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THE FIRST TRUST HOLDINGS, INC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTHE FIRST TRUST HOLDINGS, INC 401(K) PROFIT SHARING PLAN
Plan identification number 003

THE FIRST TRUST HOLDINGS, INC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE FIRST TRUST HOLDINGS, INC has sponsored the creation of one or more 401k plans.

Company Name:THE FIRST TRUST HOLDINGS, INC
Employer identification number (EIN):371307139
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about THE FIRST TRUST HOLDINGS, INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2329682

More information about THE FIRST TRUST HOLDINGS, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE FIRST TRUST HOLDINGS, INC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032023-01-01KERRY BELL2024-06-12
0032022-01-01KERRY BELL2023-07-07
0032021-01-01KERRY BELL2022-04-14
0032020-01-01KERRY BELL2021-05-11
0032019-01-01KERRY BELL2020-07-20
0032018-01-01KERRY BELL2019-04-17
0032017-01-01KERRY BELL2018-07-06
0032016-01-01KERRY BELL2017-03-16
0032015-01-01KERRY BELL2016-07-08
0032014-01-01KERRY BELL2015-05-07
0032013-01-01KERRY BELL2014-07-16
0032012-01-01KERRY BELL2013-04-05
0032011-01-01KERRY BELL2012-03-22
0032010-01-01KERRY BELL2011-05-24 KERRY BELL2011-05-24

Plan Statistics for THE FIRST TRUST HOLDINGS, INC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THE FIRST TRUST HOLDINGS, INC 401(K) PROFIT SHARING PLAN

Measure Date Value
2025: THE FIRST TRUST HOLDINGS, INC 401(K) PROFIT SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year2025-06-2534
Total number of particpants at end of year2025-06-2538
Number of Participants With Account Balances2025-06-2538
2024: THE FIRST TRUST HOLDINGS, INC 401(K) PROFIT SHARING PLAN 2024 401k membership
Total number of particpants at beginning of year2024-06-1233
Total number of particpants at end of year2024-06-1234
Number of Participants With Account Balances2024-06-1234

Financial Data on THE FIRST TRUST HOLDINGS, INC 401(K) PROFIT SHARING PLAN

Measure Date Value
2025 : THE FIRST TRUST HOLDINGS, INC 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year2025-06-2578367
Net assets as of the end of the plan year2025-06-255583640
Total assets as of the beginning of the plan year2025-06-254753471
Value of plan covered by a fidelity bond2025-06-252000000
Participant contributions to plan in this plan year2025-06-25163204
Other income to plan in this plan year2025-06-25656051
Plan net income in this plan year2025-06-25830169
Net assets as of the end of the plan year2025-06-255583640
Net assets as of the beginning of the plan year2025-06-254753471
Employer contributions to plan in this plan year2025-06-2589281
Fees paid to broker by Benefit Provider2025-06-252615
Expensese paid to adminstrative service provicers from plan in this plan year2025-06-2541634
2024 : THE FIRST TRUST HOLDINGS, INC 401(K) PROFIT SHARING PLAN 2024 401k financial data
Total expenses incurred by plan in this plan year2024-06-1255754
Net assets as of the end of the plan year2024-06-124753471
Total assets as of the beginning of the plan year2024-06-124086462
Value of plan covered by a fidelity bond2024-06-122000000
Participant contributions to plan in this plan year2024-06-12154900
Other contributions to plan in this plan year2024-06-1262957
Other income to plan in this plan year2024-06-12444917
Plan net income in this plan year2024-06-12667009
Net assets as of the end of the plan year2024-06-124753471
Net assets as of the beginning of the plan year2024-06-124086462
Employer contributions to plan in this plan year2024-06-1259989
Fees paid to broker by Benefit Provider2024-06-124857
Expensese paid to adminstrative service provicers from plan in this plan year2024-06-121519

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