JOHNSON CONTROLS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan JOHNSON CONTROLS, INC. UNION WELFARE PLAN
| Measure | Date | Value |
|---|
| 2011 : JOHNSON CONTROLS, INC. UNION WELFARE PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-2 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-2 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $137 |
| Total income from all sources (including contributions) | 2011-12-31 | $71,943,113 |
| Total of all expenses incurred | 2011-12-31 | $76,581,040 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $74,395,685 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $71,943,115 |
| Value of total assets at beginning of year | 2011-12-31 | $4,638,064 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $2,185,355 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $45,584 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $8,228,664 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $4 |
| Administrative expenses (other) incurred | 2011-12-31 | $33 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $137 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-4,637,927 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,637,927 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $521,488 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $521,488 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $74,395,685 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $63,714,451 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $4,116,572 |
| Contract administrator fees | 2011-12-31 | $2,139,738 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | COLEMAN & WILLIAMS, LTD |
| Accountancy firm EIN | 2011-12-31 | 391658905 |
| 2010 : JOHNSON CONTROLS, INC. UNION WELFARE PLAN 2010 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $137 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $105 |
| Total income from all sources (including contributions) | 2010-12-31 | $79,054,604 |
| Total of all expenses incurred | 2010-12-31 | $79,507,543 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $77,030,968 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $79,054,604 |
| Value of total assets at end of year | 2010-12-31 | $4,638,064 |
| Value of total assets at beginning of year | 2010-12-31 | $5,090,971 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $2,476,575 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Administrative expenses professional fees incurred | 2010-12-31 | $86,059 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $20,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $9,409,126 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $4 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $5 |
| Administrative expenses (other) incurred | 2010-12-31 | $450 |
| Liabilities. Value of operating payables at end of year | 2010-12-31 | $137 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $105 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $-452,939 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,637,927 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,090,866 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $521,488 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $523,295 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $523,295 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $77,030,968 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $69,645,478 |
| Employer contributions (assets) at end of year | 2010-12-31 | $4,116,572 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $4,567,671 |
| Contract administrator fees | 2010-12-31 | $2,390,066 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | COLEMAN & WILLIAMS, LTD |
| Accountancy firm EIN | 2010-12-31 | 391658905 |
