4,129
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$5,879
Other income not declared elsewhere2021-12-31$237,518
Administrative expenses (other) incurred2021-12-31$78,824
Liabilities. Value of operating payables at end of year2021-12-31$17,089
Total non interest bearing cash at end of year2021-12-31$671,735
Total non interest bearing cash at beginning of year2021-12-31$707,785
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$44,366,484
Value of net assets at end of year (total assets less liabilities)2021-12-31$316,359,552
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$271,993,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$293,179,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$249,446,847
Interest on participant loans2021-12-31$234,524
Net investment gain/loss from pooled separate accounts2021-12-31$40,904,831
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$190,136
Employer contributions (assets) at end of year2021-12-31$32,852
Employer contributions (assets) at beginning of year2021-12-31$22,551
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$12,505,334
Contract administrator fees2021-12-31$154,406
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$3,523
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$5,641
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31LEGACY PROFESSIONALS LLP
Accountancy firm EIN2021-12-31320043599
2020 : IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$5,879
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$15,376
Total income from all sources (including contributions)2020-12-31$55,120,681
Total of all expenses incurred2020-12-31$10,362,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$10,070,215
Expenses. Certain deemed distributions of participant loans2020-12-31$47,887
Value of total corrective distributions2020-12-31$1,519
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$16,017,773
Value of total assets at end of year2020-12-31$271,998,947
Value of total assets at beginning of year2020-12-31$227,250,331
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$242,947
Total interest from all sources2020-12-31$258,596
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$41,108
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$14,812,042
Participant contributions at end of year2020-12-31$4,796,549
Participant contributions at beginning of year2020-12-31$4,607,001
Participant contributions at end of year2020-12-31$744,219
Participant contributions at beginning of year2020-12-31$723,383
Assets. Other investments not covered elsewhere at end of year2020-12-31$16,260,825
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$10,882,280
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,000,085
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$14,530
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$49,800
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$5,879
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$2,260
Other income not declared elsewhere2020-12-31$183,192
Administrative expenses (other) incurred2020-12-31$48,269
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$13,116
Total non interest bearing cash at end of year2020-12-31$707,785
Total non interest bearing cash at beginning of year2020-12-31$692,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$44,758,113
Value of net assets at end of year (total assets less liabilities)2020-12-31$271,993,068
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$227,234,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$249,446,847
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$210,272,104
Interest on participant loans2020-12-31$258,596
Net investment gain/loss from pooled separate accounts2020-12-31$38,661,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$205,646
Employer contributions (assets) at end of year2020-12-31$22,551
Employer contributions (assets) at beginning of year2020-12-31$15,864
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$10,070,215
Contract administrator fees2020-12-31$153,570
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$5,641
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$7,759
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31LEGACY PROFESSIONALS LLP
Accountancy firm EIN2020-12-31320043599
2019 : IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$15,376
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$45,484
Total income from all sources (including contributions)2019-12-31$55,037,612
Total of all expenses incurred2019-12-31$8,475,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,110,522
Expenses. Certain deemed distributions of participant loans2019-12-31$34,258
Value of total corrective distributions2019-12-31$59,163
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$16,141,617
Value of total assets at end of year2019-12-31$227,250,331
Value of total assets at beginning of year2019-12-31$180,718,402
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$271,632
Total interest from all sources2019-12-31$233,577
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$45,445
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$14,918,167
Participant contributions at end of year2019-12-31$4,607,001
Participant contributions at beginning of year2019-12-31$4,293,424
Participant contributions at end of year2019-12-31$723,383
Participant contributions at beginning of year2019-12-31$680,270
Assets. Other investments not covered elsewhere at end of year2019-12-31$10,882,280
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$10,391,882
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,079,498
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$49,800
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$14,383
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$2,260
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$7,603
Other income not declared elsewhere2019-12-31$164,544
Administrative expenses (other) incurred2019-12-31$73,117
Liabilities. Value of operating payables at end of year2019-12-31$13,116
Liabilities. Value of operating payables at beginning of year2019-12-31$37,881
Total non interest bearing cash at end of year2019-12-31$692,140
Total non interest bearing cash at beginning of year2019-12-31$837,208
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$46,562,037
Value of net assets at end of year (total assets less liabilities)2019-12-31$227,234,955
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$180,672,918
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$210,272,104
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$164,469,885
Interest on participant loans2019-12-31$233,577
Net investment gain/loss from pooled separate accounts2019-12-31$38,497,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$143,952
Employer contributions (assets) at end of year2019-12-31$15,864
Employer contributions (assets) at beginning of year2019-12-31$21,473
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,110,522
Contract administrator fees2019-12-31$153,070
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$7,759
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$9,877
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31LEGACY PROFESSIONALS LLP
Accountancy firm EIN2019-12-31320043599
2018 : IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$45,484
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$4,525
Total income from all sources (including contributions)2018-12-31$1,288,661
Total of all expenses incurred2018-12-31$6,152,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,824,317
Expenses. Certain deemed distributions of participant loans2018-12-31$45,193
Value of total corrective distributions2018-12-31$45,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$13,577,977
Value of total assets at end of year2018-12-31$180,718,402
Value of total assets at beginning of year2018-12-31$185,541,308
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$237,148
Total interest from all sources2018-12-31$199,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$39,616
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$12,475,192
Participant contributions at end of year2018-12-31$4,293,424
Participant contributions at beginning of year2018-12-31$4,265,899
Participant contributions at end of year2018-12-31$680,270
Participant contributions at beginning of year2018-12-31$569,181
Assets. Other investments not covered elsewhere at end of year2018-12-31$10,391,882
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$9,809,588
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$953,941
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$14,383
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$48,739
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$7,603
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$258
Other income not declared elsewhere2018-12-31$225,939
Administrative expenses (other) incurred2018-12-31$44,780
Liabilities. Value of operating payables at end of year2018-12-31$37,881
Liabilities. Value of operating payables at beginning of year2018-12-31$4,267
Total non interest bearing cash at end of year2018-12-31$837,208
Total non interest bearing cash at beginning of year2018-12-31$728,690
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,863,865
Value of net assets at end of year (total assets less liabilities)2018-12-31$180,672,918
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$185,536,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$164,469,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$170,096,003
Interest on participant loans2018-12-31$199,579
Net investment gain/loss from pooled separate accounts2018-12-31$-12,714,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$148,844
Employer contributions (assets) at end of year2018-12-31$21,473
Employer contributions (assets) at beginning of year2018-12-31$19,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,824,317
Contract administrator fees2018-12-31$152,752
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$9,877
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$3,938
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31LEGACY PROFESSIONALS LLP
Accountancy firm EIN2018-12-31320043599
2017 : IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$4,525
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$13,015
Total income from all sources (including contributions)2017-12-31$37,800,754
Total of all expenses incurred2017-12-31$5,502,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,244,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$12,437,900
Value of total assets at end of year2017-12-31$185,541,308
Value of total assets at beginning of year2017-12-31$153,251,651
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$257,826
Total interest from all sources2017-12-31$182,150
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$42,375
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$11,147,881
Participant contributions at end of year2017-12-31$4,265,899
Participant contributions at beginning of year2017-12-31$3,989,291
Participant contributions at end of year2017-12-31$569,181
Participant contributions at beginning of year2017-12-31$589,055
Assets. Other investments not covered elsewhere at end of year2017-12-31$9,809,588
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,136,141
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$48,739
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$98,949
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$258
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$3,795
Other income not declared elsewhere2017-12-31$214,407
Administrative expenses (other) incurred2017-12-31$63,051
Liabilities. Value of operating payables at end of year2017-12-31$4,267
Liabilities. Value of operating payables at beginning of year2017-12-31$9,220
Total non interest bearing cash at end of year2017-12-31$728,690
Total non interest bearing cash at beginning of year2017-12-31$526,994
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$32,298,147
Value of net assets at end of year (total assets less liabilities)2017-12-31$185,536,783
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$153,238,636
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$170,096,003
Value of interest in pooled separate accounts at beginning of year2017-12-31$147,997,026
Interest on participant loans2017-12-31$182,150
Net investment gain/loss from pooled separate accounts2017-12-31$24,966,297
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$153,878
Employer contributions (assets) at end of year2017-12-31$19,270
Employer contributions (assets) at beginning of year2017-12-31$9,664
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,244,781
Contract administrator fees2017-12-31$152,400
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$3,938
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$40,672
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31LEGACY PROFESSIONALS LLP
Accountancy firm EIN2017-12-31320043599
2016 : IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$13,015
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$14,925
Total income from all sources (including contributions)2016-12-31$21,613,263
Total of all expenses incurred2016-12-31$5,316,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,054,407
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$10,614,551
Value of total assets at end of year2016-12-31$153,251,651
Value of total assets at beginning of year2016-12-31$136,957,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$262,566
Total interest from all sources2016-12-31$164,407
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$168,061
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$10,001,012
Participant contributions at end of year2016-12-31$3,989,291
Participant contributions at beginning of year2016-12-31$3,781,978
Participant contributions at end of year2016-12-31$589,055
Participant contributions at beginning of year2016-12-31$454,770
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$504,594
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$98,949
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$51,982
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$3,795
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$432
Other income not declared elsewhere2016-12-31$195,046
Administrative expenses (other) incurred2016-12-31$85,048
Liabilities. Value of operating payables at end of year2016-12-31$9,220
Liabilities. Value of operating payables at beginning of year2016-12-31$14,493
Total non interest bearing cash at end of year2016-12-31$526,994
Total non interest bearing cash at beginning of year2016-12-31$497,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$16,296,290
Value of net assets at end of year (total assets less liabilities)2016-12-31$153,238,636
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$136,942,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$147,997,026
Value of interest in pooled separate accounts at beginning of year2016-12-31$132,151,815
Interest on participant loans2016-12-31$164,407
Net investment gain/loss from pooled separate accounts2016-12-31$10,639,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Value of employer real property at end of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$108,945
Employer contributions (assets) at end of year2016-12-31$9,664
Employer contributions (assets) at beginning of year2016-12-31$8,286
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,054,407
Contract administrator fees2016-12-31$9,457
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$40,672
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$10,785
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31BANSLEY & KIENER, LLP
Accountancy firm EIN2016-12-31362152389
2015 : IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$14,925
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$36,157
Total income from all sources (including contributions)2015-12-31$8,213,932
Total of all expenses incurred2015-12-31$4,132,386
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,807,629
Expenses. Certain deemed distributions of participant loans2015-12-31$39,644
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$9,727,809
Value of total assets at end of year2015-12-31$136,957,271
Value of total assets at beginning of year2015-12-31$132,896,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$285,113
Total interest from all sources2015-12-31$156,248
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$185,388
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$9,167,746
Participant contributions at end of year2015-12-31$3,781,978
Participant contributions at beginning of year2015-12-31$3,546,313
Participant contributions at end of year2015-12-31$454,770
Participant contributions at beginning of year2015-12-31$556,021
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$384,600
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$51,982
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$72,681
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$432
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$4,704
Other income not declared elsewhere2015-12-31$171,306
Administrative expenses (other) incurred2015-12-31$90,868
Liabilities. Value of operating payables at end of year2015-12-31$14,493
Liabilities. Value of operating payables at beginning of year2015-12-31$31,453
Total non interest bearing cash at end of year2015-12-31$497,655
Total non interest bearing cash at beginning of year2015-12-31$460,497
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$4,081,546
Value of net assets at end of year (total assets less liabilities)2015-12-31$136,942,346
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$132,860,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$132,151,815
Value of interest in pooled separate accounts at beginning of year2015-12-31$128,248,101
Interest on participant loans2015-12-31$156,248
Net investment gain/loss from pooled separate accounts2015-12-31$-1,841,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$175,463
Employer contributions (assets) at end of year2015-12-31$8,286
Employer contributions (assets) at beginning of year2015-12-31$3,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,807,629
Contract administrator fees2015-12-31$8,857
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$10,785
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$10,107
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BANSLEY & KIENER, LLP
Accountancy firm EIN2015-12-31362152389
2014 : IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$36,157
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$62,290
Total income from all sources (including contributions)2014-12-31$15,689,331
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,588,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,189,424
Expenses. Certain deemed distributions of participant loans2014-12-31$128,648
Value of total corrective distributions2014-12-31$6,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$8,973,108
Value of total assets at end of year2014-12-31$132,896,957
Value of total assets at beginning of year2014-12-31$121,822,701
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$264,617
Total interest from all sources2014-12-31$143,162
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$187,215
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$8,525,699
Participant contributions at end of year2014-12-31$3,546,313
Participant contributions at beginning of year2014-12-31$3,253,086
Participant contributions at end of year2014-12-31$556,021
Participant contributions at beginning of year2014-12-31$569,329
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$321,017
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$72,681
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$68,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$4,704
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$14,851
Other income not declared elsewhere2014-12-31$170,739
Administrative expenses (other) incurred2014-12-31$69,074
Liabilities. Value of operating payables at end of year2014-12-31$31,453
Liabilities. Value of operating payables at beginning of year2014-12-31$47,439
Total non interest bearing cash at end of year2014-12-31$460,497
Total non interest bearing cash at beginning of year2014-12-31$324,596
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$11,100,389
Value of net assets at end of year (total assets less liabilities)2014-12-31$132,860,800
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$121,760,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$128,248,101
Value of interest in pooled separate accounts at beginning of year2014-12-31$117,590,929
Interest on participant loans2014-12-31$143,162
Net investment gain/loss from pooled separate accounts2014-12-31$6,402,322
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$126,392
Employer contributions (assets) at end of year2014-12-31$3,237
Employer contributions (assets) at beginning of year2014-12-31$7,444
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,189,424
Contract administrator fees2014-12-31$8,328
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$10,107
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$9,317
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BANSLEY & KIENER, LLP
Accountancy firm EIN2014-12-31362152389
2013 : IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$62,290
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$37,844
Total income from all sources (including contributions)2013-12-31$27,077,769
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,446,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,058,485
Expenses. Certain deemed distributions of participant loans2013-12-31$62,127
Value of total corrective distributions2013-12-31$89,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,328,829
Value of total assets at end of year2013-12-31$121,822,701
Value of total assets at beginning of year2013-12-31$99,166,611
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$236,411
Total interest from all sources2013-12-31$126,298
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$138,134
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$7,756,104
Participant contributions at end of year2013-12-31$3,253,086
Participant contributions at beginning of year2013-12-31$2,977,170
Participant contributions at end of year2013-12-31$569,329
Participant contributions at beginning of year2013-12-31$567,634
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$451,682
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$68,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$63,098
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$14,851
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$32,177
Other income not declared elsewhere2013-12-31$130,809
Administrative expenses (other) incurred2013-12-31$90,511
Liabilities. Value of operating payables at end of year2013-12-31$47,439
Liabilities. Value of operating payables at beginning of year2013-12-31$5,667
Total non interest bearing cash at end of year2013-12-31$324,596
Total non interest bearing cash at beginning of year2013-12-31$147,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$22,631,644
Value of net assets at end of year (total assets less liabilities)2013-12-31$121,760,411
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$99,128,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$7,766
Value of interest in pooled separate accounts at end of year2013-12-31$117,590,929
Value of interest in pooled separate accounts at beginning of year2013-12-31$95,387,445
Income. Interest from loans (other than to participants)2013-12-31$126,298
Net investment gain/loss from pooled separate accounts2013-12-31$18,491,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$121,043
Employer contributions (assets) at end of year2013-12-31$7,444
Employer contributions (assets) at beginning of year2013-12-31$12,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,058,485
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$9,317
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$11,254
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31BANSLEY & KIENER LLP
Accountancy firm EIN2013-12-31362152389
2012 : IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$37,844
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$10,272
Total income from all sources (including contributions)2012-12-31$19,001,747
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,435,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,057,046
Expenses. Certain deemed distributions of participant loans2012-12-31$53,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$7,646,693
Value of total assets at end of year2012-12-31$99,166,611
Value of total assets at beginning of year2012-12-31$84,572,825
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$324,713
Total interest from all sources2012-12-31$120,084
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$62,188
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$7,244,038
Participant contributions at end of year2012-12-31$2,977,170
Participant contributions at beginning of year2012-12-31$2,727,909
Participant contributions at end of year2012-12-31$567,634
Participant contributions at beginning of year2012-12-31$414,630
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$291,699
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$63,098
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$58,427
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$32,177
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$445
Other income not declared elsewhere2012-12-31$22,000
Administrative expenses (other) incurred2012-12-31$163,926
Liabilities. Value of operating payables at end of year2012-12-31$5,667
Liabilities. Value of operating payables at beginning of year2012-12-31$9,827
Total non interest bearing cash at end of year2012-12-31$147,718
Total non interest bearing cash at beginning of year2012-12-31$105,637
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$14,566,214
Value of net assets at end of year (total assets less liabilities)2012-12-31$99,128,767
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$84,562,553
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$95,387,445
Value of interest in pooled separate accounts at beginning of year2012-12-31$81,245,769
Interest on participant loans2012-12-31$120,084
Net investment gain/loss from pooled separate accounts2012-12-31$11,212,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$110,956
Employer contributions (assets) at end of year2012-12-31$12,292
Employer contributions (assets) at beginning of year2012-12-31$8,611
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,057,046
Contract administrator fees2012-12-31$98,599
Assets. Value of buildings and other operty used in plan operation at end of year2012-12-31$11,254
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-12-31$11,842
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31BANSLEY & KIENER, LLP
Accountancy firm EIN2012-12-31362152389
2011 : IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$10,272
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$28,356
Total income from all sources (including contributions)2011-12-31$4,865,732
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,975,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,395,042
Expenses. Certain deemed distributions of participant loans2011-12-31$107,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,267,332
Value of total assets at end of year2011-12-31$84,572,825
Value of total assets at beginning of year2011-12-31$83,700,996
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$472,857
Total interest from all sources2011-12-31$109,314
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$53,458
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$6,781,297
Participant contributions at end of year2011-12-31$2,727,909
Participant contributions at beginning of year2011-12-31$2,157,107
Participant contributions at end of year2011-12-31$414,630
Participant contributions at beginning of year2011-12-31$470,226
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$408,638
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$58,427
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$69,595
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$445
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$26,364
Other income not declared elsewhere2011-12-31$19,000
Administrative expenses (other) incurred2011-12-31$156,097
Liabilities. Value of operating payables at end of year2011-12-31$9,827
Liabilities. Value of operating payables at beginning of year2011-12-31$1,992
Total non interest bearing cash at end of year2011-12-31$105,637
Total non interest bearing cash at beginning of year2011-12-31$99,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$889,913
Value of net assets at end of year (total assets less liabilities)2011-12-31$84,562,553
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$83,672,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$81,245,769
Value of interest in pooled separate accounts at beginning of year2011-12-31$80,896,420
Interest on participant loans2011-12-31$109,314
Net investment gain/loss from pooled separate accounts2011-12-31$-2,529,914
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$77,397
Employer contributions (assets) at end of year2011-12-31$8,611
Employer contributions (assets) at beginning of year2011-12-31$6,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,395,042
Contract administrator fees2011-12-31$263,302
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$11,842
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$2,017
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31BANSLEY & KIENER, LLP
Accountancy firm EIN2011-12-31362152389
2010 : IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$28,356
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$177,901
Total income from all sources (including contributions)2010-12-31$16,674,745
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,851,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,371,987
Expenses. Certain deemed distributions of participant loans2010-12-31$85,984
Value of total corrective distributions2010-12-31$1,654
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,647,276
Value of total assets at end of year2010-12-31$83,700,996
Value of total assets at beginning of year2010-12-31$70,027,662
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$392,241
Total interest from all sources2010-12-31$90,680
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$51,587
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$6,383,073
Participant contributions at end of year2010-12-31$2,157,107
Participant contributions at beginning of year2010-12-31$1,504,635
Participant contributions at end of year2010-12-31$470,226
Participant contributions at beginning of year2010-12-31$470,402
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$13,140
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$210,803
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$69,595
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$206,030
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$26,364
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$152,950
Other income not declared elsewhere2010-12-31$20,000
Administrative expenses (other) incurred2010-12-31$143,926
Liabilities. Value of operating payables at end of year2010-12-31$1,992
Liabilities. Value of operating payables at beginning of year2010-12-31$24,951
Total non interest bearing cash at end of year2010-12-31$99,551
Total non interest bearing cash at beginning of year2010-12-31$75,552
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$13,822,879
Value of net assets at end of year (total assets less liabilities)2010-12-31$83,672,640
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$69,849,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$80,896,420
Value of interest in pooled separate accounts at beginning of year2010-12-31$67,755,438
Interest on participant loans2010-12-31$90,680
Net investment gain/loss from pooled separate accounts2010-12-31$9,916,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$53,400
Employer contributions (assets) at end of year2010-12-31$6,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,371,987
Contract administrator fees2010-12-31$196,728
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$2,017
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$2,465
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31BANSLEY & KIENER, LLP
Accountancy firm EIN2010-12-31362152389
2009 : IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN

2022: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulti-employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulti-employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulti-employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulti-employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulti-employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulti-employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulti-employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulti-employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulti-employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulti-employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulti-employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: IUOE LOCAL 399 DEFERRED COMPENSATION SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23172
Policy instance 1
Insurance contract or identification number23172
Number of Individuals Covered3398
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $137,465
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees137465
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23172
Policy instance 1
Insurance contract or identification number23172
Number of Individuals Covered3302
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $147,188
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees147188
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23172
Policy instance 1
Insurance contract or identification number23172
Number of Individuals Covered3178
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $113,645
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees113645
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23172
Policy instance 1
Insurance contract or identification number23172
Number of Individuals Covered3129
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $119,874
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees119874
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23172
Policy instance 1
Insurance contract or identification number23172
Number of Individuals Covered2831
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $120,000
Total amount of fees paid to insurance companyUSD $197,648
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees197648
Additional information about fees paid to insurance brokerTPA SERVICE
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $120,000
Insurance broker nameAUSDAL FINANCIAL PARTNERS,INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23172
Policy instance 1
Insurance contract or identification number23172
Number of Individuals Covered2346
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $325,274
Total amount of fees paid to insurance companyUSD $386,939
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $325,274
Insurance broker organization code?3
Amount paid for insurance broker fees202623
Additional information about fees paid to insurance brokerADMINISTRATIVE SERVICES
Insurance broker nameTWENTYFOUR 7
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23172
Policy instance 1
Insurance contract or identification number23172
Number of Individuals Covered2346
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $345,058
Total amount of fees paid to insurance companyUSD $357,838
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $345,058
Insurance broker organization code?3
Amount paid for insurance broker fees221664
Additional information about fees paid to insurance brokerADMINISTRATIVE SERVICES/BUILDING SERVICES
Insurance broker nameTWENTYFOUR 7
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23172
Policy instance 1
Insurance contract or identification number23172
Number of Individuals Covered2252
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $294,591
Total amount of fees paid to insurance companyUSD $374,013
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $294,591
Insurance broker organization code?3
Amount paid for insurance broker fees233681
Additional information about fees paid to insurance brokerADMINISTRATIVE SERVICES/BUILDING SERVICES
Insurance broker nameCARMELL, CHARONE, WIDMER, ET. AL.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23172
Policy instance 1
Insurance contract or identification number23172
Number of Individuals Covered2144
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $260,660
Total amount of fees paid to insurance companyUSD $360,576
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $260,660
Additional information about fees paid to insurance brokerBROKER
Insurance broker organization code?3
Amount paid for insurance broker fees225319
Insurance broker nameLOCAL 399 BUILDING CORPORATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23172
Policy instance 1
Insurance contract or identification number23172
Number of Individuals Covered2093
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $256,705
Total amount of fees paid to insurance companyUSD $350,791
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number23172
Policy instance 1
Insurance contract or identification number23172
Number of Individuals Covered2057
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $217,990
Total amount of fees paid to insurance companyUSD $320,536
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $217,990
Additional information about fees paid to insurance brokerBROKER
Insurance broker organization code?3
Amount paid for insurance broker fees206790
Insurance broker nameUNGARETTI & HARRIS, LLP

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