GLOBAL TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan STONE HARBOR EUROPEAN HIGH YIELD FIXED INCOME COLL
| Measure | Date | Value |
|---|
| 2021 : STONE HARBOR EUROPEAN HIGH YIELD FIXED INCOME COLL 2021 401k financial data |
|---|
| Total transfer of assets from this plan | 2021-04-30 | $8,466,166 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-04-30 | $23,977 |
| Total income from all sources (including contributions) | 2021-04-30 | $40,613 |
| Total of all expenses incurred | 2021-04-30 | $12,253 |
| Value of total assets at end of year | 2021-04-30 | $0 |
| Value of total assets at beginning of year | 2021-04-30 | $8,461,783 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-04-30 | $12,253 |
| Total interest from all sources | 2021-04-30 | $30,944 |
| Administrative expenses professional fees incurred | 2021-04-30 | $8,014 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-04-30 | $-177,340 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-04-30 | $311,662 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-04-30 | $23,977 |
| Other income not declared elsewhere | 2021-04-30 | $9,669 |
| Administrative expenses (other) incurred | 2021-04-30 | $4,239 |
| Total non interest bearing cash at end of year | 2021-04-30 | $0 |
| Total non interest bearing cash at beginning of year | 2021-04-30 | $152,310 |
| Value of net income/loss | 2021-04-30 | $28,360 |
| Value of net assets at end of year (total assets less liabilities) | 2021-04-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-04-30 | $8,437,806 |
| Interest earned on other investments | 2021-04-30 | $30,944 |
| Asset. Corporate debt instrument debt (other) at end of year | 2021-04-30 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2021-04-30 | $8,175,151 |
| 2020 : STONE HARBOR EUROPEAN HIGH YIELD FIXED INCOME COLL 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $462,983 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $462,983 |
| Total transfer of assets to this plan | 2020-12-31 | $0 |
| Total transfer of assets from this plan | 2020-12-31 | $266,686 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $23,977 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $191,585 |
| Total income from all sources (including contributions) | 2020-12-31 | $388,065 |
| Total loss/gain on sale of assets | 2020-12-31 | $-388,955 |
| Total of all expenses incurred | 2020-12-31 | $52,730 |
| Value of total assets at end of year | 2020-12-31 | $8,461,783 |
| Value of total assets at beginning of year | 2020-12-31 | $8,560,742 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $52,730 |
| Total interest from all sources | 2020-12-31 | $268,979 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $340 |
| Administrative expenses professional fees incurred | 2020-12-31 | $44,145 |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $-177,340 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $311,662 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $328,377 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $23,977 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $191,585 |
| Other income not declared elsewhere | 2020-12-31 | $44,718 |
| Administrative expenses (other) incurred | 2020-12-31 | $8,585 |
| Total non interest bearing cash at end of year | 2020-12-31 | $152,310 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $5 |
| Value of net income/loss | 2020-12-31 | $335,335 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $8,437,806 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $8,369,157 |
| Interest earned on other investments | 2020-12-31 | $268,979 |
| Income. Dividends from common stock | 2020-12-31 | $340 |
| Asset. Corporate debt instrument debt (other) at end of year | 2020-12-31 | $8,175,151 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2020-12-31 | $8,232,360 |
| Aggregate proceeds on sale of assets | 2020-12-31 | $4,658,279 |
| Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $5,047,234 |
| 2019 : STONE HARBOR EUROPEAN HIGH YIELD FIXED INCOME COLL 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $473,400 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $473,400 |
| Total transfer of assets to this plan | 2019-12-31 | $2,285,796 |
| Total transfer of assets from this plan | 2019-12-31 | $1,507,896 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $191,585 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $1,036 |
| Total income from all sources (including contributions) | 2019-12-31 | $1,076,221 |
| Total loss/gain on sale of assets | 2019-12-31 | $274,360 |
| Total of all expenses incurred | 2019-12-31 | $59,152 |
| Value of total assets at end of year | 2019-12-31 | $8,560,742 |
| Value of total assets at beginning of year | 2019-12-31 | $6,575,224 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $59,152 |
| Total interest from all sources | 2019-12-31 | $277,602 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $44 |
| Administrative expenses professional fees incurred | 2019-12-31 | $50,438 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $23,878 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $328,377 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $128,314 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $191,585 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $1,036 |
| Other income not declared elsewhere | 2019-12-31 | $50,815 |
| Administrative expenses (other) incurred | 2019-12-31 | $8,714 |
| Total non interest bearing cash at end of year | 2019-12-31 | $5 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $262,871 |
| Value of net income/loss | 2019-12-31 | $1,017,069 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $8,369,157 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $6,574,188 |
| Interest earned on other investments | 2019-12-31 | $277,602 |
| Income. Dividends from common stock | 2019-12-31 | $44 |
| Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $8,232,360 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2019-12-31 | $6,160,161 |
| Aggregate proceeds on sale of assets | 2019-12-31 | $5,190,664 |
| Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $4,916,304 |
| 2018 : STONE HARBOR EUROPEAN HIGH YIELD FIXED INCOME COLL 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-582,606 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-582,606 |
| Total transfer of assets from this plan | 2018-12-31 | $176,026 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $1,036 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $407,272 |
| Total income from all sources (including contributions) | 2018-12-31 | $115,579 |
| Total loss/gain on sale of assets | 2018-12-31 | $46,014 |
| Total of all expenses incurred | 2018-12-31 | $51,413 |
| Value of total assets at end of year | 2018-12-31 | $6,575,224 |
| Value of total assets at beginning of year | 2018-12-31 | $7,093,320 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $51,413 |
| Total interest from all sources | 2018-12-31 | $233,554 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $458 |
| Administrative expenses professional fees incurred | 2018-12-31 | $21,100 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $23,878 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $8,664 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $128,314 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $401,150 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $1,036 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $394,152 |
| Other income not declared elsewhere | 2018-12-31 | $418,159 |
| Administrative expenses (other) incurred | 2018-12-31 | $26,992 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $13,120 |
| Total non interest bearing cash at end of year | 2018-12-31 | $262,871 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $292,808 |
| Value of net income/loss | 2018-12-31 | $64,166 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $6,574,188 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $6,686,048 |
| Income. Interest from corporate debt instruments | 2018-12-31 | $233,554 |
| Income. Dividends from common stock | 2018-12-31 | $458 |
| Asset. Corporate debt instrument debt (other) at end of year | 2018-12-31 | $6,160,161 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-12-31 | $6,390,698 |
| Contract administrator fees | 2018-12-31 | $3,321 |
| Aggregate proceeds on sale of assets | 2018-12-31 | $2,750,356 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $2,704,342 |
| 2017 : STONE HARBOR EUROPEAN HIGH YIELD FIXED INCOME COLL 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $492,498 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $492,498 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $407,272 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $29,406 |
| Total income from all sources (including contributions) | 2017-12-31 | $556,158 |
| Total loss/gain on sale of assets | 2017-12-31 | $259,972 |
| Total of all expenses incurred | 2017-12-31 | $51,796 |
| Value of total assets at end of year | 2017-12-31 | $7,093,320 |
| Value of total assets at beginning of year | 2017-12-31 | $6,211,092 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $51,796 |
| Total interest from all sources | 2017-12-31 | $290,197 |
| Administrative expenses professional fees incurred | 2017-12-31 | $15,124 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $8,664 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $79,762 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $401,150 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $117,019 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $394,152 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $9,992 |
| Other income not declared elsewhere | 2017-12-31 | $-486,509 |
| Administrative expenses (other) incurred | 2017-12-31 | $33,292 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $13,120 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $19,414 |
| Total non interest bearing cash at end of year | 2017-12-31 | $292,808 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $9,414 |
| Value of net income/loss | 2017-12-31 | $504,362 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $6,686,048 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $6,181,686 |
| Income. Interest from corporate debt instruments | 2017-12-31 | $290,197 |
| Asset. Corporate debt instrument debt (other) at end of year | 2017-12-31 | $6,390,698 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2017-12-31 | $6,004,897 |
| Contract administrator fees | 2017-12-31 | $3,380 |
| Aggregate proceeds on sale of assets | 2017-12-31 | $6,570,231 |
| Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $6,310,259 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | COHEN & COMPANY, LTD. |
| Accountancy firm EIN | 2017-12-31 | 341912961 |
| 2016 : STONE HARBOR EUROPEAN HIGH YIELD FIXED INCOME COLL 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $268,615 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $268,615 |
| Total transfer of assets to this plan | 2016-12-31 | $0 |
| Total transfer of assets from this plan | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $29,406 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $119,023 |
| Total income from all sources (including contributions) | 2016-12-31 | $786,089 |
| Total loss/gain on sale of assets | 2016-12-31 | $-170,261 |
| Total of all expenses incurred | 2016-12-31 | $119,267 |
| Value of total assets at end of year | 2016-12-31 | $6,211,092 |
| Value of total assets at beginning of year | 2016-12-31 | $5,633,887 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $119,267 |
| Total interest from all sources | 2016-12-31 | $278,212 |
| Administrative expenses professional fees incurred | 2016-12-31 | $15,600 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $79,762 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $30,907 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $117,019 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $141,950 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $9,992 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $83,228 |
| Other income not declared elsewhere | 2016-12-31 | $409,523 |
| Administrative expenses (other) incurred | 2016-12-31 | $100,756 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $19,414 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $35,795 |
| Total non interest bearing cash at end of year | 2016-12-31 | $9,414 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $11,005 |
| Value of net income/loss | 2016-12-31 | $666,822 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $6,181,686 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $5,514,864 |
| Income. Interest from corporate debt instruments | 2016-12-31 | $278,212 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $297,629 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $297,629 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-12-31 | $6,004,897 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-31 | $5,152,396 |
| Contract administrator fees | 2016-12-31 | $2,911 |
| Aggregate proceeds on sale of assets | 2016-12-31 | $3,388,740 |
| Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $3,559,001 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | COHEN & COMPANY |
| Accountancy firm EIN | 2016-12-31 | 341912961 |
| 2015 : STONE HARBOR EUROPEAN HIGH YIELD FIXED INCOME COLL 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-438,921 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-438,921 |
| Total transfer of assets to this plan | 2015-12-31 | $5,365,597 |
| Total transfer of assets from this plan | 2015-12-31 | $36,504 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $119,023 |
| Total income from all sources (including contributions) | 2015-12-31 | $293,001 |
| Total loss/gain on sale of assets | 2015-12-31 | $-114,805 |
| Total of all expenses incurred | 2015-12-31 | $107,230 |
| Value of total assets at end of year | 2015-12-31 | $5,633,887 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $107,230 |
| Total interest from all sources | 2015-12-31 | $247,734 |
| Administrative expenses professional fees incurred | 2015-12-31 | $10,000 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $30,907 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $141,950 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $83,228 |
| Other income not declared elsewhere | 2015-12-31 | $598,993 |
| Administrative expenses (other) incurred | 2015-12-31 | $97,230 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $35,795 |
| Total non interest bearing cash at end of year | 2015-12-31 | $11,005 |
| Value of net income/loss | 2015-12-31 | $185,771 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $5,514,864 |
| Income. Interest from corporate debt instruments | 2015-12-31 | $247,734 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $297,629 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $5,152,396 |
| Aggregate proceeds on sale of assets | 2015-12-31 | $4,024,825 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $4,139,630 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | COHEN FUND AUDIT SERVICES |
| Accountancy firm EIN | 2015-12-31 | 200481852 |
